FUND |
Class
A
Shares |
Institutional
Shares |
Administration
Shares |
Preferred
Shares |
Investor
Shares |
Class
R6
Shares |
Class
P
Shares |
GOLDMAN
SACHS SHORT-TERM
CONSERVATIVE
INCOME FUND |
GPAPX |
GPPIX |
GPPAX |
GPPPX |
GPPOX |
GPPSX |
GMBPX |
Name,
Address and
Age1
|
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
71 |
Chair
of the
Board
of
Trustees |
Since
2023
(Trustee
since
2015) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services
firm)
(2001–2005 and 2012–2014); and Member
of
the Board of Directors, Deloitte & Touche
LLP
(2006–2012).
Chair
of the Board of Trustees—Goldman Sachs
Trust
and Goldman Sachs Variable Insurance
Trust |
102
|
Verizon
Communications
Inc. |
Dwight
L.
Bush
Age:
66 |
Trustee |
Since
2020 |
The
Honorable Dwight Bush is President and
CEO
of D.L. Bush & Associates (a financial
advisory
and private investment firm)
(2002–2014
and 2017–present); Director of
MoneyLion
Inc. (an operator of a data-driven,
digital
financial platform) (2021–present); and
was
formerly U.S. Ambassador to the Kingdom
of
Morocco (2014–2017) and a Member of the
Board
of Directors of Santander Bank, N.A.
(2018–2019).
Previously, he served as an
Advisory
Board Member of Goldman Sachs
Trust
and Goldman Sachs Variable Insurance
Trust
(October 2019–January 2020).
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
69 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms.
Cassidy
was Advisor to the Chairman (May
2014–December
2014); and Senior Vice
President
and Treasurer (2008–2014), General
Electric
Company & General Electric Capital
Corporation
(technology and financial services
companies).
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address and
Age1 |
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
66 |
Trustee |
Since
2022 |
Mr.
Chou is retired. Formerly, he was Executive
Vice
President and Special Advisor to the
Chairman
and CEO (2021–2022); Executive
Vice
President and Chief Legal Officer
(2019–2021);
Executive Vice President and Chief
Legal
& Business Officer (2017–2019); and
Executive
Vice President and General Counsel
(2011–2017)
of AmerisourceBergen Corporation
(a
pharmaceutical and healthcare company).
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
None |
Joaquin
Delgado
Age:
63 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President,
Consumer
Business Group of 3M Company (July
2016–July
2019); and Executive Vice President,
Health
Care Business Group of 3M Company
(October
2012–July 2016). Previously, Dr.
Delgado
served as an Advisory Board Member
of
Goldman Sachs Trust and Goldman Sachs
Variable
Insurance Trust (October 2019– January
2020).
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
Stepan
Company
(a
specialty
chemical
manufacturer) |
Name,
Address and
Age1 |
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Eileen
H.
Dowling
Age:
60 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and
Managing
Director (2013–2021),
BlackRock,
Inc. (a financial services firm). As
Managing
Director, she held senior management
positions,
including Global Head of Global
Consultant
Relations (2017–2021), Multinational
Corporations
(2019–2021), the Institutional
Product
Group (2015–2019) and Institutional
Marketing
(2013–2016). Ms. Dowling was a
member
of the Global Operating Committee and
Product
Executive Committee of BlackRock.
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
None |
Paul
C. Wirth
Age:
65 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. He is Executive Advisor, My
Next
Season LLC (a career transition advisory
firm)
(2023–present). Formerly, he was Deputy
Chief
Financial Officer and Principal Accounting
Officer
(2011–2020); Finance Director and
Principal
Accounting Officer (2010–2011); and
Managing
Director, Global Controller, and Chief
Accounting
Officer (2005–2010) of Morgan
Stanley.
Trustee—Goldman
Sachs Trust and Goldman
Sachs
Variable Insurance Trust. |
102
|
None
|
Name,
Address and
Age1 |
Position(s)
Held
with the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s) During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
James
A.
McNamara*
Age:
60 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman
Sachs
(January 2000–December 2017); Director
of
Institutional Fund Sales, GSAM (April
1998–December
2000); and Senior Vice
President
and Manager, Dreyfus Institutional
Service
Corporation (January 1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust;
Goldman
Sachs Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified
Income
Fund. |
192 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
60 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 – December
2000);
and Senior Vice President and Manager, Dreyfus Institutional
Service
Corporation (January 1993 – April 1998).
President
and Trustee—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).
Treasurer,
Principal Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
52 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and
Vice
President, Morgan Stanley Investment Management (2005–2010).
