FUND |
Class
A
Shares |
Class
C
Shares |
Class
R
Shares |
Investor
Shares |
Service
Shares |
Institutional
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
GOLDMAN
SACHS
ENHANCED
INCOME
FUND |
GEIAX |
– |
– |
GHIRX |
GESVX |
GEIIX |
GEADX |
– |
GEIUX |
GAEPX |
GOLDMAN
SACHS
SHORT
DURATION
GOVERNMENT
FUND |
GSSDX |
GSDCX |
– |
GTDTX |
GSDSX |
GSTGX |
– |
– |
GSTUX |
GMDPX |
GOLDMAN
SACHS
SHORT
DURATION
TAX-FREE
FUND |
GSDTX |
GSTCX |
– |
GDIRX |
GSFSX |
GSDUX |
– |
– |
GDUSX |
GANPX |
GOLDMAN
SACHS
GOVERNMENT
INCOME
FUND |
GSGOX |
GSOCX |
GSORX |
GSOTX |
GSOSX |
GSOIX |
– |
– |
GSOUX |
GGTPX |
GOLDMAN
SACHS
DYNAMIC
MUNICIPAL
INCOME
FUND |
GSMIX |
GSMUX |
– |
GUIRX |
GSMEX |
GSMTX |
– |
– |
GYISX |
GAJPX |
GOLDMAN
SACHS
U.S.
MORTGAGES FUND |
GSUAX |
– |
– |
GGIRX |
– |
GSUIX |
– |
GSUPX |
GGIUX |
GSBPX |
GOLDMAN
SACHS CORE
FIXED
INCOME
FUND |
GCFIX |
GCFCX |
GDFRX |
GDFTX |
GSCSX |
GSFIX |
– |
– |
GCFUX |
GAKPX |
GOLDMAN
SACHS BOND
FUND |
GSFAX |
GSFCX |
GSNRX |
GSNTX |
GSNSX |
GSNIX |
– |
– |
GSFUX |
GMVPX |
GOLDMAN
SACHS SHORT
DURATION
BOND FUND |
GDIAX |
GDICX |
GIFRX |
GSSRX |
– |
GDFIX |
– |
– |
GDIUX |
GMCPX |
GOLDMAN
SACHS
INVESTMENT
GRADE
CREDIT
FUND |
GSGAX |
– |
– |
GTIRX |
– |
GSGDX |
– |
GSCPX |
GTIUX |
GGBPX |
GOLDMAN
SACHS
GLOBAL
CORE FIXED
INCOME
FUND |
GSGIX |
GSLCX |
– |
GBIRX |
GGISX |
GSGLX |
– |
– |
GBIUX |
GGXPX |
GOLDMAN
SACHS
HIGH
YIELD MUNICIPAL
FUND |
GHYAX |
GHYCX |
– |
GYIRX |
– |
GHYIX |
– |
– |
GHYSX |
GGLPX |
GOLDMAN
SACHS
HIGH
YIELD FUND |
GSHAX |
GSHCX |
GSHRX |
GSHTX |
GSHSX |
GSHIX |
– |
– |
GSHUX |
GGMPX |
GOLDMAN
SACHS
HIGH
YIELD FLOATING
RATE
FUND |
GFRAX |
GFRCX |
GFRRX |
GFRIX |
– |
GSFRX |
– |
– |
GFRSX |
GGNPX |
GOLDMAN
SACHS
STRATEGIC
INCOME
FUND |
GSZAX |
GSZCX |
GSZRX |
GZIRX |
– |
GSZIX |
– |
– |
GSZUX |
GSOPX |
FUND |
Class
A
Shares |
Class
C
Shares |
Class
R
Shares |
Investor
Shares |
Service
Shares |
Institutional
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
GOLDMAN
SACHS
EMERGING
MARKETS
DEBT
FUND |
GSDAX |
GSCDX |
– |
GSIRX |
– |
GSDIX |
– |
– |
GSIUX |
GAIPX |
GOLDMAN
SACHS
LOCAL
EMERGING
MARKETS
DEBT FUND |
GAMDX |
GCMDX |
– |
GLIRX |
– |
GIMDX |
– |
– |
GIMSX |
GMWPX |
GOLDMAN
SACHS
INFLATION
PROTECTED
SECURITIES
FUND |
GSAPX |
GSCFX |
GSRPX |
GSTPX |
– |
GSIPX |
– |
– |
GSRUX |
GGJPX |
GOLDMAN
SACHS
LONG
SHORT
CREDIT
STRATEGIES
FUND |
GSAUX |
GSAVX |
GSAZX |
GSAYX |
– |
GSAWX |
– |
– |
GSSAX |
GMUPX |
GOLDMAN
SACHS INCOME
FUND |
GSCHX |
GSCJX |
– |
GSCMX |
– |
GSNCX |
– |
– |
GSCRX |
GSCUX |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
71 |
Chair
of the
Board
of
Trustees |
Since
2023
(Trustee
since
2015) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Chair
of the Board of Trustees—Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust |
102 |
Verizon
Communications
Inc. |
Dwight
L.
Bush
Age:
66 |
Trustee |
Since
2020 |
The
Honorable Dwight Bush is President and CEO of
D.L.
Bush & Associates (a financial advisory and
private
investment firm) (2002–2014 and
2017–present);
Director of MoneyLion Inc. (an
operator
of a data-driven, digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, he served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
69 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
John
G. Chou
Age:
66 |
Trustee |
Since
2022 |
Mr.
Chou is retired. Formerly, he was Executive Vice
President
and Special Advisor to the Chairman and
CEO
(2021 -2022); Executive Vice President and
Chief
Legal Officer (2019–2021); Executive Vice
President
and Chief Legal & Business Officer
(2017–2019);
and Executive Vice President and
General
Counsel (2011–2017) of AmerisourceBergen
Corporation
(a pharmaceutical and healthcare
company).Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
102 |
None |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Joaquin
Delgado
Age:
63 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
Stepan
Company
(a
specialty
chemical
manufacturer) |
Eileen
H.
Dowling
Age:
60 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm). As Managing Director, she held senior
management
positions; including Global Head of
Global
Consultant Relations (2017–2021),
Multinational
Corporations (2019–2021), the
Institutional
Product Group (2015–2019) and
Institutional
Marketing (2013–2016). Ms. Dowling
was
a member of the Global Operating Committee and
Product
Executive Committee of
BlackRock.Trustee—Goldman
Sachs Trust and
Goldman
Sachs Variable Insurance Trust. |
102 |
None |
Paul
C. Wirth
Age:
65 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. He is Executive Advisor, My Next
Season
LLC (a career transition advisory firm)
(2023–present).
Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan
Stanley.Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102 |
None
|
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
James
A.
McNamara*
Age:
60 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
192 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
60 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 – December
2000);
and Senior Vice President and Manager, Dreyfus Institutional
Service
Corporation (January 1993 – April 1998).
President
and Trustee—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).
Treasurer,
Principal Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
52 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and
Vice
President, Morgan Stanley Investment Management (2005–2010).
Chief
Compliance Officer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
BDC,
Inc.; Goldman Sachs Private Middle Market Credit LLC;
Goldman
Sachs Private Middle Market Credit II LLC; Goldman Sachs
Middle
Market Lending Corp.; Goldman Sachs Middle Market
Lending
LLC II; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
65 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
48 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August 2015).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Christopher
Bradford
200
West Street
New
York, NY 10282
Age:
41 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
40 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
54 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
48 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).
Vice
President—Goldman Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
46 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP (2002–2006).
Secretary—Goldman
Sachs Trust (previously Assistant Secretary
(2012));
Goldman Sachs Variable Insurance Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
43 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
48 |
Assistant
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(August 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Name
of Trustee |
Dollar
Range of
Equity
Securities in the Funds
(1)
|
Aggregate
Dollar Range of
Equity
Securities in All
Portfolios
in Fund
Complex
Overseen By
Trustee |
Gregory
G. Weaver |
None |
Over
$100,000 |
Dwight
L. Bush |
None |
None |
Kathryn
A. Cassidy |
Dynamic
Municipal Income Fund:
$50,001-100,000 |
Over
$100,000 |
|
Inflation
Protected Securities Fund:
$50,001-100,000 |
|
|
High
Yield Fund: Over $100,000 |
|
John
G. Chou |
None |
None |
Joaquin
Delgado |
Dynamic
Municipal Income Fund:
Over
$100,000 |
Over
$100,000 |
|
Bond
Fund: $10,001 – 50,000 |
|
Eileen
H. Dowling |
Dynamic
Municipal Income Fund:
$10,001
– 50,000 |
Over
$100,000 |
|
High
Yield Fund: $10,001 – 50,000 |
|
|
High
Yield Municipal Fund: $10,001
–
50,000 |
|
|
Inflation
Protected Securities Fund:
$10,001
– 50,000 |
|
|
High
Yield Floating Rate Fund:
$10,001
– 50,000 |
|
Paul
C. Wirth |
None |
Over
$100,000 |
James
A. McNamara |
High
Yield Floating Rate Fund: Over
$100,000 |
Over
$100,000 |
|
Strategic
Income Fund: $50,001 –
100,000 |
|
Name
of Trustee |
Enhanced
Income |
Short
Duration
Government |
Short
Duration
Tax-Free |
Government
Income |
Dynamic
Municipal
Income |
U.S.
Mortgages |
Gregory
G. Weaver1,4 |
$3,644 |
$3,574 |
$5,276 |
$3,494 |
$5,382 |
$3,491 |
Dwight
L. Bush |
$2,899 |
$2,843 |
$4,214 |
$2,779 |
$4,284 |
$2,777 |
Kathryn
A. Cassidy1 |
$3,027 |
$2,968 |
$4,388 |
$2,902 |
$4,471 |
$2,900 |
John
G. Chou2 |
$2,899 |
$2,843 |
$4,214 |
$2,779 |
$4,284 |
$2,777 |
Diana
M. Daniels3 |
$2,178 |
$2,134 |
$3,229 |
$2,084 |
$3,224 |
$2,081 |
Joaquin
Delgado |
$2,899 |
$2,843 |
$4,214 |
$2,779 |
$4,284 |
$2,777 |
Eileen
H. Dowling |
$2,899 |
$2,843 |
$4,214 |
$2,779 |
$4,284 |
$2,777 |
Jessica
Palmer3,
4 |
$3,263 |
$3,198 |
$4,839 |
$3,123 |
$4,832 |
$3,119 |
Roy
W. Templin5 |
$613 |
$596 |
$962 |
$582 |
$939 |
$581 |
Paul
C. Wirth2 |
$2,899 |
$2,843 |
$4,214 |
$2,779 |
$4,284 |
$2,777 |
James
A. McNamara6 |
–– |
–– |
–– |
–– |
–– |
–– |
Name
of Trustee |
Core
Fixed
Income |
Bond |
Short
Duration
Bond |
Investment
Grade
Credit |
Global
Core
Fixed
Income |
High
Yield
Municipal |
High
Yield |
Gregory
G. Weaver1,4 |
$3,804 |
$3,523 |
$3,848 |
$3,582 |
$3,575 |
$5,523 |
$3,802 |
Dwight
L. Bush |
$3,025 |
$2,802 |
$3,064 |
$2,849 |
$2,843 |
$4,393 |
$3,025 |
Kathryn
A. Cassidy1 |
$3,159 |
$2,926 |
$3,197 |
$2,975 |
$2,969 |
$4,587 |
$3,158 |
John
G. Chou2 |
$3,025 |
$2,802 |
$3,064 |
$2,849 |
$2,843 |
$4,393 |
$3,025 |
Diana
M. Daniels3 |
$2,266 |
$2,100 |
$2,309 |
$2,135 |
$2,131 |
$3,291 |
$2,266 |
Joaquin
Delgado |
$3,025 |
$2,802 |
$3,064 |
$2,849 |
$2,843 |
$4,393 |
$3,025 |
Eileen
H. Dowling |
$3,025 |
$2,802 |
$3,064 |
$2,849 |
$2,843 |
$4,393 |
$3,025 |
Jessica
Palmer3,
4 |
$3,395 |
$3,147 |
$3,460 |
$3,200 |
$3,193 |
$4,932 |
$3,396 |
Roy
W. Templin5 |
$634 |
$587 |
$657 |
$597 |
$594 |
$958 |
$638 |
Paul
C. Wirth2 |
$3,025 |
$2,802 |
$3,064 |
$2,849 |
$2,843 |
$4,393 |
$3,025 |
James
A. McNamara6 |
–– |
–– |
–– |
–– |
–– |
–– |
–– |
Name
of Trustee |
High
Yield
Floating
Rate |
Strategic
Income |
Emerging
Markets
Debt |
Inflation
Protected
Securities |
Local
Emerging
Markets
Debt |
Long
Short
Credit
Strategies |
Income |
Gregory
G. Weaver1 |
$4,262 |
$3,594 |
$3,609 |
$3,540 |
$3,450 |
$3,458 |
$3,455 |
Dwight
L. Bush |
$3,403 |
$2,859 |
$2,871 |
$2,817 |
$2,744 |
$2,751 |
$2,748 |
Kathryn
A. Cassidy |
$3,544 |
$2,985 |
$2,998 |
$2,940 |
$2,865 |
$2,872 |
$2,869 |
John
G. Chou2 |
$3,403 |
$2,859 |
$2,871 |
$2,817 |
$2,744 |
$2,751 |
$2,748 |
Diana
M. Daniels3 |
$2,599 |
$2,144 |
$2,150 |
$2,114 |
$2,057 |
$2,064 |
$2,060 |
Joaquin
Delgado |
$3,403 |
$2,859 |
$2,871 |
$2,817 |
$2,744 |
$2,751 |
$2,748 |
Eileen
H. Dowling |
$3,403 |
$2,859 |
$2,871 |
$2,817 |
$2,744 |
$2,751 |
$2,748 |
Jessica
Palmer3,
4 |
$3,895 |
$3,213 |
$3,223 |
$3,169 |
$3,082 |
$3,093 |
$3,088 |
Roy
W. Templin5 |
$759 |
$600 |
$605 |
$591 |
$573 |
$576 |
$575 |
Name
of Trustee |
High
Yield
Floating
Rate |
Strategic
Income |
Emerging
Markets
Debt |
Inflation
Protected
Securities |
Local
Emerging
Markets
Debt |
Long
Short
Credit
Strategies |
Income |
Paul
C. Wirth2 |
$3,403 |
$2,859 |
$2,871 |
$2,817 |
$2,744 |
$2,751 |
$2,748 |
James
A. McNamara6 |
–– |
–– |
–– |
–– |
–– |
–– |
–– |
Name
of Trustee |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation
From
Fund Complex
(including
the Funds)7 |
Gregory
G. Weaver1,4 |
$0 |
$456,750 |
Dwight
L. Bush |
$0 |
$363,000 |
Kathryn
A. Cassidy1 |
$0 |
$379,250 |
John
G. Chou2 |
$0 |
$363,000 |
Diana
M. Daniels3 |
$0 |
$270,750 |
Joaquin
Delgado |
$0 |
$363,000 |
Eileen
H. Dowling |
$0 |
$363,000 |
Jessica
Palmer3,
4 |
$0 |
$405,750 |
Roy
W. Templin5 |
$0 |
$75,374 |
Paul
C. Wirth2 |
$0 |
$363,000 |
James
A. McNamara6 |
–– |
–– |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
March
31, 2023 |
GSAM-Advised
Funds |
|
|
Enhanced
Income Fund |
0.25%
on the first $1 billion |
0.25% |
|
0.23%
on the next $1 billion |
|
|
0.22%
over $2 billion |
|
Short
Duration Government Fund |
0.44%
on the first $1 billion |
0.44% |
|
0.40%
on the next $1 billion |
|
|
0.38%
on the next $3 billion |
|
|
0.37%
on the next $3 billion |
|
|
0.36%
over $8 billion |
|
Short
Duration Tax-Free Fund |
0.39%
on the first $1 billion |
0.35% |
|
0.35%
on the next $1 billion |
|
|
0.33%
on the next $6 billion |
|
|
0.32%
over $8 billion |
|
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
March
31, 2023 |
Government
Income Fund |
0.53%
on the first $1 billion |
0.47% |
|
0.48%
on the next $1 billion |
|
|
0.45%
on the next $3 billion |
|
|
0.44%
over $5 billion |
|
Dynamic
Municipal Income Fund |
0.40%
on the first $1 billion |
0.36% |
|
0.36%
on the next $1 billion |
|
|
0.34%
on the next $6 billion |
|
|
0.33%
over $8 billion |
|
U.S.
