1 | |
2 | |
2 | |
42 | |
42 | |
45 | |
47 | |
59 | |
60 | |
63 | |
63 | |
65 | |
65 | |
65 | |
66 | |
70 | |
70 | |
74 | |
75 | |
79 | |
80 | |
81 | |
82 | |
84 | |
85 | |
86 | |
91 | |
A-1 | |
B-1 |
Portfolio |
Former
Name |
Date
of
Change |
Voya
Global High Dividend Low Volatility Portfolio |
Voya
Global Equity Portfolio |
May
1, 2020 |
Asset
Class/Investment Technique |
Voya
Balanced
Portfolio |
Voya
Global High
Dividend
Low
Volatility
Portfolio |
Voya
Government
Money
Market
Portfolio |
Voya
Growth
and
Income
Portfolio |
Voya
Intermediate
Bond
Portfolio |
Equity
Securities |
|
|
|
|
|
Commodities |
|
|
|
|
|
Common
Stocks |
X |
X |
|
X |
X |
Convertible
Securities |
X |
X |
|
X |
X |
Initial
Public Offerings |
X |
X |
|
X |
X |
Master
Limited Partnerships |
|
|
|
|
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
|
X |
X |
Private
Investments in Public Companies |
|
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
|
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
|
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
|
X |
|
Special
Situation Issuers |
X |
X |
|
X |
X |
Trust
Preferred Securities |
X |
X |
|
|
X |
Fixed-Income
Instruments |
|
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
X |
Corporate
Fixed-Income Instruments |
X |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
X |
|
|
|
X |
Delayed
Funding Loans and Revolving Credit Facilities |
X |
|
|
|
X |
Event-Linked
Bonds |
X |
|
|
|
X |
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
X |
Guaranteed
Investment Contracts |
X |
X |
X |
X |
X |
High-Yield
Securities |
X |
X |
|
|
X |
Inflation-Indexed
Bonds |
X |
|
|
|
X |
Inverse
Floating Rate Securities |
X |
|
|
|
X
|
Asset
Class/Investment Technique |
Voya
Balanced
Portfolio |
Voya
Global High
Dividend
Low
Volatility
Portfolio |
Voya
Government
Money
Market
Portfolio |
Voya
Growth
and
Income
Portfolio |
Voya
Intermediate
Bond
Portfolio |
Mortgage-Related
Securities |
X |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
X |
X |
Senior and
Other Bank Loans |
X |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
|
Depositary
Receipts |
X |
X |
|
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
|
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
|
Forward
Commitments |
X |
X |
|
X |
X |
Futures
Contracts |
X |
X |
|
X |
X |
Hybrid
Instruments |
X |
X |
|
X |
X |
Options |
X |
X |
|
X |
X |
Participatory
Notes |
X |
|
|
|
X |
Rights and
Warrants |
X |
X |
|
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
|
X |
X |
Other
Investment Techniques |
|
|
|
|
|
Borrowing |
X |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
X |
Participation
on Creditors' Committees |
|
|
|
|
|
Repurchase
Agreements |
X |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
|
X |
X |
Short
Sales |
X |
X |
|
X |
X |
To Be
Announced Sale Commitments |
X |
X |
X |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
X |
X |
X |
Asset
Class/Investment Technique |
Voya Index
Plus
LargeCap
Portfolio |
Voya Index
Plus
MidCap
Portfolio |
Voya Index
Plus
SmallCap
Portfolio |
Voya Small
Company
Portfolio |
Equity
Securities |
|
|
|
|
Commodities |
|
|
|
|
Common
Stocks |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
Initial
Public Offerings |
X |
X |
X |
X |
Master
Limited Partnerships |
|
|
|
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
Private
Investments in Public Companies |
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya Index
Plus
LargeCap
Portfolio |
Voya Index
Plus
MidCap
Portfolio |
Voya Index
Plus
SmallCap
Portfolio |
Voya Small
Company
Portfolio |
Small- and
Mid-Capitalization Issuers |
X |
X |
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
X |
X |
Special
Situation Issuers |
X |
X |
X |
X |
Trust
Preferred Securities |
|
|
|
|
Fixed-Income
Instruments |
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
Corporate
Fixed-Income Instruments |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
|
|
|
|
Delayed
Funding Loans and Revolving Credit Facilities |
|
|
|
|
Event-Linked
Bonds |
|
|
|
|
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
Guaranteed
Investment Contracts |
X |
X |
X |
X |
High-Yield
Securities |
X |
X |
X |
|
Inflation-Indexed
Bonds |
|
|
|
|
Inverse
Floating Rate Securities |
|
|
|
|
Mortgage-Related
Securities |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
|
Senior and
Other Bank Loans |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
Depositary
Receipts |
X |
X |
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
Forward
Commitments |
X |
X |
X |
X |
Futures
Contracts |
X |
X |
X |
X |
Hybrid
Instruments |
X |
X |
X |
X |
Options |
X |
X |
X |
X |
Participatory
Notes |
|
|
|
|
Rights and
Warrants |
X |
X |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
X |
X |
Other
Investment Techniques |
|
|
|
|
Borrowing |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
Participation
on Creditors' Committees |
|
|
|
|
Repurchase
Agreements |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
|
|
|
|
Securities
Lending |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya Index
Plus
LargeCap
Portfolio |
Voya Index
Plus
MidCap
Portfolio |
Voya Index
Plus
SmallCap
Portfolio |
Voya Small
Company
Portfolio |
Short
Sales |
X |
X |
X |
X |
To
Be Announced Sale Commitments |
X |
X |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
X |
X |
Name,
Address and
Year of
Birth |
Position(s)
Held
with each
Company/Trust |
Term of
Office
and
Length
of Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Directors/Trustees2 |
Other
Board
Positions
Held
by
Directors/Trustees |
Independent
Directors/Trustees | |||||
Colleen
D. Baldwin
(1960) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Chairperson
Director/Trustee |
January
2020 –
Present
May 2013 –
Present |
President,
Glantuam Partners,
LLC, a business consulting
firm
(January 2009 –
Present). |
139 |
RSR
Partners, Inc. (2016 –
Present). |
John
V. Boyer
(1953) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
May 2013 –
Present |
Retired.
