Fund
|
Ticker
|
Listing
Exchange
|
iShares
Cohen & Steers REIT ETF |
ICF
|
Cboe
BZX
|
iShares
Core Dividend ETF |
DIVB |
Cboe
BZX |
iShares
Core Dividend Growth ETF |
DGRO |
NYSE
Arca |
iShares
Core High Dividend ETF
|
HDV
|
NYSE
Arca
|
iShares
Core U.S. REIT ETF |
USRT |
NYSE
Arca
|
iShares
Dow Jones U.S. ETF |
IYY
|
NYSE
Arca
|
iShares
Morningstar Growth ETF |
ILCG |
NYSE
Arca |
iShares
Morningstar Mid-Cap ETF |
IMCB
|
NYSE
Arca
|
iShares
Morningstar Mid-Cap Growth ETF |
IMCG
|
NYSE
Arca
|
iShares
Morningstar Mid-Cap Value ETF |
IMCV
|
Nasdaq |
iShares
Morningstar Small-Cap ETF |
ISCB
|
NYSE
Arca
|
iShares
Morningstar Small-Cap Growth ETF |
ISCG
|
NYSE
Arca
|
iShares
Morningstar Small-Cap Value ETF |
ISCV
|
NYSE
Arca
|
iShares
Morningstar U.S. Equity ETF |
ILCB
|
NYSE
Arca |
iShares
Morningstar Value ETF |
ILCV
|
NYSE
Arca
|
iShares
MSCI KLD 400 Social ETF
|
DSI
|
NYSE
Arca
|
iShares
MSCI USA ESG Select ETF
|
SUSA |
NYSE
Arca
|
iShares
Select Dividend ETF |
DVY
|
Nasdaq |
iShares
U.S. Basic Materials ETF |
IYM
|
NYSE
Arca
|
iShares
U.S. Consumer Discretionary ETF |
IYC
|
NYSE
Arca
|
iShares
U.S. Consumer Staples ETF |
IYK
|
NYSE
Arca
|
iShares
U.S. Energy ETF |
IYE
|
NYSE
Arca
|
iShares
U.S. Financial Services ETF |
IYG
|
NYSE
Arca
|
iShares
U.S. Financials ETF |
IYF
|
NYSE
Arca
|
iShares
U.S. Healthcare ETF |
IYH
|
NYSE
Arca
|
iShares
U.S. Industrials ETF |
IYJ
|
Cboe
BZX |
iShares
U.S. Technology ETF |
IYW
|
NYSE
Arca
|
iShares
U.S. Transportation ETF |
IYT
|
Cboe
BZX |
iShares
U.S. Utilities ETF |
IDU
|
NYSE
Arca |
|
Page |
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124
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125
| |
125
| |
125
| |
126
| |
126
|
Diversified
Funds |
Non-Diversified
Funds |
iShares
Core Dividend ETF |
iShares
Cohen & Steers REIT ETF |
iShares
Core Dividend Growth ETF |
iShares
Core High Dividend ETF |
iShares
Core U.S. REIT ETF |
iShares
Morningstar Growth ETF |
Diversified
Funds |
Non-Diversified
Funds |
iShares
Dow Jones U.S. ETF |
iShares
U.S. Basic Materials ETF |
iShares
Morningstar Mid-Cap ETF |
iShares
U.S. Consumer Staples ETF
|
iShares
Morningstar Mid-Cap Growth ETF |
iShares
U.S. Energy ETF |
iShares
Morningstar Mid-Cap Value ETF |
iShares
U.S. Financial Services ETF |
iShares
Morningstar Small-Cap ETF |
iShares
U.S. Healthcare ETF |
iShares
Morningstar Small-Cap Growth ETF |
iShares
U.S. Technology ETF |
iShares
Morningstar Small-Cap Value ETF |
iShares
U.S. Transportation ETF |
iShares
Morningstar U.S. Equity ETF |
iShares
U.S. Utilities ETF
|
iShares
Morningstar Value ETF |
|
iShares
MSCI KLD 400 Social ETF * |
|
iShares
MSCI USA ESG Select ETF |
|
iShares
Select Dividend ETF |
|
iShares
U.S. Consumer Discretionary ETF |
|
iShares
U.S. Financials ETF |
|
iShares
U.S. Industrials ETF
|
|
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President,
BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Salim
Ramji2
(1970) |
Trustee
(since
2019). |
Senior
Managing Director, BlackRock,
Inc.
(since 2014); Global Head of
BlackRock’s
ETF and Index
Investments
Business (since 2019);
Head
of BlackRock’s U.S. Wealth
Advisory
Business (2015-2019);
Global
Head of Corporate Strategy,
BlackRock,
Inc. (2014-2015); Senior
Partner,
McKinsey & Company (2010-
2014). |
Director
of iShares, Inc. (since 2019);
Trustee
of iShares U.S. ETF Trust
(since
2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Member of the Wyoming
State
Investment Funds Committee
(since
2022); Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director of
the
Jackson Hole Center for the Arts
(since
2021). |
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Robert K.
Jaedicke
Professor of Accounting,
Stanford
University Graduate School
of
Business (2001-2017); Professor of
Law
(by courtesy), Stanford Law
School
(2005-2017); Senior Associate
Dean
for Academic Affairs and Head
of
MBA Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Dominik
Rohé
(1973) |
President
(since
2023). |
Managing
Director, BlackRock, Inc.
(since
2005); Head of Americas ETF
and
Index Investments (since 2023);
Head
of Latin America (2019-2023). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
September 2019); Chief
Financial
Officer of iShares Delaware
Trust
Sponsor LLC, BlackRock Funds,
BlackRock
Funds II, BlackRock Funds
IV,
BlackRock Funds V and BlackRock
Funds
VI (since 2021); Executive Vice
President
of PIMCO (2016-2019);
Senior
Vice President of PIMCO
(2008-2015);
Treasurer (2013-2019)
and
Assistant Treasurer (2007-2017)
of
PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust,
PIMCO
Equity Series, PIMCO Equity
Series
VIT, PIMCO Managed
Accounts
Trust, 2 PIMCO-sponsored
interval
funds and 21 PIMCO-
sponsored
closed-end funds. |
Aaron
Wasserman
(1974) |
Chief
Compliance
Officer
(since 2023). |
Managing
Director of BlackRock, Inc.
(since
2018); Chief Compliance
Officer
of the BlackRock Multi-Asset
Complex,
the BlackRock Fixed-
Income
Complex and the Exchange-
Traded
Fund Complex (since 2023);
Deputy
Chief Compliance Officer for
the
BlackRock Multi-Asset Complex,
the
BlackRock Fixed-Income
Complex
and the Exchange-Traded
Fund
Complex (2014-2023). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2023); Director, BlackRock, Inc.
(2018-2022);
Vice President,
BlackRock,
Inc. (2010-2017). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2018); Director, BlackRock, Inc.
