Standard Chartered PLC - Director/PDMR Shareholding
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Tracy Clarke | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Regional CEO, Europe & Americas and CEO, Private Banking | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii).Sale of shares to cover tax in relation to the transaction described in ii) above
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 18 March 2019 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Judy Hsu | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, ASEAN & South Asia | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 18 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Michael Gorriz | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Group Chief Information Officer | |||||||||
| b)
| Initial notification /Amendment
| Initial
| |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC
| |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91
| |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 18 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Mark Smith | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Group Chief Risk Officer | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii).Sale of shares to cover tax in relation to the transaction described in ii) above
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 18 March 2019 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Sunil Kaushal | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, Africa & Middle East
| |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 18 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Ben Hung | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2016 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2016 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 18 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Sunil Kaushal | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, Africa & Middle East
| |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 19 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Ben Hung | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 19 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Judy Hsu | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Regional CEO, ASEAN & South Asia | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 19 March 2019 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||