Formerly, President and
Chief Executive Officer,
Bechtler
Arts Foundation, an arts and
education foundation
(January
2008 – December
2019). |
139 |
None. |
Patricia
W. Chadwick
(1948) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
May 2013 –
Present |
Consultant
and President,
Ravengate Partners LLC, a
consulting firm that
provides
advice regarding financial
markets and the global
economy
(January 2000 –
Present). |
139 |
The Royce
Funds (22 funds)
(December 2009 – Present);
and
AMICA Mutual Insurance
Company (1992 –
Present). |
Martin
J. Gavin
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
August
2015 –
Present |
Retired. |
139 |
None.
|
Name,
Address and
Year of
Birth |
Position(s)
Held
with each
Company/Trust |
Term of
Office
and
Length
of Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Directors/Trustees2 |
Other
Board
Positions
Held
by
Directors/Trustees |
Joseph
E. Obermeyer
(1957) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
January
2003 –
Present |
President,
Obermeyer &
Associates, Inc., a provider
of
financial and economic
consulting services
(November
1999 –
Present). |
139 |
None. |
Sheryl
K. Pressler
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
May 2013 –
Present |
Consultant
(May 2001 –
Present). |
139 |
Centerra
Gold Inc. (May 2008 –
Present). |
Christopher
P.
Sullivan
(1954) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director/Trustee |
October
2015 –
Present |
Retired. |
139 |
None. |
Name,
Address and Year of
Birth |
Position(s)
Held with
each
Company/Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Andy
Simonoff
(1973) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
President
and Chief
Executive
Officer |
January
2023 – Present |
Director,
President, and Chief Executive Officer, Voya Funds Services, LLC,
Voya Capital,
LLC, and Voya Investments,
LLC (January 2023 – Present); Managing Director, Chief
Strategy and Transformation
Officer, Voya Investment Management (January 2020 –
Present). Formerly, Managing
Director, Head of Business Management, Voya Investment
Management (March 2019 –
January 2020); Managing Director, Head of Business
Management, Fixed Income,
Voya Investment Management (November 2015 – March
2019). |
Jonathan
Nash
(1967) 230 Park Avenue New York,
New York 10169 |
Executive
Vice
President
Chief Investment
Risk
Officer |
March 2020
– Present |
Executive
Vice President and Chief Investment Risk Officer, Voya Investments, LLC
(March
2020 – Present); Senior Vice
President, Investment Risk Management, Voya Investment
Management (March 2017 –
Present). Formerly, Vice President, Voya Investments, LLC
(September 2018 – March
2020). |
James
M. Fink
(1958) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Executive
Vice
President |
March 2018
– Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Managing
Director, Voya Investments,
LLC, Voya Capital, LLC, and Voya Funds Services, LLC (March
2018 – Present); Chief
Administrative Officer, Voya Investment Management (September
2017 –
Present). |
Steven
Hartstein
(1963) 230 Park Avenue New York,
New York 10169 |
Chief
Compliance
Officer |
December
2022 – Present |
Senior
Vice President, Voya Investment Management (December 2022 – Present).