(2009-2018);
Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering (since 2021);
Co-Head
of EII’s Americas Portfolio
Engineering
(2020-2021); Head of
Developed
Markets Portfolio
Engineering
(2016-2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
(since 2022). |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director, BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management (since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
Salim
Ramji |
iShares
Broad USD Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares
Core Aggressive Allocation ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Emerging Markets ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares
Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares
Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$50,001-$100,000 |
|
|
iShares
High Yield Corporate Bond Buywrite
Strategy
ETF |
$10,001-$50,000 |
|
|
iShares
Investment Grade Corporate Bond
Buywrite
Strategy ETF
|
$10,001-$50,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
Robotics and Artificial Intelligence
Multisector
ETF |
$1-$10,000 |
|
|
iShares
TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
Cohen
&
Steers
REIT
ETF |
iShares
Core
Dividend
ETF |
iShares
Core
Dividend
Growth
ETF |
iShares
Core
High
Dividend
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$480 |
$55 |
$4,955 |
$2,347 |
Richard
L. Fagnani |
480 |
55 |
4,955 |
2,347 |
Cecilia
H. Herbert
|
492 |
56 |
5,077 |
2,405 |
John
E. Kerrigan
|
534 |
61 |
5,515 |
2,613 |
Drew
E. Lawton |
465 |
53 |
4,797 |
2,273 |
John
E. Martinez
|
465 |
53 |
4,797 |
2,273 |
Madhav
V. Rajan |
465 |
53 |
4,797 |
2,273 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Core
U.S.
REIT ETF |
iShares
Dow
Jones
U.S. ETF |
iShares
Morningstar
Growth
ETF |
iShares
Morningstar
Mid-Cap
ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$384 |
$328 |
$339 |
$153 |
Richard
L. Fagnani |
384 |
328 |
339 |
153 |
Cecilia
H. Herbert
|
393 |
336 |
348 |
156 |
John
E. Kerrigan
|
427 |
365 |
378 |
170 |
Drew
E. Lawton |
371 |
317 |
328 |
148 |
John
E. Martinez
|
371 |
317 |
328 |
148 |
Madhav
V. Rajan |
371 |
317 |
328 |
148 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Morningstar
Mid-Cap
Growth ETF |
iShares
Morningstar
Mid-Cap
Value ETF |
iShares
Morningstar
Small-Cap
ETF |
iShares
Morningstar
Small-Cap
Growth ETF |
Independent
Trustees: |
|
|
|
|
|
||||
Jane
D Carlin |
$295 |
$109 |
$42 |
$85 |
Richard
L. Fagnani |
295 |
109 |
42 |
85 |
Cecilia
H. Herbert |
302 |
111 |
43 |
87 |
John
E. Kerrigan |
328 |
121 |
47 |
94 |
Drew
E. Lawton |
286 |
105 |
41 |
82 |
John
E. Martinez |
286 |
105 |
41 |
82 |
Madhav
V. Rajan |
286 |
105 |
41 |
82 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Morningstar
Small-Cap
Value ETF |
iShares
Morningstar
U.S.
Equity ETF |
iShares
Morningstar
Value
ETF |
iShares
MSCI KLD
400
Social ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$82 |
$158 |
$165 |
$745 |
Richard
L. Fagnani |
82 |
158 |
165 |
745 |
Cecilia
H. Herbert
|
84 |
162 |
169 |
764 |
John
E. Kerrigan |
91 |
176 |
184 |
830 |
Drew
E. Lawton |
79 |
153 |
160 |
722 |
John
E. Martinez |
79 |
153 |
160 |
722 |
Madhav
V. Rajan |
79 |
153 |
160 |
722 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI USA
ESG
Select ETF |
iShares
Select
Dividend
ETF |
iShares
U.S.
Basic
Materials
ETF |
iShares
U.S.
Consumer
Discretionary
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$687 |
$4,515 |
$193 |
$147 |
Richard
L. Fagnani |
687 |
4,515 |
193 |
147 |
Cecilia
H. Herbert
|
704 |
4,626 |
198 |
151 |
John
E. Kerrigan
|
765 |
5,025 |
215 |
164 |
Drew
E. Lawton |
665 |
4,371 |
187 |
143 |
John
E. Martinez
|
665 |
4,371 |
187 |
143 |
Madhav
V. Rajan |
665 |
4,371 |
187 |
143 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
U.S.
Consumer
Staples
ETF |
iShares
U.S.
Energy
ETF |
iShares
U.S.
Financial
Services ETF |
iShares
U.S.
Financials
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$382 |
$328 |
$253 |
$385 |
Richard
L. Fagnani |
382 |
328 |
253 |
385 |
Cecilia
H. Herbert
|
391 |
336 |
260 |
395 |
John
E. Kerrigan
|
425 |
365 |
282 |
429 |
Drew
E. Lawton |
370 |
317 |
245 |
373 |
John
E. Martinez
|
370 |
317 |
245 |
373 |
Madhav
V. Rajan |
370 |
317 |
245 |
373 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
U.S.
Healthcare
ETF |
iShares
U.S.
Industrials
ETF |
iShares
U.S.
Technology
ETF |
iShares
U.S.
Transportation
ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$687 |
$248 |
$2,224 |
$173 |
Richard
L. Fagnani |
687 |
248 |
2,224 |
173 |
Cecilia
H. Herbert
|
704 |
254 |
2,279 |
178 |
John
E. Kerrigan
|
765 |
276 |
2,475 |
193 |
Drew
E. Lawton |
666 |
240 |
2,153 |
168 |
John
E. Martinez
|
666 |
240 |
2,153 |
168 |
Madhav
V. Rajan |
666 |
240 |
2,153 |
168 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
U.S.
Utilities
ETF |
Independent
Trustees: |
|
Jane
D. Carlin |
$211 |
Richard
L. Fagnani |
211 |
Cecilia
H. Herbert
|
216 |
John
E. Kerrigan
|
235 |
Drew
E. Lawton |
204 |
John
E. Martinez
|
204 |
Madhav
V. Rajan |
204 |
| |
| |
Interested
Trustees: |
|
Robert
S. Kapito
|
$0 |
Salim
Ramji |
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses1
|
Estimated
Annual
Benefits
Upon
Retirement1
|
Total
Compensation
From
the Funds
and
Fund Complex2
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Richard
L. Fagnani
|
Not
Applicable |
Not
Applicable |
476,764 |
Cecilia
H. Herbert
|
Not
Applicable |
Not
Applicable |
475,000 |
John
E. Kerrigan
|
Not
Applicable
|
Not
Applicable
|
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable |
Not
Applicable |
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
| |||
Interested
Trustees: |
|
|
|
| |||
Robert
S. Kapito
|
Not
Applicable |
Not
Applicable |
$0 |
Salim
Ramji |
Not
Applicable |
Not
Applicable |
0 |
Fund |
Name |
Percentage
of
Ownership
|
iShares
Cohen & Steers REIT ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.53
% |
Fund |
Name |
Percentage
of
Ownership |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
14.22
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
14.21
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
10.05
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
6.27
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.70
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
5.23
% |
| ||
iShares
Core Dividend ETF |
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
19.02
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
13.20
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
13.18
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.98
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
11.11
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
5.30
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.05
% |
| ||
iShares
Core Dividend Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
21.52
% |
Fund |
Name |
Percentage
of
Ownership |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
16.04
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.38
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.17
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
5.64
% |
| ||
iShares
Core High Dividend ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
18.35
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.66
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.71
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
7.98
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
5.62
% |
| ||
iShares
Core U.S. REIT ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
28.22
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
16.06
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
14.11
% |
|
The
Bank of New York Mellon
240
Greenwich Street, 8th Floor
New
York, NY 10286 |
6.27
% |
|
U.S.
Bank N.A.
1555
North Rivercenter Dr.
