Standard Chartered PLC - Director/PDMR Shareholding
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Sunil Kaushal | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | Regional CEO, Africa & Middle East � | ||||||||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan � ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Sale of shares to cover tax withholding liability on the transaction described above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
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| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction | 19 March 2020 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Ben Hung | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan � ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
| |||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| |||||||||
| e) � | Date of the transaction � | 19 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Judy Hsu | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Regional CEO, ASEAN & South Asia | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan � ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
| |||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| |||||||||
| e) � | Date of the transaction � | 19 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Andy Halford | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | Group Chief Financial Officer | ||||||||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
| ||||||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
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| e) � | Date of the transaction � | 20 March 2020 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
�
| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Ben Hung | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
| |||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| |||||||||
| e) � | Date of the transaction � | 20 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Bill Winters | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | Group Chief Executive Officer | ||||||||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
| ||||||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| ||||||||||||
| e) � | Date of the transaction � | 20 March 2020 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Mark Smith | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | Group Chief Risk Officer | ||||||||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
| ||||||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| ||||||||||||
| e) � | Date of the transaction � | 20 March 2020 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
������
| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Michael Gorriz | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Group Chief Information Officer | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
| |||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| |||||||||
| e) � | Date of the transaction � | 20 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Simon Cooper | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | CEO, Corporate, Commercial and Institutional Banking | ||||||||||||
| b) � | Initial notification /Amendment � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Sale of shares to cover tax liability on employee share plan activity, including the above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
| ||||||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| ||||||||||||
| e) � | Date of the transaction � | 20 March 2020 � | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange � | ||||||||||||
�
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | ||||||||||
| a) � | Name � � | Sunil Kaushal | |||||||||
| 2 � | Reason for the notification � | ||||||||||
| a) � | Position/status � � | Regional CEO, Africa & Middle East | |||||||||
| b) � | Initial notification /Amendment � � | Initial | |||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | ||||||||||
| a) � | Name � � | Standard Chartered PLC | |||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � � | ||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 � | |||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � | |||||||||
| c) � | Price(s) and volume(s) � � | �
| |||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| |||||||||
| e) � | Date of the transaction � | 20 March 2020 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
�
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| 1 � | Details of the person discharging managerial responsibilities / person closely associated � | |||||||||||||
| a) � | Name � � | Tracy Clarke | ||||||||||||
| 2 � | Reason for the notification � | |||||||||||||
| a) � | Position/status � � | Regional CEO Europe and Americas | ||||||||||||
| b) � | Initial notification /Amendment � � | Initial | ||||||||||||
| 3 � | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor � | |||||||||||||
| a) � | Name � � | Standard Chartered PLC | ||||||||||||
| b) � | LEI � � | U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4 � | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted � | |||||||||||||
| a) � | Description of the financial instrument, type of instrument � Identification code � | Ordinary Shares of US$0.50 each � � ISIN: GB0004082847 | ||||||||||||
| b) � | Nature of the transaction � � | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan � ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above � iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above � | ||||||||||||
| c) � | Price(s) and volume(s) � � | �
| ||||||||||||
| d) � | Aggregated information � - Aggregated volume � - Price | �
| ||||||||||||
| e) � | Date of the transaction � | 20 March 2020 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
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