RNS Number : 5857I
Quilter PLC
02 April 2020
�

LEI: 54930092XIVK28RZGM95

2 April 2020

For immediate release

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of �0.07 each ("Shares") which include the vesting and sale of Shares that had been granted pursuant to:

a)�� the 2016 and 2017 Deferred Bonus awards made under the Phantom Share Reward Plan ("Phantom SRP");

b)��� the 2018 Deferred Bonus awards made under the Quilter Share Reward Plan ("Quilter SRP"); and

c)��� a Recruitment Award made under the Quilter SRP.

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Matthew Burton

2

Reason for the notification


a)

Position/status

Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 24,583 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Sale of 11,595 Shares vested under i) above to settle tax liability and dealing costs

�

iii) Vesting of 27,691 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP

�

iv) Sale of 13,061 Shares vested under iii) above to settle tax liability and dealing costs

�

v)� Vesting of 42,414 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

vi) Sale of 20,005 Shares vested under v) above to settle tax liability and dealing costs

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� �1.123818

iii) Nil

iv) �1.123818

v)� Nil

vi) �1.123818

�

i)�� 24,583

ii)� 11,595

iii) 27,691

iv) 13,061

v)� 42,414

vi) 20,005

�

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Sale price: �1.123818

�

iii) Consideration price: Nil

�

iv) Sale price: �1.123818

�

v)� Consideration price: Nil

�

vi) Sale price: �1.123818

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

iv) 2020-03-31

v)� 2020-03-31

vi) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� London Stock Exchange, Main Market (XLON)

iii) Outside a trading venue

iv) London Stock Exchange, Main Market (XLON)

v)� Outside a trading venue

vi) London Stock Exchange, Main Market (XLON)

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Karin Cook

2

Reason for the notification


a)

Position/status

Chief Operating Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 28,512 Shares under the Quilter SRP (Recruitment award)

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

�

i)�� 28,512

�

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

e)

Date of the transaction

i)�� 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Paul Feeney

2

Reason for the notification


a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 333,860 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Sale of 157,466 Shares vested under i) above to settle tax liability and dealing costs

�

iii) Vesting of 152,355 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

iv) Sale of 71,859 Shares vested under iii) above to settle tax liability and dealing costs

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� �1.123818

iii) Nil

iv) �1.123818

i)�� 333,860

ii)� 157,466

iii) 152,355

iv) 71,859

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Sale price: �1.123818

�

iii) Consideration price: Nil

�

iv) Sale price: �1.123818

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

iv) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� London Stock Exchange, Main Market (XLON)

iii) Outside a trading venue

iv) London Stock Exchange, Main Market (XLON)

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Steven Levin

2

Reason for the notification


a)

Position/status

Chief Executive Officer, UK Platform - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 34,777 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Sale of 16,403 Shares vested under i) above to settle tax liability and dealing costs

�

iii) Vesting of 44,731 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP

�

iv) Sale of 21,098 Shares vested under iii) above to settle tax liability and dealing costs

�

v)� Vesting of 60,453 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

vi) Sale of 28,513 Shares vested under v) above to settle tax liability and dealing costs

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� �1.123818

iii) Nil

iv) �1.123818

v)� Nil

vi) �1.123818

i)�� 34,777

ii)� 16,403

iii) 44,731

iv) 21,098

v)� 60,453

vi) 28,513

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Sale price: �1.123818

�

iii) Consideration price: Nil

�

iv) Sale price: �1.123818

�

v)� Consideration price: Nil

�

vi) Sale price: �1.123818

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

iv) 2020-03-31

v)� 2020-03-31

vi) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� London Stock Exchange, Main Market (XLON)

iii) Outside a trading venue

iv) London Stock Exchange, Main Market (XLON)

v)� Outside a trading venue

vi) London Stock Exchange, Main Market (XLON)

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Andrew McGlone

2

Reason for the notification


a)

Position/status

CEO, Quilter Cheviot - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 20,088 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Sale of 20,088 Shares vested under i) above

�

iii) Vesting of 17,846 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP

�

iv) Sale of 17,846 Shares vested under iii) above

�

v)� Vesting of 38,514 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

vi) Sale of 38,514 Shares vested under v) above

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� �1.123818

iii) Nil

iv) �1.123818

v)� Nil

vi) �1.123818

i)�� 20,088

ii)� 20,088

iii) 17,846

iv) 17,846

v)� 38,514

vi) 38,514

�

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Sale price: �1.123818

�

iii) Consideration price: Nil

�

iv) Sale price: �1.123818

�

v)� Consideration price: Nil

�

vi) Sale price: �1.123818

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

iv) 2020-03-31

v)� 2020-03-31

vi) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� London Stock Exchange, Main Market (XLON)

iii) Outside a trading venue

iv) London Stock Exchange, Main Market (XLON)

v)� Outside a trading venue

vi) London Stock Exchange, Main Market (XLON)

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Mark Satchel

2

Reason for the notification


a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 52,583 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Sale of 24,800 Shares vested under i) above to settle tax liability and dealing costs

�

iii) Vesting of 51,833 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP

�

iv) Sale of 24,448 Shares vested under iii) above to settle tax liability and dealing costs

�

v)� Vesting of 77,030 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

vi) Sale of 36,333 Shares vested under v) above to settle tax liability and dealing costs

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� �1.123818

iii) Nil

iv) �1.123818

v)� Nil

vi) �1.123818

i)�� 52,583

ii)� 24,800

iii) 51,833

iv) 24,448

v)� 77,030

vi) 36,333

�

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Sale price: �1.123818

�

iii) Consideration price: Nil

�

iv) Sale price: �1.123818

�

v)� Consideration price: Nil

�

vi) Sale price: �1.123818

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

iv) 2020-03-31

v)� 2020-03-31

vi) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� London Stock Exchange, Main Market (XLON)

iii) Outside a trading venue

iv) London Stock Exchange, Main Market (XLON)

v)� Outside a trading venue

vi) London Stock Exchange, Main Market (XLON)

�

�

1

Details of the person discharging managerial responsibilities/person closely associated

�

a)

Name

Andrew Thompson

2

Reason for the notification


a)

Position/status

CEO, Quilter Financial Planning - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of �0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)�� Vesting of 37,004 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP

�

ii)� Vesting of 28,448 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP

�

iii) Vesting of 49,726 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP

�

�

c)

Price(s) and volume(s)

�

Price(s)

Volume(s)

i)�� Nil

ii)� Nil

iii) Nil

i)�� 37,004

ii)� 28,448

iii) 49,726

�

d)

Aggregated information

- Aggregated volume

- Price

i)�� Consideration price: Nil

�

ii)� Consideration price: Nil

�

iii) Consideration price: Nil

�

e)

Date of the transaction

i)�� 2020-03-31

ii)� 2020-03-31

iii) 2020-03-31

�

f)

Place of the transaction

i)�� Outside a trading venue

ii)� Outside a trading venue

iii) Outside a trading venue

�

Enquiries:

Patrick Gonsalves

Company Secretary

+ 44 (0)7391867081

�


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