Mortgages Fund |
0.34%
on the first $1 billion |
0.33% |
|
0.31%
on the next $1 billion |
|
|
0.29%
on the next $3 billion |
|
|
0.28%
over $5 billion |
|
Core
Fixed Income Fund |
0.40%
on the first $1 billion |
0.33% |
|
0.36%
on the next $1 billion |
|
|
0.34%
on the next $3 billion |
|
|
0.33%
on the next $3 billion |
|
|
0.32%
over $8 billion |
|
Bond
Fund |
0.41%
on the first $1 billion |
0.40% |
|
0.37%
on the next $1 billion |
|
|
0.35%
on the next $3 billion |
|
|
0.34%
over $5 billion |
|
Short
Duration Bond Fund |
0.40%
on the first $1 billion |
|
|
0.36%
on the next $1 billion |
0.37% |
|
0.34%
on the next $3 billion |
|
|
0.33%
on the next $3 billion |
|
|
0.32%
over $8 billion |
|
Investment
Grade Credit Fund |
0.34%
on the first $1 billion |
0.34% |
|
0.31%
on the next $1 billion |
|
|
0.29%
on the next $3 billion |
|
|
0.28%
over $5 billion |
|
High
Yield Municipal Fund |
0.55%
on the first $2 billion |
0.50% |
|
0.50%
on the next $3 billion |
|
|
0.48%
on the next $3 billion |
|
|
0.47%
over $8 billion |
|
High
Yield Fund |
0.70%
on the first $2 billion |
0.67% |
|
0.63%
on the next $3 billion |
|
|
0.60%
on the next $3 billion |
|
|
0.59%
over $8 billion |
|
High
Yield Floating Rate Fund |
0.60%
on the first $1 billion |
0.53% |
|
0.54%
on the next $1 billion |
|
|
0.51%
on the next $3 billion |
|
|
0.50%
on the next $3 billion |
|
|
0.49%
over $8 billion |
|
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
March
31, 2023 |
Strategic
Income Fund |
0.60%
on the first $1 billion |
0.59% |
|
0.54%
on the next $1 billion |
|
|
0.51%
on the next $3 billion |
|
|
0.50%
on the next $3 billion |
|
|
0.49%
over $8 billion |
|
Emerging
Markets Debt Fund |
0.80%
on the first $2 billion |
0.79% |
|
0.72%
on the next $3 billion |
|
|
0.68%
on the next $3 billion |
|
|
0.67%
over $8 billion |
|
Local
Emerging Markets Debt Fund |
0.80%
on the first $2 billion |
0.78% |
|
0.72%
on the next $3 billion |
|
|
0.68%
on the next $3 billion |
|
|
0.67%
over $8 billion |
|
Inflation
Protected Securities Fund |
0.26%
on the first $1 billion |
0.26% |
|
0.23%
on the next $1 billion |
|
|
0.22%
on the next $6 billion |
|
|
0.21%
over $8 billion |
|
Long
Short Credit Strategies Fund |
1.00%
on the first $1 billion |
0.99% |
|
0.90%
on the next $1 billion |
|
|
0.86%
on the next $3 billion |
|
|
0.84%
on the next $3 billion |
|
|
0.82%
over $8 billion |
|
Income
Fund |
0.55%
on the first $1 billion |
0.55% |
|
0.50%
on the next $1 billion |
|
|
0.47%
on the next $3 billion |
|
|
0.46%
on the next $3 billion |
|
|
0.45%
over $8 billion |
|
GSAMI-Advised
Fund |
|
|
Global
Core Fixed Income Fund |
0.65%
on the first $1 billion |
0.56% |
|
0.59%
on the next $1 billion |
|
|
0.56%
on the next $3 billion |
|
|
0.55%
on the next $3 billion |
|
|
0.54%
over $8 billion |
|
|
Fiscal
Year ended
March
31, 2023 |
Fiscal
Year ended
March
31, 2022 |
Fiscal
Year ended
March
31, 2021 | |||
Fund |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Enhanced
Income Fund |
$2,276,623 |
$2,259,780 |
$2,235,231 |
$2,191,781 |
$1,381,734 |
$1,316,573 |
Short
Duration Government Fund |
2,622,214 |
2,605,912 |
3,794,112 |
3,760,846 |
4,375,230 |
4,137,122 |
Short
Duration Tax-Free Fund |
28,632,107 |
28,632,107 |
43,108,311 |
43,108,311 |
32,942,637 |
32,942,637 |
Government
Income Fund |
1,304,066 |
1,149,517 |
1,592,191 |
1,532,872 |
1,847,858 |
1,655,473 |
Dynamic
Municipal Income Fund |
30,264109 |
30,264109 |
36,919,437 |
36,919,437 |
28,531,010 |
28,531,010 |
Core
Fixed Income Fund |
6,146,062 |
5,215,151 |
7,804,590 |
6,705,806 |
6,950,087 |
5,721,715 |
Short
Duration Bond Fund |
6,941,882 |
6,801,834 |
9,556,169 |
9,107,544 |
6,434,182 |
6,116,867 |
Global
Core Fixed Income Fund |
3,897,177 |
3,326,532 |
4,406,931 |
3,964,790 |
4,429,440 |
4,358,641 |
High
Yield Municipal Fund |
44,987,700 |
44,987,700 |
56,657,194 |
56,657,194 |
44,468,309 |
44,468,309 |
High
Yield Fund |
10,985,737 |
10,470,345 |
14,826,360 |
14,783,618 |
14,378,040 |
14,338,238 |
High
Yield Floating Rate Fund |
19,949,556 |
19,742,611 |
16,754,415 |
16,160,258 |
7,902,545 |
7,799,450 |
Strategic
Income Fund |
4,101,301 |
4,024,933 |
5,242,570 |
5,080,526 |
6,130,005 |
6,037,276 |
Emerging
Markets Debt Fund |
5,786,965 |
5,702,466 |
10,073,417 |
10,008,006 |
10,409,723 |
10,348,506 |
U.S.
Mortgages Fund |
799,856 |
788,608 |
1,160,395 |
1,115,567 |
1,292,895 |
1,273,800 |
Investment
Grade Credit Fund |
2,107,192 |
2,084,235 |
2,028,941 |
2,000,107 |
2,067,720 |
2,059,943 |
Inflation
Protected Securities Fund |
1,174,299 |
1,168,880 |
1,426,075 |
1,397,535 |
1,157,295 |
1,140,263 |
Local
Emerging Markets Debt Fund |
418,071 |
408,661 |
565,353 |
556,891 |
667,334 |
660,355 |
Long
Short Credit Strategies Fund |
895,346 |
889,486 |
1,328,361 |
1,315,976 |
1,111,633 |
1,102,712 |
Bond
Fund |
1,521,563 |
1,494,838 |
1,999,699 |
1,974,169 |
2,021,435 |
1,975,324 |
Income
Fund |
429,982 |
428,289 |
584,418 |
579,364 |
409,201 |
404,301 |
Name
of Portfolio
Manager |
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) | |
Enhanced
Income Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
John
Olivo |
24 |
$438,310 |
202 |
$242,880 |
1,450 |
$107,933 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Short
Duration Government Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
John
Olivo |
24 |
$438,426 |
202 |
$242,880 |
1,450 |
$107,933 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Short
Duration Tax-Free Fund | ||||||||||||
U.S.
Municipal Investment Management Team | ||||||||||||
Sylvia
Yeh |
66 |
$463,226 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Scott
Diamond |
66 |
$463,226 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Joseph
Wenzel |
66 |
$463,226 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Government
Income Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Jon
Calluzzo |
11 |
$11,048 |
10 |
$11,747 |
1,413 |
$107,181 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Peter
Stone |
50 |
$19,425 |
87 |
$27,191 |
6,282 |
$317,666 |
0 |
$0 |
11 |
$535 |
5 |
$3,724 |
Dynamic
Municipal Income Fund | ||||||||||||
U.S.
Municipal Investment Management Team | ||||||||||||
Sylvia
Yeh |
66 |
$461,532 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Scott
Diamond |
66 |
$461,532 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Joseph
Wenzel |
66 |
$461,532 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
U.S.
Mortgages Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Rob
Pyne |
50 |
$19,410 |
87 |
$27,191 |
6,282 |
$317,666 |
0 |
$0 |
11 |
$535 |
5 |
$3,724 |
Jon
Calluzzo |
11 |
$11,033 |
10 |
$11,747 |
1,413 |
$107,181 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Strategic
Income Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Ashish
Shah |
93 |
$480,741 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Ron
Arons |
37 |
$10,028 |
70 |
$13,828 |
7,704 |
$262,271 |
0 |
$0 |
6 |
$648 |
3 |
$1,943 |
Core
Fixed Income Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Ashish
Shah |
93 |
$479,722 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Ron
Arons |
37 |
$9,009 |
70 |
$13,828 |
7,704 |
$262,271 |
0 |
$0 |
6 |
$648 |
3 |
$1,943 |
Bond
Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Ashish
Shah |
93 |
$481,014 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Ron
Arons |
37 |
$10,301 |
70 |
$13,828 |
7,704 |
$262,271 |
0 |
$0 |
6 |
$648 |
3 |
$1,943 |
Short
Duration Bond Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
John
Olivo |
24 |
$437,516 |
202 |
$242,880 |
1,450 |
$107,933 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Investment
Grade Credit Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Ben
Johnson |
93 |
$480,738 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Global
Core Fixed Income Fund | ||||||||||||
Fixed
Income– Investment Management
Team |
Name
of Portfolio
Manager |
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) |
Number
of
Accounts |
Assets
Managed
(mm) | |
Simon
Dangoor |
93 |
$480,776 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Sophia
Ferguson |
1 |
$76 |
9 |
$4,026 |
31 |
$8,356 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
High
Yield Municipal Fund | ||||||||||||
U.S.
