Portfolio |
Former
Name |
Date
of
Change |
Voya
International High Dividend Low Volatility
Portfolio |
VY® Templeton
Foreign Equity Portfolio |
May
1, 2019 |
VY® Invesco
Global Portfolio |
VY® Invesco
Oppenheimer Global Portfolio |
May
1, 2021 |
|
VY® Oppenheimer
Global Portfolio |
June
27, 2019 |
Portfolio |
Diversified |
Non-Diversified |
Concentrated |
Voya Global Bond
Portfolio |
X |
|
|
Voya
International High Dividend Low Volatility Portfolio |
X |
|
|
Portfolio |
Diversified |
Non-Diversified |
Concentrated |
VY®
American Century Small-Mid Cap Value Portfolio |
X |
|
|
VY® Baron
Growth Portfolio |
X |
|
|
VY® Columbia
Contrarian Core Portfolio |
X |
|
|
VY® Columbia
Small Cap Value II Portfolio |
X |
|
|
VY® Invesco
Comstock Portfolio |
X |
|
|
VY® Invesco
Equity and Income Portfolio |
X |
|
|
VY® Invesco Global
Portfolio |
X |
|
|
VY® JPMorgan
Mid Cap Value Portfolio |
X |
|
|
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
X |
|
|
VY® T.
Rowe Price Growth Equity Portfolio |
|
X |
|
Asset
Class/Investment Technique |
VY®
American
Century
Small-Mid
Cap
Value
Portfolio |
VY® Baron
Growth
Portfolio |
VY® Columbia
Contrarian
Core
Portfolio |
VY® Columbia
Small
Cap
Value
II Portfolio |
Voya Global Bond
Portfolio |
Equity
Securities |
|
|
|
|
|
Commodities |
X |
X |
X |
X |
X |
Common
Stocks |
X |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
X |
Initial
Public Offerings |
X |
X |
X |
X |
X |
Master
Limited Partnerships |
X |
X |
X |
X |
X |
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
Private
Investments in Public Companies |
|
X |
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
X |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
X |
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
X |
X |
|
Special
Situation Issuers |
X |
X |
X |
X |
X |
Trust
Preferred Securities |
X |
X |
X |
X |
X |
Fixed-Income
Instruments |
|
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
X |
Corporate
Fixed-Income Instruments |
X |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
X |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
VY®
American
Century
Small-Mid
Cap
Value
Portfolio |
VY® Baron
Growth
Portfolio |
VY® Columbia
Contrarian
Core
Portfolio |
VY® Columbia
Small
Cap
Value
II Portfolio |
Voya Global Bond
Portfolio |
Delayed
Funding Loans and Revolving Credit Facilities |
X |
X |
X |
X |
X |
Event-Linked
Bonds |
X |
X |
X |
X |
X |
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
X |
Guaranteed
Investment Contracts |
|
|
|
|
|
High-Yield
Securities |
X |
X |
X |
X |
X |
Inflation-Indexed
Bonds |
X |
X |
X |
X |
X |
Inverse
Floating Rate Securities |
X |
X |
X |
X |
X |
Mortgage-Related
Securities |
X |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
X |
X |
Senior and
Other Bank Loans |
X |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
|
Depositary
Receipts |
X |
X |
X |
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
X |
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
|
Forward
Commitments |
X |
X |
X |
X |
X |
Futures
Contracts |
X |
X |
X |
X |
X |
Hybrid
Instruments |
X |
X |
X |
X |
X |
Options |
X |
X |
X |
X |
X |
Participatory
Notes |
|
|
|
|
|
Rights and
Warrants |
X |
X |
X |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
X |
X |
X |
Other
Investment Techniques |
|
|
|
|
|
Borrowing |
X |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
X |
Participation
on Creditors' Committees |
X |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
Short
Sales |
X |
X |
X |
X |
X |
To Be
Announced Sale Commitments |
X |
X |
X |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
X |
X |
X |
Asset
Class/Investment Technique |
Voya
International
High
Dividend
Low
Volatility
Portfolio |
VY® Invesco
Comstock
Portfolio |
VY® Invesco
Equity
and
Income
Portfolio |
VY® Invesco Global
Portfolio |
VY® JPMorgan
Mid
Cap
Value
Portfolio |
Equity
Securities |
|
|
|
|
|
Commodities |