Suite
302
Milwaukee,
WI 53212 |
6.20
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
Dow Jones U.S. ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
22.48
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.99
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
8.10
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
6.74
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.17
% |
| ||
iShares
Morningstar Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
20.05
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.14
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
12.00
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
9.02
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
6.62
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
6.61
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
6.18
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.13
% |
| ||
iShares
Morningstar Mid-Cap ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
17.01
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.64
% |
Fund |
Name |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
11.64
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
10.97
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
7.28
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
6.44
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.14
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
6.11
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
5.60
% |
| ||
iShares
Morningstar Mid-Cap Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
24.42
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
18.51
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
11.03
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.75
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
6.25
% |
| ||
iShares
Morningstar Mid-Cap Value ETF
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
16.78
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
16.41
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.75
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.67
% |
Fund |
Name |
Percentage
of
Ownership |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.31
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.13
% |
| ||
iShares
Morningstar Small-Cap ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
20.20
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
14.79
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.73
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
6.10
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.65
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.60
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.34
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.11
% |
| ||
iShares
Morningstar Small-Cap Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
23.48
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
16.42
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.75
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
7.53
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
7.50
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
5.29
% |
Fund |
Name |
Percentage
of
Ownership |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.04
% |
| ||
iShares
Morningstar Small-Cap Value ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
19.28
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
17.83
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
12.08
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.97
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.56
% |
| ||
iShares
Morningstar U.S. Equity ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
18.54
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.77
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
10.63
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
7.70
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
6.61
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
6.45
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.22
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.11
% |
| ||
iShares
Morningstar Value ETF |
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
15.79
% |
Fund |
Name |
Percentage
of
Ownership |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
14.61
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
7.24
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.11
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
6.79
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
6.76
% |
|
U.S.
Bank N.A.
1555
North Rivercenter Dr.
Suite
302
Milwaukee,
WI 53212 |
6.68
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.01
% |
| ||
iShares
MSCI KLD 400 Social ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
15.05
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
12.44
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.32
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
9.96
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.51
% |
| ||
iShares
MSCI USA ESG Select ETF
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
14.69
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
10.21
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.55
% |
Fund |
Name |
Percentage
of
Ownership |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
7.57
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
5.03
% |
| ||
iShares
Select Dividend ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
14.71
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.67
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
9.66
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.43
% |
| ||
iShares
U.S. Basic Materials ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
12.28
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.61
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.51
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
8.39
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
7.69
% |
|
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
6.56
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
6.16
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
5.40
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.40
% |
Fund |
Name |
Percentage
of
Ownership |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
5.04
% |
| ||
iShares
U.S. Consumer Discretionary ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
11.07
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.79
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
9.27
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
9.27
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
7.36
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.86
% |
|
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
5.21
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.20
% |
| ||
iShares
U.S. Consumer Staples ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
13.16
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.36
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
8.98
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
7.61
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.77
% |
Fund |
Name |
Percentage
of
Ownership |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.08
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.90
% |
| ||
iShares
U.S. Energy ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
15.90
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
10.95
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.72
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.92
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
7.88
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
6.07
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.36
% |
| ||
iShares
U.S. Financial Services ETF |
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
13.35
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
11.54
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.02
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.04
% |
|
Robert
W. Baird & Co., Incorporated
777
E. Wisconsin Ave
9th
Floor
Milwaukee,
WI 53202 |
5.52
% |
Fund |
Name |
Percentage
of
Ownership |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
5.50
% |
| ||
iShares
U.S. Financials ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
16.42
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
12.65
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.10
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
8.37
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
6.23
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.35
% |
| ||
iShares
