UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
April 2, 2020
 
Commission File Number: 001-38159

 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)

 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F ☒              Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 

 


  
The information contained in this Form 6-K is incorporated by reference into the Company’s Form F-3 Registration Statement File No. 333-232691, and related Prospectus and Prospectus Supplements, as such Registration Statement, Prospectus and Prospectus Supplements may be amended from time to time.
 

EXHIBIT INDEX
 
Exhibit
  
Description
     
Exhibit 1.1
  
Underwriting Agreement, dated March 30, 2020, by and among B.A.T Capital Corporation, the Guarantors party thereto, and Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Mizuho Securities USA LLC and Santander Investment Securities Inc.
Exhibit 4.1
  
Supplemental Indenture No. 5, dated April 2, 2020, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee.
Exhibit 4.2
  
Supplemental Indenture No. 6, dated April 2, 2020, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee.
Exhibit 4.3
  
Supplemental Indenture No. 7, dated April 2, 2020, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee.
Exhibit 5.1
  
Opinion of Cravath, Swaine & Moore LLP.
Exhibit 5.2
  
Opinion of Linklaters LLP (London).
Exhibit 5.3
  
Opinion of Stibbe N.V.
Exhibit 5.4
  Opinion of Womble Bond Dickinson (US) LLP.
 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
  
       
       
 
By:
/s/ Bridget Creegan
  
    Name: 
Bridget Creegan
  
    Title:   
Deputy Company Secretary
 
       
 
Date:  April 2, 2020