Chief
Compliance Officer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
BDC,
Inc.; Goldman Sachs Private Middle Market Credit LLC;
Goldman
Sachs Private Middle Market Credit II LLC; Goldman Sachs
Middle
Market Lending Corp.; Goldman Sachs Middle Market
Lending
LLC II; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
65 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
48 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August 2015).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs MLP and
Energy
Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs
Private
Middle Market Credit LLC; Goldman Sachs Private Middle
Market
Credit II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Christopher
Bradford
200
West Street
New
York, NY 10282
Age:
41 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
40 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
54 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
48 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).
Vice
President—Goldman Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
46 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP (2002–2006).
Secretary—Goldman
Sachs Trust (previously Assistant Secretary
(2012));
Goldman Sachs Variable Insurance Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
43 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
48 |
Assistant
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(August 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Name
of Trustee |
Dollar
Range of Equity Securities in the
Fund1
|
Aggregate
Dollar Range of Equity
Securities
in All Portfolios in Fund
Complex
Overseen by Trustee |
Dwight
L. Bush |
None |
None |
Kathryn
A. Cassidy |
None |
Over
$100,000 |
John
G. Chou |
None |
None |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H. Dowling |
None |
Over
$100,000 |
James
A. McNamara |
None |
Over
$100,000 |
Gregory
G. Weaver |
None |
Over
$100,000 |
Paul
C. Wirth |
None |
Over
$100,000 |
Name
of Trustee |
Aggregate
Compensation
from
the Fund |
Pension
or Retirement Benefits
Accrued
as Part of the Trust’s
Expenses |
Total
Compensation From
Fund
Complex (including the Fund)7 |
Gregory
G. Weaver1,4 |
$4,034 |
$0 |
$456,750 |
Dwight
L. Bush |
3,214 |
0 |
363,000 |
Kathryn
A. Cassidy1 |
3,352 |
0 |
397,250 |
John
G. Chou2 |
3,214 |
0 |
363,000 |
Diana
M. Daniels3 |
2,428 |
0 |
270,750 |
Joaquin
Delgado |
3,214 |
0 |
363,000 |
Eileen
H. Dowling |
3,214 |
0 |
363,000 |
Jessica
Palmer3,
4 |
3,639 |
0 |
405,750 |
Roy
W. Templin5 |
695 |
0 |
75,374 |
Paul
C. Wirth2 |
3,214 |
0 |
363,000 |
James
A. McNamara6 |
— |
— |
— |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal Year Ended
March
31, 2023 |
Short-Term
Conservative Income Fund |
0.25% |
0.19% |
Fund |
Fiscal
Year Ended
March
31, 2023 |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Short-Term
Conservative Income Fund |
|
|
|
With
fee waivers |
$5,112,871 |
$11,924,166 |
$8,536,926 |
Without
fee waivers |
6,667,050 |
13,373,363 |
12,181,209 |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Short-Term
Conservative
Income
Fund |
|
|
|
|
|
|
|
|
|
|
|
|
John
Olivo |
24 |
$436,936 |
202 |
$242,880 |
1,450 |
$107,933 |
0 |
$0 |
2 |
$31 |
1 |
$1,786 |
Name
of Portfolio Manager |
Dollar
Range of Equity
Securities
Beneficially
Owned
by Portfolio
Manager |
John
Olivo |
$100,001
- $500,000 |
Fund |
Class
A Shares for Fiscal
Year
Ended March 31, 2023 |
Class
A Shares for Fiscal
Year
Ended March 31, 2022 |
Class
A Shares for Fiscal
Year
Ended March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$0 |
$0 |
$0 |
Fund |
Class
A Shares for Fiscal
Year
Ended March 31,
2023 |
Class
A Shares for Fiscal
Year
Ended March 31,
2022 |
Class
A Shares for Fiscal
Year
Ended March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$48,266 |
$101,904 |
$118,212 |
Fund |
Institutional
Shares for
Fiscal
Year Ended March
31,
2023 |
Institutional
Shares for
Fiscal
Year Ended March
31,
2022 |
Institutional
Shares for Fiscal
Year
Ended March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$476,152 |
$1,037,151 |
$740,666 |
Fund |
Administration
Shares for
Fiscal
Year Ended March
31,
2023 |
Administration
Shares
for
the Fiscal Year
Ended
March 31, 2022 |
Administration
Shares
for
the Fiscal Year
Ended
March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$11 |
$11 |
$126 |
Fund |
Preferred
Shares for
Fiscal
Year Ended March
31,
2023 |
Preferred
Shares for
Fiscal
Year Ended
March
31, 2022 |
Preferred
Shares for Fiscal
