RNS Number : 9987E
HSBC Holdings PLC
09 July 2019
 

 

 

 

9 July 2019

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and a person closely associated with a PDMR

 

The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 5 July 2019:

 

 

Directors                                      

Name

Shares acquired/allocated

Price per Share/ADS

Henri de Castries

223

US$8.3022

John Flint

2,455

US$8.3022

Irene Lee

137

US$8.3022

Heidi Miller

10 American Depositary Shares (representing 50 ordinary shares of US$0.50 each)

US$42.03501

Marc Moses

11,215

US$8.3022

Mark Tucker

3,562

US$8.3022

1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

 

Other PDMRs                                

Name

Shares acquired/allocated

Price per Share

Samir Assaf

3,885

US$8.3022

Patrick Burke

1,992

5,381

US$8.3022

£6.6974

Andy Maguire

2,206

US$8.3022

Paulo Maia

1,902

5

4,174

US$8.3022

£6.7030

£6.6968

Charlie Nunn

598

US$8.3022

Noel Quinn

1,654

US$8.3022

Antonio Simoes

1,701

US$8.3022

Ian Stuart

628

US$8.3022

Peter Wong2

2,117

18,981

318

US$8.3022

£6.6968

US$8.3022

 

2Peter Wong's acquisition includes via a person closely associated - details below.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Henri de Castries





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

223

US$1,851.39



Aggregated

US$8.302

223

US$1,851.39

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

John Flint





2 - Reason for the notification


Position/status

Group Chief Executive



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

2,455

US$20,381.90



Aggregated

US$8.302

2,455

US$20,381.90

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Irene Lee





2 - Reason for the notification


Position/status                                  

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

137

US$1,137.40



Aggregated

US$8.302

137

US$1,137.40

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Heidi Miller





2 - Reason for the notification


Position/status

Non-executive Director



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$42.04

10

US$420.35



Aggregated

US$42.035

10

US$420.35

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Marc Moses





2 - Reason for the notification


Position/status

Group Chief Risk Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

11,215

US$93,109.17



Aggregated

US$8.302

11,215

US$93,109.17

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Mark Tucker





2 - Reason for the notification


Position/status

Group Chairman



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

3,562

US$29,572.44



Aggregated

US$8.302

3,562

US$29,572.44

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Samir Assaf





2 - Reason for the notification


Position/status

Chief Executive, Global Banking and Markets



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

3,885

US$32,254.05



Aggregated

US$8.302

3,885

US$32,254.05

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Patrick Burke





2 - Reason for the notification


Position/status

President and Chief Executive of HSBC US



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

1,992

US$16,537.98



Aggregated

US$8.302

1,992

US$16,537.98

 



 

 







Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.70

5,381

£36,038.71



Aggregated

£6.697

5,381

£36,038.71

 

 








 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Andy Maguire





2 - Reason for the notification


Position/status

Group Chief Operating Officer



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

2,206

US$18,314.65



Aggregated

US$8.302

2,206

US$18,314.65

 

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Paulo Maia





2 - Reason for the notification


Position/status

Chief Executive, Latin America



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

1,902

US$15,790.78



Aggregated

US$8.302

1,902

US$15,790.78

 



 

 







Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.70

5

£33.51



Aggregated

£6.703

5

£33.51

 


 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.70

4,174

£27,952.29



Aggregated

£6.697

4,174

£27,952.29

 

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Charlie Nunn





2 - Reason for the notification


Position/status

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

598

US$4,964.72



Aggregated

US$8.302

598

US$4,964.72

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Noel Quinn





2 - Reason for the notification


Position/status

Chief Executive, Global Commercial Banking



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

1,654

US$13,731.84



Aggregated

US$8.302

1,654

US$13,731.84

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Antonio Simoes





2 - Reason for the notification


Position/status

Chief Executive, Global Private Banking




Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

1,701

US$14,122.04



Aggregated

US$8.302

1,701

US$14,122.04

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Ian Stuart





2 - Reason for the notification


Position/status

Chief Executive, HSBC UK Bank plc



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

628

US$5,213.78



Aggregated

US$8.302

628

US$5,213.78

 









 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Peter Wong





2 - Reason for the notification


Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

2,117

US$17,575.76



Aggregated

US$8.302

2,117

US$17,575.76

 



 

 






 

 

Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


£6.70

18,981

£127,111.28



Aggregated

£6.697

18,981

£127,111.28

 

 


 

 

1 - Details of the person discharging managerial responsibilities / person closely associated


Name of natural person

Camay Wong





2 - Reason for the notification


Position/status

Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited



Initial notification/amendment

 

Initial Notification



3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor


Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39



4 - Details of the transaction(s)


Transaction(s) summary table









Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency



2019-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar



Nature of Transaction:

 

 


Price

 

Volume

Total

 


Acquisition


US$8.30

318

US$2,640.10



Aggregated

US$8.302

318

US$2,640.10









 

 

For any queries related to this notification, please contact: 

 

JJ Williams

Shareholder Services 

020 3268 3568

 

 


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