TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuer | Standard Chartered PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | S | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | S | |||
An event changing the breakdown of voting rights | ¨ | |||
Other (please specify): | | ¨ | ||
3. Full name of person(s) subject to the | BlackRock, Inc. | |||
4. Full name of shareholder(s) | | |||
5. Date of the transaction and date on | 13 January, 2017 | |||
6. Date on which issuer notified: | 16 January, 2017 | |||
7. Threshold(s) that is/are crossed or | Total holding for BlackRock, Inc. has gone above 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | ||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0004082847 | Below 5% | Below 5% | N/A | N/A | 38,391,497 | N/A | 4.67% | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | ||||||||||||
Securities Lending | | | 2,436,683 | 0.29% | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
CFD | | | | 281,358 | Nominal | Delta | ||||||||||
0.03% | 0.03% | |||||||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
41,109,538 | 5.00% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
See Annex 1 | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | | |
11. Number of voting rights proxy holder will cease | | |
12. Date on which proxy holder will cease to hold | | |
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14. Contact name: | Lee Davis, Assistant Group Secretary | |
15. Contact telephone number: | 020 7885 7456 | |
Annex 1 |
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Group Limited | | | |
BlackRock Investment Management (UK) Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Group Limited | | | |
BlackRock Advisors (UK) Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock Holdco 4, LLC | | | |
BlackRock Holdco 6, LLC | | | |
BlackRock Delaware Holdings Inc. | | | |
BlackRock Fund Advisors | | | |
BlackRock Institutional Trust Company, National Association | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock Holdco 4, LLC | | | |
BlackRock Holdco 6, LLC | | | |
BlackRock Delaware Holdings Inc. | | | |
BlackRock Fund Advisors | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock Asia-Pac Holdco, LLC | | | |
BlackRock HK Holdco Limited | | | |
BlackRock Cayco Limited | | | |
BlackRock Trident Holding Company Limited | | | |
BlackRock Japan Holdings GK | | | |
BlackRock Japan Co., Ltd. | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Group Limited | | | |
BlackRock International Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Group Limited | | | |
BlackRock (Netherlands) B.V. | | | |
| | | |
BlackRock, Inc. | | | |
Trident Merger, LLC | | | |
BlackRock Investment Management, LLC | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Australia Holdco Pty. Ltd. | | | |
BlackRock Investment Management (Australia) Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Holdco 3, LLC | | | |
BlackRock Canada Holdings LP | | | |
BlackRock Canada Holdings ULC | | | |
BlackRock Asset Management Canada Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock Group Limited | | | |
BlackRock Investment Management (UK) Limited | | | |
BlackRock Asset Management Deutschland AG | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock Capital Holdings, Inc. | | | |
BlackRock Advisors, LLC | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock Asia-Pac Holdco, LLC | | | |
BlackRock HK Holdco Limited | | | |
BlackRock Asset Management North Asia Limited | | | |
| | | |
BlackRock, Inc. | | | |
BlackRock Holdco 2, Inc. | | | |
BlackRock Financial Management, Inc. | | | |
BlackRock International Holdings, Inc. | | | |
BR Jersey International Holdings L.P. | | | |
BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock (Singapore) Limited | | | |
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