Year
Ended March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$11 |
$11 |
$11 |
Fund |
Investor
Shares for
Fiscal
Year Ended March
31,
2023 |
Investor
Shares for Fiscal
Year
Ended March
31,
2022 |
Investor
Shares for Fiscal
Period
Ended March 31, 2021 |
Short-Term
Conservative
Income
Fund |
$201,798 |
$107,238 |
$157,341 |
Fund |
Class
R6 Shares for
Fiscal
Year Ended March
31,
2023 |
Class
R6 Shares for Fiscal
Year
Ended March 31,
2022 |
Class
R6 Shares for Fiscal
Year
Ended March 31,
2021 |
Short-Term
Conservative
Income
Fund |
$28,746 |
$64,056 |
$86,677 |
Fund |
Class
P Shares for
Fiscal
Year Ended March
31,
2023 |
Class
P Shares for Fiscal
Year
Ended March 31,
2022 |
Class
P Shares for Fiscal
Period
Ended March 31,
2021 |
Short-Term
Conservative
Income
Fund |
$351,654 |
$710,582 |
$751,640 |
Fund |
Fiscal
Year Ended
March
31, 2023 |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Short-Term
Conservative Income Fund |
$587,173 |
$658,369 |
$743,071 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$0
(0%) |
$0 |
$0 |
$0 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$0
(0%) |
$0 |
$0 |
$0 |
|
Total
Brokerage
Commissions
Paid1
|
Total
Brokerage
Commissions
Paid
to
Goldman
Sachs2
|
Total
Amount of
Transactions
on
which
Commissions
Paid3
|
Amount
of
Transactions
Effected
Through
Brokers
Providing
Research4
|
Brokerage
Commissions
Paid to Brokers
Providing
Research4
|
Short-Term
Conservative Income Fund |
$0 |
$0
(0%) |
$0 |
$0 |
$0 |
Fund |
Broker/Dealer |
Amount |
Short-Term
Conservative Income Fund |
Citigroup
Global Markets Inc. |
$25,879,396 |
|
J.P.
Morgan Securities PLC |
60,246,848 |
|
BofA
Securities, Inc. |
49,359,611 |
|
Morgan
Stanley & Co. LLC |
43,827,489 |
|
Barclays
Capital Inc. |
25,100,940 |
|
Deutsche
Bank AG-London Branch |
32,070,556 |
|
UBS
AG |
18,994,776 |
Fund |
Amount
($) |
Year
of Expiration |
Short-Term
Conservative Income |
(17,161,146) |
Perpetual
Short-term |
(3,788,535) |
Perpetual
Long-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
Year Ended
March
31, 2023 |
Fiscal
Year Ended
March
31, 2022 |
Fiscal
Year Ended
March
31, 2021 |
Short-Term
Conservative Income Fund |
$60,333 |
$127,380 |
$145,740 |
Compensation
to Dealers |
Compensation
and
Expenses
of the
Distributor
and Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Total |
$57,273 |
$17,445 |
$6,157 |
$278 |
$742 |
$81,895 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
49.72% |
Class
A |
LPL
Financial, Omnibus Customer Account, Attn: Mutual Fund Trading, 4707
Executive Dr.,
San
Diego, CA 92121-3091 |
19.22% |
Class
A |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ, 07310-1995 |
8.44% |
Class
A |
Stifel
Nicolaus & Co., FEBO Customers, 501 N. Broadway, St. Louis, Mo,
63102-2188 |
7.19% |
Class
A |
Raymond
James & Associates, Raymond James, Omnibus For Mutual Funds, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
6.45% |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept. 4th Fl.,
499
Washington
Blvd., Jersey City, NJ, 07310-1995 |
32.58% |
Institutional |
Charles
Schwab & Co. Inc., Special Custody A/C FBO Customers, Attn: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
12.41% |
Institutional |
Ligand
Pharmaceuticals Incorporated, 3911 Sorrento Valley Blvd, Suite 110, San
Diego, CA,
92121-
1457 |
8.40% |
Institutional |
Bank
of Oklahoma, N.A., Chickasaw Holding Company, Attn: Larry Jones, PO Box
460,
Sulphur,
OK 73086-0460 |
7.35% |
Institutional |
BofA
Securities, Inc., The Patrick J. McGovern Foundation, Inc., PO Box 171536,
Boston, MA
02117-3375 |
5.56% |
Administration |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00% |
Preferred |
GSAM
Holdings LLC Seed Account, Attn IMD-India-SAOS, Helios Business Park, 150
Outer
Ring
Road, Kadubeesanahalli, Bengaluru, 560103 India |
100.00% |
Investor |
Ameriprise
Financial Services Inc., FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
54.45% |
Investor |
LPL
Financial Corporation, FBO Customer Accounts, Attn: Mutual Fund
Operations, 4707
Executive
Dr., San Diego, CA 92121-3091 |
40.24% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S. Main St., Salt
Lake City,
UT,
84101-2199 |
99.83%* |
Class
R6 |
Goldman
Sachs Trust, Goldman Sachs Collective Trust, Tactical Exposure Fund, 200
West St.,
New
York, NY 10282-2102 |
99.91% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
28-B | |
33-B | |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
47-B | |
48-B | |
52-B | |
53-B | |
53-B | |
55-B |