UNILEVER PLC
|
|
/S/ R SOTAMAA
By R SOTAMAA
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
10
September 2020
|
entitled
|
Director/PDMR
Shareholding
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
14
September 2020
|
entitled
|
Director/PDMR
Shareholding
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Graeme Pitkethly
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Financial Officer (Director)
|
b)
|
Initial
notification /Amendment
|
Initial Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
Reinvestment of dividend under the Unilever PLC Share Incentive
Plan.
|
c)
|
Currency
|
GBP - British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£46.8064
|
e)
|
Aggregated
information
-
Volume
-
Total
|
4
£187.23
|
f)
|
Date of
the transaction
|
2020-09-09
|
g)
|
Place
of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Graeme Pitkethly
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Financial Officer (Director)
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature of the transaction
|
Purchase of shares under the Unilever PLC Share Incentive
Plan.
|
c)
|
Currency
|
GBP - British Pound
|
d)
|
Price(s) and volume(s)
|
Price(s)Volume(s)£45.3823
|
e)
|
Aggregated information
- Volume
- Total
|
3
£136.15
|
f)
|
Date of the transaction
|
2020-09-08
|
g)
|
Place of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Conny
Braams
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Digital and Marketing Officer (a member of the Unilever Leadership
Executive (ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 57.5476
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 53.7898
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 0.9007
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.0057.5476£47.4354.6905
|
e)
|
Aggregated
information
-
Volume
-
Total
|
112.2381
£2,593.97
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Marc
Engel
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Supply Chain Officer (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 227.9341 shares
(reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£47.43227.9341
|
e)
|
Aggregated
information
-
Volume
-
Total
|
227.9341
£10,810.91
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Fabian
Garcia
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President,
North America (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 331.673
shares (Dividend equivalents earned on transition awards under the
Unilever Share Plan 2020 reinvested as additional conditional
shares, which will be subject to the same performance conditions as
the underlying award)
|
c)
|
Currency
|
USD -
United States Dollars
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)$0.00331.673
|
e)
|
Aggregated
information
-
Volume
-
Total
|
331.673
$0.00
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Sunny
Jain
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President
Beauty and Personal Care (Member of the Unilever Leadership
Executive (ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 64.9650
shares (Dividend equivalents earned on transition awards under the
Unilever Share Plan 2017 reinvested as additional conditional
shares, which will be subject to the same performance conditions as
the underlying award)
● 214.4180
Dividend equivalents earned on Restricted Stock awards under the
Unilever Share Plan 2017 reinvested as additional conditional
shares, which will be subject to the same performance conditions as
the underlying award)
● 117.4620
shares (Dividend equivalents earned on transition awards under the
Unilever Share Plan 2020 reinvested as additional conditional
shares, which will be subject to the same performance conditions as
the underlying award)
|
c)
|
Currency
|
USD -
United States Dollars
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)$0.00396.8450
|
e)
|
Aggregated
information
-
Volume
-
Total
|
396.8450
$0.00
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Alan
Jope
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive Officer (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 44.2630
shares (reinvestment of dividend on (freely transferable)
shares). Dividend equivalents
earned on unconditional (depository receipts of) BT Bonus Shares
were reinvested.
|
c)
|
Currency
|
USD -
United States Dollars
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)$62.1144.2630
|
e)
|
Aggregated
information
-
Volume
-
Total
|
44.2630
$2,749.17
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Peter
Ter Kulve
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President
Home Care (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 2.8892
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£47.432.8892
|
e)
|
Aggregated
information
-
Volume
-
Total
|
2.8892
£137.03
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Sanjiv
Mehta
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President
South Asia (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 127.0922
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 120.8887
shares (Dividends equivalent earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 340.9626
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.00127.0922£47.43461.8513
|
e)
|
Aggregated
information
-
Volume
-
Total
|
588.9435
£21,905.61
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Leena
Nair
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
HR Officer (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 159.3031
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 150.5475
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 137.6424
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.00159.3031£47.43288.1899
|
e)
|
Aggregated
information
-
Volume
-
Total
|
447.493
£13,668.85
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Nitin
Paranjpe
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Operating Officer (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 68.9703
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 64.1829
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 207.5951
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.0068.9703£47.43271.7780
|
e)
|
Aggregated
information
-
Volume
-
Total
|
340.7483
£12,890.43
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Graeme
Pitkethly
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 108.0125 shares
(Dividend equivalents earned on GSIP conditional shares were
reinvested as additional GSIP conditional shares, which will be
subject to the same performance conditions as the underlying GSIP
conditional shares)
● 493.2629
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 330.2315
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 168.4773 shares
(reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.00601.2754£47.43498.7088
|
e)
|
Aggregated
information
-
Volume
-
Total
|
1,099.9842
£23,653.76
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Richard
Slater
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
R&D Officer (Member of the Unilever Leadership Executive
(ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 63.2872
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 89.5816
shares (Dividend equivalents earned on transition awards under the
Unilever Share Plan 2019 reinvested as additional conditional
shares, which will be subject to the same performance conditions as
the underlying award)
● 62.7717
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 40.5192
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.00152.8688£47.43103.2909
|
e)
|
Aggregated
information
-
Volume
-
Total
|
256.1597
£4,899.09
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ritva
Sotamaa
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Legal Officer and Group Secretary (Member of the Unilever
Leadership Executive (ULE))
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Unilever
PLC
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
b)
|
Nature
of the transaction
|
● 82.4956
shares (Dividend equivalents earned on MCIP conditional matching
shares were reinvested as additional MCIP conditional matching
shares, which will be subject to the same performance conditions as
the underlying MCIP conditional matching shares)
● 76.1509
shares (Dividend equivalents earned on MCIP investment shares were
reinvested as additional MCIP investment shares)
● 293.8249
shares (reinvestment of dividend on (freely transferable)
shares)
|
c)
|
Currency
|
GBP -
British Pound
|
d)
|
Price(s)
and volume(s)
|
Price(s) Volume(s)£0.0082.4956£47.43369.9758
|
e)
|
Aggregated
information
-
Volume
-
Total
|
452.4714
£17,547.95
|
f)
|
Date of
the transaction
|
09/09/2020
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|