BHP BILLITON PLC and BHP BILLITON LIMITED
Notification and public disclosure of transactions by
Persons Discharging Managerial Responsibilities
�
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Andrew Mackenzie |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (Chief Executive Officer) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
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a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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b) |
Nature of the transaction |
1. The acquisition of 69,566 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan and 4,506 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. ( 151,609 Long Term Incentive Plan 2012 awards have lapsed).� 2. The on-market sale of 36,221 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f)� |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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�
�
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Peter Beaven |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (Chief Financial Officer) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
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a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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b) |
Nature of the transaction |
1. The acquisition of 40,921 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan, 2,651 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments and 13,552 ordinary shares in BHP Billiton Limited following the vesting of tranche one of the FY2014 Transitional Awards.� (6,089 FY2014 Transitional Awards have lapsed). 2. The on-market sale of 26,793 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Geoff Healy |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (Chief External Affairs Officer) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
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a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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b) |
Nature of the transaction |
1. The acquisition of 49,105 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan and 3,181 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. 2. The on-market sale of 24,524 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Mike Henry |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (President Operations, Minerals Australia) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
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a) |
Description of the financial instrument, type of instrument Identification code |
1. BHP Billiton Limited ordinary shares ISIN: AU000000BHP4
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b) |
Nature of the transaction |
1. The acquisition of 45,542 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan and 2,950 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. (130,922 FY2012 Long Term Incentive Plan awards have lapsed). 2. The on-market sale of 21,777 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Daniel Malchuk |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (President Operations, Minerals Americas) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
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|
a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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|
b) |
Nature of the transaction |
1. The acquisition of 40,921 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan, 2,651 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments and 11,520 ordinary shares in BHP Billiton Limited following the vesting of tranche one of the FY2014 Transitional Awards. (5,175 FY2014 Transitional Awards have lapsed). 2. The on-market sale of 17,568 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Steve Pastor |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (President Operations, Petroleum) |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
BHP Billiton Plc |
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b) |
LEI |
N/A |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
||||||||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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|
b) |
Nature of the transaction |
1. The acquisition of 23,441 ordinary shares in BHP Billiton Limited following the vesting of Restricted Shares under the FY2015 Management Award Plan and 20,124 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Group Short Term Incentive Plan. 2. The on-market sale of 18,293 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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|
e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Australian Securities Exchange (XASX) |
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1 |
Details of the person discharging managerial responsibilities / persons closely associated |
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a) |
Name |
Athalie Williams |
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2 |
Reason for the notification |
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a) |
Position/status |
PDMR (Chief People Officer) |
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b) |
Initial notification/Amendment |
Initial notification |
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|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||
|
a) |
Name |
BHP Billiton Plc |
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|
b) |
LEI |
N/A |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. |
|||||||||||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 |
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b) |
Nature of the transaction |
1. The acquisition of 7,805 ordinary shares in BHP Billiton Limited following the vesting of Restricted Shares under the FY2015 Management Award Plan, 4,689 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Group Short Term Incentive Plan. 2. The acquisition of 17,692 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2015 Short Term Incentive Plan and 1,146 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. 3. The on-market sale of 13,140 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1 and 2. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information - Aggregated volume - Price |
N/A |
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|
e) |
Date of the transaction |
1. 2017-08.24 2. 2017-08.24 3. 2017-08.24 |
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f) |
Place of the transaction |
1. Outside a trading venue 2. Outside a trading venue 3. Australian Securities Exchange (XASX) |
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