Municipal Investment Management Team | ||||||||||||
Sylvia
Yeh |
66 |
$460,531 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Scott
Diamond |
66 |
$460,531 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
Joseph
Wenzel |
66 |
$460,531 |
230 |
$253,019 |
31,973 |
$370,812 |
0 |
$0 |
6 |
$511 |
3 |
$3,723 |
High
Yield Fund | ||||||||||||
Fixed
Income–High Yield Investment Management Team | ||||||||||||
Robert
Magnuson |
32 |
$7,962 |
117 |
$25,584 |
8,708 |
$226,884 |
0 |
$0 |
11 |
$671 |
3 |
$6 |
Peter
Campo |
7 |
$3,488 |
23 |
$3,568 |
20 |
$7,171 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ashish
Shah |
93 |
$479,779 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Aakash
Thombre |
32 |
$7,962 |
117 |
$25,584 |
8,708 |
$226,884 |
0 |
$0 |
11 |
$671 |
3 |
$6 |
High
Yield Floating Rate Fund | ||||||||||||
Fixed
Income–High Yield Investment Management Team | ||||||||||||
Peter
Campo |
7 |
$2,854 |
23 |
$3,568 |
20 |
$7,171 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Aakash
Thombre |
32 |
$7,328 |
117 |
$25,584 |
8,708 |
$226,884 |
0 |
$0 |
11 |
$671 |
3 |
$6 |
Ashish
Shah |
93 |
$479,145 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Emerging
Markets Debt Fund | ||||||||||||
Fixed
Income– Investment Management Team | ||||||||||||
Kay
Haigh |
93 |
$480,633 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Nicholas
Saunders |
54 |
$21,961 |
116 |
$36,439 |
6,304 |
$302,968 |
0 |
$0 |
12 |
$538 |
5 |
$3.724 |
Inflation
Protected Securities Fund | ||||||||||||
Fixed
Income–Investment Management Team | ||||||||||||
Jon
Calluzzo |
11 |
$10,897 |
10 |
$11,747 |
1,413 |
$107,181 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Peter
Stone |
50 |
$19,274 |
87 |
$27,191 |
6,282 |
$317,666 |
0 |
$0 |
11 |
$535 |
5 |
$3,724 |
Local
Emerging Markets Debt Fund | ||||||||||||
Fixed
Income–Investment Management Team | ||||||||||||
Kay
Haigh |
93 |
$481,313 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Angus
Bell |
4 |
$3,230 |
6 |
$7,046 |
73 |
$18,360 |
0 |
$0 |
1 |
$48 |
0 |
$0 |
Long
Short Credit Strategies Fund | ||||||||||||
Opportunistic
Corporate Credit Portfolio Management Team | ||||||||||||
Aakash
Thombre |
32 |
$9,513 |
117 |
$25,584 |
8,708 |
$226,884 |
0 |
$0 |
11 |
$671 |
3 |
$6 |
Ashish
Shah |
93 |
$481,330 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Michael
McGuiness |
7 |
$5,039 |
23 |
$3,568 |
20 |
$7,171 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Income
Fund | ||||||||||||
Fixed
Income–Investment Management Team | ||||||||||||
Ashish
Shah |
93 |
$481,318 |
365 |
$278,840 |
38,329 |
$584,083 |
0 |
$0 |
14 |
$751 |
6 |
$3,729 |
Ron
Arons |
37 |
$10,605 |
70 |
$13,828 |
7,704 |
$262,271 |
0 |
$0 |
6 |
$648 |
3 |
$1,943 |
Aakash
Thombre |
32 |
$9,501 |
117 |
$25,584 |
8,708 |
$226,884 |
0 |
$0 |
11 |
$671 |
3 |
$6 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially Owned by Portfolio
Manager |
Enhanced
Income Fund | |
John
Olivo |
$50,001
- $100,000 |
Short
Duration Government Fund | |
John
Olivo |
$10,001
- $50,000 |
Short
Duration Tax-Free Fund | |
Scott
Diamond |
$100,001
- $500,000 |
Joseph
Wenzel |
$10,001
- $50,000 |
Sylvia
Yeh |
$10,001
- $50,000 |
Government
Income Fund | |
Peter
Stone |
$100,001
- $500,000 |
Jon
Calluzzo |
$10,001
- $50,000 |
Dynamic
Municipal Income Fund | |
Scott
Diamond |
$100,001
- $500,000 |
Joseph
Wenzel |
$10,001
- $50,000 |
Sylvia
Yeh |
$10,001
- $50,000 |
U.S.
Mortgages Fund | |
Jon
Calluzzo |
$10,001
- $50,000 |
Rob
Pyne |
$50,001
- $100,000 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially Owned by Portfolio
Manager |
Core
Fixed Income Fund | |
Ashish
Shah |
$1,000,001
- $2,000,000 |
Ron
Arons |
$1
- $10,000 |
Bond
Fund | |
Ashish
Shah |
$1,000,0001
- $2,000,000 |
Ron
Arons |
$10,001
- $50,000 |
Short
Duration Bond Fund | |
John
Olivo |
$10,001
- $50,000 |
Investment
Grade Credit Fund | |
Ben
Johnson |
$100,001
- $500,000 |
Global
Core Fixed Income Fund | |
Simon
Dangoor |
$100,001
- $500,000 |
Sophia
Ferguson |
$50,001
- $100,000 |
High
Yield Municipal Fund | |
Scott
Diamond |
$1,000,001
- $2,000,000 |
Joseph
Wenzel |
$10,001
- $50,000 |
Sylvia
Yeh |
$10,001
- $50,000 |
High
Yield Fund | |
Robert
Magnuson |
$100,001
- $500,000 |
Aakash
Thombre |
$50,001
- $100,000 |
Ashish
Shah |
$1,000,001
- $2,000,000 |
Peter
Campo |
$100,001
- $500,000 |
High
Yield Floating Rate Fund | |
Peter
Campo |
$100,001
- $500,000 |
Aakash
Thombre |
$10,001
- $50,000 |
Ashish
Shah |
$1,000,001
- $2,000,000 |
Strategic
Income Fund | |
Ashish
Shah |
$1,000,0001
- $2,000,000 |
Ron
Arons |
$10,001
- $50,000 |
Emerging
Markets Debt Fund | |
Kay
Haigh |
$100,001
- $500,000 |
Nicholas
Saunders |
$100,001
- $500,000 |
Local
Emerging Markets Debt Fund | |
Kay
Haigh |
$10,001
- $50,000 |
Angus
Bell |
None |
Inflation
Protected Securities | |
Peter
Stone |
$100,001
- $500,000 |
Jon
Calluzzo |
$10,001
- $50,000 |
Long
Short Credit Strategies Fund | |
Ashish
Shah |
$1,000,0001
- $2,000,000 |
Michael
McGuiness |
$50,001
- 100,000 |
Aakash
Thombre |
$50,001
- 100,000 |
Income
Fund | |
Ashish
Shah |
$1,000,001
- $2,000,000 |
Ron
Arons |
$50,001
- 100,000 |
Aakash
Thombre |
$50,001
- 100,000 |
Fund |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Enhanced
Income Fund1
|
$0 |
$0 |
$0 |
Short
Duration Government Fund |
87 |
804 |
5,439 |
Short
Duration Tax-Free Fund |
815 |
5,311 |
10,896 |
Government
Income Fund |
1,265 |
4,652 |
3,544 |
Dynamic
Municipal Income Fund |
19,058 |
31,987 |
38,413 |
Core
Fixed Income Fund |
3,718 |
4,510 |
11,825 |
Short
Duration Bond Fund |
665 |
1,689 |
3,123 |
Global
Core Fixed Income Fund |
99 |
552 |
694 |
High
Yield Municipal Fund |
23,746 |
33,864 |
41,724 |
High
Yield Fund |
4,109 |
7,644 |
9,472 |
High
Yield Floating Rate Fund |
151 |
635 |
46 |
Strategic
Income Fund |
707 |
483 |
1,395 |
Emerging
Markets Debt Fund |
1,090 |
1,025 |
604 |
U.S.
Mortgages Fund1 |
301 |
517 |
838 |
Investment
Grade Credit Fund1 |
266 |
1,853 |
1,692 |
Bond
Fund |
2,171 |
4,991 |
10,616 |
Inflation
Protected Securities Fund |
1,745 |
6,669 |
6,721 |
Local
Emerging Markets Debt Fund |
9 |
1,279 |
125 |
Long
Short Credit Strategies Fund |
1 |
1 |
549 |
Income
Fund |
544 |
469 |
2,244 |
Fund |
%
of sales charge
re-allowed
to broker/dealers |
Short
Duration Government Fund |
1.49% |
Short
Duration Tax-Free Fund |
1.47% |
Government
Income Fund |
3.11% |
Dynamic
Municipal Income Fund |
3.70% |
Core
Fixed Income Fund |
3.35% |
Short
Duration Bond Fund |
1.30% |
Global
Core Fixed Income Fund |
3.65% |
Fund |
%
of sales charge
re-allowed
to broker/dealers |
High
Yield Municipal Fund |
4.32% |
High
Yield Fund |
3.81% |
High
Yield Floating Rate Fund |
1.92% |
Strategic
Income Fund |
3.65% |
Emerging
Markets Debt Fund |
4.03% |
U.S.
Mortgages Fund |
3.34% |
Investment
Grade Credit Fund |
3.19% |
Bond
Fund |
3.39% |
Local
Emerging Markets Debt Fund |
4.12% |
Inflation
Protected Securities Fund |
3.19% |
Long
Short Credit Strategies Fund |
3.30% |
Income
Fund |
3.14% |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Enhanced
Income
Fund |
$21,481 |
$— |
$11,007 |
$126,213 |
$39 |
$1,965 |
$— |
$2,929 |
$166,407 |
Short
Duration
Government
Fund |
85,231 |
— |
38,060 |
101,817 |
7,066 |
— |
— |
3,973 |
62,329 |
Short
Duration
Tax-Free
Fund |
224,362 |
— |
168,816 |
677,880 |
51 |
— |
— |
78,433 |
1,779,052 |
Government
Income
Fund |
61,175 |
12,797 |
87,585 |
29,246 |
8,920 |
— |
— |
2,280 |
2,521 |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Dynamic
Municipal
Income
Fund |
1,500,281 |
— |
1,575,200 |
1,527,988 |
10 |
— |
— |
41,557 |
577,146 |
Core
Fixed
Income
Fund |
163,296 |
4,637 |
248,931 |
144,453 |
400 |
— |
— |
77,505 |
188,478 |
Short
Duration
Bond
Fund |
67,916 |
171 |
51,598 |
77,676 |
— |
— |
— |
28,150 |
429,921 |
Global
Core Fixed
Income
Fund |
50,707 |
— |
62,458 |
84,693 |
208 |
— |
— |
85,649 |
2,253 |
High
Yield
Municipal
Fund |
636,751 |
— |
579,941 |
624,203 |
— |
— |
— |
4,151 |
1,916,409 |
High
Yield Fund |
122,210 |
5,079 |
15,704 |
85,732 |
2,014 |
— |
— |
8,700 |
360,559 |
High
Yield
Floating
Rate
Fund |
5,442 |
141 |
7,101 |
51,970 |
— |
— |
— |
39,512 |
1,021,254 |
Strategic
Income
Fund |
164,586 |
3,020 |
19,546 |
127,767 |
— |
— |
— |
5,511 |
56,941 |
Emerging
Markets
Debt
Fund |
36,985 |
— |
46,538 |
194,049 |
— |
— |
— |
41,310 |
9,284 |
U.S.
Mortgages
Fund |
29,025 |
— |
30,766 |
24,788 |
— |
— |
29,832 |
5,435 |
1,770 |
Investment
Grade
Credit
Fund |
8,017 |
— |
8,641 |
24,440 |
— |
— |
30,794 |
87,433 |
45,207 |
Bond
Fund |
68,160 |
3,046 |
67,470 |
42,853 |
39 |
— |
— |
19,972 |
24,524 |
Inflation
Protected
Securities
Fund |
69,156 |
20,615 |
71,532 |
52,808 |
— |
— |
— |
46,497 |
9,067 |
Local
Emerging
Markets
Debt
Fund |
5,976 |
— |
8,396 |
2,941 |
— |
— |
— |
4,677 |
5,202 |
Long
Short Credit
Strategies
Fund |
1,563 |
33 |
2,372 |
4,907 |
— |
— |
— |
2,495 |
19,694 |
Income
Fund1 |
901 |
58 |
200 |
8,543 |
— |
— |
— |
15 |
16,741 |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Enhanced
Income
Fund |
$24,788 |
$— |
$12,660 |
$170,388 |
$2 |
$3,533 |
$— |
$7,784 |
$121,112 |
Short
Duration
Government
Fund |
118,111 |
— |
39,978 |
163,344 |
7,697 |
— |
— |
4,402 |
86,698 |
Short
Duration
Tax-Free
Fund |
298,944 |
— |
234,049 |
1,037,443 |
54 |
— |
— |
23,984 |
2,924,992 |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Government
Income
Fund |
83,922 |
16,110 |
41,097 |
52,092 |
12,482 |
— |
— |
2,871 |
3,540 |
Dynamic
Municipal
Income
Fund |
2,047,132 |
— |
1,696,653 |
1,862,775 |
11 |
— |
— |
39,928 |
807,805 |
Core
Fixed
Income
Fund |
214,661 |
5,780 |
512,885 |
246,025 |
439 |
— |
— |
15,345 |
234,917 |
Short
Duration
Bond
Fund |
99,719 |
329 |
38,539 |
94,720 |
— |
— |
— |
6,783 |
660,134 |
Global
Core
Fixed
Income
Fund |
66,162 |
— |
88,363 |
106,100 |
251 |
— |
— |
82,371 |
2,631 |
High
Yield
Municipal
Fund |
840,648 |
— |
713,053 |
732,774 |
— |
— |
— |
4,245 |
2,496,606 |
High
Yield Fund |
154,163 |
6,939 |
18,543 |
137,956 |
2,897 |
— |
— |
13,878 |
475,186 |
High
Yield
Floating
Rate
Fund |
5,869 |
27 |
6,662 |
37,315 |
— |
— |
— |
58,938 |
824,954 |
Strategic
Income
Fund |
201,192 |
3,115 |
25,266 |
163,829 |
— |
— |
— |
4,336 |
77,527 |
Emerging
Markets
Debt
Fund |
62,339 |
— |
69,158 |
359,581 |
— |
— |
— |
64,944 |
10,249 |
U.S.