Formerly, Head of Funds
Compliance, Brighthouse Financial, Inc.; and Chief Compliance
Officer, Brighthouse Funds
and Brighthouse Investment Advisers, LLC (March 2017 –
December
2022). |
Todd
Modic
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President,
Chief/Principal
Financial Officer and
Assistant
Secretary |
March 2005
– Present |
Director
and Senior Vice President, Voya Capital, LLC and Voya Funds Services,
LLC
(September 2022 – Present);
Director, Voya Investments, LLC (September 2022 –
Present); Senior Vice
President, Voya Investments, LLC (April 2005 – Present). Formerly,
President, Voya Funds
Services, LLC (March 2018 – September 2022). |
Kimberly
A. Anderson
(1964) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
December
2003 – Present |
Senior
Vice President, Voya Investments, LLC (September 2003 –
Present). |
Sara
M. Donaldson
(1959) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Voya Investments, LLC (February 2022 – Present); Senior
Vice
President, Head of Active
Ownership, Voya Investment Management (September 2021 –
Present). Formerly,
Vice President, Voya Investments, LLC (October 2015 – February
2022); Vice President, Head
of Proxy Voting, Voya Investment Management (October 2015
– August
2021). |
Andrew
K. Schlueter
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Head of Mutual Fund Operations, Voya Investment Management
(March 2022 – Present); Vice
President, Voya Investments Distributor, LLC (April 2018 –
Present); Vice President,
Voya Investments, LLC and Voya Funds Services, LLC (March
2018 – Present). Formerly,
Vice President, Head of Mutual Fund Operations, Voya
Investment Management
(February 2018 – February 2022).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
each
Company/Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Joanne
F. Osberg
(1982) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President
Secretary |
March 2023
- Present
September 2020 –
Present |
Senior
Vice President and Secretary, Voya Investments, LLC, Voya Capital, LLC,
and
Voya Funds Services,
LLC and Senior Vice President and Chief Counsel, Voya Investment
Management – Mutual Fund
Legal Department (March 2023 – Present). Formerly,
Secretary, Voya Capital, LLC
(August 2022 – March 2023); Vice President and Secretary,
Voya Investments, LLC and
Voya Funds Services, LLC and Vice President and Senior
Counsel, Voya Investment
Management – Mutual Fund Legal Department (September 2020
– March 2023); Vice
President and Counsel, Voya Investment Management – Mutual Fund
Legal Department (January
2013 – September 2020). |
Robert
Terris
(1970) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Senior
Vice
President |
June 2006
– Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Senior
Vice President, Head of
Investment Services, Voya Investments, LLC (April 2018 –
Present); Senior Vice
President, Head of Investment Services, Voya Funds Services, LLC
(March 2006 –
Present). |
Fred
Bedoya
(1973) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President,
Principal Accounting
Officer and
Treasurer |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2012 – Present). |
Robyn
L. Ichilov
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
March 2002
– Present |
Vice
President Voya Investments, LLC (August 1997 – Present); and Vice
President,
Voya Funds Services,
LLC (November 1995 – Present). |
Jason
Kadavy
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2007 – Present). |
Erica
McKenna
(1972) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034 |
Vice
President |
June 2022
– Present |
Vice
President, Head of Mutual Fund Compliance and Chief Compliance Officer,
Voya
Investments, LLC (May 2022 –
Present). Formerly, Vice President, Fund Compliance
Manager, Voya Investments,
LLC (March 2021 – May 2022); Assistant Vice President,
Fund Compliance Manager,
Voya Investments, LLC (December 2016 – March
2021). |
Craig
Wheeler
(1969) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
May 2013 –
Present |
Vice
President – Director of Tax, Voya Investments, LLC (October 2015 –
Present).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
each
Company/Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Nicholas
C.D. Ward
(1993) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Counsel,
Voya Investment Management – Mutual Fund Legal Department (November 2021
– Present). Formerly,
Associate, Dechert LLP (October 2018 – November
2021). |
Gizachew
Wubishet
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Assistant
Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (May 2019 –
Present). Formerly, Attorney, Ropes & Gray LLP (October 2011 –
April
2019). |
Monia
Piacenti
(1976) One Orange Way Windsor,
Connecticut
06095
|
Anti-Money
Laundering
Officer |
June 2018
– Present |
Compliance
Consultant, Voya Financial, Inc. (January 2019 – Present); Anti-Money
Laundering Officer,
Voya Investments Distributor, LLC, Voya Investment Management, and
Voya Investment Management
Trust Co. (June 2018 –
Present). |
Portfolio |
IRC
E |
IRC
F |
Voya
Balanced Portfolio |
X |
|
Voya
Global High Dividend Low Volatility Portfolio |
X |
|
Voya
Government Money Market Portfolio |
|
X |
Voya
Growth and Income Portfolio |
X |
|
Voya Index
Plus LargeCap Portfolio |
X |
|
Voya Index
Plus MidCap Portfolio |
X |
|
Voya Index
Plus SmallCap Portfolio |
