|
Investor
Class |
Class
A |
Class
C |
Class
H |
Class
P |
Institutional
Class
|
U.S.
Government
Money
Market
Fund
Shares |
Rydex
Domestic Equity – Broad Market Funds | |||||||
Inverse
Mid-Cap Strategy Fund |
-- |
RYAGX |
RYCLX |
RYMHX |
-- |
-- |
-- |
Inverse
NASDAQ-100®
Strategy Fund |
RYAIX |
RYAPX |
RYACX |
RYALX |
-- |
-- |
-- |
Inverse
Russell 2000®
Strategy Fund
|
-- |
RYAFX |
RYCQX |
RYSHX |
-- |
-- |
-- |
Inverse
S&P 500®
Strategy Fund
|
RYURX |
RYARX |
RYUCX |
RYUHX |
-- |
-- |
-- |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
-- |
RMQAX |
RMQCX |
RMQHX |
-- |
-- |
-- |
Mid-Cap
1.5x Strategy Fund |
-- |
RYAHX |
RYDCX |
RYMDX |
-- |
-- |
-- |
Nova
Fund |
RYNVX |
RYANX |
RYNCX |
RYNHX |
-- |
-- |
-- |
NASDAQ-100®
Fund |
RYOCX |
RYATX |
RYCOX |
RYHOX |
-- |
-- |
-- |
Russell
2000®
Fund |
-- |
RYRRX |
RYROX |
RYRHX |
-- |
-- |
-- |
Russell
2000®
1.5x Strategy Fund
|
-- |
RYAKX |
RYCMX |
RYMKX |
-- |
-- |
-- |
S&P
500®
Fund |
-- |
RYSOX |
RYSYX |
RYSPX |
-- |
-- |
-- |
Dow
Jones Industrial Average®
Fund |
-- |
RYDAX |
RYDKX |
RYDHX |
-- |
-- |
-- |
Rydex
Domestic Equity - Pure Style Funds | |||||||
S&P
500®
Pure Growth Fund |
-- |
RYLGX |
RYGRX |
RYAWX |
-- |
-- |
-- |
S&P
500®
Pure Value Fund |
-- |
RYLVX |
RYVVX |
RYZAX |
-- |
-- |
-- |
S&P
MidCap 400®
Pure Growth Fund |
-- |
RYMGX |
RYCKX |
RYBHX |
-- |
-- |
-- |
S&P
MidCap 400®
Pure Value Fund |
-- |
RYMVX |
RYMMX |
RYAVX |
-- |
-- |
-- |
S&P
SmallCap 600®
Pure Growth Fund |
-- |
RYSGX |
RYWCX |
RYWAX |
-- |
-- |
-- |
S&P
SmallCap 600®
Pure Value Fund |
-- |
RYSVX |
RYYCX |
RYAZX |
-- |
-- |
-- |
Rydex
Sector Funds | |||||||
Banking
Fund |
RYKIX |
RYBKX |
RYKCX |
RYKAX |
-- |
-- |
-- |
Basic
Materials Fund |
RYBIX |
RYBMX |
RYBCX |
RYBAX |
-- |
-- |
-- |
Biotechnology
Fund |
RYOIX |
RYBOX |
RYCFX |
RYOAX |
-- |
-- |
-- |
Consumer
Products Fund |
RYCIX |
RYPDX |
RYCPX |
RYCAX |
-- |
-- |
-- |
Electronics
Fund |
RYSIX |
RYELX |
RYSCX |
RYSAX |
-- |
-- |
-- |
Energy
Fund |
RYEIX |
RYENX |
RYECX |
RYEAX |
-- |
-- |
-- |
Energy
Services Fund |
RYVIX |
RYESX |
RYVCX |
RYVAX |
-- |
-- |
-- |
Financial
Services Fund |
RYFIX |
RYFNX |
RYFCX |
RYFAX |
-- |
-- |
-- |
Health
Care Fund |
RYHIX |
RYHEX |
RYHCX |
RYHAX |
-- |
-- |
-- |
Internet
Fund |
RYIIX |
RYINX |
RYICX |
RYIAX |
-- |
-- |
-- |
Leisure
Fund |
RYLIX |
RYLSX |
RYLCX |
RYLAX |
-- |
-- |
-- |
Precious
Metals Fund |
RYPMX |
RYMNX |
RYZCX |
RYMPX |
-- |
-- |
-- |
Real
Estate Fund |
-- |
RYREX |
RYCRX |
RYHRX |
-- |
-- |
-- |
Retailing
Fund |
RYRIX |
RYRTX |
RYRCX |
RYRAX |
-- |
-- |
-- |
Technology
Fund |
RYTIX |
RYTHX |
RYCHX |
RYTAX |
-- |
-- |
-- |
Telecommunications
Fund |
RYMIX |
RYTLX |
RYCSX |
RYMAX |
-- |
-- |
-- |
Transportation
Fund |
RYPIX |
RYTSX |
RYCNX |
RYPAX |
-- |
-- |
-- |
Utilities
Fund |
RYUIX |
RYUTX |
RYCUX |
RYAUX |
-- |
-- |
-- |
|
Investor
Class |
Class
A |
Class
C |
Class
H |
Class
P |
Institutional
Class
|
U.S.
Government
Money
Market
Fund
Shares |
Rydex
International Equity Funds | |||||||
Europe
1.25x Strategy Fund |
-- |
RYAEX |
RYCEX |
RYEUX |
-- |
-- |
-- |
Japan
2x Strategy Fund |
-- |
RYJSX |
RYJTX |
RYJHX |
-- |
-- |
-- |
Emerging
Markets 2x Strategy Fund |
-- |
RYWTX |
RYWUX |
RYWVX |
-- |
-- |
-- |
Inverse
Emerging Markets 2x Strategy
Fund |
-- |
RYWWX |
RYWZX |
RYWYX |
-- |
-- |
-- |
Rydex
Specialty Funds | |||||||
Strengthening
Dollar 2x Strategy Fund |
-- |
RYSDX |
RYSJX |
RYSBX |
-- |
-- |
-- |
Weakening
Dollar 2x Strategy Fund |
-- |
RYWDX |
RYWJX |
RYWBX |
-- |
-- |
-- |
Rydex
Fixed Income Funds | |||||||
Government
Long Bond 1.2x Strategy
Fund |
RYGBX |
RYABX |
RYCGX |
RYHBX |
-- |
-- |
-- |
Inverse
Government Long Bond Strategy
Fund |
RYJUX |
RYAQX |
RYJCX |
RYHJX |
-- |
-- |
-- |
High
Yield Strategy Fund |
-- |
RYHDX |
RYHHX |
RYHGX |
-- |
-- |
-- |
Inverse
High Yield Strategy Fund |
-- |
RYILX |
RYIYX |
RYIHX |
-- |
-- |
-- |
Emerging
Markets Bond Strategy Fund |
-- |
RYIEX |
RYFTX |
RYGTX |
-- |
-- |
-- |
Guggenheim
Alternative Funds | |||||||
Guggenheim
Long Short Equity Fund |
-- |
RYAMX |
RYISX |
-- |
RYSRX |
RYQTX |
-- |
Rydex
Money Market Fund | |||||||
U.S.
Government Money Market Fund |
-- |
-- |
-- |
-- |
-- |
-- |
RYFXX |
The
“Domestic Equity Funds” | ||
Inverse
Mid-Cap Strategy Fund |
Mid-Cap
1.5x Strategy Fund |
S&P
500®
Pure Growth Fund |
Inverse
NASDAQ-100®
Strategy
FundInverse
Russell 2000®
Strategy
Fund |
Nova
Fund
NASDAQ-100®
Fund |
S&P
500®
Pure Value Fund
S&P
MidCap 400®
Pure Growth
Fund |
Inverse
Russell 2000®
Strategy
FundInverse
S&P 500®
Strategy
Fund |
Russell
2000®
Fund
Russell
2000®
1.5x Strategy Fund |
S&P
MidCap 400®
Pure Value Fund
S&P
SmallCap 600®
Pure Growth
Fund |
Monthly
Rebalance NASDAQ-100®
2x
Strategy Fund |
S&P
500®
FundDow Jones
Industrial
Average®
Fund |
S&P
SmallCap 600®
Pure Value
Fund |
The
“Sector Funds” | ||
Banking
Fund |
Energy
Services Fund |
Real
Estate Fund |
Basic
Materials Fund |
Financial
Services Fund |
Retailing
Fund |
Biotechnology
Fund |
Health
Care Fund |
Technology
Fund |
Consumer
Products Fund |
Internet
Fund |
Telecommunications
Fund |
Electronics
Fund |
Leisure
Fund |
Transportation
Fund |
Energy
Fund |
Precious
Metals Fund |
Utilities
Fund |
The
“International Equity Funds” | |
Europe
1.25x Strategy Fund |
Emerging
Markets 2x Strategy Fund |
Japan
2x Strategy Fund |
Inverse
Emerging Markets 2x Strategy
Fund |
The
“Fixed Income Funds” | |
Government
Long Bond 1.2x Strategy Fund |
High
Yield Strategy Fund |
Inverse
Government Long Bond Strategy Fund |
Inverse
High Yield Strategy Fund |
Emerging
Markets Bond Strategy Fund |
|
The
“Alternative Fund” | |
Guggenheim
Long Short Equity Fund |
|
The
“Specialty Funds” |
Weakening
Dollar 2x Strategy Fund |
Strengthening
Dollar 2x Strategy Fund |
The
“Money Market Fund” | |
U.S.