Mortgages
Fund |
39,776 |
— |
55,542 |
41,644 |
— |
— |
41,455 |
3,664 |
2,206 |
Investment
Grade
Credit
Fund |
12,051 |
— |
5,562 |
44,220 |
— |
— |
47,449 |
40,992 |
53,015 |
Bond
Fund |
95,837 |
4,638 |
80,683 |
65,776 |
37 |
— |
— |
22,692 |
28,978 |
Inflation
Protected
Securities
Fund |
77,372 |
22,406 |
93,382 |
80,530 |
— |
— |
— |
40,425 |
15,435 |
Local
Emerging
Markets
Debt
Fund |
7,842 |
— |
5,464 |
4,625 |
— |
— |
— |
6,638 |
7,767 |
Long
Short
Credit
Strategies
Fund |
2,281 |
34 |
3,149 |
5,945 |
— |
— |
— |
712 |
33,314 |
Income
Fund |
808 |
65 |
95 |
10,469 |
— |
— |
— |
17 |
23,768 |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Enhanced
Income
Fund |
14,042 |
$— |
$9,801 |
$80,117 |
$— |
$2,108 |
$— |
$13,858 |
$84,429 |
Short
Duration
Government
Fund |
142,564 |
— |
47,617 |
175,659 |
7,703 |
— |
— |
4,280 |
110,740 |
Fund |
Class
A
and
C
Shares |
Class
R
Shares |
Investor
Shares |
Institutional
Shares |
Service
Shares |
Administration
Shares |
Separate
Account
Institutional
Shares |
Class
R6
Shares |
Class
P
Shares |
Short
Duration
Tax-Free
Fund |
269,772 |
— |
179,380 |
801,080 |
66 |
— |
— |
2,131 |
2,226,053 |
Government
Income
Fund |
99,664 |
19,612 |
12,319 |
71,332 |
14,470 |
— |
— |
3,448 |
4,565 |
Dynamic
Municipal
Income
Fund |
1,913,424 |
— |
1,273,912 |
1,464,759 |
72 |
— |
— |
25,069 |
544,419 |
Core
Fixed
Income
Fund |
194,518 |
5,969 |
346,949 |
183,080 |
482 |
— |
— |
35,463 |
238,201 |
Short
Duration
Bond
Fund |
60,465 |
1,510 |
16,333 |
42,737 |
— |
— |
— |
1,653 |
451,896 |
Global
Core Fixed
Income
Fund |
66,176 |
— |
75,443 |
107,481 |
241 |
— |
— |
86,147 |
2,692 |
High
Yield
Municipal
Fund |
689,523 |
— |
476,924 |
454,073 |
— |
— |
— |
1,787 |
2,031,666 |
High
Yield Fund |
166,339 |
9,509 |
17,669 |
126,300 |
2,886 |
— |
— |
15,715 |
459,029 |
High
Yield
Floating
Rate
Fund |
4,628 |
16 |
1,223 |
45,418 |
— |
— |
— |
17,090 |
353,104 |
Strategic
Income
Fund |
251,285 |
3,589 |
28,267 |
215,468 |
— |
— |
— |
1,888 |
75,066 |
Emerging
Markets
Debt
Fund |
66,221 |
— |
89,022 |
379,505 |
— |
— |
— |
59,563 |
8,181 |
U.S.
Mortgages
Fund |
44,276 |
— |
72,196 |
17,576 |
— |
— |
64,773 |
4,849 |
2,924 |
Investment
Grade
Credit
Fund |
13,988 |
— |
7,983 |
35,686 |
— |
— |
74,246 |
332 |
75,713 |
Bond
Fund |
127,483 |
6,627 |
63,859 |
59,480 |
31 |
— |
— |
26,875 |
27,776 |
Inflation
Protected
Securities
Fund |
80,417 |
20,660 |
64,562 |
76,096 |
— |
— |
— |
22,678 |
13,052 |
Local
Emerging
Markets
Debt
Fund |
9,735 |
— |
5,865 |
5,115 |
— |
— |
— |
8,041 |
9,328 |
Long
Short Credit
Strategies
Fund |
2,353 |
33 |
2,862 |
6,245 |
— |
— |
— |
760 |
26,618 |
Income
Fund |
523 |
64 |
64 |
9,869 |
— |
— |
— |
15 |
14,742 |
Fund |
Other
Expenses Limitation |
Enhanced
Income Fund |
0.064% |
Short
Duration Government Fund |
0.004% |
Government
Income Fund |
0.004% |
Core
Fixed Income Fund |
0.014% |
Short
Duration Bond Fund |
0.014% |
Global
Core Fixed Income Fund |
0.004% |
Strategic
Income Fund |
0.054% |
Bond
Fund |
0.004% |
Inflation
Protected Securities Fund |
0.044% |
Short
Duration Tax-Free Fund |
0.004% |
Dynamic
Municipal Income Fund |
0.004% |
High
Yield Municipal Fund |
0.004% |
High
Yield Fund |
0.004% |
High
Yield Floating Rate Fund |
0.104% |
Emerging
Markets Debt Fund |
0.024% |
U.S.
Mortgages Fund |
0.074% |
Investment
Grade Credit Fund |
0.004% |
Local
Emerging Markets Debt Fund |
0.074% |
Long
Short Credit Strategies Fund |
0.094% |
Income
Fund |
0.054% |
Fund |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Enhanced
Income Fund |
$186,033 |
$
— |
$138,409 |
Short
Duration Government Fund |
525,907 |
541,402 |
539,680 |
Short
Duration Tax-Free Fund |
1,900,876 |
1,777,163 |
1,677,545 |
Government
Income Fund |
519,608 |
571,039 |
552,688 |
Dynamic
Municipal Income Fund |
1,632,416 |
1,736,164 |
2,212,210 |
Core
Fixed Income Fund |
676,062 |
759,264 |
714,441 |
Short
Duration Bond Fund |
618,650 |
545,642 |
573,858 |
Global
Core Fixed Income Fund |
958,632 |
893,538 |
926,001 |
High
Yield Municipal Fund |
1,673,959 |
1,475,479 |
1,708,050 |
High
Yield Fund |
618,201 |
657,082 |
450,971 |
High
Yield Floating Rate Fund |
— |
— |
470,263 |
Strategic
Income Fund |
585,884 |
319,268 |
233,027 |
Emerging
Markets Debt Fund |
621,662 |
299,590 |
673,568 |
U.S.
Mortgages Fund |
236,514 |
187,697 |
103,825 |
Investment
Grade Credit Fund |
443,895 |
446,854 |
443,407 |
Bond
Fund |
828,318 |
831,987 |
695,186 |
Inflation
Protected Securities Fund |
287,140 |
217,113 |
309,019 |
Local
Emerging Markets Debt Fund |
638,229 |
334,431 |
487,254 |
Long
Short Credit Strategies Fund |
330,485 |
309,748 |
291,576 |
Income
Fund |
333,209 |
351,821 |
504,994 |
|
High
Yield |
High
Yield
Floating
Rate |
Gross
Income from Securities Lending Activities1 |
$1,919,764 |
$1,335,136 |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
|
Revenue
Split2 |
92,877 |
92,391 |
Cash
Collateral Management Fees3 |
95,986 |
77,295 |
Rebates
to Borrowers |
894,896 |
333,897 |
Aggregate
Fees/Compensation for Securities Lending Activities |
1,083,759 |
503,583 |
Net
Income from the Securities Lending Activities |
836,005 |
831,553 |
Fiscal
Year Ended
March
31, 2023 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Enhanced
Income Fund |
$23,772 |
$23,772
(100%) |
$2,672,122,051
(0%) |
$0 |
$0 |
Short
Duration Government Fund |
71,898 |
71,987
(100%) |
6,078,724,333
(0%) |
0 |
0 |
Short
Duration Tax-Free Fund |
0 |
0
(0%) |
0
(0%) |
0 |
0 |
Fiscal
Year Ended
March
31, 2023 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Government
Income Fund |
18,996 |
18,939
(100%) |
1,307,388,266
(0%) |
0 |
0 |
Dynamic
Municipal Income Fund |
88,757 |
0
(0%) |
6,162,310,828
(0%) |
0 |
0 |
Core
Fixed Income Fund |
121,415 |
117,498
(97%) |
8,869,051,617
(0%) |
0 |
0 |
Short
Duration Bond Fund |
157,038 |
152,297
(97%) |
12,769,116,800 (0%) |
0 |
0 |
Global
Core Fixed Income Fund |
68,164 |
0
(0%) |
5,056,160,114
(0%) |
0 |
0 |
High
Yield Municipal Fund |
45,916 |
0
(0%) |
3,201,563,511
(0%) |
0 |
0 |
High
Yield Fund |
60,874 |
0
(0%) |
4,340,682,406
(0%) |
0 |
0 |
High
Yield Floating Rate Fund |
41,123 |
0
(0%) |
2,127,372,760
(0%) |
0 |
0 |
Strategic
Income Fund |
227,455 |
220,209
(97%) |
16,479,362,846 (0%) |
0 |
0 |
Emerging
Markets Debt Fund |
58,619 |
57,323
(98%) |
4,141,984,572
(0%) |
0 |
0 |
U.S.
Mortgages Fund |
14,353 |
14,379
(100%) |
1,029,476,761
(0%) |
0 |
0 |
Investment
Grade Credit Fund |
44,196 |
41,824
(95%) |
3,092,866,313
(0%) |
0 |
0 |
Bond
Fund |
49,237 |
47,798
(97%) |
3,499,234,679
(0%) |
0 |
0 |
Inflation
Protected
Securities
Fund |
26,086 |
25,523
(98%) |
1,783,832,117
(0%) |
0 |
0 |
Local
Emerging Markets
Debt
Fund |
2,849 |
2,658
(93%) |
196,920,377
(0%) |
0 |
0 |
Long
Short Credit
Strategies
Fund |
251 |
0
(0%) |
658,587
(0%) |
0 |
0 |
Income
Fund |
4,909 |
0
(0%) |
363,527,873
(0%) |
0 |
0 |
Fiscal
Year Ended
March
31, 2022 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Enhanced
Income Fund |
$49,496 |
$45,141
(100%) |
$4,685,458,321
(0%) |
$0 |
$0 |
Short
Duration Government Fund |
82,327 |
82,053
(100%) |
7,713,730,687
(0%) |
0 |
0 |
Short
Duration Tax-Free Fund |
0 |
0
(0%) |
0
(0%) |
0 |
0 |
Government
Income Fund |
18,886 |
18,174
(100%) |
1,493,926,496
(0%) |
0 |
0 |
Dynamic
Municipal Income Fund |
0 |
0
(0%) |
5,071,207,871
(0%) |
0 |
0 |
Core
Fixed Income Fund |
128,608 |
126,929
(100%) |
11,055,031,717
(0%) |
0 |
0 |
Short
Duration Bond Fund |
221,469 |
218,813
(100%) |
19,955,806,134
(0%) |
0 |
0 |
Global
Core Fixed Income Fund |
0 |
0
(0%) |
4,497,017,510
(0%) |
0 |
0 |
High
Yield Municipal Fund |
0 |
0
(0%) |
5,197,839,888
(0%) |
0 |
0 |
High
Yield Fund |
0 |
0
(0%) |
4,930,398,035
(0%) |
0 |
0 |
High
Yield Floating Rate Fund |
0 |
0
(0%) |
1,575,439,086
(0%) |
0 |
0 |
Strategic
Income Fund |
208,926 |
208,935
(100%) |
17,311,741,605
(0%) |
0 |
0 |
Fiscal
Year Ended
March
31, 2022 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Emerging
Markets Debt Fund |
71,969 |
71,969
(100%) |
5,844,478,606
(0%) |
0 |
0 |
U.S.
Mortgages Fund |
14,070 |
13,570
(100%) |
1,094,299,290
(0%) |
0 |
0 |
Investment
Grade Credit Fund |
29,442 |
29,345
(100%) |
2,488,067,732
(0%) |
0 |
0 |
Bond
Fund |
57,164 |
56,543
(100%) |
4,667,259,404
(0%) |
0 |
0 |
Inflation
Protected Securities Fund |
23,847 |
0
(0%) |
1,779,218,678
(0%) |
0 |
0 |
Local
Emerging Markets Debt Fund |
3,716 |
3,716
(100%) |
302,182,589
(0%) |
0 |
0 |
Long
Short Credit Strategies Fund |
0 |
0
(0%) |
0 |
0 |
0 |
Income
Fund |
0 |
0
(0%) |
395,367,781
(0%) |
0 |
0 |
Fiscal
Year Ended
March
31, 2021 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid2,
3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Enhanced
Income Fund |
$24,825 |
$
24,825 (100%) |
$
2,381,118,758 (0%) |
$0 |
$0 |
Short
Duration Government Fund |
86,764 |
86,764
(100%) |
8,711,794,073
(0%) |
0 |
0 |
Short
Duration Tax-Free Fund |
0 |
0
(0%) |
0
(0%) |
0 |
0 |
Government
Income Fund |
18,466 |
18,466
(100%) |
1,621,959,695
(0%) |
0 |
0 |
Dynamic
Municipal Income Fund |
0 |
0
(0%) |
189,679,761
(0%) |
0 |
0 |
Core
Fixed Income Fund |
85,971 |
85,971
(100%) |
7,875,899,424
(0%) |
0 |
0 |
Short
Duration Bond Fund |
108,407 |
108,407
(100%) |
$
9,981,446,817 (0%) |
0 |
0 |
Global
Core Fixed Income Fund |
0 |
0
(0%) |
5,199,797,395
(0%) |
0 |
0 |
High
Yield Municipal Fund |
0 |
0
(0%) |
211,857,513
(0%) |
0 |
0 |
High
Yield Fund |
0 |
0
(0%) |
7,178,046,264
(0%) |
0 |
0 |
High
Yield Floating Rate Fund |
2,505 |
0
(0%) |
545,630,375
(0%) |
0 |
0 |
Strategic
Income Fund |
235,468 |
235,468
(100%) |
19,879,274,274
(0%) |
0 |
0 |
Emerging
Markets Debt Fund |
104,499 |
104,499
(100%) |
8,463,744,770
(0%) |
0 |
0 |
U.S.