X |
|
Voya
Intermediate Bond Portfolio |
|
X |
Voya Small
Company Portfolio |
X |
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya
Balanced Portfolio |
None |
None |
None |
None |
Voya
Global High Dividend
Low
Volatility Portfolio |
None |
None |
None |
None |
Voya
Government Money
Market
Portfolio |
None |
None |
None |
None |
Voya
Growth and Income
Portfolio |
None |
None |
None |
None
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Index
Plus LargeCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus MidCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus SmallCap
Portfolio |
None |
None |
None |
None |
Voya
Intermediate Bond
Portfolio |
None |
None |
None |
None |
Voya Small
Company
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director/Trustee
in the Voya
family of
funds |
Over $100,0001
|
Over $100,0001
|
Over
$100,000 |
Over $100,0001
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya
Balanced Portfolio |
None |
None |
None |
Voya
Global High Dividend
Low
Volatility Portfolio |
None |
None |
None |
Voya
Government Money
Market
Portfolio |
None |
None |
None |
Voya
Growth and Income
Portfolio |
None |
None |
None |
Voya Index
Plus LargeCap
Portfolio |
None |
None |
None |
Voya Index
Plus MidCap
Portfolio |
None |
None |
None |
Voya Index
Plus SmallCap
Portfolio |
None |
None |
None |
Voya
Intermediate Bond
Portfolio |
None |
None |
None |
Voya Small
Company
Portfolio |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director/Trustee
in the Voya
family of
funds |
Over $100,0001
|
Over $100,0001
|
Over
$100,000 |
Name
of
Director/Trustee |
Name
of Owners
and
Relationship to
Director/Trustee |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Patricia
W. Chadwick |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
E. Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A
|
Name
of
Director/Trustee |
Name
of Owners
and
Relationship to
Director/Trustee |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya
Balanced Portfolio |
$1,468.37 |
$1,229.36 |
$1,229.36 |
$1,229.36 |
Voya
Global High Dividend
Low
Volatility Portfolio |
$2,507.85 |
$2,099.63 |
$2,099.63 |
$2,099.63 |
Voya
Government Money
Market
Portfolio |
$2,258.66 |
$1,893.27 |
$1,893.27 |
$1,893.27 |
Voya
Growth and Income
Portfolio |
$8,789.60 |
$7,358.06 |
$7,358.06 |
$7,358.06 |
Voya Index
Plus LargeCap
Portfolio |
$3,587.82 |
$3,003.63 |
$3,003.63 |
$3,003.63
|
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Index
Plus MidCap
Portfolio |
$2,210.27 |
$1,850.54 |
$1,850.54 |
$1,850.54 |
Voya Index
Plus SmallCap
Portfolio |
$1,063.65 |
$890.63 |
$890.63 |
$890.63 |
Voya
Intermediate Bond
Portfolio |
$12,319.06 |
$10,314.73 |
$10,314.73 |
$10,314.73 |
Voya Small
Company
Portfolio |
$1,614.39 |
$1,351.15 |
$1,351.15 |
$1,351.15 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000.00 |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to
Directors/Trustees |
$430,000.00 |
$360,000.00 |
$360,000.00 |
$360,000.00 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya
Balanced Portfolio |
$1,229.36 |
$1,348.86 |
$1,229.36 |
Voya
Global High Dividend
Low
Volatility Portfolio |
$2,099.63 |
$2,303.74 |
$2,099.63 |
Voya
Government Money
Market
Portfolio |
$1,893.27 |
$2,075.97 |
$1,893.27 |
Voya
Growth and Income
Portfolio |
$7,358.06 |
$8,073.83 |
$7,358.06 |
Voya Index
Plus LargeCap
Portfolio |
$3,003.63 |
$3,295.73 |
$3,003.63 |
Voya Index
Plus MidCap
Portfolio |
$1,850.54 |
$2,030.40 |
$1,850.54 |
Voya Index
Plus SmallCap
Portfolio |
$890.63 |
$977.14 |
$890.63 |
Voya
Intermediate Bond
Portfolio |
$10,314.73 |
$11,316.89 |
$10,314.73 |
Voya Small
Company
Portfolio |
$1,351.15 |
$1,482.77 |
$1,351.15 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to
Directors/Trustees |
$360,000.001 |
$395,000.001 |
$360,000.00 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya
Balanced Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
84.76% |
87.24% |
Voya
Balanced Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
94.97% |
0.61% |
Voya
Balanced Portfolio |
Class
S |
Reliastar Life Insurance
Company of New York II
1 Orange Way
Windsor, CT
06095 |
5.03% |
1.42% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
99.62% |
2.86% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO Select Life
1
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
16.56% |
4.05% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
74.47% |
21.75% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
8.60% |
2.10% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
92.02% |
67.07% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
100.00% |
2.86% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
T |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
99.46% |
2.86%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya
Government Money
Market
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
7.62% |
7.62% |
Voya
Government Money
Market
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
85.14% |
88.78% |
Voya
Government Money
Market
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company II
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
100.00% |
88.78% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
72.26% |
4.11% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Reliastar Life Insurance
