SECURITIES AND EXCHANGE COMMISSION 

 

Washington, D.C. 20549 

 

FORM 6-K 

 

REPORT OF FOREIGN PRIVATE ISSUER 

 

Pursuant to Rule 13a-16 or 15d-16 of


the Securities Exchange Act of 1934 

 

For the month of October, 2017 

 

PRUDENTIAL PUBLIC LIMITED COMPANY 

 

(Translation of registrant's name into English) 

 

LAURENCE POUNTNEY HILL,


LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)



 

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.





Form 20-F X           Form 40-F






Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.


 

Yes              No X



 

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-
 

 

 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Wells
2	Reason for the notification
a)	Position/status	Group Chief Executive (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	3
		(ii)	GBP 17.405	1,342
d)	Aggregated information   - Aggregated volume   - Price	1,345   GBP 17.406149
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Wells
2	Reason for the notification
a)	Position/status	Group Chief Executive (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	American Depositary Receipt ("ADR")     74435K204
b)	Nature of the transaction(s)	Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		USD 46.98	508
d)	Aggregated information   - Aggregated volume   - Price	508   USD 46.98
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	New York Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Nicolaos Nicandrou
2	Reason for the notification
a)	Position/status	Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	14
		(ii)	GBP 17.405	834
d)	Aggregated information   - Aggregated volume   - Price	848   GBP 17.4135024
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	John Foley
2	Reason for the notification
a)	Position/status	Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	5
		(ii)	GBP 17.405	1,184
d)	Aggregated information   - Aggregated volume   - Price	1,189   GBP 17.407166
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Anne Richards
2	Reason for the notification
a)	Position/status	Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 17.405	276
d)	Aggregated information   - Aggregated volume   - Price	276   GBP 17.405
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Barry Stowe
2	Reason for the notification
a)	Position/status	Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	American Depositary Receipt ("ADR")     74435K204
b)	Nature of the transaction(s)	Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		USD 46.98	1,158
d)	Aggregated information   - Aggregated volume   - Price	1,158   USD 46.98
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	New York Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Julian Adams
2	Reason for the notification
a)	Position/status	Group Regulatory and Government Relations Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	3
		(ii)	GBP 17.405	401
d)	Aggregated information   - Aggregated volume   - Price	404   GBP 17.408824
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Raghunath Hariharan
2	Reason for the notification
a)	Position/status	Director of Strategy and Capital Market Relations (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	3
		(ii)	GBP 17.405	172
d)	Aggregated information   - Aggregated volume   - Price	175   GBP 17.413829
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Jonathan Oliver
2	Reason for the notification
a)	Position/status	Group Communications Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	8
		(ii)	GBP 17.405	123
d)	Aggregated information   - Aggregated volume   - Price	131   GBP 17.4364504
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alan Porter
2	Reason for the notification
a)	Position/status	Group General Counsel and Company Secretary (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)	Price(s) and volume(s)		Price(s)	Volume(s)
		(i)	GBP 17.92	7
		(ii)	GBP 17.405	297
d)	Aggregated information   - Aggregated volume   - Price	304   GBP 17.416859
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Al-Noor Ramji
2	Reason for the notification
a)	Position/status	Group Chief Digital Officer (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 17.405	160
d)	Aggregated information   - Aggregated volume   - Price	160   GBP 17.405
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tim Rolfe
2	Reason for the notification
a)	Position/status	Group Human Resources Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 17.405	359
d)	Aggregated information   - Aggregated volume   - Price	359   GBP 17.405
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Howard Davies
2	Reason for the notification
a)	Position/status	Non-Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 17.7533	74
d)	Aggregated information   - Aggregated volume   - Price	74   GBP 17.7533
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Lord Turner
2	Reason for the notification
a)	Position/status	Non-Executive Director (PDMR)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Prudential plc
b)	LEI	5493001Z3ZE83NGK8Y12
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 5 pence each     GB0007099541
b)	Nature of the transaction(s)	Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 17.7533	52
d)	Aggregated information   - Aggregated volume   - Price	52   GBP 17.7533
e)	Date of the transaction(s)	2017-10-05
f)	Place of the transaction(s)	London Stock Exchange

 

 

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

           

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 

 

Date: 06 October 2017

 

	PRUDENTIAL PUBLIC LIMITED COMPANY
	By: /s/ Chris Smith
	Chris Smith
	Deputy Company Secretary