Mortgages Fund |
15,056 |
15,056
(100%) |
1,418,670,259
(0%) |
0 |
0 |
Investment
Grade Credit Fund |
38,272 |
38,272
(100%) |
3,366,226,290
(0%) |
0 |
0 |
Bond
Fund |
40,936 |
40,936
(100%) |
3,501,263,206
(0%) |
0 |
0 |
Inflation
Protected Securities Fund |
15,034 |
15,034
(100%) |
1,307,546,893
(0%) |
0 |
0 |
Local
Emerging Markets Debt Fund |
4,719 |
4,719
(100%) |
406,166,460
(0%) |
0 |
0 |
Fiscal
Year Ended
March
31, 2021 |
Total
Brokerage
Commissions
Paid1 |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs2 |
Total
Amount of
Transactions
on which
Commissions
Paid2,
3 |
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4 |
Brokerage
Commissions
Paid to
Brokers
Providing
Research4 |
Long
Short Credit Strategies Fund |
0 |
0
(0%) |
0
(0%) |
0 |
0 |
Income
Fund |
0 |
0
(0%) |
479,294,003
(0%) |
0 |
0 |
Fund |
Broker/Dealer |
Amount
(000s) |
Enhanced
Income Fund |
Citigroup
Global Markets Inc. |
12,769 |
|
J.P.
Morgan Securities PLC |
5,680 |
|
BofA
Securities, Inc. |
18,455 |
|
Morgan
Stanley & Co. LLC |
15,253 |
|
Barclays
Capital Inc. |
5,823 |
|
Deutsche
Bank AG-London Branch |
2,013 |
Short
Duration Bond Fund |
Citigroup
Global Markets Inc. |
44,265 |
|
J.P.
Morgan Securities PLC |
50,115 |
|
Morgan
Stanley & Co. LLC |
38,940 |
|
BofA
Securities, Inc. |
62,976 |
|
Barclays
Capital Inc. |
5,164 |
|
Deutsche
Bank AG-London Branch |
7,205 |
Bond
Fund |
Citigroup
Global Markets Inc. |
1,150 |
|
J.P.
Morgan Securities PLC |
4,411 |
|
Morgan
Stanley & Co. LLC |
4,183 |
|
BofA
Securities, Inc. |
4,952 |
|
Barclays
Capital Inc. |
4,852 |
|
Deutsche
Bank AG-London Branch |
1,139 |
|
UBS
AG |
225 |
Core
Fixed Income Fund |
Citigroup
Global Markets Inc. |
18,795 |
|
J.P.
Morgan Securities PLC |
23,622 |
|
Morgan
Stanley & Co. LLC |
21,897 |
|
BofA
Securities, Inc. |
25,198 |
|
Barclays
Capital Inc. |
1,593 |
|
UBS
AG |
2,438 |
|
Deutsche
Bank AG-London Branch |
1,046 |
Global
Core Fixed Income Fund |
Citigroup
Global Markets Inc. |
5,357 |
|
J.P.
Morgan Securities PLC |
5,575 |
Fund |
Broker/Dealer |
Amount
(000s) |
|
Morgan
Stanley & Co. LLC |
1,057 |
|
Barclays
Capital Inc. |
2,259 |
|
Deutsche
Bank AG-London Branch |
5,749 |
|
BofA
Securities, Inc. |
4,468 |
Income
Fund |
Citigroup
Global Markets Inc. |
537 |
|
BofA
Securities, Inc. |
996 |
|
Morgan
Stanley & Co. LLC |
813 |
|
UBS
AG |
161 |
|
Barclays
Capital Inc. |
448 |
|
J.P.
Morgan Securities PLC |
498 |
|
Deutsche
Bank AG-London Branch |
146 |
Government
Income Fund |
J.P.
Morgan Securities PLC |
765 |
Strategic
Income Fund |
Citigroup
Global Markets Inc. |
6,213 |
|
J.P.
Morgan Securities PLC |
8,745 |
|
Morgan
Stanley & Co. LLC |
5,868 |
|
Barclays
Capital Inc. |
458 |
|
BofA
Securities, Inc. |
6,366 |
High
Yield Fund |
Citigroup
Global Markets Inc. |
2,303 |
|
BofA
Securities, Inc. |
3,938 |
|
Morgan
Stanley & Co. LLC |
2,704 |
|
Barclays
Capital Inc. |
2,241 |
|
Jane
Street Execution Services,
LLC |
2,447 |
|
Deutsche
Bank AG-London Branch |
1,662 |
Investment
Grade Credit Fund |
Citigroup
Global Markets Inc. |
11,241 |
|
Morgan
Stanley & Co. LLC |
12,970 |
|
BofA
Securities, Inc. |
18,852 |
|
Barclays
Capital Inc. |
2,613 |
|
J.P.
Morgan Securities PLC |
14,864 |
U.S.
Mortgages Fund |
Citigroup
Global Markets Inc. |
268 |
|
Morgan
Stanley & Co. LLC |
2,710 |
|
J.P.
Morgan Securities PLC |
1,493 |
Fund |
Amount
($) |
Year
of Expiration |
Enhanced
Income Fund |
$5,705,800 |
Perpetual
Short-term |
|
3,881,722 |
Perpetual
Long-term |
Short
Duration Government Fund |
27,021,972 |
Perpetual
Short-term |
|
28,635,739 |
Perpetual
Long-term |
Government
Income Fund |
11,693,184 |
Perpetual
Short-term |
|
4,777,184 |
Perpetual
Long-term |
Fund |
Amount
($) |
Year
of Expiration |
Strategic
Income Fund |
1,163,121,124 |
Perpetual
Short-term |
|
717,908,859 |
Perpetual
Long-term |
Long
Short Credit Strategies Fund |
30,542,972 |
Perpetual
Short-term |
|
14,446,972 |
Perpetual
Long-term |
Emerging
Markets Debt Fund |
77,656,443 |
Perpetual
Short-term |
|
201,973,960 |
Perpetual
Long-term |
High
Yield Fund |
167,341,715 |
Perpetual
Short-term |
|
367,037,683 |
Perpetual
Long-term |
High
Yield Floating Rate Fund |
164,832,530 |
Perpetual
Short-term |
|
298,962,331 |
Perpetual
Long-term |
Local
Emerging Markets Debt Fund |
108,286,254 |
Perpetual
Short-term |
|
43,378,274 |
Perpetual
Long-term |
U.S.
Mortgages Fund |
19,057,546 |
Perpetual
Short-term |
|
8,164,174 |
Perpetual
Long-term |
Bond
Fund |
14,148,104 |
Perpetual
Short-term |
|
14,224,212 |
Perpetual
Long-term |
Dynamic
Municipal Income Fund |
320,738,267 |
Perpetual
Short-term |
|
83,666,408 |
Perpetual
Long-term |
High
Yield Municipal Fund |
340,746,081 |
Perpetual
Short-term |
|
229,939,665 |
Perpetual
Long-term |
Short
Duration Tax-Free Fund |
223,966,150 |
Perpetual
Short-term |
|
175,860,780 |
Perpetual
Long-term |
Inflation
Protected Securities Fund |
6,843,315 |
Perpetual
Short-term |
|
12,605,788 |
Perpetual
Long-term |
Short
Duration Bond Fund |
21,948,366 |
Perpetual
Short-term |
|
31,090,933 |
Perpetual
Long-term |
Core
Fixed Income Fund |
57,147,308 |
Perpetual
Short-term |
|
30,749,364 |
Perpetual
Long-term |
Global
Core Fixed Income Fund |
21,599,547 |
Perpetual
Short-term |
|
11,848,734 |
Perpetual
Long-term |
Income
Fund |
929,300 |
Perpetual
Short-term |
|
1,945,510 |
Perpetual
Long-term |
Investment
Grade Credit Fund |
20,625,412 |
Perpetual
Short-term |
|
22,244,307 |
Perpetual
Long-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price to
Public |
Enhanced
Income Fund |
$9.25 |
0.00% |
$9.25 |
Short
Duration Bond Fund |
$9.44 |
1.50% |
$9.58 |
Short
Duration Government Fund |
$9.26 |
1.50% |
$9.40 |
Short
Duration Tax-Free Fund |
$10.34 |
1.50% |
$10.50 |
Strategic
Income Fund |
$9.00 |
3.75% |
$9.35 |
Government
Income Fund |
$13.11 |
3.75% |
$13.62 |
Dynamic
Municipal Income Fund |
$15.10 |
3.75% |
$15.69 |
Core
Fixed Income Fund |
$9.29 |
3.75% |
$9.65 |
Global
Core Fixed Income Fund |
$11.20 |
3.75% |
$11.64 |
U.S.
Mortgages Fund |
$9.06 |
3.75% |
$9.41 |
Investment
Grade Credit Fund |
$7.97 |
3.75% |
$8.28 |
Bond
Fund |
$8.93 |
3.75% |
$9.28 |
Inflation
Protected Securities Fund |
$9.82 |
3.75% |
$10.20 |
High
Yield Municipal Fund |
$9.03 |
4.50% |
$9.46 |
High
Yield Fund |
$5.42 |
4.50% |
$5.68 |
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price to
Public |
High
Yield Floating Rate Fund |
$8.71 |
2.25% |
$8.91 |
Emerging
Markets Debt Fund |
$8.89 |
4.50% |
$9.31 |
Local
Emerging Markets Debt Fund |
$4.55 |
4.50% |
$4.76 |
Long
Short Credit Strategies Fund |
$7.74 |
3.75% |
$8.04 |
Income
Fund |
$8.54 |
3.75% |
$8.87 |
Fund |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Enhanced
Income Fund1 |
$26,851 |
$30,986 |
$17,234 |
Short
Duration Government Fund |
158,759 |
217,506 |
252,798 |
Short
Duration Tax-Free Fund |
442,111 |
591,960 |
515,692 |
Government
Income Fund |
124,808 |
169,676 |
192,916 |
Dynamic
Municipal Income Fund |
2,814,343 |
3,875,107 |
3,541,255 |
Core
Fixed Income Fund |
321,259 |
417,843 |
369,642 |
Short
Duration Bond Fund |
134,705 |
200,400 |
120,610 |
Global
Core Fixed Income Fund |
99,893 |
128,109 |
120,619 |
High
Yield Municipal Fund |
1,169,173 |
1,541,312 |
1,208,461 |
High
Yield Fund |
243,905 |
305,358 |
316,494 |
High
Yield Floating Rate Fund |
8,817 |
10,101 |
7,840 |
Strategic
Income Fund |
308,893 |
315,223 |
320,626 |
Emerging
Markets Debt Fund |
62,242 |
104,977 |
102,435 |
U.S.
Mortgages Fund |
60,470 |
82,865 |
90,484 |
Investment
Grade Credit Fund |
16,702 |
25,105 |
28,554 |
Bond
Fund |
130,821 |
174,179 |
227,960 |
Inflation
Protected Securities Fund |
134,176 |
152,709 |
158,551 |
Local
Emerging Markets Debt Fund |
8,106 |
11,332 |
12,471 |
Long
Short Credit Strategies Fund |
2,894 |
3,926 |
3,573 |
Income
Fund |
1,302 |
1,420 |
854 |
Fund |
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals* |
Enhanced
Income
Fund |
$26,806 |
$7,420 |
$2,901 |
$131 |
$349 |
$37,607 |
Short
Duration
Government
Fund |
155,835 |
37,278 |
17,477 |
788 |
2,105 |
213,484 |
Short
Duration
Tax-Free
Fund |
440,924 |
79,904 |
35,451 |
1,599 |
4,270 |
562,149 |
Government
Income
Fund |
116,989 |
9,426 |
4,442 |
200 |
535 |
131,593 |
Dynamic
Municipal
Income
Fund |
2,790,233 |
462,737 |
209,753 |
9,459 |
25,266 |
3,497,448 |
Core
Fixed
Income
Fund |
315,877 |
80,128 |
30,459 |
1,374 |
3,669 |
431,506 |
Short
Duration
Bond
Fund |
134,023 |
46,630 |
16,728 |
754 |
2,015 |
200,149 |
Global
Core Fixed
Income
Fund |
93,567 |
29,001 |
13,218 |
596 |
1,592 |
137,973 |
High
Yield
Municipal
Fund |
1,153,803 |
393,806 |
172,452 |
7,777 |
20,773 |
1,748,611 |
High
Yield Fund |
237,483 |
88,615 |
39,116 |
1,764 |
4,712 |
371,689 |
High
Yield Floating
Rate
Fund |
8,756 |
3,419 |
1,317 |
59 |
159 |
13,711 |
Strategic
Income
Fund |
307,690 |
133,096 |
60,069 |
2,709 |
7,236 |
510,799 |
Emerging
Markets
Debt
Fund |
60,091 |
23,521 |
10,547 |
476 |
1,270 |
95,905 |
U.S.