|
X |
X |
X |
X |
Common
Stocks |
X |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya
International
High
Dividend
Low
Volatility
Portfolio |
VY® Invesco
Comstock
Portfolio |
VY® Invesco
Equity
and
Income
Portfolio |
VY® Invesco Global
Portfolio |
VY® JPMorgan
Mid
Cap
Value
Portfolio |
Convertible
Securities |
X |
X |
X |
X |
X |
Initial
Public Offerings |
X |
X |
X |
X |
X |
Master
Limited Partnerships |
|
X |
X |
X |
X |
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
Private
Investments in Public Companies |
|
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
X |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
X |
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
X |
X |
X |
Special
Situation Issuers |
|
X |
X |
X |
X |
Trust
Preferred Securities |
|
X |
X |
X |
X |
Fixed-Income
Instruments |
|
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
X |
Corporate
Fixed-Income Instruments |
X |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
|
X |
X |
X |
Custodial
Receipts and Trust Certificates |
|
X |
X |
X |
X |
Delayed
Funding Loans and Revolving Credit Facilities |
|
X |
X |
X |
X |
Event-Linked
Bonds |
|
X |
X |
X |
X |
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
X |
Guaranteed
Investment Contracts |
|
|
|
|
|
High-Yield
Securities |
X |
X |
X |
X |
X |
Inflation-Indexed
Bonds |
|
X |
X |
X |
X |
Inverse
Floating Rate Securities |
|
X |
X |
X |
X |
Mortgage-Related
Securities |
X |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
X |
X |
Senior
and Other Bank Loans |
|
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
|
Depositary
Receipts |
X |
X |
X |
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
X |
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
X |
Supranational
Entities |
|
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
|
Forward
Commitments |
X |
X |
X |
X |
X |
Futures
Contracts |
X |
X |
X |
X |
X |
Hybrid
Instruments |
X |
X |
X |
X |
X |
Options |
X |
X |
X |
X |
X |
Participatory
Notes |
|
|
|
|
|
Rights
and Warrants |
X |
X |
X |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya
International
High
Dividend
Low
Volatility
Portfolio |
VY® Invesco
Comstock
Portfolio |
VY® Invesco
Equity
and
Income
Portfolio |
VY® Invesco Global
Portfolio |
VY® JPMorgan
Mid
Cap
Value
Portfolio |
Other
Investment Techniques |
|
|
|
|
|
Borrowing |
X |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
X |
Participation
on Creditors' Committees |
|
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
Short
Sales |
X |
X |
X |
X |
X |
To Be
Announced Sale Commitments |
X |
X |
X |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
X |
X |
X |
Asset
Class/Investment Technique |
VY® T.
Rowe
Price
Diversified
Mid
Cap
Growth
Portfolio |
VY® T.
Rowe
Price
Growth
Equity
Portfolio |
Equity
Securities |
|
|
Commodities |
X |
X |
Common
Stocks |
X |
X |
Convertible
Securities |
X |
X |
Initial
Public Offerings |
X |
X |
Master
Limited Partnerships |
X |
X |
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
Preferred
Stocks |
X |
X |
Private
Investments in Public Companies |
X |
X |
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
Special
Situation Issuers |
X |
X |
Trust
Preferred Securities |
X |
X |
Fixed-Income
Instruments |
|
|
Asset-Backed
Securities |
X |
X |
Bank
Instruments |
X |
X |
Commercial
Paper |
X |
X |
Corporate
Fixed-Income Instruments |
X |
X |
Credit-Linked
Notes |
|
X |
Custodial
Receipts and Trust Certificates |
X |
X |
Delayed
Funding Loans and Revolving Credit Facilities |
X |
X |
Event-Linked
Bonds |
X |
X |
Floating
or Variable Rate Instruments |
X |
X |
Guaranteed
Investment Contracts |
|
|
High-Yield
Securities |
X |
X |
Inflation-Indexed
Bonds |
X |
X |
Inverse
Floating Rate Securities |
X |
X |
Mortgage-Related
Securities |
X |
X
|
Asset
Class/Investment Technique |
VY® T.
Rowe
Price
Diversified
Mid
Cap
Growth
Portfolio |
VY® T.
