FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Report of Foreign Private Issuer

Pursuant to Rule 13a - 16 or 15d - 16 of

the Securities Exchange Act of 1934

 

For the month of April 2018

HSBC Holdings plc

42nd Floor, 8 Canada Square, London E14 5HQ, England

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).

Form 20-F X Form 40-F  

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).

Yes  No X

(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).

 

 HSBC HOLDINGS PLC

 

10 April 2018

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

 

The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 6 April 2018:

 

 

Directors                                      

Name	Shares acquired/allocated	Price per Share/ADS
Kathleen Casey	39 American Depositary Shares (representing 195 ordinary shares of US$0.50 each)	US$50.09031
Henri de Castries	358	US$10.0177
John Flint	7,031	US$10.0177
Irene Lee	221	US$10.0177
Iain Mackay	27,249	US$10.0177
Heidi Miller	17 American Depositary Shares (representing 85 ordinary shares of US$0.50 each)	US$47.29501
Marc Moses	27,248	US$10.0177
Mark Tucker	5,785	US$10.0177

1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

Other PDMRs                                

Name	Shares acquired/allocated	Price per Share
Samir Assaf	19,992	US$10.0177
Peter Boyles	4,891 6,425	US$10.0177 £6.6662
Patrick Burke	2,989 6,305	US$10.0177 £6.6554
Andy Maguire	3,550	US$10.0177
Paulo Maia	2,935 11 4,677	US$10.0177 £6.6571 £6.6662
Charlie Nunn	537	US$10.0177
Noel Quinn	3,813	US$10.0177
Antonio Simoes	3,981	US$10.0177
Peter Wong	20,352 18,358	US$10.0177 £6.6662

 

 

 

 

 

Persons closely associated ("CAP") with a PDMR      

Name	Shares acquired/allocated	Price per Share
Camay Wong (CAP of Peter Wong)	511	US$10.0177

 

 

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Kathleen Casey
2 - Reason for the notification
Position/status				Non-executive Director
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each	GB0005405286	Outside of a trading venue		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$50.09	39	US$1,953.52
			Aggregated	US$50.090	39	US$1,953.52

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Henri de Castries
2 - Reason for the notification
Position/status				Non-executive Director
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	358	US$3,586.34
			Aggregated	US$10.018	358	US$3,586.34

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				John Flint
2 - Reason for the notification
Position/status				Group Chief Executive
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	7,031	US$70,434.45
			Aggregated	US$10.018	7,031	US$70,434.45

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Irene Lee
2 - Reason for the notification
Position/status				Non-executive Director
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	221	US$2,213.91
			Aggregated	US$10.018	221	US$2,213.91

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Iain Mackay
2 - Reason for the notification
Position/status				Group Finance Director
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	27,249	US$272,972.31
			Aggregated	US$10.018	27,249	US$272,972.31

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Heidi Miller
2 - Reason for the notification
Position/status				Non-executive Director
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each	GB0005405286	Outside a trading venue		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$47.30	17	US$804.02
			Aggregated	US$47.295	17	US$804.02

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Marc Moses
2 - Reason for the notification
Position/status				Group Chief Risk Officer
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	27,248	US$272,962.29
			Aggregated	US$10.018	27,248	US$272,962.29

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Mark Tucker
2 - Reason for the notification
Position/status				Non-executive Group Chairman
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	5,785	US$57,952.39
			Aggregated	US$10.018	5,785	US$57,952.39

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Samir Assaf
2 - Reason for the notification
Position/status				Chief Executive, Global Banking and Markets
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	19,992	US$200,273.86
			Aggregated	US$10.018	19,992	US$200,273.86

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Peter Boyles
2 - Reason for the notification
Position/status				Chief Executive of Global Private Banking
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	4,891	US$48,996.57
			Aggregated	US$10.018	4,891	US$48,996.57
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		GBP - British Pound
	Nature of Transaction:			Price	Volume	Total
	Acquisition			£6.67	6,425	£42,830.34
			Aggregated	£6.666	6,425	£42,830.34

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Patrick Burke
2 - Reason for the notification
Position/status				President and Chief Executive of HSBC US
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	2,989	US$29,942.91
			Aggregated	US$10.018	2,989	US$29,942.91
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		GBP - British Pound
	Nature of Transaction:			Price	Volume	Total
	Acquisition			£6.66	6,305	£41,962.30
			Aggregated	£6.655	6,305	£41,962.30

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Andy Maguire
2 - Reason for the notification
Position/status				Group Chief Operating Officer
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	3,550	US$35,562.84
			Aggregated	US$10.018	3,550	US$35,562.84

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Paulo Maia
2 - Reason for the notification
Position/status				Chief Executive, Latin America
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	2,935	US$29,401.95
			Aggregated	US$10.018	2,935	US$29,401.95
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		GBP - British Pound
	Nature of Transaction:			Price	Volume	Total
	Acquisition			£6.66	11	£73.23
			Aggregated	£6.657	11	£73.23
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		GBP - British Pound
	Nature of Transaction:			Price	Volume	Total
	Acquisition			£6.67	4,677	£31,177.82
			Aggregated	£6.666	4,677	£31,177.82

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Charlie Nunn
2 - Reason for the notification
Position/status				Chief Executive, Retail Banking and Wealth Management
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	537	US$5,379.50
			Aggregated	US$10.018	537	US$5,379.50

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Noel Quinn
2 - Reason for the notification
Position/status				Chief Executive, Global Commercial Banking
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	3,813	US$38,197.49
			Aggregated	US$10.018	3,813	US$38,197.49

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Antonio Simoes
2 - Reason for the notification
Position/status				Chief Executive, HSBC Bank plc
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	3,981	US$39,880.46
			Aggregated	US$10.018	3,981	US$39,880.46

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Peter Wong
2 - Reason for the notification
Position/status				Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	20,352	US$203,880.23
			Aggregated	US$10.018	20,352	US$203,880.23
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		GBP - British Pound
	Nature of Transaction:			Price	Volume	Total
	Acquisition			£6.67	18,358	£122,378.10
			Aggregated	£6.666	18,358	£122,378.10

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person				Camay Wong
2 - Reason for the notification
Position/status				Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
Initial notification/amendment				Initial Notification
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity				HSBC Holdings plc
Legal Entity Identifier code				MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
	Date of Transaction	Financial Instrument	Identification Code	Place of Transaction		Currency
	2018-04-06	Ordinary shares of US$0.50 each	GB0005405286	London Stock Exchange, Main Market (XLON)		USD - United States Dollar
	Nature of Transaction:			Price	Volume	Total
	Acquisition			US$10.02	511	US$5,119.04
			Aggregated	US$10.018	511	US$5,119.04

 

 

For any queries related to this notification, please contact: 

 

JJ Williams

Shareholder Services 

020 3268 3568

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

HSBC Holdings plc
	By:
	Name: Ben J S Mathews
	Title: Group Company Secretary
	Date: 10 April 2018