Company of New York II
1 Orange Way
Windsor, CT
06095 |
21.85% |
1.85% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
5.39% |
87.81% |
Voya
Growth and Income
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
89.12% |
87.81% |
Voya
Growth and Income
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
21.70% |
4.11% |
Voya
Growth and Income
Portfolio |
Class
S |
Reliastar Life Insurance
Company of New York II
1 Orange Way
Windsor, CT
06095 |
19.58% |
1.85% |
Voya
Growth and Income
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
58.72% |
87.81% |
Voya
Growth and Income
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
100.00% |
87.81% |
Voya Index
Plus LargeCap
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
100.00% |
0.36% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
The Lincoln National Life
Insurance
1300 S Clinton
St
Mutual Fund Unit
6802
Fort Wayne, IN
46802-3506 |
9.29% |
8.09% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
78.62% |
73.26% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company II
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
5.12% |
73.26% |
Voya Index
Plus LargeCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
95.09% |
12.09% |
Voya Index
Plus MidCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
92.17% |
82.29%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Index
Plus MidCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
92.80% |
10.31% |
Voya Index
Plus SmallCap
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
5.96% |
4.95% |
Voya Index
Plus SmallCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
89.49% |
74.38% |
Voya Index
Plus SmallCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
94.61% |
16.08% |
Voya
Intermediate Bond
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
97.49% |
10.58% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
6.58% |
10.58% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
75.12% |
25.05% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
9.29% |
2.79% |
Voya
Intermediate Bond
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
18.85% |
10.58% |
Voya
Intermediate Bond
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
81.15% |
25.05% |
Voya
Intermediate Bond
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
95.45% |
58.88% |
Voya Small
Company
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
87.35% |
6.32% |
Voya Small
Company
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
8.35% |
68.89% |
Voya Small
Company
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
87.17% |
68.89% |
Voya Small
Company
Portfolio |
Class
R6 |
Voya Global Perspectives
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch
Rd
Scottsdale, AZ
85258-2034 |
72.76% |
1.16% |
Voya Small
Company
Portfolio |
Class
R6 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
8.02% |
6.32% |
Voya Small
Company
Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
19.22% |
68.89%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Small
Company
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
79.11% |
16.87% |
Voya Small
Company
Portfolio |
Class
S |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
16.83% |
3.56% |
Portfolio |
Annual
Management Fee |
Voya
Balanced Portfolio |
0.60%
of the Portfolio’s average daily net assets. |
Voya
Global High Dividend Low
Volatility
Portfolio |
0.56%
on first $500 million of the Portfolio’s average daily net assets;
0.53%
on the next $500 million of the Portfolio’s average daily net assets;
and
0.51%
of the Portfolio’s average daily net assets in excess of $1
billion. |
Voya
Government Money Market
Portfolio |
0.35%
of the Portfolio’s average daily net assets. |
Voya
Growth and Income Portfolio |
0.60%
on first $5 billion of the Portfolio’s average daily net assets;
0.55%
on next $5 billion of the Portfolio’s average daily net assets; and
0.525%
of the Portfolio’s average daily net assets in excess of $10
billion. |
Voya Index
Plus LargeCap Portfolio |
0.45%
of the Portfolio’s average daily net assets. |
Voya Index
Plus MidCap Portfolio |
0.50%
of the Portfolio’s average daily net assets. |
Voya Index
Plus SmallCap Portfolio |
0.50%
of the Portfolio’s average daily net assets. |
Voya
Intermediate Bond Portfolio |
0.50%
on first $4 billion of the Portfolio’s average daily net assets;
0.48%
on next $3 billion of the Portfolio’s average daily net assets; and
0.46%
of the Portfolio’s average daily net assets in excess of $7
billion. |
Voya Small
Company Portfolio |
0.75%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya
Balanced Portfolio |
$1,950,708.00 |
$2,308,776.00 |
$2,091,007.00 |
Voya
Global High Dividend Low Volatility Portfolio |
$3,116,297.00 |
$3,506,486.00 |
$3,308,145.00 |
Voya
Government Money Market Portfolio |
$1,755,408.00 |
$1,800,462.00 |
$2,028,942.00
|
Portfolio |
December
31, | ||
Voya
Growth and Income Portfolio |
$11,714,651.00 |
$19,412,836.00 |
$17,467,618.00 |
Voya Index
Plus LargeCap Portfolio |
$3,571,952.00 |
$4,136,831.00 |
$3,644,881.00 |
Voya Index
Plus MidCap Portfolio |
$2,465,611.00 |
$2,853,007.00 |
$2,242,576.00 |
Voya Index
Plus SmallCap Portfolio |
$1,188,370.00 |
$1,366,589.00 |
$1,012,902.00 |
Voya
Intermediate Bond Portfolio |
$13,594,385.00 |
$16,823,168.00 |
$17,623,490.00 |
Voya Small
Company Portfolio |
$2,839,965.00 |