Rowe
Price
Growth
Equity
Portfolio |
Municipal
Securities |
X |
X |
Senior and
Other Bank Loans |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
Foreign
Investments |
|
|
Depositary
Receipts |
X |
X |
Emerging
Market Investments |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
Foreign
Currencies |
X |
X |
Sovereign
Debt |
X |
X |
Supranational
Entities |
X |
X |
Derivative
Instruments |
|
|
Forward
Commitments |
X |
X |
Futures
Contracts |
X |
X |
Hybrid
Instruments |
X |
X |
Options |
X |
X |
Participatory
Notes |
|
|
Rights and
Warrants |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
Other
Investment Techniques |
|
|
Borrowing |
X |
X |
Illiquid
Securities |
X |
X |
Participation
on Creditors' Committees |
X |
X |
Repurchase
Agreements |
X |
X |
Restricted
Securities |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
Securities
Lending |
X |
X |
Short
Sales |
X |
X |
To Be
Announced Sale Commitments |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Company |
Term of
Office
and
Length
of Time
Served1
|
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Directors2
|
Other
Board
Positions
Held
by
Directors |
Independent
Directors | |||||
Colleen
D. Baldwin
(1960) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Chairperson
Director |
January
2020 –
Present
November 2007 –
Present |
President,
Glantuam Partners,
LLC, a business consulting
firm
(January 2009 –
Present). |
139 |
RSR
Partners, Inc. (2016 –
Present). |
John
V. Boyer
(1953) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
November
1997 –
Present |
Retired.
Formerly, President and
Chief Executive Officer,
Bechtler
Arts Foundation, an arts and
education foundation
(January
2008 – December
2019). |
139 |
None. |
Patricia
W. Chadwick
(1948) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
January
2006 –
Present |
Consultant
and President,
Ravengate Partners LLC, a
consulting firm that
provides
advice regarding financial
markets and the global
economy
(January 2000 –
Present). |
139 |
The Royce
Funds (22 funds)
(December 2009 – Present);
and
AMICA Mutual Insurance
Company (1992 –
Present). |
Martin
J. Gavin
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
August
2015 –
Present |
Retired. |
139 |
None.
|
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Company |
Term of
Office
and
Length
of Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Directors2 |
Other
Board
Positions
Held
by
Directors |
Joseph
E. Obermeyer
(1957) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
May 2013 –
Present |
President,
Obermeyer &
Associates, Inc., a provider
of
financial and economic
consulting services
(November
1999 –
Present). |
139 |
None. |
Sheryl
K. Pressler
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
January
2006 –
Present |
Consultant
(May 2001 –
Present). |
139 |
Centerra
Gold Inc. (May 2008 –
Present). |
Christopher
P.
Sullivan
(1954) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Director |
October
2015 –
Present |
Retired. |
139 |
None. |
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Company |
Term of
Office and Length
of Time
Served1
|
Principal
Occupation(s) During the Past 5 Years |
Andy
Simonoff
(1973) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
President
and Chief
Executive
Officer |
January
2023 – Present |
Director,
President, and Chief Executive Officer, Voya Funds Services, LLC,
Voya Capital,
LLC, and Voya Investments,
LLC (January 2023 – Present); Managing Director, Chief
Strategy and Transformation
Officer, Voya Investment Management (January 2020 –
Present). Formerly, Managing
Director, Head of Business Management, Voya Investment
Management (March 2019 –
January 2020); Managing Director, Head of Business
Management, Fixed Income,
Voya Investment Management (November 2015 – March
2019). |
Jonathan
Nash
(1967) 230 Park Avenue New York,
New York 10169 |
Executive
Vice
President
Chief Investment
Risk
Officer |
March 2020
– Present |
Executive
Vice President and Chief Investment Risk Officer, Voya Investments, LLC
(March
2020 – Present); Senior Vice
President, Investment Risk Management, Voya Investment
Management (March 2017 –
Present). Formerly, Vice President, Voya Investments, LLC
(September 2018 – March
2020). |
James
M. Fink
(1958) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Executive
Vice
President |
March 2018
– Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Managing
Director, Voya Investments,
LLC, Voya Capital, LLC, and Voya Funds Services, LLC (March
2018 – Present); Chief
Administrative Officer, Voya Investment Management (September
2017 –
Present). |
Steven
Hartstein
(1963) 230 Park Avenue New York,
New York 10169 |
Chief
Compliance
Officer |
December
2022 – Present |
Senior
Vice President, Voya Investment Management (December 2022 – Present).