Government Money Market Fund |
|
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
of One
Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
-80% |
-64% |
-64% |
-65% |
-65% |
-67% |
-68% |
-69% |
-70% |
-71% |
-35% |
-70% |
-58% |
-59% |
-59% |
-60% |
-62% |
-63% |
-64% |
-65% |
-66% |
-30% |
-60% |
-52% |
-53% |
-52% |
-53% |
-55% |
-56% |
-58% |
-60% |
-61% |
-25% |
-50% |
-45% |
-46% |
-46% |
-47% |
-48% |
-50% |
-52% |
-53% |
-55% |
-20% |
-40% |
-36% |
-37% |
-39% |
-40% |
-41% |
-43% |
-44% |
-47% |
-50% |
-15% |
-30% |
-29% |
-29% |
-30% |
-32% |
-33% |
-36% |
-38% |
-40% |
-43% |
-10% |
-20% |
-20% |
-21% |
-23% |
-23% |
-26% |
-28% |
-31% |
-32% |
-36% |
-5% |
-10% |
-11% |
-12% |
-13% |
-16% |
-18% |
-20% |
-23% |
-25% |
-29% |
0% |
0% |
-1% |
-2% |
-4% |
-6% |
-8% |
-11% |
-14% |
-17% |
-20% |
5% |
10% |
9% |
8% |
6% |
3% |
2% |
-3% |
-5% |
-8% |
-12% |
10% |
20% |
19% |
19% |
16% |
15% |
10% |
9% |
4% |
0% |
-5% |
15% |
30% |
31% |
29% |
27% |
25% |
21% |
19% |
15% |
11% |
6% |
20% |
40% |
43% |
41% |
38% |
35% |
32% |
27% |
23% |
18% |
13% |
25% |
50% |
54% |
52% |
50% |
48% |
43% |
39% |
34% |
29% |
22% |
30% |
60% |
69% |
64% |
62% |
58% |
56% |
49% |
43% |
39% |
34% |
35% |
70% |
79% |
77% |
75% |
70% |
68% |
61% |
57% |
50% |
43% |
40% |
80% |
92% |
91% |
88% |
82% |
81% |
73% |
67% |
62% |
54% |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
of One
Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
-80% |
-65% |
-66% |
-66% |
-67% |
-68% |
-69% |
-70% |
-71% |
-73% |
-35% |
-70% |
-59% |
-59% |
-60% |
-61% |
-62% |
-63% |
-65% |
-66% |
-68% |
-30% |
-60% |
-52% |
-53% |
-53% |
-54% |
-56% |
-57% |
-59% |
-60% |
-62% |
-25% |
-50% |
-45% |
-45% |
-46% |
-47% |
-49% |
-50% |
-52% |
-54% |
-56% |
-20% |
-40% |
-37% |
-38% |
-39% |
-40% |
-41% |
-43% |
-45% |
-48% |
-50% |
-15% |
-30% |
-29% |
-29% |
-31% |
-32% |
-34% |
-36% |
-38% |
-40% |
-43% |
-10% |
-20% |
-20% |
-21% |
-22% |
-24% |
-25% |
-28% |
-30% |
-33% |
-36% |
-5% |
-10% |
-11% |
-12% |
-13% |
-15% |
-17% |
-19% |
-22% |
-25% |
-28% |
0% |
0% |
-1% |
-2% |
-3% |
-5% |
-8% |
-10% |
-13% |
-17% |
-20% |
5% |
10% |
9% |
8% |
6% |
4% |
2% |
-1% |
-4% |
-8% |
-12% |
10% |
20% |
20% |
19% |
17% |
15% |
12% |
9% |
5% |
1% |
-3% |
15% |
30% |
31% |
30% |
28% |
25% |
22% |
19% |
15% |
11% |
6% |
20% |
40% |
42% |
41% |
39% |
36% |
33% |
30% |
25% |
21% |
16% |
25% |
50% |
54% |
53% |
51% |
48% |
44% |
40% |
36% |
31% |
25% |
30% |
60% |
67% |
65% |
63% |
60% |
56% |
52% |
47% |
41% |
36% |
35% |
70% |
79% |
78% |
75% |
72% |
68% |
64% |
58% |
53% |
47% |
40% |
80% |
93% |
91% |
88% |
85% |
80% |
76% |
70% |
64% |
57% |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
Inverse
of
One Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
80% |
165% |
153% |
145% |
127% |
114% |
99% |
74% |
57% |
35% |
-35% |
70% |
130% |
122% |
109% |
96% |
84% |
68% |
51% |
32% |
17% |
-30% |
60% |
98% |
93% |
79% |
68% |
58% |
46% |
29% |
16% |
1% |
-25% |
50% |
73% |
68% |
58% |
49% |
36% |
26% |
13% |
2% |
-13% |
-20% |
40% |
51% |
45% |
39% |
31% |
20% |
12% |
-2% |
-11% |
-23% |
-15% |
30% |
35% |
29% |
23% |
16% |
6% |
-2% |
-12% |
-22% |
-30% |
-10% |
20% |
20% |
16% |
9% |
3% |
-5% |
-13% |
-21% |
-30% |
-39% |
-5% |
10% |
8% |
5% |
-2% |
-8% |
-14% |
-21% |
-30% |
-38% |
-46% |
0% |
0% |
-3% |
-7% |
-12% |
-17% |
-23% |
-28% |
-37% |
-44% |
-51% |
5% |
-10% |
-12% |
-15% |
-19% |
-25% |
-31% |
-35% |
-43% |
-47% |
-55% |
10% |
-20% |
-19% |
-23% |
-27% |
-32% |
-36% |
-43% |
-47% |
-53% |
-59% |
15% |
-30% |
-27% |
-29% |
-32% |
-37% |
-42% |
-46% |
-53% |
-58% |
-63% |
20% |
-40% |
-33% |
-35% |
-38% |
-42% |
-46% |
-50% |
-56% |
-60% |
-66% |
25% |
-50% |
-38% |
-40% |
-43% |
-47% |
-51% |
-55% |
-59% |
-64% |
-68% |
30% |
-60% |
-43% |
-44% |
-47% |
-51% |
-55% |
-59% |
-62% |
-66% |
-71% |
35% |
-70% |
-46% |
-49% |
-52% |
-53% |
-58% |
-61% |
-66% |
-68% |
-73% |
40% |
-80% |
-50% |
-52% |
-55% |
-57% |
-61% |
-64% |
-68% |
-71% |
-75% |
Fund |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2023 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2022 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2021 |
Nova
Fund |
973% |
1,027% |
785% |
S&P
500®
Fund |
701% |
268% |
284% |
Monthly
Rebalance NASDAQ-100®
2x Strategy Fund |
1,054% |
922% |
509% |
Mid-Cap
1.5x Strategy Fund |
44% |
159% |
501% |
Dow
Jones Industrial Average®
Fund |
414% |
240% |
110% |
S&P
500®
Pure Growth Fund |
434% |
727% |
240% |
S&P
500®
Pure Value Fund |
594% |
823% |
1,207% |
S&P
MidCap 400®
Pure Growth Fund |
372% |
125% |
407% |
S&P
MidCap 400®
Pure Value Fund |
1,064% |
252% |
454% |
S&P
SmallCap 600®
Pure Growth Fund |
812% |
707% |
752% |
S&P
SmallCap 600®
Pure Value Fund |
1,520% |
892% |
1,503% |
Banking
Fund |
384% |
501% |
799% |
Electronics
Fund |
147% |
281% |
163% |
Energy
Fund |
363% |
382% |
939% |
Energy
Services Fund |
242% |
290% |
770% |
Financial
Services Fund |
177% |
406% |
246% |
Internet
Fund |
133% |
150% |
284% |
Precious
Metals Fund |
424% |
114% |
281% |
Fund |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2023 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2022 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2021 |
Real
Estate Fund |
308% |
380% |
499% |
Retailing
Fund |
371% |
214% |
270% |
Telecommunications
Fund |
471% |
551% |
344% |
Utilities
Fund |
293% |
175% |
156% |
Europe
1.25x Strategy Fund |
231% |
517% |
534% |
Emerging
Markets 2x Strategy Fund |
416% |
266% |
632% |
Government
Long Bond 1.2x Strategy Fund |
2,562% |
2,153% |
1,938% |
Inverse
Government Long Bond Strategy Fund |
1,076% |
2,058% |
2,159% |
Inverse
High Yield Strategy Fund |
-- |
344% |
438% |
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2022 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2021 |
Inverse
Mid-Cap Strategy Fund |
2/20/2004 |
$13 |
$0 |
$4 |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
$525 |
$250 |
$262 |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
$344 |
$121 |
$3,052 |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
$1,205 |
$1,441 |
$4,167 |
Mid-Cap
1.5x Strategy Fund
|
8/16/2001 |
$2,242 |
$2,487 |
$18,946 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$9,774 |
$5,668 |
$2,082 |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
$216,997 |
$175,494 |
$98,041 |
Nova
Fund
|
7/12/1993 |
$175,097 |
$296,979 |
$217,251 |
NASDAQ-100®
Fund
|
2/14/1994 |
$40,429 |
$48,230 |
$93,221 |
Russell
2000®
Fund
|
5/31/2006 |
$2,572 |
$5,022 |
$1,904 |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
$805 |
$645 |
$1,080 |
S&P
500®
Fund
|
5/31/2006 |
$72,398 |
$29,063 |
$28,991 |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
$30,546 |
$53,171 |
$20,621 |
S&P
500®
Pure Value Fund
|
2/20/2004 |
$172,468 |
$207,356 |
$174,440 |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
$53,098 |
$29,523 |
$79,746 |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
$219,456 |
$152,068 |
$208,705 |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
$55,177 |
$41,126 |
$103,049 |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
$218,129 |
$230,220 |
$279,800 |
Banking
Fund
|
4/1/1998 |
$17,911 |
$65,755 |
$69,897 |
Basic
Materials Fund
|
4/1/1998 |
$28,407 |
$51,722 |
$38,095 |
Biotechnology
Fund
|
4/1/1998 |
$40,375 |
$53,031 |
$88,492 |
Consumer
Products Fund
|
7/6/1998 |
$26,828 |
$28,819 |
$30,160 |
Electronics
Fund
|
4/1/1998 |
$14,306 |
$26,194 |
$19,691 |
Energy
Fund
|
4/21/1998 |
$119,011 |
$86,391 |
$90,897 |
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2022 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2021 |
Energy
Services Fund
|
4/1/1998 |
$71,528 |
$67,048 |
$50,288 |
Financial
Services Fund
|
4/2/1998 |
$12,769 |
$40,416 |
$22,993 |
Health
Care Fund
|
4/17/1998 |
$22,749 |
$23,881 |
$33,472 |
Internet
Fund
|
4/6/2000 |
$6,770 |
$9,147 |
$27,034 |
Leisure
Fund
|
4/1/1998 |
$9,964 |
$22,121 |
$22,312 |
Precious
Metals Fund
|
12/1/1993 |
$503,596 |
$187,935 |
$350,508 |
Real
Estate Fund
|
2/20/2004 |
$14,313 |
$28,397 |
$16,525 |
Retailing
Fund
|
4/1/1998 |
$10,612 |
$11,378 |
$19,032 |
Technology
Fund
|
4/14/1998 |
$9,820 |
$19,821 |
$26,008 |
Telecommunications
Fund
|
4/1/1998 |
$9,359 |
$7,779 |
$6,916 |
Transportation
Fund
|
4/2/1998 |
$12,837 |
$35,844 |
$48,078 |
Utilities
Fund
|
4/3/2000 |
$57,260 |
$38,782 |
$37,136 |
Europe
1.25x Strategy Fund
|
5/8/2000 |
$10,705 |
$12,569 |
$7,091 |
Japan
2x Strategy Fund |
2/22/2008 |
$3,569 |
$3,851 |
$3,252 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$7,343 |
$5,208 |
$7,206 |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$0 |
$4 |
$238 |
Government
Long Bond 1.2x Strategy Fund
|
1/3/1994 |
$9,732 |
$13,552 |
$15,376 |
Inverse
Government Long Bond Strategy
Fund |
3/3/1995 |
$5,136 |
$6,370 |
$7,321 |
High
Yield Strategy Fund
|
4/16/2007 |
$24,428 |
$18,878 |
$39,313 |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
$51,089 |
$30,117 |
$37,619 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$382 |
$269 |
$744 |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
$7,596 |
$4,159 |
$5,844 |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
$1,361 |
$1,358 |
$5,532 |
Guggenheim
Long Short Equity Fund
|
3/22/2002 |
$16,423 |
$11,084 |
$16,670 |
U.S.