U.S. Healthcare ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
15.20
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.77
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.07
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
7.43
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.78
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
5.58
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.17
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
U.S. Industrials ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
11.94
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.62
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
10.52
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
8.69
% |
|
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
6.67
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
6.07
% |
| ||
iShares
U.S. Technology ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
18.13
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.41
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
7.65
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
7.63
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.40
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.54
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
5.23
% |
| ||
iShares
U.S. Transportation ETF |
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
15.72
% |
Fund |
Name |
Percentage
of
Ownership |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
12.57
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
8.07
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.62
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
6.21
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154
|
6.00
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.79
% |
| ||
iShares
U.S. Utilities ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
18.25
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210
|
15.49
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.21
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004
|
8.74
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.79
% |
Fund |
Management
Fee
Net of Waivers
for
the Fiscal
Year
Ended
April
30, 2023 |
Fund
Inception
Date |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2021 |
iShares
Cohen & Steers REIT ETF |
0.33% |
01/29/01 |
$7,867,021
|
$8,492,687 |
$6,286,568 |
iShares
Core Dividend ETF1
|
0.15% |
11/07/17 |
372,214 |
391,451 |
98,644 |
Fund |
Management
Fee
Net of Waivers
for
the Fiscal
Year
Ended
April
30, 2023 |
Fund
Inception
Date |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
April 30, 2021 |
iShares
Core Dividend Growth ETF |
0.08% |
06/10/14 |
18,664,673 |
16,969,924 |
10,590,533 |
iShares
Core High Dividend ETF |
0.08% |
03/29/11
|
9,692,306 |
6,140,494 |
4,651,321 |
iShares
Core U.S. REIT ETF |
0.08% |
05/01/07
|
1,587,647 |
1,903,511 |
1,216,256 |
iShares
Dow Jones U.S. ETF |
0.20% |
06/12/00
|
3,002,563 |
3,429,146 |
2,727,476 |
iShares
Morningstar Growth ETF2
|
0.04% |
06/28/04 |
621,870
|
825,955 |
4,082,655 |
iShares
Morningstar Mid-Cap
ETF3
|
0.04% |
06/28/04 |
296,976
|
351,696 |
1,620,367 |
iShares
Morningstar Mid-Cap
Growth
ETF4
|
0.06% |
06/28/04 |
724,688
|
763,079 |
3,290,251 |
iShares
Morningstar Mid-Cap
Value
ETF5
|
0.06% |
06/28/04 |
294,339 |
289,187 |
988,368 |
iShares
Morningstar Small-Cap
ETF6
|
0.04% |
06/28/04 |
81,546 |
93,125 |
463,451 |
iShares
Morningstar Small-Cap
Growth
ETF7
|
0.06% |
06/28/04 |
223,508
|
269,462 |
1,252,672 |
iShares
Morningstar Small-Cap
Value
ETF8
|
0.06% |
06/28/04 |
231,387 |
255,178 |
813,048 |
iShares
Morningstar U.S. Equity
ETF9
|
0.03% |
06/28/04 |
221,928 |
270,176 |
1,483,012 |
iShares
Morningstar Value ETF10
|
0.04% |
06/28/04 |
306,054 |
311,107 |
1,132,604 |
iShares
MSCI KLD 400 Social ETF |
0.25% |
11/14/06
|
8,967,945 |
9,104,412 |
5,938,742 |
iShares
MSCI USA ESG Select ETF |
0.25% |
01/24/05
|
8,288,004 |
9,672,606 |
5,147,153 |
iShares
Select Dividend ETF |
0.38% |
11/03/03 |
84,438,799 |
73,109,642 |
54,655,670 |
iShares
U.S. Basic Materials ETF |
0.40% |
06/12/00 |
3,502,939
|
3,584,401 |
2,187,574 |
iShares
U.S. Consumer
Discretionary
ETF |
0.40% |
06/12/00 |
2,898,039
|
5,250,594 |
4,729,873 |
iShares
U.S. Consumer Staples
ETF |
0.40% |
06/12/00 |
6,369,639
|
3,033,955 |
2,677,838 |
iShares
U.S. Energy ETF |
0.40% |
06/12/00 |
9,073,117
|
10,339,924 |
2,621,842 |
iShares
U.S. Financial Services ETF |
0.40% |
06/12/00 |
5,802,877
|
9,614,254 |
5,815,930 |
iShares
U.S. Financials ETF |
0.40% |
05/22/00 |
7,992,273
|
9,373,370 |
6,067,265 |
iShares
U.S. Healthcare ETF |
0.40% |
06/12/00 |
12,444,707
|
11,335,400 |
10,048,208 |
iShares
U.S. Industrials ETF |
0.40% |
06/12/00 |
4,656,703
|
6,386,753 |
4,438,894 |
iShares
U.S. Technology ETF |
0.40% |
05/15/00 |
31,250,714
|
33,170,847 |
25,925,771 |
iShares
U.S. Transportation ETF |
0.40% |
10/06/03 |
3,289,432
|
6,764,193 |
4,975,770 |
iShares
U.S. Utilities ETF |
0.40% |
06/12/00 |
4,012,314
|
3,323,233 |
3,291,930 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
320 |
$1,788,812,000,000 |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
179,000,000 |
Greg
Savage |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
253 |
$1,654,663,000,000 |
Other
Pooled Investment Vehicles |
86 |
8,515,000,000 |
Other
Accounts |
4 |
785,000,000 |
Paul
Whitehead
|
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
326 |
$1,790,797,000,000 |
Other
Pooled Investment Vehicles |
350 |
935,846,000,000 |
Other
Accounts |
153 |
592,387,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Paul
Whitehead
|
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
$2,162,000,000 |
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Cohen & Steers REIT ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend Growth ETF |
X |
|
|
|
|
|
|
iShares
Core High Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. REIT ETF |
X |
|
|
|
|
|
|
iShares
Dow Jones U.S. ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar U.S. Equity ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI KLD 400 Social ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA ESG Select ETF |
|
|
X |
|
|
|
|
iShares
Select Dividend ETF |
X |
|
|
|
|
|
|
iShares
U.S. Basic Materials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Consumer Discretionary ETF |
X |
|
|
|
|
|
|
iShares
U.S. Consumer Staples ETF |
X |
|
|
|
|
|
|
iShares
U.S. Energy ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financial Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare ETF |
X |
|
|
|
|
|
|
iShares
U.S. Industrials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Technology ETF |
X |
|
|
|
|
|
|
iShares
U.S. Transportation ETF |
X |
|
|
|
|
|
|
iShares
U.S. Utilities ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Cohen & Steers REIT ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend Growth ETF |
X |
|
|
|
|
|
|
iShares
Core High Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. REIT ETF |
X |
|
|
|
|
|
|
iShares
Dow Jones U.S. ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Morningstar Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar U.S. Equity ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI KLD 400 Social ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA ESG Select ETF |
X |
|
|
|
|
|
|
iShares
Select Dividend ETF |
X |
|
|
|
|
|
|
iShares
U.S. Basic Materials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Consumer Discretionary ETF |
X |
|
|
|
|
|
|
iShares
U.S. Consumer Staples ETF |
X |
|
|
|
|
|
|
iShares
U.S. Energy ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financial Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare ETF |
X |
|
|
|
|
|
|
iShares
U.S. Industrials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Technology ETF |
X |
|
|
|
|
|
|
iShares
U.S. Transportation ETF |
X |
|
|
|
|
|
|
iShares
U.S. Utilities ETF |
X |
|
|
|
|
|
|
Paul
Whitehead
|
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Cohen & Steers REIT ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core Dividend Growth ETF |
|
X |
|
|
|
|
|
iShares
Core High Dividend ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. REIT ETF |
X |
|
|
|
|
|
|
iShares
Dow Jones U.S. ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Small-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Morningstar U.S. Equity ETF |
X |
|
|
|
|
|
|
iShares
Morningstar Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI KLD 400 Social ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA ESG Select ETF |
X |
|
|
|
|
|
|
iShares
Select Dividend ETF |
X |
|
|
|
|
|
|
iShares
U.S. Basic Materials ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
