RNS Number : 2169O
HSBC Holdings PLC
30 September 2019
 

               

 

HSBC HOLDINGS PLC

 

30 September 2019

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and a person closely associated with a PDMR

 

1.   Dividends

The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were made on 26 September 2019:

 

Directors                                

Name

Shares acquired/allocated

Price per Share/ADS

Kathleen Casey

27 American Depositary Shares (representing 135 ordinary shares of US$0.50 each)

US$36.23851

Henri de Castries

258

US$7.2477

Irene Lee

159

US$7.2477

Heidi Miller

12 American Depositary Shares (representing 60 ordinary shares of US$0.50 each)

US$38.29501

Marc Moses

13,001

US$7.2477

Noel Quinn

1,917

US$7.2477

Mark Tucker

4,129

US$7.2477

1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

 

Other PDMRs                          

Name

Shares acquired/allocated

Price per Share

Samir Assaf

4,504

US$7.2477

Patrick Burke

2,309

6,011

US$7.2477

£6.2190

Andy Maguire

3,030

US$7.2477

Paulo Maia

2,207

4,651

7

US$7.2477

£6.2323

£6.2311

Charlie Nunn

695

US$7.2477

Barry O'Byrne

270

6

US$7.2477

£6.2323

Antonio Simoes

1,971

US$7.2477

Ian Stuart

729

US$7.2477

Peter Wong2

2,455

21,153

368

US$7.2477

£6.2323

US$7.2477

 

2Peter Wong's acquisition includes via a person closely associated - details below.

 

The Company has been informed that one Share of Paulo Maia's dividend of Shares acquired on 21 November 2018 had not been reported. The amount reported on 23 November 2018 was 5 Shares at £6.5380 per Share and should have been 6 Shares at £6.5380 per Share.

 

 

2.   UK Share Incentive Plan

 

On 27 September 2019, Barry O'Byrne acquired 24 Shares in the Company at £6.2641 per Share under the Company's UK Share Incentive Plan.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Kathleen Casey





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$36.24

27

US$978.44



Aggregated

US$36.238

27

US$978.44









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Henri de Castries





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

258

US$1,869.91



Aggregated

US$7.248

258

US$1,869.91









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Irene Lee





2 - Reason for the notification


Position/status                                   

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

159

US$1,152.38



Aggregated

US$7.248

159

US$1,152.38









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Heidi Miller





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$38.30

12

US$459.54



Aggregated

US$38.295

12

US$459.54









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Marc Moses





2 - Reason for the notification


Position/status

Group Chief Risk Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

13,001

US$94,227.35



Aggregated

US$7.248

13,001

US$94,227.35









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Noel Quinn





2 - Reason for the notification


Position/status

Interim Group Chief Executive



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

1,917

US$13,893.84



Aggregated

US$7.248

1,917

US$13,893.84









 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Mark Tucker





2 - Reason for the notification


Position/status

Group Chairman



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

4,129

US$29,925.75



Aggregated

US$7.248

4,129

US$29,925.75









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Samir Assaf





2 - Reason for the notification


Position/status

Chief Executive, Global Banking and Markets



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

4,504

US$32,643.64



Aggregated

US$7.248

4,504

US$32,643.64









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Patrick Burke





2 - Reason for the notification


Position/status

President and Chief Executive of HSBC US



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

2,309

US$16,734.94



Aggregated

US$7.248

2,309

US$16,734.94



 

 







Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.22

6,011

£37,382.41



Aggregated

£6.219

6,011

£37,382.41









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Andy Maguire





2 - Reason for the notification


Position/status

Group Chief Operating Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

3,030

US$21,960.53



Aggregated

US$7.248

3,030

US$21,960.53









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Paulo Maia





2 - Reason for the notification


Position/status

Chief Executive, Latin America



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

2,207

US$15,995.67



Aggregated

US$7.248

2,207

US$15,995.67



 

 







Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.23

4,651

£28,986.29



Aggregated

£6.232

4,651

£28,986.29


 

 


Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.23

7

£43.62



Aggregated

£6.231

7

£43.62









 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Paulo Maia





2 - Reason for the notification


Position/status

Chief Executive, Latin America



Initial notification/amendment

 

In case of amendment, please enter the previous notification reference number and explain the error that this notification is amending.

Amendment to previous notification

 

PDMR Notification reference 00052287

The Acquisition of shares at £6.5380 has changed from 5 to 6 shares.



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2018-11-21

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.24

2,672

US$22,025.30



Aggregated

US$8.24

2,672

US$22,025.30



 

 







Date of Transaction

Identification Code

Place of Transaction

Currency



2018-11-21

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.54

6

£39.23



Aggregated

£6.538

6

£39.23


 

 


Date of Transaction

Identification Code

Place of Transaction

Currency



2018-11-21

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.55

3,231

£21,162.08



Aggregated

£6.55

3,231

£21,162.08









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Charlie Nunn





2 - Reason for the notification


Position/status

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

695

US$5,037.15



Aggregated

US$7.248

695

US$5,037.15









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Barry O'Byrne





2 - Reason for the notification


Position/status

Interim Chief Executive, Global Commercial Banking



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

270

US$1,956.88



Aggregated

US$7.248

270

US$1,956.88



 

 







Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 



Acquisition


£6.23

6

£37.39



Aggregated

£6.232

6

£37.39










Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-09-27

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition under the UK Share Incentive Plan


£6.26

24

£150.34



Aggregated

£6.264

24

£150.34









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Antonio Simoes





2 - Reason for the notification


Position/status

Chief Executive, Global Private Banking




Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

1,971

US$14,285.22



Aggregated

US$7.248

1,971

US$14,285.22









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Ian Stuart





2 - Reason for the notification


Position/status

Chief Executive, HSBC UK Bank plc



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

729

US$5,283.57



Aggregated

US$7.248

729

US$5,283.57









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Peter Wong





2 - Reason for the notification


Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

2,455

US$17,793.10



Aggregated

US$7.248

2,455

US$17,793.10



 

 






 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.23

21,153

£131,831.23



Aggregated

£6.232

21,153

£131,831.23

 

 


 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Camay Wong





2 - Reason for the notification


Position/status

Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Identification Code

Place of Transaction

Currency



2019-09-26

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$7.25

368

US$2,667.15



Aggregated

US$7.248

368

US$2,667.15









 

 

For any queries related to this notification, please contact: 

 

JJ Williams

Shareholder Services 

020 3268 3568


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
DSHSDSFISFUSELU