Government Money Market Fund
|
12/1/1993 |
$0 |
$0 |
$0 |
Fund |
Name
of Broker/Dealer |
Type
of Security |
Total
Dollar ($) Amount
of
Securities of Each
Regular
Broker-Dealer
Held |
Banking
Fund |
Bank
of America Corp. |
Common
Stock |
$210,696 |
Citigroup,
Inc. |
Common
Stock |
$218,836 | |
JPMorgan
Chase & Co. |
Common
Stock |
$217,096 | |
Dow
Jones Industrial
Average®
Fund |
Goldman
Sachs Group, Inc. |
Common
Stock |
$1,465,780 |
JPMorgan
Chase & Co. |
Common
Stock |
$583,919 | |
Europe
1.25x Strategy Fund |
BNP
Paribas S.A. |
Common
Stock |
$76,932 |
Financial
Services Fund |
Bank
of America Corp. |
Common
Stock |
$118,318 |
Citigroup,
Inc. |
Common
Stock |
$79,901 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$91,918 | |
JPMorgan
Chase & Co. |
Common
Stock |
$166,666 | |
Morgan
Stanley |
Common
Stock |
$89,293 | |
Mid-Cap
1.5x Strategy Fund |
Jefferies
Financial Group, Inc. |
Common
Stock |
$20,726 |
Nova
Fund |
Bank
of America Corp. |
Common
Stock |
$1,071,470 |
Citigroup,
Inc. |
Common
Stock |
$487,468 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$594,359 | |
JPMorgan
Chase & Co. |
Common
Stock |
$2,051,601 | |
Morgan
Stanley |
Common
Stock |
$615,741 | |
S&P
500®
Fund |
Bank
of America Corp. |
Common
Stock |
$507,764 |
Citigroup,
Inc. |
Common
Stock |
$231,027 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$281,642 | |
JPMorgan
Chase & Co. |
Common
Stock |
$972,243 | |
Morgan
Stanley |
Common
Stock |
$291,759 | |
S&P
500®
Pure Value Fund |
Bank
of America Corp. |
Common
Stock |
$89,604 |
Citigroup,
Inc. |
Common
Stock |
$367,805 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$104,021 | |
S&P
MidCap 400®
Pure
Growth
Fund |
Jefferies
Financial Group, Inc. |
Common
Stock |
$396,147 |
Name,
Address1
and
Year
of Birth
of
Trustee
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Independent
Trustees | |||||
Randall
C. Barnes
(1951) |
Trustee
and
Chair
of the
Valuation
Oversight
Committee |
Since
2019 (Trustee)
Since
2020 (Chair
of
the Valuation
Oversight
Committee) |
Current:
Private
Investor
(2001-
present).
Former:
Senior
Vice
President
and
Treasurer,
PepsiCo,
Inc.
(1993-1997);
President,
Pizza
Hut
International
(1991-1993);
and
Senior
Vice
President,
Strategic
Planning
and
New
Business
Development,
PepsiCo,
Inc.
(1987-1990). |
155 |
Current:
Advent
Convertible
and Income
Fund
(2005-present);
Purpose
Investments
Funds
(2013-present).
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021). |
Angela
Brock-Kyle
(1959) |
Trustee |
Since
2016 |
Current:
Founder
and
Chief
Executive
Officer,
B.O.A.R.D.S.
(consulting
firm)
(2013-present);
Director,
Mutual
Fund
Directors
Forum
(2022-
present).
Former:
Senior
Leader,
TIAA
(1987-2012). |
154 |
Current:
Bowhead
Insurance
GP, LLC
(2020-present);
Hunt
Companies,
Inc. (2019-
present).
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Infinity
Property
& Casualty
Corp.
(2014-2018). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Thomas
F. Lydon, Jr.
(1960) |
Trustee
and
Chair
of the
Contracts
Review
Committee |
Since
2005
(Trustee)
Since
2020
(Chair
of the Contracts
Review
Committee) |
Current:
President,
Global
Trends
Investments
(registered
investment
adviser)
(1996-
present);
Chief
Executive
Officer,
ETF
Flows, LLC
(2019-present);
Chief
Executive
Officer,
Lydon
Media
(2016-
present);
Director,
GDX
Index
Partners,
LLC
(2021-present);
Vice
Chairman,
VettaFi
(2022-
present). |
154 |
Current:
US Global
Investors,
Inc. (GROW)
(1995-present).
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Harvest
Volatility
Edge Trust (3)
(2017-
2019). |
Ronald
A. Nyberg
(1953) |
Trustee
and
Chair
of the
Nominating
and
Governance
Committee |
Since
2019
(Trustee)
Since
2020
(Chair
of the
Nominating
and
Governance
Committee) |
Current:
Of
Counsel
(formerly,
Partner),
Momkus
LLP
(2016-
present).
Former:
Partner,
Nyberg
&
Cassioppi,
LLC
(2000-2016);
Executive
Vice
President,
General
Counsel,
and
Corporate
Secretary,
Van
Kampen
Investments
(1982-1999). |
155 |
Current:
Advent
Convertible
and Income
Fund
(2003-present);
PPM
Funds (2) (2018-
present);
NorthShore-
Edward-Elmhurst
Health
(2012-present).
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Sandra
G. Sponem
(1958) |
Trustee
and
Chair
of the
Audit
Committee |
Since
2016
(Trustee)
Since
2019
(Chair
of Audit
Committee) |
Current:
Retired.
Former:
Senior
Vice
President
and
Chief
Financial
Officer,
M.A.
Mortenson
Companies,
Inc.
(construction
and
real
estate
development
company)
(2007-2017). |
154 |
Current:
SPDR Series
Trust
(81) (2018-
present);
SPDR Index
Shares
Funds (30)
(2018-present);
SSGA
Active
Trust (14) (2018-
present).
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
SSGA
Master
Trust (1)
(2018-2020). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Ronald
E. Toupin, Jr.
(1958) |
Trustee,
Chair of
the
Board and
Chair
of the
Executive
Committee |
Since
2019 |
Current:
Portfolio
Consultant
(2010-
present);
Member,
Governing
Council,
Independent
Directors
Council
(2013-present);
and
Governor,
Board
of
Governors,
Investment
Company
Institute
(2018-present).
Former:
Member,
Executive
Committee,
Independent
Directors
Council
(2016-2018);
Vice
President,
Manager
and
Portfolio
Manager,
Nuveen
Asset
Management
(1998-1999);
Vice
President,
Nuveen
Investment
Advisory
Corp.
(1992-1999);
Vice
President
and
Manager,
Nuveen
Unit
Investment
Trusts
(1991-1999);
and
Assistant
Vice
President
and
Portfolio
Manager,
Nuveen
Unit
Investment
Trusts
(1988-1999),
each
of John
Nuveen
& Co.,
Inc.
(1982-1999). |
154 |
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Interested
Trustee | |||||
Amy
J. Lee
(1961)4
|
Trustee,
Vice
President
and
Chief
Legal
Officer |
Since
2019 |
Current:
Interested
Trustee,
certain
other
funds in the
Fund
Complex
(2018-present);
Chief
Legal
Officer,
certain
other
funds in the
Fund
Complex
(2014-present);
Vice
President,
certain
other
funds
in the Fund
Complex
(2007-
present);
and
Senior
Managing
Director,
Guggenheim
Investments
(2012-present).
Former:
President
and
Chief
Executive
Officer,
certain
other
Funds
in the Fund
Complex
(2017-
2019);
Vice
President,
Associate
General
Counsel
and
Assistant
Secretary,
Security
Benefit
Life
Insurance
Company
and
Security
Benefit
Corporation
(2004-2012). |
154 |
Former:
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2018-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2018-2021);
Guggenheim
Credit
Allocation
Fund
(2018-2021). |
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Brian
E. Binder
(1972) |
President,
Chief
Executive
Officer
and
Principal
Executive
Officer |
Since
2019 |
Current:
President, Mutual Funds Boards, Guggenheim
Investments
(2022-present); President and Chief
Executive
Officer, certain other funds in the Fund
Complex
(2018-present); President, Mutual Funds
Boards,
Guggenheim Funds Investment Advisors, LLC
and
Security Investors, LLC (2018-present); Board
Member,
Guggenheim Partners Investment Funds plc
(2022-present);
Board Member, Guggenheim Global
Investments
plc (2022-present); Board Member,
Guggenheim
Partners Fund Management (Europe)
Limited
(2018-present).
Former:
Senior Managing Director and Chief
Administrative
Officer, Guggenheim Investments
(2018-2022);
Managing Director and President,
Deutsche
Funds, and Head of US Product, Trading and
Fund
Administration, Deutsche Asset Management
(2013-2018);
Managing Director, Chairman of North
American
Executive Committee and Head of Business
Management
and Consulting, Invesco Ltd.
(2010-2012). |
Bryan
Stone
(1979) |
Vice
President |
Since
2019 |
Current:
Vice President, certain other funds in the Fund
Complex
(2014-present); and Managing Director,
Guggenheim
Investments (2013-present).
Former:
Senior Vice President, Neuberger Berman
Group
LLC (2009-2013); and Vice President, Morgan
Stanley
(2002-2009). |
Elisabeth
Miller
(1968) |
Chief
Compliance
Officer |
Since
2012 |
Current:
Chief Compliance Officer, certain other funds
in
the Fund Complex (2012-present); Senior Managing
Director,
Guggenheim Investments (2012-present); and
Senior
Managing Director, Guggenheim Funds
Distributors,
LLC (2014-present).
Former:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2012-2018);
Chief Compliance Officer, Guggenheim
Distributors,
LLC (2009-2014); Senior Manager,
Security
Investors, LLC (2004-2014); and Senior
Manager,
Guggenheim Distributors, LLC (2004-2014). |
Margaux
M.
Misantone
(1978) |
AML
Officer |
Since
2017 |
Current:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2018-present);
AML Officer, Security Investors, LLC
and
certain other funds in the Fund Complex (2017-
present);
and Managing Director, Guggenheim
Investments
(2015-present).
Former:
Assistant Chief Compliance Officer, Security
Investors,
LLC and Guggenheim Funds Investment
Advisors,
LLC (2015-2018). |
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Mark
E. Mathiasen
(1978) |
Secretary |
Since
2017 |
Current:
Secretary, certain other funds in the Fund
Complex
(2007-present); and Managing Director,
Guggenheim
Investments (2007-present). |
Michael
P. Megaris
(1984) |
Assistant
Secretary |
Since
2018 |
Current:
Assistant Secretary, certain other funds in the
Fund
Complex (2014-present); and Managing Director,
Guggenheim
Investments (2012-present). |
James
M. Howley
(1972) |
Chief
Financial Officer,
Chief
Accounting
Officer,
Principal
Financial
and
Accounting
Officer,
and
Treasurer |
Since
2022 |
Current:
Managing Director, Guggenheim Investments
(2004-present);
Chief Financial Officer, Chief
Accounting
Officer, and Treasurer, certain other funds
in
the Fund Complex (2022-present).
Former:
Assistant Treasurer, certain other funds in the
Fund
Complex (2006-2022); Manager, Mutual Fund
Administration
of Van Kampen Investments, Inc.
(1996-2004). |
Kimberly
Scott
(1974) |
Assistant
Treasurer |
Since
2016 |
Current:
Director, Guggenheim Investments (2012-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2012-present).
Former:
Financial Reporting Manager, Invesco, Ltd.
(2010-2011);
Vice President/Assistant Treasurer,
Mutual
Fund Administration for Van Kampen
Investments,
Inc./Morgan Stanley Investment
Management
(2009-2010); and Manager of Mutual
Fund
Administration, Van Kampen Investments, Inc./
Morgan
Stanley Investment Management (2005-2009). |
Glenn
McWhinnie
(1969) |
Assistant
Treasurer |
Since
2016 |
Current:
Vice President, Guggenheim Investments
(2009-present);
and Assistant Treasurer, certain other
funds
in the Fund complex (2016-present). |
Jon
Szafran
(1989) |
Assistant
Treasurer |
Since
2017 |
Current:
Director, Guggenheim Investments (2017-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2017-present).
Former:
Assistant Treasurer of Henderson Global
Funds
and Manager of US Fund Administration,
Henderson
Global Investors (North America) Inc.