$3,994,179.00 |
$3,401,802.00 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya
Balanced Portfolio |
($188,000.00) |
($197,485.00) |
($236,487.00) |
Voya
Global High Dividend Low Volatility Portfolio |
($328,624.00) |
($334,869.00) |
($325,130.00) |
Voya
Government Money Market Portfolio |
($725,189.00) |
($2,300,370.00) |
($1,954,928.00) |
Voya
Growth and Income Portfolio |
($530,270.00) |
($1,846,897.00) |
($1,718,879.00) |
Voya Index
Plus LargeCap Portfolio |
($110,973.00) |
($118,253.00) |
($190,963.00) |
Voya Index
Plus MidCap Portfolio |
($370,571.00) |
($424,748.00) |
($604,690.00) |
Voya Index
Plus SmallCap Portfolio |
($205,169.00) |
($242,769.00) |
($265,020.00) |
Voya
Intermediate Bond Portfolio |
($1,169,688.00) |
($1,337,760.00) |
($1,522,285.00) |
Voya Small
Company Portfolio |
($253,776.00) |
($399,826.00) |
($479,096.00) |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
Voya
Balanced Portfolio |
Voya
IM |
0.225% of
the Portfolio’s average daily net
assets. |
Voya
Global High Dividend Low
Volatility
Portfolio |
Voya
IM |
0.2100% of
the Portfolio’s average daily net
assets. |
Voya
Government Money Market
Portfolio |
Voya
IM |
0.113% of
the Portfolio’s average daily net
assets. |
Voya
Growth and Income Portfolio |
Voya
IM |
0.225% on
first $10 billion of the Portfolio’s
average
daily net assets;
0.203% on
next $5 billion of the Portfolio’s
average
daily net assets; and
0.191% of
the Portfolio’s average daily net
assets in
excess of $15 billion. |
Voya Index
Plus LargeCap Portfolio |
Voya
IM |
0.1580% of
the Portfolio’s average daily net
assets. |
Voya Index
Plus MidCap Portfolio |
Voya
IM |
0.1800% of
the Portfolio’s average daily net
assets. |
Voya Index
Plus SmallCap Portfolio |
Voya
IM |
0.1800% of
the Portfolio’s average daily net
assets. |
Voya
Intermediate Bond Portfolio |
Voya
IM |
0.180% of
the Portfolio’s average daily net
assets. |
Voya Small
Company Portfolio |
Voya
IM |
0.3375% of
the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya
Balanced Portfolio |
$731,513.84 |
$865,788.63 |
$784,129.72 |
Voya
Global High Dividend Low Volatility Portfolio |
$1,175,413.28 |
$1,329,927.03 |
$1,251,413.98 |
Voya
Government Money Market Portfolio |
$566,748.19 |
$581,294.58 |
$655,061.16 |
Voya
Growth and Income Portfolio |
$4,392,982.50 |
$7,279,794.18 |
$6,550,373.83 |
Voya Index
Plus LargeCap Portfolio |
$1,254,148.68 |
$1,452,483.58 |
$1,279,756.23 |
Voya Index
Plus MidCap Portfolio |
$887,622.00 |
$1,027,084.57 |
$807,327.11 |
Voya Index
Plus SmallCap Portfolio |
$427,814.37 |
$491,972.91 |
$364,644.88 |
Voya
Intermediate Bond Portfolio |
$4,893,989.47 |
$6,056,353.99 |
$6,344,457.28 |
Voya Small
Company Portfolio |
$1,203,964.21 |
$1,588,271.73 |
$1,352,719.36 |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Sean
Banai, CFA |
6 |
$12,484,295,504 |
99 |
$5,644,901,889 |
601 |
$17,992,405,625 |
Vincent
Costa,
CFA |
22 |
$9,073,206,875 |
31 |
$691,685,183 |
16 |
$823,809,217 |
Peg
DiOrio, CFA |
13 |
$3,632,591,149 |
0 |
$0 |
10 |
$508,210,796 |
James
Dorment,
CFA |
3 |
$2,919,316,991 |
22 |
$271,439,052 |
4 |
$297,322,786 |
David
Goodson |
5 |
$11,338,094,906 |
73 |
$3,297,866,085 |
73 |
$17,915,001,615 |
Randall
Parrish,
CFA |
6 |
$11,354,928,459 |
71 |
$3,193,830,679 |
9 |
$1,068,619,819 |
Barbara
Reinhard,
CFA |
44 |
$15,002,288,817 |
8 |
$4,375,507,784 |
0 |
$0 |
Gareth
Shepherd,
PhD,
CFA |
2 |
$505,211,975 |
0 |
$0 |
0 |
$0 |
Russell
Shtern,
CFA |
2 |
$505,211,975 |
0 |
$0 |
0 |
$0 |
Matthew
Toms,
CFA |
8 |
$15,716,118,366 |
110 |
$6,069,703,229 |
1061 |
$25,809,664,635 |
Gregory
Wachsman,
CFA |
2 |
$1,166,814,208 |
15 |
$200,079,946 |
1 |
$159,235,476 |
Steve
Wetter |
26 |
$22,713,239,487 |
2 |
$389,320,143 |
3 |
$385,062,165 |
Kai
Yee Wong |
21 |
$21,713,902,243 |
0 |
$0 |
5 |
$390,908,109 |
David
S. Yealy |
3 |
$1,803,086,481 |
0 |
$0 |
0 |
$0 |
Paul
Zemsky, CFA |
52 |
$16,707,086,536 |
142 |
$4,769,491,018 |
0 |
$0 |
Portfolio |
Portfolio
Manager |
Benchmark |
Voya
Balanced Portfolio |
Barbara
Reinhard, CFA; Matthew Toms, CFA; and
Paul
Zemsky, CFA |
S&P
Target Risk®
Growth Index |
Voya
Global High Dividend Low
Volatility
Portfolio |
Vincent
Costa, CFA; Peg DiOrio, CFA; Steve
Wetter;
and Kai Yee Wong |
MSCI
World Value IndexSM
|
Voya
Government Money Market
Portfolio |
David
S. Yealy |
iMoney
Net First Tier Retail Index
|
Portfolio |
Portfolio
Manager |
Benchmark |
Voya
Growth and Income Portfolio |
Vincent
Costa, CFA; James Dorment, CFA; and
Gregory
Wachsman, CFA |
S&P
500®
Index |
Voya Index
Plus LargeCap Portfolio |
Vincent
Costa, CFA; Peg DiOrio, CFA; Steve
Wetter;
and Kai Yee Wong |
S&P
500®
Index |
Voya Index
Plus MidCap Portfolio |
Vincent
Costa, CFA; Peg DiOrio, CFA; Steve
Wetter;
and Kai Yee Wong |
S&P
MidCap 400®
Index |
Voya Index
Plus SmallCap Portfolio |
Vincent
Costa, CFA; Peg DiOrio, CFA; Steve
Wetter;
and Kai Yee Wong |
S&P
SmallCap 600®
Index |
Voya
Intermediate Bond Portfolio |
Sean
Banai, CFA; David Goodson; Randall
Parrish,
CFA; and Matthew Toms, CFA |
Bloomberg
U.S. Aggregate Bond Index |
Voya Small
Company Portfolio |
Vincent
Costa, CFA; Gareth Shepherd, PhD, CFA;
and
Russell Shtern, CFA |
Russell
2000®
Index |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Matthew
Toms, CFA |
None |
Paul
Zemsky, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
David S.