Formerly, Head of Funds
Compliance, Brighthouse Financial, Inc.; and Chief Compliance
Officer, Brighthouse Funds
and Brighthouse Investment Advisers, LLC (March 2017 –
December
2022). |
Todd
Modic
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President,
Chief/Principal
Financial Officer and
Assistant
Secretary |
March 2005
– Present |
Director
and Senior Vice President, Voya Capital, LLC and Voya Funds Services,
LLC
(September 2022 – Present);
Director, Voya Investments, LLC (September 2022 –
Present); Senior Vice
President, Voya Investments, LLC (April 2005 – Present). Formerly,
President, Voya Funds
Services, LLC (March 2018 – September 2022). |
Kimberly
A. Anderson
(1964) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
January
2005 – Present |
Senior
Vice President, Voya Investments, LLC (September 2003 –
Present). |
Sara
M. Donaldson
(1959) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Voya Investments, LLC (February 2022 – Present); Senior
Vice
President, Head of Active
Ownership, Voya Investment Management (September 2021 –
Present). Formerly,
Vice President, Voya Investments, LLC (October 2015 – February
2022); Vice President, Head
of Proxy Voting, Voya Investment Management (October 2015
– August 2021).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Company |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Andrew
K. Schlueter
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Head of Mutual Fund Operations, Voya Investment Management
(March 2022 – Present); Vice
President, Voya Investments Distributor, LLC (April 2018 –
Present); Vice President,
Voya Investments, LLC and Voya Funds Services, LLC (March
2018 – Present). Formerly,
Vice President, Head of Mutual Fund Operations, Voya
Investment Management
(February 2018 – February 2022). |
Joanne
F. Osberg
(1982) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President
Secretary |
March 2023
- Present
September 2020 –
Present |
Senior
Vice President and Secretary, Voya Investments, LLC, Voya Capital, LLC,
and
Voya Funds Services,
LLC and Senior Vice President and Chief Counsel, Voya Investment
Management – Mutual Fund
Legal Department (March 2023 – Present). Formerly,
Secretary, Voya Capital, LLC
(August 2022 – March 2023); Vice President and Secretary,
Voya Investments, LLC and
Voya Funds Services, LLC and Vice President and Senior
Counsel, Voya Investment
Management – Mutual Fund Legal Department (September 2020
– March 2023); Vice
President and Counsel, Voya Investment Management – Mutual Fund
Legal Department (January
2013 – September 2020). |
Robert
Terris
(1970) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Senior
Vice
President |
May 2006 –
Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Senior
Vice President, Head of
Investment Services, Voya Investments, LLC (April 2018 –
Present); Senior Vice
President, Head of Investment Services, Voya Funds Services, LLC
(March 2006 –
Present). |
Fred
Bedoya
(1973) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President,
Principal Accounting
Officer and
Treasurer |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2012 – Present). |
Robyn
L. Ichilov
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
January
2005 – Present |
Vice
President Voya Investments, LLC (August 1997 – Present); and Vice
President,
Voya Funds Services,
LLC (November 1995 – Present). |
Jason
Kadavy
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2007 – Present). |
Erica
McKenna
(1972) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034 |
Vice
President |
June 2022
– Present |
Vice
President, Head of Mutual Fund Compliance and Chief Compliance Officer,
Voya
Investments, LLC (May 2022 –
Present). Formerly, Vice President, Fund Compliance
Manager, Voya Investments,
LLC (March 2021 – May 2022); Assistant Vice President,
Fund Compliance Manager,
Voya Investments, LLC (December 2016 – March 2021).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Company |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Craig
Wheeler
(1969) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
May 2013 –
Present |
Vice
President – Director of Tax, Voya Investments, LLC (October 2015 –
Present). |
Nicholas
C.D. Ward
(1993) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Counsel,
Voya Investment Management – Mutual Fund Legal Department (November 2021
– Present). Formerly,
Associate, Dechert LLP (October 2018 – November
2021). |
Gizachew
Wubishet
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Assistant
Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (May 2019 –
Present). Formerly, Attorney, Ropes & Gray LLP (October 2011 –
April
2019). |
Monia
Piacenti
(1976) One Orange Way Windsor,
Connecticut
06095
|
Anti-Money
Laundering
Officer |
June 2018
– Present |
Compliance
Consultant, Voya Financial, Inc. (January 2019 – Present); Anti-Money
Laundering Officer,
Voya Investments Distributor, LLC, Voya Investment Management, and
Voya Investment Management
Trust Co. (June 2018 –
Present). |
Portfolio |
IRC
E |
IRC
F |
Voya Global Bond
Portfolio |
|
X |
Voya
International High Dividend Low Volatility Portfolio |
X |
|
VY®
American Century Small-Mid Cap Value Portfolio |
X |
|
VY® Baron
Growth Portfolio |
X |
|
VY® Columbia
Contrarian Core Portfolio |
X |
|
VY® Columbia
Small Cap Value II Portfolio |
X |
|
VY® Invesco
Comstock Portfolio |
X |
|
VY® Invesco
Equity and Income Portfolio |
X |
|
VY® Invesco Global
Portfolio |
|
X |
VY® JPMorgan
Mid Cap Value Portfolio |
X |
|
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
X |
|
VY® T.