Mortgages
Fund |
60,135 |
5,797 |
2,469 |
111 |
297 |
68,810 |
Investment
Grade
Credit
Fund |
16,436 |
2,649 |
1,027 |
46 |
124 |
20,283 |
Bond
Fund |
127,578 |
14,593 |
9,439 |
426 |
1,137 |
153,173 |
Inflation
Protected
Securities
Fund |
134,784 |
10,714 |
4,420 |
199 |
532 |
150,650 |
Local
Emerging
Markets
Debt
Fund |
7,975 |
737 |
342 |
15 |
41 |
9,111 |
Long
Short Credit
Strategies
Fund |
2,873 |
400 |
177 |
8 |
21 |
3,480 |
Income
Fund |
1,168 |
1,461 |
468 |
21 |
56 |
3,175 |
Fund1 |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Short
Duration Government Fund2 |
$30,087 |
$45,692 |
$61,813 |
Short
Duration Tax-Free Fund2 |
40,497 |
49,338 |
60,642 |
Government
Income Fund |
7,916 |
15,486 |
31,774 |
Dynamic
Municipal Income Fund |
933,726 |
1,169,168 |
1,108,305 |
Core
Fixed Income Fund |
56,826 |
88,097 |
84,960 |
Short
Duration Bond Fund 2 |
10,860 |
11,757 |
7,161 |
Global
Core Fixed Income Fund |
17,236 |
29,183 |
44,124 |
High
Yield Municipal Fund |
472,177 |
630,078 |
607,483 |
High
Yield Fund |
32,095 |
47,444 |
69,133 |
High
Yield Floating Rate Fund |
7,562 |
6,381 |
4,833 |
Strategic
Income Fund |
101,979 |
311,780 |
576,159 |
Emerging
Markets Debt Fund |
44,429 |
74,686 |
97,241 |
Bond
Fund |
33,536 |
76,444 |
97,364 |
Inflation
Protected Securities Fund |
29,701 |
25,451 |
17,980 |
Local
Emerging Markets Debt Fund |
13,030 |
15,014 |
22,234 |
Long
Short Credit Strategies Fund |
1,091 |
2,481 |
3,728 |
Income
Fund |
1,728 |
786 |
669 |
Fund |
Compensation
to
Dealer1
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals* |
Short
Duration
Government
Fund |
$42,092 |
$3,801 |
$1,598 |
$72 |
$192 |
$47,755 |
Short
Duration
Tax-Free
Fund |
56,911 |
6,231 |
2,306 |
104 |
278 |
65,829 |
Government
Income
Fund |
9,268 |
171 |
68 |
3 |
8 |
9,518 |
Dynamic
Municipal
Income
Fund |
1,066,990 |
77,990 |
34,047 |
1,535 |
4,101 |
1,184,664 |
Core
Fixed
Income
Fund |
64,675 |
3,016 |
1,289 |
58 |
155 |
69,194 |
Short
Duration
Bond
Fund |
15,690 |
2,590 |
867 |
39 |
104 |
19,290 |
Fund |
Compensation
to
Dealer1 |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals* |
Global
Core Fixed
Income
Fund |
22,673 |
835 |
330 |
15 |
40 |
23,893 |
High
Yield
Municipal
Fund |
522,299 |
60,782 |
25,833 |
1,165 |
3,112 |
613,190 |
High
Yield Fund |
36,751 |
3,619 |
1,425 |
64 |
172 |
42,031 |
High
Yield Floating
Rate
Fund |
8,661 |
225 |
104 |
5 |
12 |
9,007 |
Strategic
Income
Fund |
126,147 |
8,016 |
3,623 |
163 |
436 |
138,386 |
Emerging
Markets
Debt
Fund |
52,178 |
3,833 |
1,743 |
79 |
210 |
58,042 |
Bond
Fund |
39,810 |
883 |
323 |
15 |
39 |
41,070 |
Inflation
Protected
Securities
Fund |
33,312 |
1,918 |
733 |
33 |
88 |
36,084 |
Local
Emerging
Markets
Debt
Fund |
14,472 |
495 |
217 |
10 |
26 |
15,221 |
Long
Short Credit
Strategies
Fund |
1,197 |
27 |
14 |
1 |
2 |
1,241 |
Income
Fund |
882 |
24 |
11 |
1 |
1 |
919 |
Fund1 |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Government
Income Fund |
$53,323 |
$67,124 |
$79,930 |
Core
Fixed Income Fund |
19,318 |
24,085 |
24,367 |
Short
Duration Bond Fund |
712 |
1,371 |
6,274 |
Inflation
Protected Securities Fund |
85,894 |
93,357 |
84,344 |
High
Yield Fund |
21,163 |
28,913 |
38,562 |
High
Yield Floating Rate Fund |
585 |
118 |
66 |
Strategic
Income Fund |
12,585 |
12,978 |
14,636 |
Bond
Fund |
12,690 |
19,326 |
27,041 |
Long
Short Credit Strategies Fund |
134 |
144 |
134 |
Income
Fund2 |
244 |
273 |
260 |
Fund |
Compensation
to
Dealer |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals* |
Government
Income
Fund |
$52,679 |
$1,121 |
$628 |
$28 |
$76 |
$54,531 |
Core
Fixed
Income
Fund |
19,113 |
70 |
36 |
2 |
4 |
19,224 |
Short
Duration
Bond
Fund |
690 |
3 |
2 |
0 |
0 |
694 |
Inflation
Protected
Securities
Fund |
84,976 |
1,483 |
765 |
34 |
92 |
87,351 |
High
Yield Fund |
20,919 |
1,755 |
1,085 |
49 |
131 |
23,959 |
High
Yield Floating
Rate
Fund |
493 |
3 |
2 |
0 |
0 |
498 |
Strategic
Income Fund |
12,198 |
2,209 |
1,077 |
49 |
130 |
15,662 |
Bond
Fund |
11,124 |
341 |
228 |
10 |
27 |
11,730 |
Long
Short Credit
Strategies
Fund |
5 |
2 |
1 |
0 |
0 |
8 |
Income
Fund1 |
0 |
5 |
2 |
0 |
0 |
7 |
Fund1 |
Fiscal
year ended
March
31, 2023 |
Fiscal
year ended
March
31, 2022 |
Fiscal
year ended
March
31, 2021 |
Enhanced
Income Fund2 |
$242 |
$22,099 |
$— |
Short
Duration Government Fund |
44,162 |
48,108 |
48,146 |
Short
Duration Tax-Free Fund |
312 |
342 |
410 |
Government
Income Fund |
55,747 |
78,010 |
90,437 |
Dynamic
Municipal Income Fund |
58 |
65 |
447 |
Core
Fixed Income Fund |
2,500 |
2,743 |
3,012 |
Global
Core Fixed Income Fund |
1,303 |
1,568 |
1,504 |
High
Yield Fund |
12,586 |
18,109 |
18,037 |
Bond
Fund |
243 |
233 |
194 |
Fund |
Compensation
to
Dealers |
Compensation
and
Expenses of
the
Distributor
and
Its Sales
Personnel* |
Allocable
Overhead,
Telephone
and
Travel
Expenses* |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders* |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising* |
Totals** |
Enhanced
Income
Fund |
$0 |
$2 |
$1 |
$0 |
$0 |
$3 |
Short
Duration
Government
Fund |
0 |
10,437 |
4,221 |
190 |
508 |
15,357 |
Short
Duration
Tax-Free
Fund |
0 |
34 |
30 |
1 |
4 |
69 |
Government
Income
Fund |
0 |
6,969 |
4,346 |
196 |
523 |
12,034 |
Dynamic
Municipal
Income
Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Core
Fixed
Income
Fund |
0 |
19 |
8 |
0 |
1 |
28 |
Global
Core
Fixed
Income
Fund |
0 |
9 |
5 |
0 |
1 |
15 |
High
Yield
Fund |
0 |
2,682 |
1,524 |
69 |
184 |
4,458 |
Bond
Fund |
0 |
2 |
1 |
0 |
0 |
3 |
Fund |
Compensation
to
Dealer |
Compensation
and
Expenses of
the
Distributor
and
Its Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals* |
Enhanced
Income
Fund |
$0 |
$572 |
$345 |
$16 |
$42 |
$974 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
26.61% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
11.96% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
10.59% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
8.15% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
6.22% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
81.54% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
11.72% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
33.77% |
Institutional |
National
Grid Insurance USA Ltd., 1 Metrotech Center, Brooklyn, NY
11201-3948 |
24.11% |
Institutional |
Rutgers,
The State University, Attention: University Treasury, 33 Knightsbridge
Road, Floor 2
West,
Piscataway, NJ 08854-3987 |
22.21% |
Institutional |
Penchecks
Inc., Attn Accounting and Finance, 8580 La Mesa Blvd, Suite 100, La Mesa,
CA
91942-9539 |
7.00% |
Service |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
96.32% |
Administration |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
99.37% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
48.99% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept.,
499
Washington Blvd. 4th Flr., Jersey City, NJ
07310-1995 |
48.70% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
82.78%* |
Class
P |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
10.16% |
Class
P |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
7.05% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97P46, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
24.85% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
8.73% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
8.45% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
7.84% |
Class
A |
Nationwide
Investment Services, Nationwide Trust CO FSB, C/O IPO Portfolio
Accounting, PO
Box
182029, Columbus, OH 43218-2029 |
6.92% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
5.33% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
38.36% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEQ
#97RS3, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
16.57% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
13.17% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
11.70% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
6.36% |
Investor |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
31.43% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
27.40% |
Investor |
Principal
Securities Inc., DCGT as TTEE and/or Cust., FBO PLIC Various Retirement
Plans,
Omnibus,
Attn NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
24.74% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
6.97% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
26.35% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
21.44% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
11.09% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
7.31% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
John
Hancock Trust Company LLC, 200 Berkeley St., Ste. 7, Boston, MA
02116-5038 |
5.93% |
Service |
Devon
Bank, DB CO/Devon Bank, 6445 N Western Ave. Ste. 300, Chicago, IL
60645-5452 |
55.13% |
Service |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
40.42% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
37.25% |
Class
R6 |
Principal
Securities Inc., DCGT as TTEE and/or Cust., FBO PLIC Various Retirement
Plans,
Omnibus,
Attn NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
19.41% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
13.10% |
Class
R6 |
Mid
Atlantic Clearing & Settlement, Johnson Financial Group Master
Account, 1251 Waterfront
Place,
Suite 525, Pittsburgh, PA 15222-4228 |
7.16% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
96.27%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
27.90% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97P47, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
17.01% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
14.46% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
10.80% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
5.23% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
23.79% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
22.57% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
17.24% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team,
Goldman
Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
8.69% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
8.66% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
5.02% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
47.13% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
40.62% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
9.50% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
33.67% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
12.11% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
11.97% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
11.32% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
10.22% |
Service |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
95.93% |
Class
R6 |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
63.81% |
Class
R6 |
MSCS
Financial Services LLC, SEI Private Trust Company, Attn: Mutual Fund
Administrator,
One
Freedom Valley Drive, Oaks, PA 19456-9989 |
30.34% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
98.96%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Hartford
Life Insurance Company, Separate Account 401, 1 Griffin Rd. N, Windsor, CT
06095-1512 |
18.82% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
8.70% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
#97PP7,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.61% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
44.10% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
8.56% |
Class
C |
Principal
Securities Inc, DCGT as TTEE and/or Customer FBO PLIC Various Retirement
Plans
Omnibus,
Attn: NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
6.47% |
Class
C |
Mid
Atlantic Trust Company FBO Ecotec Inc. 401(k) Profit Sharing Pl., 1251
Waterfront Place,
Suite
525, Pittsburgh, PA 15222-4228 |
5.12% |
Class
R |
Hartford
Life Insurance Company, Separate Account 401, 1 Griffin Rd. N, Windsor, CT
06095-1512 |
70.73% |
Class
R |
GWFS
Equities Inc., FBO Empower Benefit Grandfathered Plan, 8515 E Orchard Rd,
2T2,
Greenwood
Village CO 80111-50002 |
20.72% |
Class
R |
MML
Distributors, LLC-Aviator, Mass Mutual Life Insurance Co., 1295 State St.