("HGINA")
(2017); Senior Analyst of US Fund
Administration,
HGINA (2014-2017); Senior Associate
of
Fund Administration, Cortland Capital Market
Services,
LLC (2013-2014); and Experienced
Associate,
PricewaterhouseCoopers LLP
(2012-2013). |
Trustee |
Aggregate
Compensation
From
Trust |
Pension
or
Retirement
Benefits
Accrued
as
Part of
Trust’s
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Fund
Complex* |
Interested
Trustees | ||||
Amy
J. Lee |
$0 |
$0 |
$0 |
$0 |
Independent
Trustees | ||||
Randall
C. Barnes |
$99,722 |
$0 |
$0 |
$461,000 |
Angela
Brock-Kyle |
$94,331 |
$0 |
$0 |
$350,000 |
Thomas
F. Lydon, Jr. |
$99,042 |
$0 |
$0 |
$367,500 |
Ronald
A. Nyberg |
$99,042 |
$0 |
$0 |
$456,500 |
Sandra
G. Sponem |
$105,112 |
$0 |
$0 |
$390,000 |
Ronald
E. Toupin, Jr. |
$120,603 |
$0 |
$0 |
$447,500 |
Trustee |
Fund |
Dollar
Range
of
Fund Shares |
Aggregate
Dollar Range
of
Shares in Fund Complex
Overseen
by
Trustee* |
Interested
Trustee | |||
Amy
J. Lee |
None |
N/A |
Over
$100,000 |
Independent
Trustees | |||
Randall
C. Barnes |
None |
N/A |
Over
$100,000 |
Angela
Brock-Kyle |
None |
N/A |
Over
$100,000 |
Thomas
F. Lydon, Jr. |
Russell
2000®
Fund |
$10,001-$50,000 |
Over
$100,000 |
Ronald
A. Nyberg |
None |
N/A |
Over
$100,000 |
Sandra
G. Sponem |
None |
N/A |
Over
$100,000 |
Ronald
E. Toupin, Jr. |
None |
N/A |
Over
$100,000 |
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2023 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2022 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2021 |
Inverse
Mid-Cap Strategy Fund
|
2/20/2004 |
0.90% |
$10,766 |
$5,930 |
$10,055 |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
0.90% |
$430,804 |
$202,029 |
$267,391 |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
0.90% |
$107,887 |
$54,038 |
$143,828 |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
0.90% |
$762,729 |
$417,663 |
$813,520 |
Mid-Cap
1.5x Strategy Fund
|
8/16/2001 |
0.90% |
$111,660 |
$150,939 |
$141,597 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
0.75% |
$211,659 |
$232,843 |
$163,894 |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
0.90% |
$2,619,970 |
$3,406,099 |
$2,521,668 |
Nova
Fund
|
7/12/1993 |
0.75% |
$1,403,145 |
$2,824,225 |
$2,001,410 |
NASDAQ-100®
Fund
|
2/14/1994 |
0.75% |
$9,434,511 |
$13,437,437 |
$11,164,640 |
Russell
2000®
Fund
|
5/31/2006 |
0.75% |
$188,978 |
$259,769 |
$253,551 |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
0.90% |
$69,136 |
$97,823 |
$75,361 |
S&P
500®
Fund
|
5/31/2006 |
0.75% |
$841,657 |
$1,407,463 |
$1,158,635 |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$282,673 |
$596,893 |
$337,861 |
S&P
500®
Pure Value Fund
|
2/20/2004 |
0.75% |
$407,740 |
$462,532 |
$146,633 |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$294,051 |
$444,634 |
$480,358 |
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2023 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2022 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2021 |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
0.75% |
$201,826 |
$565,547 |
$284,033 |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$99,699 |
$82,138 |
$219,671 |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
0.75% |
$131,134 |
$270,845 |
$96,915 |
Banking
Fund
|
4/1/1998 |
0.85% |
$76,931 |
$286,858 |
$90,392 |
Basic
Materials Fund
|
4/1/1998 |
0.85% |
$360,897 |
$524,550 |
$311,527 |
Biotechnology
Fund
|
4/1/1998 |
0.85% |
$1,146,876 |
$1,565,902 |
$1,816,562 |
Consumer
Products Fund |
7/6/1998 |
0.85% |
$762,252 |
$835,158 |
$1,008,771 |
Electronics
Fund
|
4/1/1998 |
0.85% |
$326,035 |
$528,943 |
$417,595 |
Energy
Fund
|
4/21/1998 |
0.85% |
$814,401 |
$531,983 |
$137,069 |
Energy
Services Fund
|
4/1/1998 |
0.85% |
$282,528 |
$217,741 |
$42,011 |
Financial
Services Fund
|
4/2/1998 |
0.85% |
$104,553 |
$357,176 |
$144,253 |
Health
Care Fund
|
4/17/1998 |
0.85% |
$302,564 |
$383,277 |
$460,871 |
Internet
Fund
|
4/6/2000 |
0.85% |
$101,745 |
$214,231 |
$402,138 |
Leisure
Fund
|
4/1/1998 |
0.85% |
$100,750 |
$198,049 |
$173,751 |
Precious
Metals Fund
|
12/1/1993 |
0.75% |
$529,055 |
$783,076 |
$842,684 |
Real
Estate Fund
|
2/20/2004 |
0.85% |
$33,898 |
$164,293 |
$43,389 |
Retailing
Fund
|
4/1/1998 |
0.85% |
$87,831 |
$192,800 |
$228,117 |
Technology
Fund
|
4/14/1998 |
0.85% |
$296,380 |
$706,478 |
$532,079 |
Telecommunications
Fund
|
4/1/1998 |
0.85% |
$31,352 |
$30,903 |
$36,389 |
Transportation
Fund
|
4/2/1998 |
0.85% |
$131,346 |
$311,337 |
$326,247 |
Utilities
Fund
|
4/3/2000 |
0.85% |
$387,598 |
$312,091 |
$320,784 |
Europe
1.25x Strategy Fund
|
5/8/2000 |
0.90% |
$22,747 |
$38,929 |
$17,058 |
Japan
2x Strategy Fund
|
2/22/2008 |
0.75% |
$9,376 |
$13,217 |
$13,557 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
0.90% |
$49,252 |
$49,490 |
$56,021 |
Inverse
Emerging Markets 2x Strategy
Fund |
10/29/2010 |
0.90% |
$9,567 |
$6,285 |
$8,092 |
Government
Long Bond 1.2x Strategy
Fund
|
1/3/1994 |
0.50% |
$311,446 |
$423,761 |
$447,780 |
Inverse
Government Long Bond Strategy
Fund
|
3/3/1995 |
0.90% |
$1,004,033 |
$552,409 |
$462,376 |
High
Yield Strategy Fund
|
4/16/2007 |
0.75% |
$147,034 |
$222,101 |
$327,084 |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
0.75% |
$159,532 |
$56,536 |
$49,031 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
0.75% |
$3,009 |
$3,731 |
$7,308 |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
0.90% |
$84,858 |
$35,653 |
$48,603 |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
0.90% |
$11,598 |
$13,463 |
$28,268 |
Guggenheim
Long Short Equity Fund
|
3/22/2002 |
0.90% |
$136,590 |
$154,911 |
$141,847 |
U.S.
Government Money Market Fund * |
12/1/1993 |
0.50% |
$1,915,839 |
$0 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) | |
Adrian
Bachman |
38 |
$1,001 |
0 |
N/A |
0 |
N/A |
Michael
P. Byrum |
108 |
$5,095 |
0 |
N/A |
0 |
N/A |
Brendan
Cain |
107 |
$5,061 |
0 |
N/A |
0 |
N/A |
Spencer
Crane |
107 |
$5,061 |
0 |
N/A |
0 |
N/A |
Burak
Hurmeydan |
16 |
$1,295 |
0 |
N/A |
0 |
N/A |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) | |
Scott
Miller |
107 |
$5,061 |
0 |
N/A |
0 |
N/A |
Samir
Sanghani |
6 |
$721 |
2 |
$9 |
0 |
N/A |
Portfolio
Manager |
Fund |
Dollar
Range of Shares Owned |
Spencer
Crane |
Inverse
NASDAQ-100®
Strategy Fund |
$1-$10,000 |
Samir
Sanghani |
Guggenheim
Long Short Equity Fund |
$100,001-$500,000 |
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023* |
Accounting
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Accounting
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2021 |
Inverse
Mid-Cap Strategy Fund |
2/20/2004 |
$1,762
|
$659 |
$1,118 |
Inverse
NASDAQ-100®
Strategy Fund |
9/3/1998 |
$69,093
|
$22,447 |
$29,715 |
Inverse
Russell 2000®
Strategy Fund |
2/20/2004 |
$16,885
|
$6,004 |
$15,984 |
Inverse
S&P 500®
Strategy Fund |
1/7/1994 |
$119,067
|
$46,407 |
$90,406 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$39,945
|
$31,046 |
$21,856 |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
$398,736
|
$333,112 |
$263,786 |
Mid-Cap
1.5x Strategy Fund |
8/16/2001 |
$17,084
|
$16,771 |
$15,735 |
Nova
Fund |
7/12/1993 |
$253,905
|
$336,691 |
$255,066 |
NASDAQ-100®
Fund |
2/14/1994 |
$1,242,834
|
$874,997 |
$784,128 |
Russell
2000®
Fund |
5/31/2006 |
$48,364
|
$51,955 |
$50,708 |
Russell
2000®
1.5x Strategy Fund |
11/1/2000 |
$10,630
|
$10,869 |
$8,375 |
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023* |
Accounting
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Accounting
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2021 |
S&P
500®
Fund |
5/31/2006 |
$216,155
|
$281,496 |
$231,706 |
S&P
500®
Pure Growth Fund |
2/20/2004 |
$52,398
|
$79,585 |
$45,055 |
S&P
500®
Pure Value Fund |
2/20/2004 |
$68,364
|
$61,670 |
$19,553 |
S&P
MidCap 400®
Pure Growth Fund |
2/20/2004 |
$55,329
|
$59,284 |
$64,056 |
S&P
MidCap 400®
Pure Value Fund |
2/20/2004 |
$38,165
|
$75,406 |
$37,873 |
S&P
SmallCap 600®
Pure Growth
Fund |
2/20/2004 |
$19,510
|
$10,951 |
$29,291 |
S&P
SmallCap 600®
Pure Value Fund |
2/20/2004 |
$24,720
|
$36,113 |
$12,923 |
Banking
Fund |
4/1/1998 |
$12,384
|
$33,748 |
$10,636 |
Basic
Materials Fund |
4/1/1998 |
$57,233
|
$61,711 |
$36,657 |
Biotechnology
Fund |
4/1/1998 |
$187,707
|
$184,222 |
$213,084 |
Consumer
Products Fund |
7/6/1998 |
$125,158
|
$98,253 |
$118,705 |
Electronics
Fund |
4/1/1998 |
$53,422
|
$62,228 |
$49,138 |
Energy
Fund |
4/21/1998 |
$132,475
|
$62,586 |
$16,128 |
Energy
Services Fund |
4/1/1998 |
$44,851
|
$25,616 |
$4,943 |
Financial
Services Fund |
4/2/1998 |
$16,100
|
$42,020 |
$16,974 |
Health
Care Fund |
4/17/1998 |
$49,586
|
$45,091 |
$54,233 |
Internet
Fund |
4/6/2000 |
$16,646
|
$25,204 |
$47,321 |
Leisure
Fund |
4/1/1998 |
$16,676
|
$23,299 |
$20,444 |
Precious
Metals Fund |
12/1/1993 |
$94,623
|
$104,409 |
$112,373 |
Real
Estate Fund |
2/20/2004 |
$5,321
|
$19,328 |
$5,105 |
Retailing
Fund |
4/1/1998 |
$14,352
|
$22,682 |
$26,843 |
Technology
Fund |
4/14/1998 |
$47,995
|
$83,114 |
$62,611 |
Telecommunications
Fund |
4/1/1998 |
$5,302
|
$3,636 |
$4,282 |
Transportation
Fund |
4/2/1998 |
$21,309
|
$36,628 |
$38,388 |
Utilities
Fund |
4/3/2000 |
$64,963
|
$36,716 |
$37,748 |
Europe
1.25x Strategy Fund |
5/8/2000 |
$3,403
|
$4,325 |
$1,896 |
Japan
2x Strategy Fund |
2/22/2008 |
$1,757
|
$1,762 |
$1,808 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$10,509
|
$8,250 |
$9,338 |
Inverse
Emerging Markets 2x Strategy
Fund |
10/29/2010 |
$2,043
|
$1,049 |
$1,350 |
Government
Long Bond 1.2x Strategy
Fund |
1/3/1994 |
$81,508 |
$84,752 |
$89,568 |
Inverse
Government Long Bond
Strategy
Fund |
3/3/1995 |
$151,811
|
$61,378 |
$51,382 |
High
Yield Strategy Fund |
4/16/2007 |
$27,747
|
$29,613 |
$43,618 |
Inverse
High Yield Strategy Fund |
4/16/2007 |
$29,407
|
$7,538 |
$6,538 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$748
|
$748 |
$1,463 |
Strengthening
Dollar 2x Strategy Fund |
5/25/2005 |
$13,462
|
$3,961 |
$5,401 |
Weakening
Dollar 2x Strategy Fund |
5/25/2005 |
$1,808
|
$1,496 |
$3,142 |
Guggenheim
Long Short Equity Fund |
3/22/2002 |
$21,056
|
$17,212 |
$15,763 |
U.S.