Yealy |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
James
Dorment, CFA |
None |
Gregory
Wachsman, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Sean
Banai, CFA |
None |
David
Goodson |
None |
Randall
Parrish, CFA |
None |
Matthew
Toms, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Gareth
Shepherd, PhD, CFA |
None |
Russell
Shtern, CFA |
None |
Portfolio |
Type
of Plan |
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
Voya
Balanced Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Voya
Global High Dividend Low Volatility Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Class
T |
Distribution
Plan |
0.50% |
N/A |
N/A |
Class
T |
Shareholder
Service Plan |
N/A |
0.25% |
N/A |
Voya
Government Money Market Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Voya
Growth and Income Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Index
Plus LargeCap Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Voya Index
Plus MidCap Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Voya Index
Plus SmallCap Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Voya
Intermediate Bond Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Small
Company Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
Voya
Balanced Portfolio |
I |
$0.00 |
$0.00 |
$22,524.32 |
$5,643.28 |
$2,171.64 |
$30,339.24 |
|
S |
$13.18 |
$250.46 |
$671.86 |
$6,121.77 |
$72.06 |
$7,129.33 |
Voya
Global High Dividend
Low
Volatility Portfolio |
ADV |
$54.73 |
$1,039.78 |
$594.83 |
$61,613.62 |
$51.44 |
$63,354.40 |
|
I |
$0.00 |
$0.00 |
$8,825.77 |
$1,998.37 |
$763.81 |
$11,587.95 |
|
S |
$1,886.02 |
$35,834.29 |
$14,651.41 |
$1,063,744.64 |
$1,357.84 |
$1,117,474.20 |
|
S2 |
$1.41 |
$26.70 |
$35.15 |
$964.71 |
$2.91 |
$1,030.88 |
|
T |
$24.46 |
$464.81 |
$775.25 |
$16,575.98 |
$67.70 |
$17,908.20 |
Voya
Government Money
Market
Portfolio |
I |
$0.00 |
$0.00 |
$59,236.63 |
$5,642.52 |
$2,166.87 |
$67,046.02 |
|
S |
$0.25 |
$4.72 |
$2.31 |
$0.37 |
$0.15 |
$7.80 |
Voya
Growth and Income
Portfolio |
ADV |
$392.74 |
$7,462.14 |
$2,813.27 |
$383,710.04 |
$228.76 |
$394,606.95 |
|
I |
$0.00 |
$0.00 |
$19,975.81 |
$4,620.48 |
$1,790.26 |
$26,386.55 |
|
S |
$199.09 |
$3,782.73 |
$2,876.53 |
$93,913.62 |
$222.43 |
$100,994.40 |
|
S2 |
$2.27 |
$43.11 |
$27.13 |
$1,774.47 |
$2.25 |
$1,849.23 |
Voya Index
Plus LargeCap
Portfolio |
ADV |
$13.26 |
$251.87 |
$527.46 |
$116.03 |
$50.95 |
$959.57 |
|
I |
$0.00 |
$0.00 |
$20,583.54 |
$4,962.63 |
$1,906.13 |
$27,452.30 |
|
S |
$456.25 |
$8,668.74 |
$2,995.09 |
$270,383.85 |
$286.63 |
$282,790.56 |
Voya Index
Plus MidCap
Portfolio |
I |
$0.00 |
$0.00 |
$21,895.18 |
$5,331.69 |
$2,051.35 |
$29,278.22 |
|
S |
$243.32 |
$4,623.01 |
$1,954.90 |
$146,264.00 |
$192.36 |
$153,277.59 |
Voya Index
Plus SmallCap
Portfolio |
I |
$0.00 |
$0.00 |
$21,365.02 |
$5,231.83 |
$2,008.67 |
$28,605.52 |
|
S |
$183.06 |
$3,478.14 |
$2,385.47 |
$109,873.19 |
$235.03 |
$116,154.89 |
Voya
Intermediate Bond
Portfolio |
ADV |
$1,082.56 |
$20,568.61 |
$4,873.38 |
$1,197,496.67 |
$270.92 |
$1,224,292.14 |
|
I |
$0.00 |
$0.00 |
$16,096.24 |
$2,560.14 |
$976.29 |
$19,632.67 |
|
S |
$7,319.57 |
$139,071.81 |
$12,036.09 |
$4,274,910.97 |
$943.69 |
$4,434,282.13 |
|
S2 |
$70.98 |
$1,348.54 |
$1,029.01 |
$44,318.11 |
$48.13 |
$46,814.77 |
Voya Small
Company Portfolio |
ADV |
$59.75 |
$1,135.28 |
$2,371.84 |
$39,932.82 |
$200.41 |
$43,700.10 |
|
I |
$0.00 |
$0.00 |
$16,194.34 |
$3,814.46 |
$1,473.82 |
$21,482.62 |
|
R6 |
$0.00 |
$0.00 |
$874.37 |
$187.44 |
$63.47 |
$1,125.28 |
|
S |
$321.75 |
$6,113.18 |
$5,601.87 |
$170,582.06 |
$506.02 |
$183,124.88 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya
Balanced Portfolio |
$5,758.00 |
$7,295.00 |
$6,308.00 |
Voya
Global High Dividend Low Volatility Portfolio |
$1,118,680.00 |
$1,285,647.00 |
$1,218,114.00 |
Voya
Government Money Market Portfolio |
$130.00 |
$133.00 |
$76.00 |
Voya
Growth and Income Portfolio |
$505,633.00 |
$4,949,616.00 |
$5,184,558.00 |
Voya Index
Plus LargeCap Portfolio |
$268,314.00 |
$328,442.00 |
$293,731.00 |
Voya Index
Plus MidCap Portfolio |