MIP
M200-INVST,
Springfield, MA 01111-0001 |
6.22% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
95.91%* |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
16.18% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
12.82% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
12.57% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
Principal
Securities Inc, DCGT as TTEE and/or Customer FBO PLIC Various Retirement
Plans
Omnibus,
Attn: NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
10.40% |
Institutional |
Reliance
Trust Co. FBO BBL Companies, 201 17th St. NW Suite 1000, Atlanta, GA
30363-1195 |
8.34% |
Institutional |
TIAA
CREF Individual & TIAA, FSB CUST/TTEE FBO Retirement Plans For Which
TIAA
Acts
As Recordkeeper Attn: Trust Operations, 211 N. Broadway, Suite 1000, Saint
Louis, MO
63102-2748 |
7.78% |
Institutional |
Reliance
Trust Co. FBO Pentegra Omnibus, 201 17th St. NW Suite 1000, Atlanta, GA
30363-1195 |
6.02% |
Service |
Security
Benefit Life Insurance Co., UMB Bank NA, FBO Fiduciary for Tax Deferred
Accts., 1
SW
Security Benefit Pl., Topeka, KS 66636-1000 |
49.59% |
Service |
Security
Benefit Life Insurance Co., UMB Bank NA, FBO Fiduciary for Tax Deferred
Acct., 1
SW
Security Benefit Pl., Topeka, KS 66636-1000 |
30.04% |
Service |
Hartford
Life Insurance Co., Separate Account, 200 Hopmeadow St., Weatogue, CT
06089-9793 |
11.15% |
Class
R6 |
MML
Distributors LLC, Massachusetts Mutual Insurance Co., 1295 State Street,
MIP
M200-INVST,
Springfield, MA 01111-0001 |
23.30% |
Class
R6 |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
17.55% |
Class
R6 |
Hartford
Life Insurance Company, The Hartford, 1 Hartford Plz., Hartford, CT
06155-0001 |
14.40% |
Class
R6 |
Mid
Atlantic Trust Company FBO Johnson Financial Group Master ACCO, 1251
Waterfront
Place,
Suite 525, Pittsburgh, PA 15222-4228 |
9.71% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
9.41% |
Class
R6 |
MSCS
Financial Services LLC, Matrix Trust Company as Agent For Newport Trust
Company
Medallion
Instrumentation Systems, LLC Employee 401(k) Plan, 35 Iron Point Circle,
Folsom,
CA
95630-8587 |
7.26% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.86% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
20.98% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
14.19% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
13.30% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PP5, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
9.62% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
9.39% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
6.29% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
25.03% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
17.37% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97RR9, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
14.85% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
13.15% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
10.12% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
42.58% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
26.90% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
24.72% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
21.99% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
19.24% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
13.04% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
12.71% |
Institutional |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
7.38% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.82% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
6.39% |
Service |
TCA
TrustCorp. America, 5301 Wisconsin Ave. NW, Fourth Floor, Washington, DC
20015-2047 |
83.48% |
Service |
GSAM
Holdings LLC Seed Accounts, Attn IMD-India-SAOS, Crystal Downs Fl. 3,
Embassy
Golf
Links Business Park, Bengaluru, India 560071 |
16.52% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
71.94% |
Class
R6 |
Reliance
Trust Company/FIS Laciba & Co/Cash, C/O Lake City Bank, Attn: Trust
Ops, 114 E
Market
St, Warsaw, IN 46580-2806 |
18.25% |
Class
R6 |
JP
Morgan Securities LLC, FEBO Customers, Mutual Fund Department, 3 Chase
Metrotech
Center,
Floor 3, Brooklyn, NY 11245-0001 |
7.73% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.18% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
26.12% |
Class
A |
Mid
Atlantic Capital Corp., Wright – Falcon International Bank, Falcon
International Bank,
19230
Stone Oak Parkway, San Antonio, TX 78258-3282 |
10.30% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
10.07% |
Class
A |
Mid
Atlantic Capital Corp., Wright – First National Huntsville Company, 1300
11th St.,
Huntsville,
TX 77340-3802 |
8.75% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
ADP/Broker
Dealer Inc., State Street Bank Trustee and or Custodian FBO ADP Access
Product,
1
Lincoln St., Boston, MA 02111-2901 |
8.52% |
Class
A |
Wright
Investors’ SVC Distributors, ESSA Bank and Trust, 744 Main St., Suite 1,
Stroudsburgh,
PA
18360-2268 |
6.63% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
65.27% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
15.00% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
7.79% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
55.40% |
Institutional |
Empower
Financial Services, Inc., Empower Trust FBO Energy Northwest 401K Deferred
Compensation
Plan, 8515 E. Orchard Rd. 2T2, Greenwood Village, CO
80111-5002 |
16.69% |
Institutional |
MSCS
Financial Services LLC, SEI Private Trust Company, Attn: Mutual Funds, One
Freedom
Valley
Drive, Oaks, PA 19456-9989 |
10.24% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
5.03% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO Account, C/O Mutual
Fund Ops,
200
West Street, New York, NY 10282-2198 |
19.18% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO Account, C/O Mutual
Fund Ops,
200
West Street, New York, NY 10282-2198 |
13.93% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO Account, C/O Mutual
Fund Ops,
200
West Street, New York, NY 10282-2198 |
9.80% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO Account, C/O Mutual
Fund Ops,
200
West Street, New York, NY 10282-2198 |
8.70% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO Account, C/O Mutual
Fund Ops,
200
West Street, New York, NY 10282-2198 |
7.71% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
58.37% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
12.39% |
Class
R6 |
ADP/Broker
Dealer Inc., State Street Bank Trustee and or Custodian FBO ADP Access
Product,
1
Lincoln St., Boston, MA 02111-2901 |
11.13% |
Class
R6 |
Empower
Financial Services, Inc., Empower Trust FBO Employee Benefits 401k, 8515
E.
Orchard
Rd., 2T2, Greenwood Village, CO 80111-5002 |
10.73% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.85% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
51.47% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
20.14% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
20.37% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
19.95% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEQ
#97RT5, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
8.23% |
Class
C |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
6.16% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
5.27% |
Class
C |
Western
International SEC Inc., Smelly Mels Plumbing Inc., ADP Plan #600396,
Goldman
Sachs/ADP
401K Plan, 123 Manor Dr., Pacifica, CA 94044-1953 |
5.08% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank Trustee and or Custodian FBO ADP Access
Product,
1
Lincoln St., Boston, MA 02111-2901 |
85.11% |
Class
R |
American
Portfolios Financial, Ascensus Trust company FBO, Envirotrac LTD 401K Plan
197093,
PO Box 10758, Fargo, ND 52106-0758 |
5.20% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
49.96% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
32.25% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
15.32% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
49.44% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
7.61% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
7.58% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
6.53% |
Institutional |
TD
Ameritrade Clearing Inc., TD Ameritrade Inc. for the exclusive benefit of
our clients, PO
Box
2226, Omaha, NE 68103-2226 |
5.81% |
Institutional |
Reliance
Trust Company/FIS, Mitra & Co. FBO Customer C/O Reliance Trust Co
(WI),
Mailcode: BD1N – Attn: MF, 4900 W Brown Deer Rd, Milwaukee, WI
53223-2422 |
5.69% |
Service |
TCA
TrustCorp. America, 5301 Wisconsin Ave. NW Ste. 450, Washington, DC
20015-2047 |
80.51% |
Service |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
13.55% |
Class
R6 |
Goldman
Sachs Asset Management LP, US Bank TT&SS Alternative, Investments
Custody, FBO
Children’s
Health Foundation, 601 Childrens Ln, Norfolk, VA
23507-1910 |
43.38% |
Class
R6 |
Goldman
Sachs Direct Accounts, FBO GS 529 Plan, Mutual Fund Operations, 500 Grant
St.,
Room
151-1010, Pittsburgh PA 15219-2502 |
40.54% |
Class
R6 |
Goldman
Sachs Trust, GS Trust Balanced Strategy Portfolio, C/O Fund Management
Team,
200
West St., New York, NY 10282-2102 |
5.66% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.53%*
|
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
32.31% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
18.16% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market St, Saint Louis, MO 63103-2523 |
6.29% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
6.18% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
26.29% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
14.09% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
7.99% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
7.88% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEQ
#97PRR1, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
7.82% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, Attn Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL. 33716-1102 |
6.66% |
Class
C |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
5.81% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York
Plaza
Floor 12, New York, NY 10004-1965 |
5.66% |
Class
R |
MML
Distributors, LLC-Aviator, Mass Mutual Life Insurance Co., 1295 State St.
MIP
M200-INVST,
Springfield, MA 01111-0001 |
56.64% |
Class
R |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
15.24% |
Class
R |
Mid
Atlantic Clearing and Mid Atlantic Trust Company FBO Equity Building
Services LLC
401(K),
1251 Waterfront Place, Suite 525, Pittsburgh, PA
15222-4228 |
8.25% |
Class
R |
Principal
Securities Inc, DCGT as TTEE and/or Customer FBO PLIC Various Retirement
Plans
Omnibus,
Attn: NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
7.09% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
54.75% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
27.35% |
Investor |
GWFS
Equities Inc., Empower Trust FBO Recordkeeping For Various Benefit Pl,
8515 E
Orchard
Rd., Greenwood Village, CO, 80111-5002 |
10.84% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
5.13% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
20.16% |
Institutional |
Voya
Institutional Plan Services LLC, Voya Institutional TR Co as TTEE,
Custodian for Core
Market
Solutions, 30 Braintree Hill Office Park, Braintree, MA
02184-8747 |
19.47% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
15.64% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
8.87% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
Charles
Schwab & Co Inc, Special Custody Account For Benefit of Customers,
Attn
Mutual
Funds, 211 Main St, San Francisco, CA 94105-1901 |
8.47% |
Service |
MSCS
Financial Services LLC, PAI Trust Company, INC. Sanjay Kandoth MD PC
401(K) P/S
PLA
1300 Enterprise Dr., De Pere, WI 54115-4934 |
85.29% |
Service |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
14.71% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
31.32% |
Class
R6 |
Empower
Financial Services, Inc., Empower Trust FBO Employee Benefits Clients
401k, 8515 E
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
12.94% |
Class
R6 |
Valic
Financial Advisors Inc., VRSCO, FBO AIGFSB Cust. TTEE FBO Coop School
District of
Greater
St. Louis 403B, 2727-A Allen Parkway, 4-D1, Houston, TX
77019-2107 |
6.94% |
Class
R6 |
Prudential
Pims/Retirement Pims/Prudential Retirement, As Nominee For The Ttee/Cust
Pl 106,
Profit
Sharing And Salary, PO BOX 5788, Portland OR
97228-5788 |
6.56% |
Class
R6 |
Valic
Financial Advisors Inc., VRSCO, FBO AIGFSB Cust. TTEE FBO Minneapolis
Public
Schools
403B, 2727-A Allen Parkway, 4-D1, Houston, TX
77019-2107 |
6.19% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.99% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
59.19% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
13.20% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
12.99% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
33.65% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
24.88% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
15.12% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
12.10% |
Class
C |
Stifel
Nicolaus & Co, Exclusive Benefit Of Customers, 501 N Broadway, Saint
Louis MO
63102-2188 |
6.51% |
Class
R |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
57.41% |
Class
R |
Ascensus
Broker Dealer Services LLC, Ascensus Trust Company FBO, MTW Aerospace 401k
Plan,
P.O. Box 10758, Fargo ND 58106-0758 |
28.77% |
Class
R |
GWFS
Equities Inc., Capital Bank & Trust Co. FBO c/o Fascore Plantation
Management
Company
401K, 8515 E Orchard Rd. #2T2, Greenwood Village, CO,
80111-5002 |
12.63% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
68.81% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
18.19% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
11.86% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
42.21% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
16.67% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
12.72% |
Institutional |
SEI
Private Trust Company, C/O ID 261, Attn Mutual Funds, 1 Freedom Valley
Dr., Oaks, PA
19456-9989 |
5.43% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust. FBO Goldman Sachs
Growth and
Income
Strategy Portfolio, Inflation Protected Securities, C/O State Street
Corporation, 2 Avenue
de
Lafayette Fl. 6, Boston, MA 02111-1888 |
35.10% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust. GS Growth Strategy,
Short Duration
Bond,
C/O State Street Corporation, 2 Avenue de Lafayette Fl. 6, Boston, MA
02111-1888 |
35.04% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust. FBO Goldman Sachs
Balanced
Strategy
Fund, Short Duration Bond, C/O State Street Corporation, 2 Avenue de
Lafayette Fl. 6,
Boston,
MA 02111-1888 |
22.12% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.50%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
36.42% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
15.44% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
14.27% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
83.87% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
12.28% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
81.23% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
9.65% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO #021117601, C/O
Mutual Fund Ops,
200
West Street, New York, NY 10282-2198 |
18.47% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO #021117726, C/O
Mutual Fund Ops,
200
West Street, New York, NY 10282-2198 |
13.26% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO #054043385, C/O
Mutual Fund Ops,
200
West Street, New York, NY 10282-2198 |
9.37% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO #021113246, C/O
Mutual Fund Ops,
200
West Street, New York, NY 10282-2198 |
8.22% |
Separate
Account |
GS
PWM Institutional Class, Goldman, Sachs & Co., FBO #021094826, C/O
Mutual Fund Ops,
200
West Street, New York, NY 10282-2198 |
7.38% |
Class
R6 |
Goldman
Sachs Asset Management LP, DLRT-GSAM IG Credit MF, 200 West St Fl 29, New
York
NY 10282-2198 |
69.31%* |
Class
R6 |
Goldman
Sachs Asset Management LP, US Bank TT&SS Alternative, Investments
Custody FBO
Children’s
Health Foundation, 601 Childrens Ln, Norfolk, VA
23507-1910 |
21.09% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs Asset Management LP, US Bank GS Investment Grade Credit, Fund FBO
GFS,
1300
Gezon Pkwy SW, Wyoming, MI 49509-9300 |
8.80% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.98%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PS4, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
20.61% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
17.49% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
13.03% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn: Mutual Funds
Dept.
4th
Flr., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
11.62% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
6.42% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
22.64% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
19.17% |
Class
C |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F, Special Custody A/C
EBOC
UBSFSI,
1000 Harbor Blvd., Weehawken, NJ 07086-6761 |
10.77% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
8.24% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
7.31% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
6.67% |
Class
C |
Ascensus
Broker Dealer Services LLC, Ascensus Trust Company FBO SEOIL USA
Industrial,
Inc. 401(k) Plan, P.O. Box 10758, Fargo ND
58106-0758 |
5.42% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
49.48% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
26.20% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
13.02% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn: Mutual Funds
Dept.
4th
Flr., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
61.04% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
16.14% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
8.42% |
Service |
Principal
Securities, Inc., DCGT as TTEE and/or Cust. FBO PLIC Various Retirement
Plans,
Omnibus,
Attn NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
97.20% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust. FBO Goldman Sachs
Balanced
Strategy
Portfolio, C/O Fund Management Team, 200 West Street, New York, NY
10282-2102 |
51.52%* |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust. FBO Goldman Sachs
Growth and
Income
Strategy Portfolio, C/O Fund Management Team, 200 West Street, New York,
NY
10282-2102 |
39.85% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.85% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
14.61% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
14.49% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
13.67% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-
3710 |
10.70% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
9.86% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
6.30% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.63% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
5.54% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
5.34% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
5.10% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
30.75% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
10.12% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
9.82% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
9.80% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
8.10% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
7.99% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
35.68% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
30.20% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
24.47% |
Investor |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.23% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
27.41% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
16.23% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
10.41% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
9.90% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
8.29% |
Institutional |
MSCS
Financial Services LLC, Zions First National Bank, PO Box 30880, Salt Lake
Cty UT
84130-0880 |
5.68% |
Institutional |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
5.12% |
Class
R6 |
JP
Morgan Securities LLC FEBO Customers, Mutual Fund Dept., 3 Chase Metrotech
Center, Fl.