Government Money Market
Fund** |
12/1/1993 |
$502,331
|
$298,239 |
$289,789 |
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023* |
Transfer
Agency and Administrative
Services
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Transfer
Agency and
Administrative
Services
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2021 |
Inverse
Mid-Cap
Strategy
Fund |
2/20/2004 |
$2,489 |
$1,838 |
$3,164 |
Inverse
NASDAQ-100®
Strategy
Fund |
9/3/1998 |
$101,012 |
$62,828 |
$85,110 |
Inverse
Russell 2000®
Strategy
Fund |
2/20/2004 |
$26,088 |
$17,120 |
$45,404 |
Inverse
S&P 500®
Strategy
Fund |
1/7/1994 |
$184,301 |
$130,163 |
$256,298 |
Dow
Jones Industrial
Average®
Fund |
12/1/2015 |
$61,153 |
$85,857 |
$61,619 |
Mid-Cap
1.5x Strategy
Fund |
8/16/2001 |
$27,793 |
$46,844 |
$43,821 |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
$628,061 |
$1,045,745 |
$775,088 |
Nova
Fund |
7/12/1993 |
$415,500 |
$1,050,772 |
$740,040 |
NASDAQ-100®
Fund |
2/14/1994 |
$2,806,657 |
$4,979,285 |
$4,168,282 |
Russell
2000®
Fund |
5/31/2006 |
$57,037 |
$98,561 |
$94,122 |
Russell
2000®
1.5x
Strategy
Fund |
11/1/2000 |
$17,166 |
$30,352 |
$23,322 |
S&P
500®
Fund |
5/31/2006 |
$252,411 |
$521,365 |
$432,296 |
S&P
500®
Pure Growth
Fund |
2/20/2004 |
$84,362 |
$219,660 |
$127,498 |
S&P
500®
Pure Value
Fund |
2/20/2004 |
$131,944 |
$170,493 |
$54,370 |
S&P
MidCap 400®
Pure
Growth
Fund |
2/20/2004 |
$85,867 |
$165,731 |
$178,388 |
S&P
MidCap 400®
Pure
Value
Fund |
2/20/2004 |
$58,654 |
$214,997 |
$102,785 |
S&P
SmallCap 600®
Pure
Growth Fund |
2/20/2004 |
$28,348 |
$33,046 |
$79,939 |
S&P
SmallCap 600®
Pure
Value Fund |
2/20/2004 |
$38,541 |
$102,933 |
$35,374 |
Banking
Fund |
4/1/1998 |
$20,907 |
$93,658 |
$30,713 |
Basic
Materials Fund |
4/1/1998 |
$96,976 |
$171,625 |
$101,847 |
Biotechnology
Fund |
4/1/1998 |
$299,253 |
$514,571 |
$601,355 |
Consumer
Products
Fund |
7/6/1998 |
$197,525 |
$274,628 |
$334,825 |
Electronics
Fund |
4/1/1998 |
$85,353 |
$173,344 |
$138,440 |
Energy
Fund |
4/21/1998 |
$212,006 |
$173,372 |
$44,852 |
Energy
Services Fund |
4/1/1998 |
$75,153 |
$70,940 |
$13,758 |
Financial
Services Fund |
4/2/1998 |
$29,687 |
$116,275 |
$47,427 |
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023* |
Transfer
Agency and Administrative
Services
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Transfer
Agency and
Administrative
Services
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2021 |
Health
Care Fund |
4/17/1998 |
$78,701 |
$124,862 |
$152,520 |
Internet
Fund
|
4/6/2000 |
$26,785 |
$71,051 |
$131,890 |
Leisure
Fund |
4/1/1998 |
$26,055 |
$66,557 |
$56,189 |
Precious
Metals Fund |
12/1/1993 |
$161,493 |
$292,064 |
$314,160 |
Real
Estate Fund |
2/20/2004 |
$9,629 |
$53,458 |
$14,326 |
Retailing
Fund
|
4/1/1998 |
$23,184 |
$63,664 |
$73,995 |
Technology
Fund |
4/14/1998 |
$79,025 |
$230,217 |
$175,803 |
Telecommunications
Fund |
4/1/1998 |
$7,743 |
$10,043 |
$12,160 |
Transportation
Fund |
4/2/1998 |
$35,146 |
$104,103 |
$105,266 |
Utilities
Fund |
4/3/2000 |
$98,630 |
$101,883 |
$107,557 |
Europe
1.25x Strategy
Fund |
5/8/2000 |
$5,764 |
$11,910 |
$5,331 |
Japan
2x Strategy Fund |
2/22/2008 |
$2,732 |
$4,947 |
$5,021 |
Emerging
Markets 2x
Strategy
Fund |
10/29/2010 |
$12,341 |
$15,495 |
$17,216 |
Inverse
Emerging
Markets
2x Strategy
Fund |
10/29/2010 |
$2,392 |
$1,932 |
$2,580 |
Government
Long Bond
1.2x
Strategy Fund |
1/3/1994 |
$121,222 |
$195,335 |
$214,224 |
Inverse
Government
Long
Bond Strategy
Fund |
3/3/1995 |
$252,134 |
$172,790 |
$143,411 |
High
Yield Strategy Fund |
4/16/2007 |
$42,695 |
$82,600 |
$122,626 |
Inverse
High Yield
Strategy
Fund |
4/16/2007 |
$46,951 |
$21,060 |
$19,220 |
Emerging
Markets Bond
Strategy
Fund |
10/8/2013 |
$938 |
$1,393 |
$2,837 |
Strengthening
Dollar 2x
Strategy
Fund |
5/25/2005 |
$20,122 |
$10,981 |
$15,662 |
Weakening
Dollar 2x
Strategy
Fund |
5/25/2005 |
$2,820 |
$4,184 |
$8,859 |
Guggenheim
Long Short
Equity
Fund |
3/22/2002 |
$42,330 |
$47,936 |
$44,403 |
U.S.