U.S. Consumer Discretionary ETF |
X |
|
|
|
|
|
|
iShares
U.S. Consumer Staples ETF |
X |
|
|
|
|
|
|
iShares
U.S. Energy ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financial Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Financials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare ETF |
X |
|
|
|
|
|
|
iShares
U.S. Industrials ETF |
X |
|
|
|
|
|
|
iShares
U.S. Technology ETF |
X |
|
|
|
|
|
|
iShares
U.S. Transportation ETF |
X |
|
|
|
|
|
|
iShares
U.S. Utilities ETF |
X |
|
|
|
|
|
|
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid to BNY Mellon
from
September 12, 2022
to
April 30, 2023 |
iShares
Core Dividend ETF |
11/07/17 |
$14,976 |
iShares
Core Dividend Growth ETF |
06/10/14 |
289,830 |
iShares
Core High Dividend ETF
|
03/29/11
|
148,356 |
iShares
Core U.S. REIT ETF |
05/01/07
|
28,143 |
iShares
Morningstar Mid-Cap Value ETF |
06/28/04 |
16,524 |
iShares
Morningstar Small-Cap ETF |
06/28/04 |
20,561 |
iShares
Morningstar U.S. Equity ETF |
06/28/04 |
14,779 |
iShares
Morningstar Value ETF |
06/28/04 |
15,697 |
iShares
Select Dividend ETF |
11/03/03 |
271,968 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
to
State Street
from
May 1, 2022 to
September
11, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2021 |
iShares
Core Dividend ETF |
11/07/17 |
$18,424 |
$37,836 |
$32,705 |
iShares
Core Dividend Growth ETF |
06/10/14 |
158,491 |
276,292 |
194,503 |
iShares
Core High Dividend ETF
|
03/29/11
|
77,130 |
104,737 |
87,346 |
iShares
Core U.S. REIT ETF |
05/01/07
|
22,732 |
42,292 |
34,802 |
iShares
Morningstar Mid-Cap Value ETF |
06/28/04 |
18,789 |
36,689 |
30,270 |
iShares
Morningstar Small-Cap ETF |
06/28/04 |
23,963 |
44,999 |
46,391 |
iShares
Morningstar U.S. Equity ETF |
06/28/04 |
17,839 |
33,056 |
32,620 |
iShares
Morningstar Value ETF |
06/28/04 |
16,958 |
34,301 |
29,891 |
iShares
Select Dividend ETF |
11/03/03 |
125,990 |
249,658 |
199,412 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
to
Citibank
from
July 11, 2022 to
April
30, 2023 |
iShares
Dow Jones U.S. ETF
|
06/12/00
|
$69,257
|
iShares
MSCI KLD 400 Social ETF
|
11/14/06
|
107,129
|
iShares
MSCI USA ESG Select ETF
|
01/24/05
|
82,072
|
iShares
U.S. Basic Materials ETF |
06/12/00 |
27,946
|
iShares
U.S. Consumer Discretionary ETF |
06/12/00 |
35,190
|
iShares
U.S. Consumer Staples ETF |
06/12/00 |
42,229
|
iShares
U.S. Energy ETF |
06/12/00 |
53,793
|
iShares
U.S. Financial Services ETF |
06/12/00 |
39,324
|
iShares
U.S. Financials ETF |
05/22/00 |
61,059
|
iShares
U.S. Healthcare ETF |
06/12/00 |
68,475
|
iShares
U.S. Industrials ETF |
06/12/00 |
37,203
|
iShares
U.S. Technology ETF |
05/15/00 |
179,450
|
iShares
U.S. Transportation ETF |
10/06/03 |
33,535
|
iShares
U.S. Utilities ETF |
06/12/00 |
30,438 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
to
State Street
from
May 1, 2022 to
July
10, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2021 |
iShares
Dow Jones U.S. ETF
|
06/12/00
|
$17,085 |
36,834 |
36,231 |
iShares
MSCI KLD 400 Social ETF
|
11/14/06
|
23,966 |
56,459 |
45,698 |
iShares
MSCI USA ESG Select ETF
|
01/24/05
|
19,139 |
59,232 |
42,302 |
iShares
U.S. Basic Materials ETF |
06/12/00 |
7,550 |
24,649 |
23,879 |
iShares
U.S. Consumer Discretionary ETF |
06/12/00 |
11,402 |
30,922 |
30,830 |
iShares
U.S. Consumer Staples ETF |
06/12/00 |
9,351 |
25,110 |
24,824 |
iShares
U.S. Energy ETF |
06/12/00 |
13,988
|
38,758 |
25,082 |
iShares
U.S. Financial Services ETF |
06/12/00 |
10,763
|
39,332 |
31,686 |
iShares
U.S. Financials ETF |
05/22/00 |
12,953 |
41,255 |
34,682 |
iShares
U.S. Healthcare ETF |
06/12/00 |
12,444
|
44,690 |
43,121 |
iShares
U.S. Industrials ETF |
06/12/00 |
10,428
|
33,838 |
30,254 |
iShares
U.S. Technology ETF |
05/15/00 |
28,385 |
109,634 |
93,763 |
iShares
U.S. Transportation ETF |
10/06/03 |
8,228 |
30,299 |
27,421 |
iShares
U.S. Utilities ETF |
06/12/00 |
7,723 |
24,619 |
25,652 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
to
JPMorgan
from
August 15, 2022 to
April
30, 2023 |
iShares
Cohen & Steers REIT ETF |
01/29/01 |
$44,181
|
iShares
Morningstar Growth ETF |
06/28/04 |
52,236
|
iShares
Morningstar Mid-Cap ETF |
06/28/04 |
33,975
|
iShares
Morningstar Mid-Cap Growth ETF |
06/28/04 |
62,776
|
iShares
Morningstar Small-Cap Growth ETF |
06/28/04 |
68,252
|
iShares
Morningstar Small-Cap Value ETF |
06/28/04 |
60,444 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
to
State Street
from
May 1, 2022 to
August
14, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
April 30, 2021 |
iShares
Cohen & Steers REIT ETF |
01/29/01 |
$17,041
|
$40,755 |
$34,069 |
iShares
Morningstar Growth ETF |
06/28/04 |
20,077
|
39,424 |
35,914 |
iShares
Morningstar Mid-Cap ETF |
06/28/04 |
15,001
|
39,926 |
35,193 |
iShares
Morningstar Mid-Cap Growth ETF |
06/28/04 |
24,245
|
42,792 |
38,901 |
iShares
Morningstar Small-Cap Growth ETF |
06/28/04 |
30,916
|
43,808 |
46,226 |
iShares
Morningstar Small-Cap Value ETF |
06/28/04 |
24,040
|
48,501 |
40,184 |
Fund |
iShares
Cohen
&
Steers REIT ETF |
iShares
Core
Dividend
ETF |
iShares
Core
Dividend
Growth ETF |
iShares
Core High
Dividend
ETF |
Gross
income from
securities
lending
activities
|
$414,906 |
N/A |
$615,963 |
$430,467 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
6,609 |
N/A |
81,578 |
49,463 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
5,516 |
N/A |
4,118 |
3,189 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
N/A |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
N/A |
0 |
0 |
Rebates
(paid to
borrowers)
|
372,826 |
N/A |
182,382 |
166,847 |
Fund |
iShares
Cohen
&
Steers REIT ETF |
iShares
Core
Dividend
ETF |
iShares
Core
Dividend
Growth ETF |
iShares
Core High
Dividend
ETF |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
N/A |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$384,951 |
N/A |
$268,078 |
$219,499 |
Net
income from securities
lending
activities
|
$29,955 |
N/A |
$347,885 |
$210,968 |
Fund |
iShares
Core
U.S.
REIT ETF |
iShares
Dow
Jones
U.S. ETF |
iShares
Morningstar
Growth
ETF |
iShares
Morningstar
Mid-Cap
ETF |
Gross
income from
securities
lending
activities
|
$1,016,342 |
$1,027,535 |
$1,549,359 |
$1,182,350 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
15,263 |
53,519 |
45,255 |
61,138 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
11,006 |
10,202 |
16,515 |
12,060 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers)
|
923,446 |
735,654 |
1,296,788 |
851,194 |
Fund |
iShares
Core
U.S.
REIT ETF |
iShares
Dow
Jones
U.S. ETF |
iShares
Morningstar
Growth
ETF |
iShares
Morningstar
Mid-Cap
ETF |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$949,715 |
$799,375 |
$1,358,558 |
$924,392 |
Net
income from securities
lending
activities
|
$66,627 |
$228,160 |
$190,801 |
$257,958 |
Fund |
iShares
Morningstar
Mid-Cap
Growth
ETF |
iShares
Morningstar
Mid-Cap
Value ETF |
iShares
Morningstar
Small-Cap
ETF |
iShares
Morningstar
Small-Cap
Growth ETF |
Gross
income from
securities
lending
activities
|
$3,080,431 |
$507,081 |
$1,205,810 |
$3,056,106 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
117,865 |
33,714 |
99,286 |
226,360 |
Cash
collateral
management
expenses
not included
in
securities
lending
income
paid to BTC
|
31,284 |
4,730 |
9,745 |
25,795 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
Morningstar
Mid-Cap
Growth
ETF |
iShares
Morningstar
Mid-Cap
Value ETF |
iShares
Morningstar
Small-Cap
ETF |
iShares
Morningstar
Small-Cap
Growth ETF |
Rebates
(paid to
borrowers)
|
2,435,652 |
324,905 |
673,508 |
1,847,604 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$2,584,801 |
$363,349 |
$782,539 |
$2,099,759 |
Net
income from securities
lending
activities
|
$495,630 |
$143,732 |
$423,271 |
$956,347 |
Fund |
iShares
Morningstar
Small-Cap
Value ETF |
iShares
Morningstar
U.S.
Equity ETF |
iShares
Morningstar
Value
ETF |
iShares
MSCI KLD
400
Social ETF |
Gross
income from
securities
lending
activities
|
$1,282,739 |
$404,603 |
$340,121 |
$1,139,233 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
96,014 |
16,129 |
23,058 |
74,117 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
10,181 |
4,333 |
3,497 |
11,086 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
Morningstar
Small-Cap
Value ETF |
iShares
Morningstar
U.S.
Equity ETF |
iShares
Morningstar
Value
ETF |
iShares
MSCI KLD
400
Social ETF |
Rebates
(paid to
borrowers)
|
779,618 |
315,380 |
215,263 |
738,053 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$885,813 |
$335,842 |
$241,818 |
$823,256 |
Net
income from securities
lending
activities
|
$396,926 |
$68,761 |
$98,303 |
$315,977 |
Fund |
iShares
MSCI USA
ESG
Select ETF |
iShares
Select
Dividend
ETF |
iShares
U.S.