3,
Brooklyn, NY 11245-0001 |
57.99% |
Class
R6 |
Edward
D Jones & Co, Attn: Mutual Funds, Shareholder Accounting, 201 Progress
Pkwy,
Maryland
HTS, MO 63043-3042 |
35.34% |
Class
R6 |
Reliance
Trust Company/FIS, Vallee & Co FBO 50, C/O Reliance Trust Company WI,
Attn: MF,
4900
Brown Deer Road, Milwaukee, WI 53223-2422 |
6.30% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.23%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
23.07% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
8.19% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
7.91% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
6.60% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
5.56% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
5.28% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
22.68% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
13.30% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
11.72% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
8.60% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
8.53% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
7.97% |
Class
R |
Hartford
Life Insurance Company, Separate Account 401, 1 Griffin Rd. N, Windsor, CT
06095-1512 |
68.86% |
Class |
Name/Address |
Percentage
of
Class |
Class
R |
MML
Distributors, LLC-Aviator, Mass Mutual Life Insurance Co., 1295 State St.
MIP
M200-INVST,
Springfield, MA 01111-0001 |
14.97% |
Class
R |
GWFS
Equities Inc, Great-West Trust Company LLC, FBO Empower Benefit
Grandfathered
Plan,
8515 E Orchard Rd # 2T2, Greenwood VLG CO
80111-50002 |
9.06% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
58.89% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
28.60% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
6.60% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
40.02% |
Institutional |
Factory
Mutual Insurance Company, Pension Plan, 404 Wyman St. Ste. 390, Waltham,
MA
02451-1275 |
22.25% |
Service |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
46.41% |
Service |
Hartford
Life Insurance Co., Separate Account, 200 Hopmeadow St., Weatogue, CT
06089-9793 |
40.15% |
Service |
Empower
Financial Services, Inc., FBO Empower Benefit Grandfather Plan, 8515 E
Orchard Rd
#2T2,
Greenwood Village, CO 80111-5002 |
7.38% |
Class
R6 |
Goldman
Sachs Direct Accounts, MAC & Co. A/C, For the Benefit of GS 529 Plan,
Mutual
Operations
500 Grant St. Rm 151-1010, Pittsburgh, PA 15219-2502 |
41.42% |
Class
R6 |
Goldman
Sachs Trust, GS Satellite Strategies Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
22.40% |
Class
R6 |
Goldman
Sachs Trust, GS VIT GS Multi-Strategy Alt Portfolio, C/O Fund Management
Team,
200
West Street, New York, NY 10282-2102 |
17.23% |
Class
R6 |
Hartford
Life Insurance Company, The Hartford, 1 Hartford Plz., Hartford, CT
06155-0001 |
6.49% |
Class
R6 |
MML
Distributors, LLC, Massachusetts Mutual Insurance Co., 1295 State St. MIP
M200-INVST,
Springfield, MA 01111-0001 |
5.27% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.72%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
19.49% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
15.19% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
12.44% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
9.78% |
Class
A |
TD
Ameritrade Clearing Inc., TD Ameritrade Inc. for the exclusive benefit of
our clients, PO
Box
2226, Omaha, NE 68103-2226 |
7.53% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
5.95% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
5.70% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
26.32% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
19.05% |
Class
C |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
13.75% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
10.24% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
8.45% |
Class
C |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
5.26% |
Class
R |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
28.15% |
Class
R |
Hartford
Life Insurance Company, The Hartford, 1 Hartford Plz., Hartford, CT
06155-0001 |
21.24% |
Class
R |
MML
Distributors, LLC-Aviator, Mass Mutual Life Insurance Co., 1295 State St.
MIP
M200-INVST,
Springfield, MA 01111-0001 |
16.07% |
Class
R |
Avantax
Investment Services, Ascensus Trust Company Brian W Dossett M.D. LTD
Profit Sha,
P.O.
Box 10758, Fargo, ND 58106-0758 |
11.81% |
Class
R |
Principal
Securities Inc., DCGT as TTEE and/or Cust., FBO PLIC Various Retirement
Plans,
Omnibus,
Attn NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
8.80% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
41.56% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
33.00% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
6.81% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
20.21% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
17.17% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
14.38% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
14.13% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
8.31% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.64% |
Class
R6 |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
54.39% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
37.21% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
98.97%
|
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
34.92% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
29.26% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
8.51% |
Class
A |
Pershing
LLC, 1 Pershing Plz, Jersey City, NJ 07399-0002 |
8.37% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
40.85% |
Class
C |
RBC
Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing,
Attn Mutual Fund Ops. Manager, 60 S 6th St. Ste. 700 #P08, Minneapolis, MN
55402-4413 |
22.83% |
Class
C |
Stifel
Nicolaus & Co, Exclusive Benefit of Customers, 501 N. Broadway, St.
Louis, MO
63102-2188 |
15.81% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
8.89% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
7.80% |
Class
R |
GWFS
Equities Inc., Siracusa Mechanical Inc. 401K PSP, c/o Empower, 8515 E
Orchard Rd.
#2T2,
Greenwood Village, CO 80111-5002 |
75.78% |
Class
R |
GWFS
Equities Inc., FBO Fascore LLC Retirement Plans, 8515 E Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
18.85% |
Class
R |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
5.37% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
71.03% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
16.72% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
11.31% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
84.08% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
11.01% |
Class
R6 |
Goldman
Sachs Trust, GS Growth and Income Strategy Port, C/O Fund Management Team,
200
W
St New York NY 10282-2102 |
46.44% |
Class
R6 |
Goldman
Sachs Trust, GS Trust Balanced Strategy Port, C/O Fund Management Team,
200 W St
New
York NY 10282-2102 |
25.87% |
Class
R6 |
Goldman
Sachs Trust, GS Satellite Strategies Portfolio, C/O Fund Management Team,
200 W St
New
York NY 10282-2102 |
16.49% |
Class
R6 |
Goldman
Sachs & Co LLC, GS VIT GS Multi-Strat Alt Portfolio, C/O Fund
Management, 200
W
St 37th
Fl., New York NY 10282-2102 |
11.14% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.78%*
|
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team,
Goldman
Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
42.64% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
13.85% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
10.77% |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
9.31% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
51.62% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
14.90% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716- 1102 |
8.92% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.40% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
53.58% |
Investor |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
20.74% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
10.31% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
9.72% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
20.73% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
15.49% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
15.16% |
Institutional |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
8.66% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
7.97% |
Institutional |
Goldman
Sachs Foundation, ATTN GS Foundation Team, 200 West St Fl 29, New York, NY
10282-2198 |
7.13% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.90% |
Institutional |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
6.08% |
Class
R6 |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team, 200 W
St,
New
York, NY 10282-2102 |
24.80% |
Class
R6 |
Goldman
Sachs Trust, GS Trust Growth & Income Strategy, C/O Fund Management
Team, 200
W
St, New York, NY 10282-2102 |
21.24% |
Class
R6 |
Empower
Financial Services, Inc., Employee & Agent Pension Benefit Plan, GWLA
Fin., 8515
E
Orchard Rd. #2T2, Greenwood Village, CO 80111-5002 |
16.37% |
Class
R6 |
Goldman
Sachs Trust, GS Trust Balanced Strategy Portfolio, C/O Fund Management
Team, 200
W
St, New York, NY 10282-2102 |
11.19% |
Class
R6 |
Goldman
Sachs Trust, GS Satellite Strategies Portfolio, C/O Fund Management Team,
200 W St,
New
York, NY 10282-2102 |
6.31% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs Direct Accounts, MAC & Co. A/C, For the Benefit of GS 529 Plan,
Mutual
Operations
500 Grant St. Rm 151-1010 Pittsburgh, PA 15219-2502 |
6.21% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.31% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
32.44% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
26.27% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
7.42% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, 707 2nd Ave.
S.,
Minneapolis,
MN 55402-2405 |
6.44% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
5.03% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
91.04% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, 707 2nd Ave.
S.,
Minneapolis,
MN 55402-2405 |
49.88% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
25.84% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
22.98% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
47.13% |
Institutional |
MSCS
Financial Services LLC, NAIDOT & CO, FBO Pineone Trust Custody
Account, C/O
Bessemer
Trust Co, 100 Woodbridge Center Dr, Woodbridge, NJ
07095-1162 |
15.98% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
9.76% |
Institutional |
GSAM
Holdings LLC Comp Hedge, Attn IMD-India-SAOS, Crystal Downs Fl. 3, Embassy
Golf
Links
Business Park, Bangalore 560071 India |
6.36% |
Class
R6 |
Goldman
Sachs Trust, GS Growth and Income Strategy Portfolio, C/O Fund Management
Team,
200
West St, New York, NY 10282-2198 |
35.76% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust., GS Trust Growth
Strategy Portfolio,
C/O
Fund Management Team, 200 West St, New York NY
10282-2198 |
35.34% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust., GS Trust Balance
Strategy Portfolio,
C/O
Fund Management Team, 200 West St, New York NY
10282-2198 |
22.87% |
Class
R6 |
Goldman
Sachs Trust, State Street Bank & Trust Co. Cust., GS Satellite
Strategies Portfolio, C/O
Fund
Management Team, 200 West St, New York NY 10282-2198 |
5.98% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
85.89% |
Class
P |
GS
PWM Instl Class, Goldman Sachs & Co, C/O Mutual Fund Ops, 200 West St,
New York NY
10282-2198 |
9.84%
|
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97RS6, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
20.46% |
Class
A |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
18.65% |
Class
A |
ADP/Broker
Dealer Inc., State Street Bank and TR TTEE/CUST, FBO ADOP Access Product,
1
Lincoln St., Boston, MA 02111-2901 |
15.38% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL.
33716-1102 |
27.83% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
25.74% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
14.39% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account for the Exclusive
Benefit of
Customer,
2801 Market Street, Saint Louis, MO 63103-2523 |
14.33% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, 707 2nd Ave.
S.,
Minneapolis,
MN 55402-2405 |
9.98% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, 707 2nd Ave.
S.,
Minneapolis,
MN 55402-2405 |
32.62% |
Investor |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
23.31% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
20.07% |
Investor |
MSCS
Financial Services LLC, Matrix Trust Company, Newport Trust Company, Texas
Roadhouse
Management Corp Def, 35 Iron Point Cir Ste 300, Folsom CA
95630-8589 |
11.48% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
26.97% |
Institutional |
Reliance
Trust Company, Reliance Trust CO FBO, Huntington National Bank, PO Box
78446,
Atlanta,
GA 30357-2446 |
10.03% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, for the sole benefit of its customers,
Attn: Service Team
SEC
#97PR8, Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484 |
8.45% |
Institutional |
MSCS
Financial Services LLC, 42 McClurg Road, Youngstown, OH
44512-6700 |
7.45% |
Institutional |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
7.06% |
Class
R6 |
ADP/Broker
Dealer Inc., State Street Bank and Trust AS, Trustee and/or Custodian, FBO
ADP
Access
Product, 1 Lincoln St., Boston, MA 02111-2901 |
38.82% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
21.94% |
Class
R6 |
Edward
D Jones & Co., For the benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
14.19% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.93% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1901 |
39.01% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
18.78% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
18.15% |
Class
A |
TD
Ameritrade Clearing Inc., TD Ameritrade Inc. for the exclusive benefit of
our clients, PO
Box
2226, Omaha, NE 68103-2226 |
10.03% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
6.38% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
40.08% |
Class
C |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
27.52% |
Class
C |
RBC
Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing,
Attn Mutual Fund Ops. Manager, 60 S 6th St. Ste. 700 #P08, Minneapolis, MN
55402-4413 |
22.46% |
Class
C |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
9.94% |
Class
R |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
96.51% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
49.32% |
Investor |
Charles
Schwab & Co. Inc., Special Custody Account for the Benefit of
Customers, Attn: Mutual
Funds,
211 Main Street, San Francisco, CA 94105-1905 |
36.37% |
Investor |
TD
Ameritrade Clearing Inc., TD Ameritrade Inc. for the exclusive benefit of
our clients, PO
Box
2226, Omaha, NE 68103-2226 |
12.44% |
Institutional |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
55.33% |
Institutional |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F Special Custody A/C,
1000
Harbor
Blvd., Weehawken, NJ 07086-6761 |
13.79% |
Institutional |
GSAM
Holdings LLC Comp Hedge, Attn IMD-India-SAOS, Crystal Downs Fl. 3, Embassy
Golf
Links
Business Park, Bangalore 560071 India |
9.27% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New York Plz.
Fl.
12, New York, NY 10004-1965 |
7.17% |
Class
R6 |
Goldman
Sachs & Co. LLC, GS Variable Insurance Trust – GS Multi-Strategy
Alternatives
Portfolio,
c/o Fund Management, 200 West Street, 37th
Floor, New York, NY 10282-2102 |
99.84% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
99.96%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
RBC
Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing,
Attn Mutual Fund Ops. Manager, 60 S 6th St. Ste. 700 #P08, Minneapolis, MN
55402-4413 |
40.18% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
21.89% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
15.30% |
Class
A |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
7.64% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
6.01% |
Class
A |
National
Financial Services LLC, FEBO Customers, Mutual Funds, Attn Mutual Funds
Dept. 4th
Flr.,
499 Washington Blvd., Jersey City, NJ 07310-1995 |
5.78% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
44.21% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
38.52% |
Class
C |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
17.27% |
Class
R |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
100.00%* |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment SVC, FBO Customer,
707
2nd
Ave. S., Minneapolis, MN 55402-2405 |
46.25% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
41.22% |
Investor |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
12.53% |
Institutional |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
77.88% |
Institutional |
GSAM
Holdings LLC Comp Hedge, Attn IMD-India-SAOS-2021, Crystal Downs Fl. 3,
Embassy
Golf Links Business Park, Bengaluru India 560071 |
9.05% |
Class
R6 |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
100.00% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt Lake
City,
UT 84101-2199 |
98.00%* |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
28-B | |
33-B | |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
47-B | |
48-B | |
52-B | |
53-B | |
53-B | |
55-B |