Government Money
Market
Fund** |
12/1/1993 |
$695,579 |
$720,746 |
$706,635 |
Fund |
Fund
Inception
Date |
Class
A
(0.25%
12b-1
Fee) |
Class
C
(1.00%
12b-1
Fee) |
Class
H
(0.25%
12b-1
Fee) |
Class
P
(0.25%
12b-1
Fee) |
Inverse
Mid-Cap Strategy Fund
|
2/20/2004 |
$172
|
$22
|
$2,813
|
* |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
$3,799
|
$2,548
|
$6,767
|
* |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
$1,250
|
$473
|
$28,600
|
* |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
$8,375
|
$8,408
|
$7,090
|
* |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$11,015 |
$27,022 |
$52,782 |
* |
Monthly
Rebalance NASDAQ-100®
2x Strategy Fund |
11/28/2014 |
$11,567 |
$8,642 |
$714,042 |
* |
Mid-Cap
1.5x Strategy Fund |
8/16/2001 |
$8,913 |
$1,682 |
$21,684 |
* |
Nova
Fund
|
7/12/1993 |
$35,478
|
$10,807
|
$36,785
|
* |
NASDAQ-100®
Fund
|
2/14/1994 |
$148,986
|
$770,073
|
$58,401
|
* |
Russell
2000®
Fund
|
5/31/2006 |
$16,978
|
$16,204
|
$41,968
|
* |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
$2,508
|
$247
|
$16,635
|
* |
S&P
500®
Fund
|
5/31/2006 |
$43,640
|
$75,699
|
$217,992
|
* |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
$21,401
|
$39,929
|
$62,841
|
* |
S&P
500®
Pure Value Fund
|
2/20/2004 |
$9,083
|
$14,620
|
$123,175
|
* |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
$17,118
|
$15,884
|
$76,928
|
* |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
$3,604
|
$9,802
|
$61,221
|
* |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
$3,103
|
$4,595
|
$28,981
|
* |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
$6,340
|
$1,324
|
$37,041
|
* |
Banking
Fund |
4/1/1998 |
$8,922
|
$12,075
|
$936
|
* |
Basic
Materials Fund
|
4/1/1998 |
$18,321
|
$30,055
|
$6,487
|
* |
Biotechnology
Fund
|
4/1/1998 |
$43,932
|
$23,196
|
$16,268
|
* |
Consumer
Products Fund
|
7/6/1998 |
$24,610
|
$54,648
|
$5,072
|
* |
Electronics
Fund
|
4/1/1998 |
$12,080
|
$12,469
|
$3,382
|
* |
Energy
Fund
|
4/21/1998 |
$11,305
|
$24,495
|
$4,978
|
* |
Energy
Services Fund
|
4/1/1998 |
$3,060
|
$11,255
|
$6,523
|
* |
Financial
Services Fund
|
4/2/1998 |
$5,846
|
$9,713
|
$3,451
|
* |
Health
Care Fund
|
4/17/1998 |
$12,523
|
$19,933
|
$5,063
|
* |
Internet
Fund
|
4/6/2000 |
$3,943
|
$22,095
|
$1,852
|
* |
Leisure
Fund
|
4/1/1998 |
$7,873
|
$3,919
|
$4,215
|
* |
Precious
Metals Fund
|
12/1/1993 |
$21,371
|
$15,716
|
$7,090
|
* |
Real
Estate Fund |
2/20/2004 |
$1,323
|
$1,607
|
$8,245
|
* |
Retailing
Fund
|
4/1/1998 |
$2,576
|
$1,497
|
$1,649
|
* |
Technology
Fund
|
4/14/1998 |
$16,015
|
$29,943
|
$2,664
|
* |
Telecommunications
Fund
|
4/1/1998 |
$729
|
$837
|
$251
|
* |
Transportation
Fund
|
4/2/1998 |
$13,380
|
$11,895
|
$1,121
|
* |
Utilities
Fund
|
4/3/2000 |
$15,587
|
$13,783
|
$5,585
|
* |
Europe
1.25x Strategy Fund |
5/8/2000 |
$1,151
|
$701
|
$4,993
|
* |
Japan
2x Strategy Fund
|
2/22/2008 |
$416
|
$38
|
$2,699
|
* |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$972
|
$2,177
|
$12,169
|
* |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$64
|
$185
|
$2,551
|
* |
Government
Long Bond 1.2x Strategy Fund
|
1/3/1994 |
$5,257
|
$1,909
|
$93,663
|
* |
Inverse
Government Long Bond Strategy Fund
|
3/3/1995 |
$11,984
|
$18,281
|
$37,585
|
* |
High
Yield Strategy Fund
|
4/16/2007 |
$6,645
|
$11,702
|
$39,441
|
* |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
$2,987
|
$1,476
|
$49,821
|
* |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$123
|
$149
|
$847
|
* |
Fund |
Fund
Inception
Date |
Class
A
(0.25%
12b-1
Fee) |
Class
C
(1.00%
12b-1
Fee) |
Class
H
(0.25%
12b-1
Fee) |
Class
P
(0.25%
12b-1
Fee) |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
$2,100
|
$432
|
$21,364
|
* |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
$522
|
$247
|
$2,638
|
* |
Guggenheim
Long Short Equity Fund |
3/22/2002 |
$17,016
|
$2,106
|
**
|
$14,773 |
Financial
Intermediary |
Payments
During Last Fiscal Year |
Charles
Schwab & Co., Inc. (Schwab) |
$1,455,081 |
Fidelity
Investments |
$1,381,455 |
Pershing |
$163,302 |
LPL
Financial Corporation |
$134,993 |
Wells
Fargo Investments LLC |
$134,371 |
Morgan
Stanley & Co., Incorporated |
$112,325 |
Axos
Advisor Services |
$93,546 |
Merrill
Lynch |
$68,366 |
UBS
Financial |
$57,447 |
Ameriprise |
$22,039 |
RBC
Wealth Management |
$13,492 |
Raymond
James Financial, Inc. |
$16,348 |
Empower
Financial Services |
$3,750 |
Financial
Intermediary |
Payments
During Last Fiscal Year |
Citigroup
Global Markets |
$2,949 |
PNC
Investments LLC |
$172 |
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Inverse
Mid-Cap Strategy Fund |
$0 |
$0 |
Inverse
NASDAQ-100®
Strategy Fund |
$0 |
$0 |
Inverse
Russell 2000®
Strategy Fund |
$0 |
$0 |
Inverse
S&P 500®
Strategy Fund |
$0 |
$0 |
Dow
Jones Industrial Average®
Fund |
$2,241
|
$1,867
|
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
$61,985
|
$54,718
|
Mid-Cap
1.5x Strategy Fund |
$2,811
|
$2,394
|
Nova
Fund
|
$1,260
|
$450
|
NASDAQ-100®
Fund
|
$312,817
|
$276,028
|
Russell
2000®
Fund
|
$40,266
|
$15,638
|
Russell
2000®
1.5x Strategy Fund
|
$3,343 |
$2,812
|
S&P
500®
Fund
|
$1,121 |
$653
|
S&P
500®
Pure Growth Fund
|
$0 |
$0 |
S&P
500®
Pure Value Fund
|
$3,388
|
$192
|
S&P
MidCap 400®
Pure Growth Fund
|
$19,014
|
$16,534
|
S&P
MidCap 400®
Pure Value Fund
|
$4,151
|
$329
|
S&P
SmallCap 600®
Pure Growth Fund
|
$873
|
$197
|
S&P
SmallCap 600®
Pure Value Fund
|
$1,815
|
$686
|
Banking
Fund
|
$1,345
|
$504
|
Basic
Materials Fund
|
$8,101
|
$1,281
|
Biotechnology
Fund
|
$72,830
|
$56,942
|
Consumer
Products Fund
|
$213,973
|
$195,137
|
Electronics
Fund
|
$24,775
|
$10,030
|
Energy
Fund
|
$12,985
|
$3,979
|
Energy
Services Fund
|
$1,505
|
$209
|
Financial
Services Fund
|
$3,261
|
$2,505
|
Health
Care Fund
|
$2,811
|
$1,884
|
Internet
Fund
|
$2,501
|
$352
|
Leisure
Fund
|
$22,233
|
$18,205
|
Precious
Metals Fund
|
$67,484
|
$10,280
|
Real
Estate Fund |
$230
|
$18
|
Retailing
Fund
|
$11,022
|
$8,409
|
Technology
Fund
|
$9,919
|
$8,293
|
Telecommunications
Fund
|
$665
|
$293
|
Transportation
Fund
|
$38,208
|
$30,050
|
Utilities
Fund
|
$1,756
|
$132
|
Europe
1.25x Strategy Fund |
$1,392
|
$907
|
Japan
2x Strategy Fund |
$0 |
$0 |
Emerging
Markets 2x Strategy Fund |
$3,949
|
$2,688
|
Inverse
Emerging Markets 2x Strategy
Fund |
$0 |
$0 |
Government
Long Bond 1.2x Strategy
Fund
|
$0 |
$0 |
Inverse
Government Long Bond
Strategy
Fund
|
$0 |
$0 |
High
Yield Strategy Fund
|
$0 |
$0 |
Inverse
High Yield Strategy Fund
|
$0 |
$0 |
Emerging
Markets Bond Strategy Fund |
$0 |
$0 |
Strengthening
Dollar 2x Strategy Fund
|
$0 |
$0 |
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Weakening
Dollar 2x Strategy Fund
|
$0 |
$0 |
Guggenheim
Long Short Equity Fund |
$101
|
$52
|
U.S.
Government Money Market Fund |
$0 |
$0 |
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid
for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Inverse
Mid-Cap
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
NASDAQ-100®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
Russell 2000®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
S&P 500®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Dow
Jones Industrial
Average®
Fund |
$(162) |
$(18) |
$0 |
$0 |
$(195) |
$0 |
$(374) |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
$(4,765) |
$(1,061) |
$0 |
$0 |
$(1,441) |
$0 |
$(7,267) |
Mid-Cap
1.5x Strategy
Fund |
$(209) |
$(46) |
$0 |
$0 |
$(161) |
$0 |
$(416) |
Nova
Fund |
$(39) |
$(52) |
$0 |
$0 |
$(719) |
$0 |
$(810) |
NASDAQ-100®
Fund |
$(23,997) |
$(6,445) |
$0 |
$0 |
$(6,347) |
$0 |
$(36,789) |
Russell
2000®
Fund |
$(1,350) |
$(1,736) |
$0 |
$0 |
$(21,541) |
$0 |
$(24,628) |
Russell
2000®
1.5x
Strategy
Fund |
$(232) |
$(56) |
$0 |
$0 |
$(244) |
$0 |
$(531) |
S&P
500®
Fund |
$(57) |
$(28) |
$0 |
$0 |
$(383) |
$0 |
$(468) |
S&P
500®
Pure Growth
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
S&P
500®
Pure Value
Fund |
$(17) |
$(128) |
$0 |
$0 |
$(3,051) |
$0 |
$(3,196) |
S&P
MidCap 400®
Pure
Growth
Fund |
$(1,436) |
$(337) |
$0 |
$0 |
$(707) |
$0 |
$(2,480) |
S&P
MidCap 400®
Pure
Value
Fund |
$(29) |
$(156) |
$0 |
$0 |
$(3,636) |
$0 |
$(3,821) |
S&P
SmallCap 600®
Pure
Growth Fund |
$(17) |
$(43) |
$0 |
$0 |
$(616) |
$0 |
$(677) |
S&P
SmallCap 600®
Pure
Value Fund |
$(60) |
$(81) |
$0 |
$0 |
$(988) |
$0 |
$(1,129) |
Banking
Fund
|
$(45) |
$(89) |
$0 |
$0 |
$(707) |
$0 |
$(841) |
Basic
Materials Fund |
$(113) |
$(655) |
$0 |
$0 |
$(6,053) |
$0 |
$(6,821) |
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid
for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Biotechnology
Fund |
$(4,968) |
$(1,728) |
$0 |
$0 |
$(9,192) |
$0 |
$(15,888) |
Consumer
Products
Fund |
$(16,993) |
$(497) |
$0 |
$0 |
$(1,346) |
$0 |
$(18,836) |
Electronics
Fund |
$(875) |
$(1,187) |
$0 |
$0 |
$(12,683) |
$0 |
$(14,745) |
Energy
Fund |
$(346) |
$(823) |
$0 |
$0 |
$(7,838) |
$0 |
$(9,007) |
Energy
Services Fund |
$(18) |
$(148) |
$0 |
$0 |
$(1,130) |
$0 |
$(1,296) |
Financial
Services Fund |
$(219) |
$(88) |
$0 |
$0 |
$(450) |
$0 |
$(757) |
Health
Care Fund |
$(163) |
$(109) |
$0 |
$0 |
$(655) |
$0 |
$(927) |
Internet
Fund |
$(31) |
$(153) |
$0 |
$0 |
$(1,966) |
$0 |
$(2,150) |
Leisure
Fund |
$(1,604) |
$(248) |
$0 |
$0 |
$(2,176) |
$0 |
$(4,028) |
Precious
Metals Fund |
$(910) |
$(3,673) |
$0 |
$0 |
$(52,621) |
$0 |
$(57,204) |
Real
Estate Fund |
$(2) |
$(12) |
$0 |
$0 |
$(197) |
$0 |
$(211) |
Retailing
Fund |
$(732) |
$(241) |
$0 |
$0 |
$(1,640) |
$0 |
$(2,613) |
Technology
Fund |
$(721) |
$(157) |
$0 |
$0 |
$(748) |
$0 |
$(1,626) |
Telecommunications
Fund |
$(26) |
$(32) |
$0 |
$0 |
$(314) |
$0 |
$(372) |
Transportation
Fund |
$(2,613) |
$(818) |
$0 |
$0 |
$(4,727) |
$0 |
$(8,158) |
Utilities
Fund |
$(16) |
$(131) |
$0 |
$0 |
$(1,477) |
$0 |
$(1,624) |
Europe
1.25x Strategy
Fund |
$(78) |
$(46) |
$0 |
$0 |
$(360) |
$0 |
$(484) |
Japan
2x Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Emerging
Markets 2x
Strategy
Fund |
$(234) |
$(121) |
$0 |
$0 |
$(907) |
$0 |
$(1,261) |
Inverse
Emerging
Markets
2x Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Government
Long Bond
1.2x
Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
Government
Long
Bond Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
High
Yield Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
High Yield
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Emerging
Markets Bond
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Strengthening
Dollar 2x
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Weakening
Dollar 2x
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Guggenheim
Long Short
Equity
Fund |
$(11) |
$(4) |
$0 |
$0 |
$(34) |
$0 |
$(49) |
U.S.