Basic
Materials ETF |
iShares
U.S.
Consumer
Discretionary ETF |
Gross
income from
securities
lending
activities
|
$1,657,102 |
N/A |
$521,246 |
$1,439,433 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
86,356 |
N/A |
7,296 |
112,327 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
17,907 |
N/A |
6,297 |
11,288 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
N/A |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
N/A |
0 |
0 |
Fund |
iShares
MSCI USA
ESG
Select ETF |
iShares
Select
Dividend
ETF |
iShares
U.S.
Basic
Materials ETF |
iShares
U.S.
Consumer
Discretionary ETF |
Rebates
(paid to
borrowers)
|
1,184,687 |
N/A |
473,845 |
836,771 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
N/A |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$1,288,950 |
N/A |
$487,438 |
$960,386 |
Net
income from securities
lending
activities
|
$368,152 |
N/A |
$33,808 |
$479,047 |
Fund |
iShares
U.S.
Consumer
Staples ETF |
iShares
U.S.
Energy
ETF |
iShares
U.S.
Financial
Services ETF |
iShares
U.S. Financials ETF |
Gross
income from
securities
lending
activities
|
$366,882 |
$953,052 |
$514,769 |
$728,223 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
12,112 |
39,246 |
38,223 |
74,958 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
4,087 |
13,289 |
4,994 |
5,747 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
U.S.
Consumer
Staples ETF |
iShares
U.S.
Energy
ETF |
iShares
U.S.
Financial
Services ETF |
iShares
U.S. Financials ETF |
Rebates
(paid to
borrowers)
|
298,050 |
733,122 |
308,613 |
327,955 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$314,249 |
$785,657 |
$351,830 |
$408,660 |
Net
income from securities
lending
activities
|
$52,633 |
$167,395 |
$162,939 |
$319,563 |
Fund |
iShares
U.S. Healthcare ETF |
iShares
U.S.
Industrials
ETF |
iShares
U.S.
Technology
ETF |
iShares
U.S.
Transportation
ETF |
Gross
income from
securities
lending
activities
|
$1,777,490 |
$1,059,699 |
$5,580,174 |
$1,405,472 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
38,940 |
18,622 |
98,290 |
36,654 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
19,969 |
12,953 |
61,531 |
16,774 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
U.S. Healthcare ETF |
iShares
U.S.
Industrials
ETF |
iShares
U.S.
Technology
ETF |
iShares
U.S.
Transportation
ETF |
Rebates
(paid to
borrowers)
|
1,551,232 |
943,373 |
4,992,973 |
1,195,089 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$1,610,141 |
$974,948 |
$5,152,794 |
$1,248,517 |
Net
income from securities
lending
activities
|
$167,349 |
$84,751 |
$427,380 |
$156,955 |
Fund |
iShares
U.S.
Utilities
ETF |
Gross
income from
securities
lending
activities
|
$337,632 |
Fees
and/or compensation
for
securities lending
activities
and
related
services
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent
|
4,432 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC
|
3,430 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC
|
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC
|
0 |
Fund |
iShares
U.S.
Utilities
ETF |
Rebates
(paid to
borrowers)
|
310,187 |
Other
fees not
included
in
securities
lending
income
paid to BTC
|
0 |
Aggregate
fees/compensation
for
securities
lending
activities
|
$318,049 |
Net
income from securities
lending
activities
|
$19,583 |
Fund |
Fund
Inception Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2021 |
iShares
Cohen & Steers REIT ETF |
01/29/01 |
$67,751 |
$53,947 |
$117,193 |
iShares
Core Dividend ETF |
11/07/17 |
20,157 |
5,057 |
2,305 |
iShares
Core Dividend Growth ETF |
06/10/14 |
1,165,446 |
800,046 |
733,944 |
iShares
Core High Dividend ETF
|
03/29/11
|
1,716,631 |
1,140,933 |
823,624 |
iShares
Core U.S. REIT ETF
|
05/01/07
|
59,875 |
80,171 |
43,115 |
iShares
Dow Jones U.S. ETF
|
06/12/00
|
11,529 |
11,642 |
14,758 |
iShares
Morningstar Growth ETF |
06/28/04 |
17,798 |
30,127 |
98,153 |
iShares
Morningstar Mid-Cap ETF |
06/28/04 |
17,677 |
31,199 |
84,410 |
iShares
Morningstar Mid-Cap Growth ETF |
06/28/04 |
40,267 |
55,024 |
73,345 |
iShares
Morningstar Mid-Cap Value ETF |
06/28/04 |
27,628 |
26,783 |
59,765 |
iShares
Morningstar Small-Cap ETF |
06/28/04 |
34,805 |
41,988 |
71,331 |
iShares
Morningstar Small-Cap Growth ETF |
06/28/04 |
47,992 |
99,865 |
130,436 |
iShares
Morningstar Small-Cap Value ETF |
06/28/04 |
41,931 |
73,308 |
132,924 |
iShares
Morningstar U.S. Equity ETF |
06/28/04 |
5,787 |
6,942 |
70,459 |
iShares
Morningstar Value ETF |
06/28/04 |
18,588 |
13,729 |
57,120 |
iShares
MSCI KLD 400 Social ETF
|
11/14/06
|
20,790 |
31,223 |
17,481 |
iShares
MSCI USA ESG Select ETF
|
01/24/05
|
91,466 |
94,094 |
69,625 |
iShares
Select Dividend ETF |
11/03/03 |
1,663,700 |
1,032,794 |
2,795,821 |
iShares
U.S. Basic Materials ETF |
06/12/00 |
33,605 |
59,058 |
44,292 |
iShares
U.S. Consumer Discretionary ETF |
06/12/00 |
25,459 |
47,650 |
29,437 |
iShares
U.S. Consumer Staples ETF |
06/12/00 |
15,859 |
24,632 |
6,937 |
iShares
U.S. Energy ETF |
06/12/00 |
52,249 |
135,655 |
61,555 |
iShares
U.S. Financial Services ETF |
06/12/00 |
17,903 |
24,184 |
30,237 |
iShares
U.S. Financials ETF |
05/22/00 |
50,055 |
53,636 |
35,048 |
iShares
U.S. Healthcare ETF |
06/12/00 |
15,522 |
22,433 |
19,446 |
Fund |
Fund
Inception Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
