LEI: 54930092XIVK28RZGM95
28 June 2018
For immediate release
Quilter plc
Notification of transactions by Directors, Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with them
Quilter plc (the "Company") announces the following transactions by Directors, PDMRs and persons closely associated with them, which took place on 25 June 2018 and 26 June 2018 in connection with the admission of the Company's ordinary shares to trading on the London and Johannesburg Stock Exchanges.
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Cathy Turner |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-Executive Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
George Reid |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-Executive Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
1) Glyn Jones (Chairman, PDMR) 2) Catherine Jones (PCA for Glyn Jones) |
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2 |
Reason for the notification |
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a) |
Position/status |
1) Chairman, Person Discharging Managerial Responsibilities 2) Person Closely Associated with Glyn Jones (Chairman) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Glyn Jones |
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2 |
Reason for the notification |
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a) |
Position/status |
Chairman, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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||||
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a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares (conversion of Old Mutual plc shares into Quilter plc Shares, immediately following demerger of Quilter plc from Old Mutual plc). |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Not applicable |
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Jon Little |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-Executive Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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||||
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Moira Kilcoyne |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-Executive Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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|
b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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||||
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Rosie Harris |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-Executive Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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|
b) |
Nature of the transaction |
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
|
||||
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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||||
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Ruth Markland |
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2 |
Reason for the notification |
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a) |
Position/status |
Senior Independent Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269 |
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b) |
Nature of the transaction |
Acquisition of Shares pursuant to the SID Share Purchase Agreement described in the Quilter plc Prospectus. |
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c) |
Price(s) and volume(s) |
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||||
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d) |
Aggregated information - Aggregated volume - Price |
Acquisition price: £1.45
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||||
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e) |
Date of the transaction |
2018-06-25; 07:00:00 UTC time |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Andrew Thompson |
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2 |
Reason for the notification |
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a) |
Position/status |
Chief Executive Officer - Quilter Financial Planning, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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||||
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a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Shares 7) Forfeitable Shares
GB00BDCXV269 |
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b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 650,471 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 12,704 Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
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e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-25 7) 2018-06-26 |
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f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) Outside a trading venue 6) London Stock Exchange, Main Market (XLON) 7) Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Iain Wright |
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2 |
Reason for the notification |
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a) |
Position/status |
Chief Risk Officer, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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||||
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
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a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Restricted Stock Units over Shares 4) Shares 5) Shares 6) Forfeitable Shares
GB00BDCXV269 |
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b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Award of Restricted Stock Units over ordinary Quilter plc Shares under the Quilter Performance Share Plan 4) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 5) Sale of Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 6) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 344,841 Consideration price: Nil Weighted average market value: £1.45
Total Shares sold on 25 June 2018: 8,470 Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
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e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-26 |
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f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) London Stock Exchange, Main Market (XLON) 6) Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Mark Satchel |
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2 |
Reason for the notification |
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||||
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a) |
Position/status |
Corporate Finance Director, Person Discharging Managerial Responsibilities |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Quilter plc |
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b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Forfeitable Shares
GB00BDCXV269 |
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|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
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c) |
Price(s) and volume(s) |
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||||
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d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 858,541 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 300,000 Consideration price: Nil Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
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e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-26 |
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f) |
Place of the transaction |
Outside a trading venue |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Martin Baines |
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2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Executive Officer - Quilter Cheviot, Person Discharging Managerial Responsibilities |
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|
b) |
Initial notification/Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
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|
b) |
LEI |
54930092XIVK28RZGM95 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Shares 7) Forfeitable Shares
GB00BDCXV269 |
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|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
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|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 1,309,440 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 293,103 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 156,499 Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
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|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-25 7) 2018-06-26 |
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|
f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) Outside a trading venue 6) London Stock Exchange, Main Market (XLON) 7) Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Matthew Burton |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Internal Auditor, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Restricted Stock Units over Shares 3) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Award of Restricted Stock Units over ordinary Quilter plc Shares under the Quilter Performance Share Plan 3) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 333,035 Consideration price: Nil Weighted average market value: £1.45
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-26 |
||||
|
f) |
Place of the transaction |
Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Paul Feeney |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Executive Officer, Executive Director, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Shares 7) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 1,512,330 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 931,034 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 86,892 Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-25 7) 2018-06-26 |
||||
|
f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) Outside a trading venue 6) London Stock Exchange, Main Market (XLON) 7) Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Paul Hucknall |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
HR Director, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Nil-cost Options over Shares 3) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 3) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 614,874 Consideration price: Nil Market value: £1.45
Total nil-cost options granted on 25 June 2018: 275,862 Consideration price: Nil Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-26 |
||||
|
f) |
Place of the transaction |
Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Paul Simpson |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Executive Officer - Quilter Investments, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Nil-cost Options over Shares 3) Shares 4) Shares 5) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 3) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 4) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 5) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 701,591 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 69,376 Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-26 |
||||
|
f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) London Stock Exchange, Main Market (XLON) 5) Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Steven Braudo |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Operating Officer, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Shares 7) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 769,231 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 355,172 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 33,875 Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-25 7) 2018-06-26 |
||||
|
f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) Outside a trading venue 6) London Stock Exchange, Main Market (XLON) 7) Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Steven Levin |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Executive Officer - Quilter Wealth Solutions, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Shares 3) Shares 4) Nil-cost Options over Shares 5) Shares 6) Shares 7) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan 5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares 6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares 7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 663,784 Consideration price: Nil Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 241,379 Consideration price: Nil Market value: £1.45
Total Shares sold on 25 June 2018: 18,591 Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-25 3) 2018-06-25 4) 2018-06-25 5) 2018-06-25 6) 2018-06-25 7) 2018-06-26 |
||||
|
f) |
Place of the transaction |
1) Outside a trading venue 2) Outside a trading venue 3) Outside a trading venue 4) Outside a trading venue 5) Outside a trading venue 6) London Stock Exchange, Main Market (XLON) 7) Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Timothy Tookey |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Chief Financial Officer, Executive Director, Person Discharging Managerial Responsibilities |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares") 2) Forfeitable Shares
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange 2) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 2,314,530 Consideration price: Nil Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315 Consideration price: Nil Market value: £1.52 |
||||
|
e) |
Date of the transaction |
1) 2018-06-25 2) 2018-06-26 |
||||
|
f) |
Place of the transaction |
Outside a trading venue |
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|
||||
|
a) |
Name |
Tracy Dunley-Owen |
||||
|
2 |
Reason for the notification |
|
||||
|
a) |
Position/status |
Person Closely Associated with Steven Levin (Chief Executive Officer - Quilter Wealth Solutions, PDMR) |
||||
|
b) |
Initial notification/Amendment |
Initial notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
||||
|
a) |
Name |
Quilter plc |
||||
|
b) |
LEI |
54930092XIVK28RZGM95 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269 |
||||
|
b) |
Nature of the transaction |
Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Total Shares acquired on 25 June 2018: 1,635 Consideration price: Nil Market value: £1.45
|
||||
|
e) |
Date of the transaction |
2018-06-25
|
||||
|
f) |
Place of the transaction |
Outside a trading venue |
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)20 7778 9670