Government Money
Market
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Amount
of Investment |
Authorized
Dealer Commission as % of Offering Price |
Less
than $100,000 |
4.00% |
$100,000
but less than $250,000 |
3.00% |
$250,000
but less than $500,000 |
2.25% |
$500,000
but less than 1,000,000 |
1.75% |
Greater
than $1,000,000 |
1.00% |
Individual/Entity |
Frequency |
Time
Lag |
Morningstar |
Monthly |
1-10
calendar days |
Lipper |
Monthly |
1-10
calendar days |
Bloomberg |
Monthly |
1-10
calendar days |
Thompson
Financial |
Quarterly |
1-10
calendar days |
Standard
& Poor’s |
Quarterly |
1-10
calendar days |
Vickers
Stock Research |
Quarterly |
1-10
calendar days |
Institutional
Shareholder Services |
Weekly |
1-5
business days |
FactSet |
Monthly |
1-10
calendar days |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.48% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
21.82% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.84% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.93% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.17% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.06% | |
Basic
Materials Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
32.16% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
15.17% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
14.60% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
8.35% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.39% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.60% | |
Biotechnology
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
22.03% |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
16.11% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.50% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.47% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.34% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
7.93% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.64% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
5.47% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Consumer
Products Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
20.72% |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
16.65% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.84% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.72% | |
Matrix
Trust Company |
717
17th Street, Suite
1300
Denver,
CO 80202 |
7.04% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.78% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.46% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.16% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.08% | |
Dow
Jones Industrial
Average®
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
36.62% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
28.75% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.86% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.08% | |
Electronics
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
34.83% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
16.29% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.73% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.41% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.67% | |
Emerging
Markets 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
79.45% |
Donald
Boegel |
[address
intentionally
omitted] |
7.67% | |
Emerging
Markets Bond
Strategy
Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street,
Suite
4800
Chicago,
IL 60606 |
45.94% |
Jennifer
Fields |
[address
intentionally
omitted] |
10.21% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
5.90% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Energy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
22.02% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
18.30% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.57% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.65% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.51% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.15% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.04% | |
Energy
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
37.77% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.41% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
10.02% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.04% | |
J.
Fullinwider |
[address
intentionally
omitted] |
5.39% | |
Europe
1.25x Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.69% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.26% | |
Sitaram
Walambe |
[address
intentionally
omitted] |
9.60% | |
Craig
Fry |
[address
intentionally
omitted] |
6.87% | |
Lori
Britt |
[address
intentionally
omitted] |
5.82% | |
Financial
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
29.19% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
28.21% | |
William
Erickson |
[address
intentionally
omitted] |
6.80% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.19% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Government
Long Bond
1.2x
Strategy Fund |
Donna
Marsh |
[address
intentionally
omitted] |
20.38% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
18.87% | |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
13.77% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
11.91% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.08% | |
High
Yield Strategy Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
46.17% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.72% | |
Janis
Lightfoot |
[address
intentionally
omitted] |
5.25% | |
Health
Care Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
24.66% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
13.43% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
12.34% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.14% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.53% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.94% | |
Internet
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
24.36% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.80% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.34% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.26% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
6.21% | |
Derek
Plummer |
[address
intentionally
omitted] |
5.29% | |
Inverse
Emerging Markets
2x
Strategy Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street,
Suite
4800
Chicago,
IL 60606 |
60.01% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
14.46% | |
Barbara
Dawson |
[address
intentionally
omitted] |
9.65% | |
William
Toshner |
[address
intentionally
omitted] |
8.58% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
Government Long
Bond
Strategy Fund |
Morgan
Stanley Smith Barney LLCFEBO Customers |
1
New York Plaza, 12th
FloorNew
York, NY 10004 |
18.54% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
14.68% | |
National
Financial Services LLC |
499
Washington
BoulevardJersey
City, NJ
07310 |
13.32% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market StreetSt.
Louis,
MO 63103 |
12.08% | |
Pershing
LLC |
1
Pershing PlazaJersey
City,
NJ 07399 |
11.88% | |
UBS
Financial Services Inc. |
1000
Harbor
Blvd.Weehawken,
NJ
07086 |
5.73% | |
LPL
Financial |
4707
Executive DriveSan
Diego,
CA 92121 |
5.37% | |
Inverse
High Yield
Strategy
Fund |
Matrix
Trust Company |
717
17th Street, Suite
1300
Denver,
CO 80202 |
52.96% |
National
Financial Services LLC |
499
Washington
BoulevardJersey
City, NJ
07310 |
24.85% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
8.99% | |
Inverse
Mid-Cap Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
59.62% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
15.01% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.93% | |
Georgia
Kroustalis
Spyros
Kroustalis |
[address
intentionally
omitted] |
11.11% | |
Inverse
NASDAQ-100®
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
54.47% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
25.05% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.39% | |
Inverse
Russell 2000®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
70.37% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.91% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
S&P 500®
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
34.29% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
27.67% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
14.20% | |
State
Street Bank
FEBO
Customer |
1
Lincoln Street
Boston,
MA 02111 |
5.17% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.13% | |
Japan
2x Strategy Fund |
National
Financial Services LLC |
499
Washington
BoulevardJersey
City, NJ
07310 |
36.37% |
Pershing
LLC |
1
Pershing PlazaJersey
City,
NJ 07399 |
21.06% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
7.48% | |
J.P.
Morgan Securities LLC |
4
Chase Metrotech
CenterBrooklyn,
NY
11245 |
6.74% | |
James
Ridderbush |
[address
intentionally
omitted] |
5.61% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
5.53% | |
Leisure
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
27.95% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
15.58% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
15.56% | |
Gerlach
& Co., LLC |
Building
B3-14
Tampa
FL 33610 |
10.42% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.25% | |
Guggenheim
Long Short
Equity
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
22.66% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
16.33% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.74% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.84% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.43% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.75% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Mid-Cap
1.5x Strategy
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
19.77% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.27% | |
Vanguard
Brokerage Services |
100
Vanguard Blvd.
Malvern,
PA 19355 |
13.64% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
10.25% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.30% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
7.83% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
40.86% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.49% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.85% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.38% | |
NASDAQ-100®
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
19.31% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
15.28% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
13.94% | |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
11.67% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.63% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.60% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.56% | |
Nova
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
49.66% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.76% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
11.21% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.69% | |
Precious
Metals Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
27.67% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
17.06% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.18% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Real
Estate Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
20.97% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.85% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
11.73% | |
Holly
Burns |
[address
intentionally
omitted] |
9.22% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.96% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
6.15% | |
Retailing
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
22.32% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
18.07% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.62% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
7.17% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.46% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
5.69% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.49% | |
Russell
2000®
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
22.87% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
20.67% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
15.83% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.40% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.95% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Russell
2000®
1.5x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.82% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
23.73% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
14.41% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.43% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
8.48% | |
Edward
Cheesman |
[address
intentionally
omitted] |
5.96% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
5.06% | |
S&P
500®
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
21.34% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.18% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
8.68% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.99% | |
Equity
Trust Co. |
P.O.
Box 451249
Cleveland,
OH 44145 |
6.33% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.10% | |
S&P
500®
Pure Growth
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
19.71% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.81% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
12.62% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.57% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.03% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.97% | |
S&P
500®
Pure Value
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
24.37% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.18% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
14.52% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
8.31% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.97% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
MidCap 400®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.01% |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
14.88% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.76% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.14% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
10.21% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.14% | |
S&P
MidCap 400®
Pure
Value
Fund |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
19.53% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.91% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
15.43% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
14.80% | |
S&P
SmallCap 600®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
24.98% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.77% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
10.77% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
9.13% | |
Moyhuddin
Living Trust |
[address
intentionally
omitted] |
5.20% | |
S&P
SmallCap 600®
Pure
Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
55.89% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
9.67% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
5.27% | |
Strengthening
Dollar 2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.33% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
18.54% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
15.82% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.10% | |
William
Eckley |
[address
intentionally
omitted] |
6.04% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Technology
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
29.95% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.26% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.53% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.83% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
5.61% | |
Telecommunications
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
38.49% |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
18.49% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.37% | |
Transportation
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
40.13% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
15.35% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.34% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.27% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
5.53% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.33% | |
Utilities
Fund |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
31.14% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.16% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.83% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.37% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
6.69% | |
Weakening
Dollar 2x
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
35.21% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.06% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
12.26% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
9.14% | |
Marjorie
White |
[address
intentionally
omitted] |
7.09% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
38.56% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.56% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.94% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.11% | |
Leslie
Fukumoto |
[address
intentionally
omitted] |
6.33% | |
Salvatore
Papa |
[address
intentionally
omitted] |
6.32% | |
Basic
Materials Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
39.86% |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
22.17% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.30% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
8.75% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.74% | |
Biotechnology
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
33.75% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.19% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.07% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
14.28% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.36% | |
Consumer
Products Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
28.07% |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
27.76% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.65% | |
Dow
Jones Industrial
Average®
Fund |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place,
Suite
525
Pittsburgh,
PA 15222 |
31.71% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
24.51% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
19.37% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.60% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Electronics
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
35.40% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.50% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
18.56% | |
Emerging
Markets 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
59.85% |
Jorge
Gonzalez |
[address
intentionally
omitted] |
10.17% | |
Tricia
Lechmaier |
[address
intentionally
omitted] |
9.79% | |
Christopher
Lechmaier |
[address
intentionally
omitted] |
9.35% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.95% | |
Emerging
Markets Bond
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
39.97% |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
18.75% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
18.10% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
13.11% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
5.50% | |
Energy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
58.93% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
27.54% | |
Energy
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
53.00% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
28.98% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.45% | |
Europe
1.25x Strategy
Fund |
Wayne
Stallings |
[address
intentionally
omitted] |
7.16% |
Jose
Armenta |
[address
intentionally
omitted] |
6.39% | |
Brandy
Edwards |
[address
intentionally
omitted] |
5.70% | |
Joe
Jaramillo |
[address
intentionally
omitted] |
5.41% | |
Harry
Creech |
[address
intentionally
omitted] |
5.13% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Financial
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
27.28% |
Susan
Frances Wick Revocable Trust |
[address
intentionally
omitted] |
24.34% | |
Kathleen
Rose |
[address
intentionally
omitted] |
14.76% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.43% | |
Robert
Dwyer |
[address
intentionally
omitted] |
5.50% | |
Government
Long Bond
1.2x
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
36.37% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
22.29% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.68% | |
High
Yield Strategy Fund |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
20.02% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
12.66% | |
Linda
Ewald |
[address
intentionally
omitted] |
11.11% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.04% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.75% | |
Health
Care Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
53.89% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
20.14% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.38% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
5.68% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
86.88% |
Inverse
Emerging Markets
2x
Strategy Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street,
Suite
4800
Chicago,
IL 60606 |
99.83% |
Inverse
Government Long
Bond
Strategy Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
30.44% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.35% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.37% | |
Jerry
Wordsworth Trust |
[address
intentionally
omitted] |
12.51% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
High Yield
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
51.46% |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
11.17% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
10.46% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
8.09% | |
Inverse
Mid-Cap Strategy
Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street,
Suite
4800
Chicago,
IL 60606 |
100% |
Inverse
NASDAQ-100®
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
48.31% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
46.76% | |
Inverse
Russell 200®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
47.94% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
19.71% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.15% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
13.20% | |
Inverse
S&P 500®
Strategy
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
64.82% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
20.68% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.62% | |
Japan
2x Strategy Fund |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
32.74% |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
26.79% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
22.83% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
6.46% | |
Leisure
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
37.61% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.04% | |
Christopher
Nolen |
[address
intentionally
omitted] |
12.98% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
11.11% | |
Megan
Nolen |
[address
intentionally
omitted] |
9.58% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Guggenheim
Long Short
Equity
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.13% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
18.80% | |
Thomas
Caldwell |
[address
intentionally
omitted] |
13.01% | |
Scott
Teneyck |
[address
intentionally
omitted] |
9.70% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
5.98% | |
Mid-Cap
1.5x Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
64.32% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
16.18% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.27% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.52% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
51.99% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
9.50% | |
NASDAQ-100®
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
28.53% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.42% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.08% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.26% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
8.15% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.25% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
6.63% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.20% | |
Nova
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
94.07% |
Precious
Metals Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
40.79% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
16.09% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.69% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Real
Estate Fund |
Susan
Frances Wick Revocable Trust |
[address
intentionally
omitted] |
58.29% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.17% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.95% | |
Retailing
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
41.40% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
38.79% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.59% | |
Timothy
Brown
Stefanie
Brown |
[address
intentionally
omitted] |
6.23% | |
Russell
2000®
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
24.98% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
20.73% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.30% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.47% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.31% | |
Pai
Trust Company, Inc. |
1300
Enterprise Drive
De
Pere, WI 54115 |
5.26% | |
Russell
2000®
1.5x
Strategy
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
36.76% |
Edward
Cheesman |
[address
intentionally
omitted] |
31.65% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
29.81% | |
S&P
500®
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.79% |
Equity
Trust Co. |
[address
intentionally
omitted] |
16.02% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
14.71% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.46% | |
S&P
500®
Pure Growth
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
36.15% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
25.66% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.49% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
500®
Pure Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
32.33% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
31.75% | |
Leslie
Fukumoto |
[address
intentionally
omitted] |
10.10% | |
S&P
MidCap 400®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
72.71% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
5.85% | |
S&P
MidCap 400®
Pure
Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
44.25% |
Mary
Gafford |
[address
intentionally
omitted] |
8.35% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.53% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.40% | |
S&P
SmallCap 600®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
43.10% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
24.90% | |
Vanguard
Brokerage Services |
100
Vanguard Blvd.