April 30, 2021 |
iShares
U.S. Industrials ETF |
06/12/00 |
6,749 |
31,287 |
11,017 |
iShares
U.S. Technology ETF |
05/15/00 |
78,525 |
108,431 |
66,702 |
iShares
U.S. Transportation ETF |
10/06/03 |
37,550 |
271,633 |
285,025 |
iShares
U.S. Utilities ETF |
06/12/00 |
13,374 |
26,787 |
20,523 |
Fund
|
Issuer
|
Market
Value
of
Investment
|
iShares
Core Dividend ETF |
JPMorgan
Chase & Co. |
$6,207,252
|
|
Wells
Fargo & Co. |
3,645,950
|
|
Morgan
Stanley |
3,333,658
|
|
Citigroup,
Inc. |
2,392,097
|
|
Goldman
Sachs Group Inc. (The) |
1,995,386
|
|
|
|
iShares
Core Dividend Growth ETF |
JPMorgan
Chase & Co. |
$656,672,486
|
|
Bank
of America Corp. |
308,145,794
|
|
Morgan
Stanley |
213,900,886
|
|
Citigroup,
Inc. |
204,736,660
|
|
Goldman
Sachs Group Inc. (The) |
185,760,858
|
|
|
|
iShares
Dow Jones U.S. ETF |
Bank
of America Corp. |
$8,173,102
|
|
Citigroup
Inc. |
3,657,716
|
|
JPMorgan
Chase & Co. |
16,233,523
|
|
Morgan
Stanley |
4,700,303
|
|
The
Goldman Sachs Group, Inc. |
4,661,168
|
|
Virtu
Financial, Inc. |
76,270
|
|
Wells
Fargo & Company |
6,073,243
|
|
|
|
iShares
MSCI KLD 400 Social ETF |
Morgan
Stanley |
$20,806,282
|
|
State
Street Corp. |
4,843,443
|
|
|
|
iShares
MSCI USA ESG Select ETF |
Morgan
Stanley |
$34,252,928
|
|
|
|
iShares
Morningstar Mid-Cap ETF |
State
Street Bank & Trust Co. |
$2,379,233
|
|
|
|
iShares
Morningstar U.S. Equity ETF |
JPMorgan
Chase & Co. |
$8,127,268
|
|
Bank
of America Corp. |
4,095,979
|
|
Wells
Fargo & Co. |
3,035,827
|
|
Morgan
Stanley |
2,355,954
|
|
Goldman
Sachs Group Inc. (The) |
2,330,927
|
|
Citigroup,
Inc. |
1,825,987
|
Fund
|
Issuer
|
Market
Value
of
Investment |
|
Jefferies
Financial Group |
118,511
|
|
|
|
iShares
Morningstar Value ETF |
JPMorgan
Chase & Co. |
$17,387,965
|
|
Bank
of America Corp. |
8,763,328
|
|
Wells
Fargo & Co. |
6,495,190
|
|
Goldman
Sachs Group Inc. (The) |
4,987,092
|
|
Citigroup,
Inc. |
3,909,446
|
|
|
|
iShares
U.S. Financial Services ETF |
Bank
of America Corp. |
$72,612,028
|
|
Citigroup
Inc. |
32,393,150
|
|
JPMorgan
Chase & Co. |
144,074,834
|
|
Morgan
Stanley |
41,765,603
|
|
The
Goldman Sachs Group, Inc. |
41,323,388
|
|
Virtu
Financial, Inc. |
671,515
|
|
Wells
Fargo & Company |
53,818,320
|
|
|
|
iShares
U.S. Financials ETF |
Bank
of America Corp. |
$80,691,288
|
|
Citigroup
Inc. |
43,509,296
|
|
Morgan
Stanley |
52,966,419
|
|
The
Goldman Sachs Group, Inc. |
53,790,260
|
|
Virtu
Financial, Inc. |
908,405
|
|
Wells
Fargo & Company |
70,461,605 |
Fund |
Fiscal
Year ended
April
30, 2023 |
Fiscal
Year ended
April
30, 2022 |
iShares
Cohen & Steers REIT ETF |
12% |
11% |
iShares
Core Dividend ETF |
65% |
25% |
iShares
Core Dividend Growth ETF |
30% |
22% |
iShares
Core High Dividend ETF
|
74% |
74% |
iShares
Core U.S. REIT ETF
|
8% |
9% |
iShares
Dow Jones U.S. ETF
|
4% |
4% |
iShares
Morningstar Growth ETF |
28% |
22% |
Fund |
Fiscal
Year ended
April
30, 2023 |
Fiscal
Year ended
April
30, 2022 |
iShares
Morningstar Mid-Cap ETF |
24% |
27% |
iShares
Morningstar Mid-Cap Growth ETF |
43% |
43% |
iShares
Morningstar Mid-Cap Value ETF
|
37% |
42% |
iShares
Morningstar Small-Cap ETF |
28% |
41% |
iShares
Morningstar Small-Cap Growth ETF
|
52% |
58% |
iShares
Morningstar Small-Cap Value ETF
|
41% |
47% |
iShares
Morningstar U.S. Equity ETF |
4% |
6% |
iShares
Morningstar Value ETF |
27% |
21% |
iShares
MSCI KLD 400 Social ETF
|
4% |
6% |
iShares
MSCI USA ESG Select ETF
|
18% |
19% |
iShares
Select Dividend ETF |
15% |
15% |
iShares
U.S. Basic Materials ETF |
30% |
47% |
iShares
U.S. Consumer Discretionary ETF |
27% |
45% |
iShares
U.S. Consumer Staples ETF |
6% |
33% |
iShares
U.S. Energy ETF |
11% |
17% |
iShares
U.S. Financial Services ETF |
4% |
5% |
iShares
U.S. Financials ETF |
14% |
24% |
iShares
U.S. Healthcare ETF |
3% |
7% |
iShares
U.S. Industrials ETF |
4% |
26% |
iShares
U.S. Technology ETF |
10% |
13% |
iShares
U.S. Transportation ETF |
13% |
72% |
iShares
U.S. Utilities ETF |
3% |
14% |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
Cohen & Steers REIT ETF |
50,000 |
$2,787,188.50 |
iShares
Core Dividend ETF |
50,000 |
1,875,500.00 |
iShares
Core Dividend Growth ETF |
50,000 |
2,544,000.00 |
iShares
Core High Dividend ETF
|
50,000 |
5,137,500.00 |
iShares
Core U.S. REIT ETF
|
50,000 |
2,542,000.00 |
iShares
Dow Jones U.S. ETF
|
50,000 |
5,061,953.70 |
iShares
Morningstar Growth ETF |
50,000 |
2,794,519.40 |
iShares
Morningstar Mid-Cap ETF |
50,000 |
3,006,751.15 |
iShares
Morningstar Mid-Cap Growth ETF |
50,000 |
2,821,515.15 |
iShares
Morningstar Mid-Cap Value ETF
|
50,000 |
3,109,500.00 |
iShares
Morningstar Small-Cap ETF |
50,000 |
2,328,500.00 |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
Morningstar Small-Cap Growth ETF
|
50,000 |
1,915,654.70 |
iShares
Morningstar Small-Cap Value ETF
|
50,000 |
2,566,399.95 |
iShares
Morningstar U.S. Equity ETF |
50,000 |
2,855,500.00 |
iShares
Morningstar Value ETF |
50,000 |
3,246,500.00 |
iShares
MSCI KLD 400 Social ETF
|
50,000 |
3,916,351.30 |
iShares
MSCI USA ESG Select ETF
|
50,000 |
4,417,381.90 |
iShares
Select Dividend ETF |
50,000 |
5,880,500.00 |
iShares
U.S. Basic Materials ETF |
50,000 |
6,538,864.70 |
iShares
U.S. Consumer Discretionary ETF |
50,000 |
3,219,354.50 |
iShares