$141,621.00 |
$178,347.00 |
$147,465.00 |
Voya Index
Plus SmallCap Portfolio |
$106,133.00 |
$131,811.00 |
$105,662.00 |
Voya
Intermediate Bond Portfolio |
$5,352,282.00 |
$6,606,603.00 |
$6,906,205.00 |
Voya Small
Company Portfolio |
$202,635.00 |
$253,987.00 |
$202,644.00 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya
Balanced Portfolio |
$241,985.28 |
$10,101.19 |
$167,155.34 |
($37,502.33) |
$129,653.01 |
None |
$177,256.53 |
$102,231.08 |
Voya
Global High Dividend Low
Volatility
Portfolio |
$83,208.28 |
$7,787.65 |
$44,814.15 |
($48,144.51) |
($3,330.36) |
None |
$52,601.80 |
$78,750.99 |
Voya
Government Money Market
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya
Growth and Income
Portfolio |
$761,824.52 |
$8,919.00 |
$668,095.27 |
($5,410.33) |
$662,684.94 |
None |
$677,014.27 |
$90,220.58 |
Voya Index
Plus LargeCap
Portfolio |
$10,588.40 |
$1,393.86 |
$4,940.72 |
($9,844.78) |
($4,904.06) |
None |
$6,334.58 |
$14,098.60 |
Voya Index
Plus MidCap Portfolio |
$84,240.58 |
$9,827.04 |
$60,015.28 |
($84,979.69) |
($24,964.41) |
None |
$69,842.32 |
$99,377.95 |
Voya Index
Plus SmallCap
Portfolio |
$35,462.27 |
$1,556.65 |
$27,510.68 |
($9,370.43) |
$18,140.25 |
None |
$29,067.33 |
$15,765.37 |
Voya
Intermediate Bond Portfolio |
$1,182,025.94 |
$31,377.65 |
$873,353.20 |
($40,145.19) |
$833,208.01 |
None |
$904,730.85 |
$317,440.28 |
Voya Small
Company Portfolio |
$69,880.48 |
$3,129.31 |
$56,309.50 |
($21,210.73) |
$35,098.77 |
None |
$59,438.81 |
$31,652.40 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya
Balanced Portfolio |
$158,064.17 |
$150,205.78 |
$142,334.41 |
Voya
Global High Dividend Low Volatility Portfolio |
$506,969.83 |
$517,421.54 |
$464,574.92 |
Voya
Government Money Market Portfolio |
$0.00 |
$0.00 |
$0.00 |
Voya
Growth and Income Portfolio |
$919,514.63 |
$1,721,892.00 |
$2,616,779.36 |
Voya Index
Plus LargeCap Portfolio |
$463,351.25 |
$457,233.45 |
$417,611.05
|
Portfolio |
December
31, | ||
Voya Index
Plus MidCap Portfolio |
$449,911.86 |
$400,511.71 |
$329,866.13 |
Voya Index
Plus SmallCap Portfolio |
$428,988.01 |
$358,870.35 |
$303,761.15 |
Voya
Intermediate Bond Portfolio |
$82,308.12 |
$92,564.21 |
$151,473.53 |
Voya Small
Company Portfolio |
$827,582.97 |
$973,439.60 |
$1,172,545.66 |
Portfolio |
Security
Description |
Market
Value |
Voya
Balanced Portfolio |
Bank of
America |
$1,712,544.87 |
|
Bank of
Montreal |
$31,756.78 |
|
Bank of
New York |
$58,230.24 |
|
Barclays |
$138,982.10 |
|
BNP
Paribas |
$196,211.74 |
|
Citigroup |
$667,596.98 |
|
Credit
Suisse |
$213,725.00 |
|
Deutsche
Bank |
$118,317.08 |
|
Goldman
Sachs |
$11,783.72 |
|
HSBC |
$775,317.67 |
|
Jefferies
Group |
$121,865.40 |
|
JP Morgan
Chase |
$1,219,333.70 |
|
Mitsubishi
Group |
$212,143.97 |
|
Morgan
Stanley |
$1,647,541.75 |
|
Nomura
Group |
$106,913.97 |
|
Societe
Generale |
$111,672.05 |
|
Standard
Chartered |
$100,078.90 |
|
Stifel
Nicolaus |
$50,665.16 |
|
Truist
Financial Corp. |
$9,758.22 |
|
UBS |
$285,961.39 |
|
US
Bancorp |
$448,718.85 |
|
Wells
Fargo |
$1,056,990.65 |
Voya
Global High Dividend Low Volatility
Portfolio |
Morgan
Stanley |
$1,393,817.88 |
|
Royal Bank
of Canada |
$2,465,520.83 |
|
Wells
Fargo |
$999,052.84 |
Voya
Growth and Income Portfolio |
Bank of
New York |
$25,704,324.64 |
|
Goldman
Sachs |
$23,514,319.02 |
|
JP Morgan
Chase |
$60,710,958.90 |
|
Suntrust
Bank |
$29,528,218.72 |
Voya Index
Plus LargeCap Portfolio |
Citigroup |
$3,760,964.96 |
|
Jefferies
Group |
$343,382.76 |
|
Morgan
Stanley |
$3,927,583.92 |
|
Wells
Fargo |
$7,287,561.13 |
Voya Index
Plus MidCap Portfolio |
Jefferies
Group |
$3,040,121.80 |
Voya
Intermediate Bond Portfolio |
Bank of
America |
$22,579,616.33 |
|
Bank of
New York |
$998,232.63 |
|
Citigroup |
$700,083.21 |
|
Credit
Agricole |
$577,212.79 |
|
Credit
Suisse |
$7,678,556.88 |
|
Goldman
Sachs |
$268,882.97 |
|
HSBC |
$10,704,468.47 |
|
JP Morgan
Chase |
$13,480,017.79 |
|
Morgan
Stanley |
$19,869,586.01 |
|
Truist
Financial Corp. |
$414,280.76 |
|
UBS |
$4,907,917.78 |
|
US
Bancorp |
$974,724.69 |
|
Wells
Fargo |
$2,641,277.08 |