Malvern,
PA 19355 |
9.96% | |
Christine
McDonald |
[address
intentionally
omitted] |
8.67% | |
S&P
SmallCap 600®
Pure
Value
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
44.41% |
Christine
McDonald |
[address
intentionally
omitted] |
36.33% | |
Cary
Wilhoit |
[address
intentionally
omitted] |
7.64% | |
Jennifer
Schwendig |
[address
intentionally
omitted] |
5.28% | |
Strengthening
Dollar 2x
Strategy
Fund |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
30.74% |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
24.58% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
19.24% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
9.53% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
6.57% | |
Payman
Matian
Pantea
Lalehpour |
[address
intentionally
omitted] |
5.25% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Technology
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
30.39% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
22.88% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
21.90% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.59% | |
Telecommunications
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
54.47% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
35.70% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.79% | |
Transportation
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
46.09% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
20.72% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.47% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
8.73% | |
Utilities
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
32.10% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
25.76% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
17.88% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.81% | |
Weakening
Dollar 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
82.50% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
17.50% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
17.29% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.18% | |
State
Street Bank
FEBO
Customer |
1
Lincoln Street
Boston,
MA 02111 |
12.36% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.10% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
12.10% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.77% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Basic
Materials Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
28.74% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
28.34% | |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place,
Suite
525
Pittsburgh,
PA 15222 |
14.64% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.03% | |
Biotechnology
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
37.18% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.00% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.60% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
9.67% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.91% | |
Consumer
Products Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
25.91% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.84% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.31% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
12.75% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.77% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.62% | |
Dow
Jones Industrial
Average®
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
53.79% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
20.18% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.41% | |
Electronics
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
36.71% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
20.87% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.78% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
13.44% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Emerging
Markets Bond
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.17% |
J.
Redmond |
[address
intentionally
omitted] |
11.17% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
8.62% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.78% | |
Marian
Mather |
[address
intentionally
omitted] |
6.70% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
5.65% | |
Emerging
Markets 2x
Strategy
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
19.72% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
19.09% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.98% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.23% | |
Robert
Rosen |
[address
intentionally
omitted] |
11.30% | |
Energy
Fund |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
44.33% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.66% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.94% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.94% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.56% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.00% | |
Energy
Services Fund |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
61.69% |
Matrix
Trust Company |
717
17th Street, Suite
1300
Denver,
CO 80202 |
22.52% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.20% | |
Europe
1.25x Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
30.35% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
11.33% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
8.30% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.87% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Financial
Services Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
44.38% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.91% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.36% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.28% | |
Government
Long Bond
1.2x
Strategy Fund |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
59.84% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.63% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
5.81% | |
Health
Care Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.23% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
17.36% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
14.30% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.08% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.34% | |
J.P.
Morgan Securities LLC |
4
Chase Metrotech Center
Brooklyn,
NY 11245 |
5.65% | |
High
Yield Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
63.25% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
19.65% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.75% | |
Internet
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
26.69% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
22.73% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
20.39% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
5.86% | |
Inverse
Emerging Markets
2x
Strategy Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
51.23% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.51% | |
James
Genzer |
[address
intentionally
omitted] |
14.44% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
Government Long
Bond
Strategy Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
79.42% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.15% | |
Inverse
High Yield
Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
58.36% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
34.68% | |
Inverse
Mid-Cap Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
93.26% |
Inverse
NASDAQ-100®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
43.54% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
19.86% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
14.11% | |
Interactive
Brokers LLC |
2
Pickwick Plaza
Greenwich,
CT 06830 |
10.35% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.42% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.08% | |
Inverse
Russell 2000®
Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
73.90% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.49% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.08% | |
Inverse
S&P 500®
Strategy
Fund |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place,
Suite
525
Pittsburgh,
PA 15222 |
29.30% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.26% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
15.10% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
9.78% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
8.20% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.05% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Japan
2x Strategy Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.18% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.86% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
9.29% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.57% | |
Jay
Wertman |
[address
intentionally
omitted] |
5.36% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.34% | |
Leisure
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
70.47% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.16% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.28% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
5.61% | |
Mid-Cap
1.5x Strategy
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
29.18% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.81% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.38% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
6.58% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
5.88% | |
Michael
Moskow |
[address
intentionally
omitted] |
5.49% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
47.28% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
26.12% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.52% | |
NASDAQ-100®
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
39.91% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
16.45% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.16% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
6.79% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Nova
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
67.15% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.83% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
5.42% | |
Precious
Metals Fund |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
46.79% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
15.41% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.24% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.19% | |
Real
Estate Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
17.52% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
16.27% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.39% | |
Saraswathi
Ekambaram |
[address
intentionally
omitted] |
8.04% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.84% | |
Windmill
Partners L.P. |
601
Lexington Ave., 20th
Floor
New
York, NY 10022 |
5.75% | |
Jack
O. & Delaphine Feil Trust |
[address
intentionally
omitted] |
5.14% | |
Retailing
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.38% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
13.95% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
13.17% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.43% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
8.49% | |
Russell
2000®
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
62.11% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.51% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.99% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Russell
2000®
1.5x
Strategy
Fund |
Leon
Bastajian
Deanna
Bastajian |
[address
intentionally
omitted] |
21.62% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
17.38% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
11.98% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
8.04% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.44% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.48% | |
S&P
500®
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
46.44% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
20.75% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.56% | |
S&P
500®
Pure Growth
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
46.40% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.54% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.67% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
8.74% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.42% | |
S&P
500® Pure Value
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
59.12% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.88% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East,
3rd Floor
Jacksonville,
FL 32246 |
5.65% | |
S&P
MidCap 400®
Pure
Growth
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
43.33% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
36.09% | |
S&P
MidCap 400®
Pure
Value
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
74.60% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
11.86% | |
S&P
SmallCap 600®
Pure
Growth
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
54.12% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.60% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
5.75% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
SmallCap 600®
Pure
Value
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
44.98% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
20.32% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
11.25% | |
Bonnie
Wu |
[address
intentionally
omitted] |
7.53% | |
Strengthening
Dollar 2x
Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
54.68% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
11.80% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
9.97% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.96% | |
Technology
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
31.24% |
RBC
Capital Markets, LLC |
250
Nicollet Mall, Suite
1400
Minneapolis,
MN 55401 |
16.89% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
14.56% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.17% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.62% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
6.11% | |
Telecommunications
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
36.63% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
35.15% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
20.98% | |
Transportation
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
43.14% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
17.05% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.45% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Utilities
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.91% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
9.39% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
8.94% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
7.04% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
5.93% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.61% | |
Weakening
Dollar 2x
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
28.09% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.44% | |
Ralph
Neumann |
[address
intentionally
omitted] |
10.25% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
8.93% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Guggenheim
Long Short
Equity
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.28% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
BoulevardJersey
City, NJ
07310 |
10.58% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East,
3rd Floor
Jacksonville,
FL 32246 |
8.36% | |
Security
Benefit Life
SBL
VA Account XIV-2 |
One
Security Benefit
Place
Topeka,
KS 66636 |
5.47% | |
UMB
Bank N.A. |
One
Security Place
Topeka,
KS 66636 |
5.25% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Guggenheim
Long Short
Equity
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
31.89% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.09% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.89% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.64% | |
|
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.34% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
70.43% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.94% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.80% | |
Basic
Materials Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
27.61% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.01% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
9.91% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.00% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.25% | |
Biotechnology
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
37.08% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
28.09% | |
Consumer
Products Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
46.70% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.12% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.79% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.53% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
6.21% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Electronics
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
47.37% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.35% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.14% | |
Energy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
20.30% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.25% | |
Vicki
Potaznik |
[address
intentionally
omitted] |
11.13% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.46% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.17% | |
Energy
Services Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
79.85% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.77% | |
Financial
Services Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
35.44% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.78% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
7.08% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.04% | |
Roger
Somers |
[address
intentionally
omitted] |
5.56% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.37% | |
Duvedal
Associates Partnership |
[address
intentionally
omitted] |
5.15% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
43.26% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.87% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.93% | |
Leisure
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.53% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
23.08% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
15.05% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.74% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Government
Long Bond
1.2x
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
59.08% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
27.56% | |
Health
Care Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
49.42% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.96% | |
Inverse
Government Long
Bond
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
53.64% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.41% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.10% | |
Inverse
NASDAQ-100®
Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
43.32% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.43% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
14.78% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
13.86% | |
Inverse
S&P 500®
Strategy
Fund |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
38.40% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
20.21% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.04% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.96% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
6.14% | |
Nova
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
52.50% |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
20.52% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.02% | |
Precious
Metals Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
41.09% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
16.59% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.28% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
5.52% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
NASDAQ-100®
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
35.44% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.89% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.90% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.86% | |
Vanguard
Brokerage Services |
100
Vanguard Blvd.
Malvern,
PA 19355 |
5.27% | |
Retailing
Fund |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
50.35% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
18.02% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.86% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.70% | |
Technology
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
47.26% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.40% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
11.15% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.67% | |
Telecommunications
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
67.96% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.43% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
6.74% | |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.41% | |
Transportation
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
44.95% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.52% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
10.26% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.50% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Utilities
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
42.50% |
National
Financial Services Corp.
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.07% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.18% | |
TD
Ameritrade Inc.
FEBO
Customers |
P.O.
Box 2226
Omaha,
NE 68103 |
6.08% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
U.S.
Government Money
Market
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.39% |