U.S. Consumer Staples ETF |
50,000 |
10,350,740.35 |
iShares
U.S. Energy ETF |
50,000 |
2,227,954.45 |
iShares
U.S. Financial Services ETF |
50,000 |
7,707,417.00 |
iShares
U.S. Financials ETF |
50,000 |
3,657,951.35 |
iShares
U.S. Healthcare ETF |
50,000 |
14,060,312.65 |
iShares
U.S. Industrials ETF |
50,000 |
4,985,944.80 |
iShares
U.S. Technology ETF |
50,000 |
4,652,697.20 |
iShares
U.S. Transportation ETF |
50,000 |
11,115,280.65 |
iShares
U.S. Utilities ETF |
50,000 |
4,261,910.15 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Cohen & Steers REIT ETF |
$187.50 |
3.0
% |
iShares
Core Dividend ETF |
665.00
** |
3.0
% |
iShares
Core Dividend Growth ETF |
663.75 |
3.0
% |
iShares
Core High Dividend ETF
|
238.75
** |
3.0
% |
iShares
Core U.S. REIT ETF
|
465.00 |
3.0
% |
iShares
Dow Jones U.S. ETF
|
1,500.00
** |
3.0
% |
iShares
Morningstar Growth ETF |
675.00
** |
3.0
% |
iShares
Morningstar Mid-Cap ETF |
743.75
** |
3.0
% |
iShares
Morningstar Mid-Cap Growth ETF |
540.00
** |
3.0
% |
iShares
Morningstar Mid-Cap Value ETF |
550.00
** |
3.0
% |
iShares
Morningstar Small-Cap ETF |
2,227.50
** |
3.0
% |
iShares
Morningstar Small-Cap Growth ETF |
1,492.50
** |
3.0
% |
iShares
Morningstar Small-Cap Value ETF |
1,507.50
** |
3.0
% |
iShares
Morningstar U.S. Equity ETF |
983.75
** |
3.0
% |
iShares
Morningstar Value ETF |
746.25
** |
3.0
% |
iShares
MSCI KLD 400 Social ETF
|
650.00
** |
3.0
% |
iShares
MSCI USA ESG Select ETF
|
380.00
** |
3.0
% |
iShares
Select Dividend ETF |
270.00 |
3.0
% |
iShares
U.S. Basic Materials ETF |
2,681.25 |
3.0
% |
iShares
U.S. Consumer Discretionary ETF |
366.25
** |
3.0
% |
iShares
U.S. Consumer Staples ETF |
216.25
** |
3.0
% |
iShares
U.S. Energy ETF |
201.25
** |
3.0
% |
iShares
U.S. Financial Services ETF |
272.50 |
3.0
% |
iShares
U.S. Financials ETF |
318.75
** |
3.0
% |
iShares
U.S. Healthcare ETF |
296.25
** |
3.0
% |
iShares
U.S. Industrials ETF |
375.00
** |
3.0
% |
iShares
U.S. Technology ETF |
318.75 |
3.0
% |
iShares
U.S. Transportation ETF |
207.50
** |
3.0
% |
iShares
U.S. Utilities ETF |
207.50
** |
3.0
% |
Fund
|
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Cohen & Steers REIT ETF |
$187.50 |
2.0
% |
iShares
Core Dividend ETF |
665.00
** |
2.0
% |
iShares
Core Dividend Growth ETF |
663.75 |
2.0
% |
iShares
Core High Dividend ETF
|
238.75
** |
2.0
% |
iShares
Core U.S. REIT ETF
|
465.00 |
2.0
% |
iShares
Dow Jones U.S. ETF |
1,500.00
** |
2.0
% |
iShares
Morningstar Growth ETF |
675.00
** |
2.0
% |
iShares
Morningstar Mid-Cap ETF |
743.75
** |
2.0
% |
iShares
Morningstar Mid-Cap Growth ETF |
540.00
** |
2.0
% |
iShares
Morningstar Mid-Cap Value ETF |
550.00
** |
2.0
% |
iShares
Morningstar Small-Cap ETF |
2,227.50
** |
2.0
% |
iShares
Morningstar Small-Cap Growth ETF |
1,492.50
** |
2.0
% |
iShares
Morningstar Small-Cap Value ETF |
1,507.50
** |
2.0
% |
iShares
Morningstar U.S. Equity ETF |
983.75
** |
2.0
% |
iShares
Morningstar Value ETF |
746.25
** |
2.0
% |
iShares
MSCI KLD 400 Social ETF
|
650.00
** |
2.0
% |
iShares
MSCI USA ESG Select ETF
|
380.00
** |
2.0
% |
iShares
Select Dividend ETF |
270.00 |
2.0
% |
iShares
U.S. Basic Materials ETF |
2,681.25 |
2.0
% |
iShares
U.S. Consumer Discretionary ETF |
366.25
** |
2.0
% |
iShares
U.S. Consumer Staples ETF |
216.25
** |
2.0
% |
iShares
U.S. Energy ETF |
201.25
** |
2.0
% |
iShares
U.S. Financial Services ETF |
272.50 |
2.0
% |
iShares
U.S. Financials ETF |
318.75
** |
2.0
% |
iShares
U.S. Healthcare ETF |
296.25
** |
2.0
% |
iShares
U.S. Industrials ETF |
375.00
** |
2.0
% |
iShares
U.S. Technology ETF |
318.75 |
2.0
% |
iShares
U.S. Transportation ETF |
207.50
** |
2.0
% |
iShares
U.S. Utilities ETF |
207.50
** |
2.0
% |
Fund |
Non-Expiring |
iShares
Cohen & Steers REIT ETF |
$132,983,422 |
iShares
Core Dividend ETF |
27,102,633 |
iShares
Core Dividend Growth ETF |
1,198,672,614 |
iShares
Core High Dividend ETF
|
1,517,558,189 |
iShares
Core U.S. REIT ETF |
10,634,310 |
iShares
Dow Jones U.S. ETF
|
30,839,238 |
iShares
Morningstar Growth ETF |
232,239,410 |
iShares
Morningstar Mid-Cap ETF |
74,974,942 |
iShares
Morningstar Mid-Cap Growth
ETF |
264,462,054 |
iShares
Morningstar Mid-Cap Value ETF |
33,455,274 |
iShares
Morningstar Small-Cap ETF |
31,567,199 |
iShares
Morningstar Small-Cap Growth
ETF |
133,971,700 |
iShares
Morningstar Small-Cap Value
ETF |
41,270,853 |
iShares
Morningstar U.S. Equity ETF |
68,380,131 |
iShares
Morningstar Value ETF |
45,692,589 |
iShares
MSCI KLD 400 Social ETF
|
91,800,344 |
iShares
MSCI USA ESG Select ETF
|
179,223,100 |
iShares
Select Dividend ETF |
1,183,909,294 |
iShares
U.S. Basic Materials ETF |
198,446,653 |
iShares
U.S. Consumer Discretionary
ETF |
149,227,126 |
iShares
U.S. Consumer Staples ETF |
48,544,041 |
iShares
U.S. Energy ETF |
331,961,361 |
iShares
U.S. Financial Services ETF |
99,709,694 |
iShares
U.S. Financials ETF |
153,418,300 |
iShares
U.S. Healthcare ETF |
94,696,127 |
iShares
U.S. Industrials ETF |
98,298,834 |
iShares
U.S. Technology ETF |
257,358,718 |
iShares
U.S. Transportation ETF |
111,822,593 |
iShares
U.S. Utilities ETF |
60,714,978 |
Contents |
|
A-4
| |
A-4
| |
A-4
| |
A-5
| |
A-7
| |
A-8
| |
A-9
| |
A-9
| |
A-11
| |
A-11
| |
A-12
| |
A-12
| |
A-13
| |
A-14
| |
A-15
| |
A-15 |