Rowe Price Growth Equity Portfolio |
X |
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Global Bond
Portfolio |
None |
None |
None |
None |
Voya
International High
Dividend
Low Volatility
Portfolio |
None |
None |
None |
None |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
None |
None |
None |
None |
VY® Baron
Growth Portfolio |
None |
None |
None |
None |
VY® Columbia
Contrarian
Core
Portfolio |
None |
None |
None |
None |
VY® Columbia
Small Cap
Value
II Portfolio |
None |
None |
None |
None |
VY® Invesco
Comstock
Portfolio |
None |
None |
None |
None |
VY® Invesco
Equity and
Income
Portfolio |
None |
None |
None |
None |
VY® Invesco Global
Portfolio |
None |
None |
None |
None |
VY® JPMorgan
Mid Cap
Value
Portfolio |
None |
None |
None |
None |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
None |
None |
None |
None |
VY® T.
Rowe Price Growth
Equity
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,000 |
Over
$100,0001
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya Global Bond
Portfolio |
None |
None |
None |
Voya
International High
Dividend
Low Volatility
Portfolio |
None |
None |
None |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
None |
None |
None |
VY® Baron
Growth Portfolio |
None |
None |
None |
VY® Columbia
Contrarian
Core
Portfolio |
None |
None |
None |
VY® Columbia
Small Cap
Value
II Portfolio |
None |
None |
None |
VY® Invesco
Comstock
Portfolio |
None |
None |
None |
VY® Invesco
Equity and
Income
Portfolio |
None |
None |
None |
VY® Invesco Global
Portfolio |
None |
None |
None |
VY® JPMorgan
Mid Cap
Value
Portfolio |
None |
None |
None
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2022 | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
None |
None |
None |
VY® T.
Rowe Price Growth
Equity
Portfolio |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,000 |
Name
of Director |
Name
of Owners
and
Relationship to
Director |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Patricia
W. Chadwick |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
E. Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Global Bond
Portfolio |
$596.18 |
$499.12 |
$499.12 |
$499.12 |
Voya
International High
Dividend
Low Volatility
Portfolio |
$1,581.85 |
$1,324.05 |
$1,324.05 |
$1,324.05 |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
$1,647.79 |
$1,379.69 |
$1,379.69 |
$1,379.69 |
VY® Baron
Growth Portfolio |
$2,228.32 |
$1,865.67 |
$1,865.67 |
$1,865.67 |
VY® Columbia
Contrarian
Core
Portfolio |
$801.20 |
$670.78 |
$670.78 |
$670.78 |
VY® Columbia
Small Cap
Value
II Portfolio |
$761.79 |
$637.87 |
$637.87 |
$637.87 |
VY® Invesco
Comstock
Portfolio |
$1,213.29 |
$1,016.00 |
$1,016.00 |
$1,016.00 |
VY® Invesco
Equity and
Income
Portfolio |
$5,216.32 |
$4,367.80 |
$4,367.80 |
$4,367.80 |
VY® Invesco Global
Portfolio |
$5,601.55 |
$4,687.66 |
$4,687.66 |
$4,687.66 |
VY® JPMorgan
Mid Cap
Value
Portfolio |
$1,652.46 |
$1,383.37 |
$1,383.37 |
$1,383.37 |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
$5,034.27 |
$4,214.75 |
$4,214.75 |
$4,214.75 |
VY® T.
Rowe Price Growth
Equity
Portfolio |
$6,966.12 |
$5,829.56 |
$5,829.56 |
$5,829.56 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000.00 |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Directors |
$430,000.00 |
$360,000.00 |
$360,000.00 |
$360,000.00 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya Global Bond
Portfolio |
$499.12 |
$547.65 |
$499.12 |
Voya
International High
Dividend
Low Volatility
Portfolio |
$1,324.05 |
$1,452.95 |
$1,324.05 |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
$1,379.69 |
$1,513.74 |
$1,379.69 |
VY® Baron
Growth Portfolio |
$1,865.67 |
$2,047.00 |
$1,865.67 |
VY® Columbia
Contrarian
Core
Portfolio |
$670.78 |
$735.99 |
$670.78 |
VY® Columbia
Small Cap
Value
II Portfolio |
$637.87 |
$699.83 |
$637.87 |
VY® Invesco
Comstock
Portfolio |
$1,016.00 |
$1,114.64 |
$1,016.00 |
VY® Invesco
Equity and
Income
Portfolio |
$4,367.80 |
$4,792.06 |
$4,367.80
|
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
VY® Invesco Global
Portfolio |
$4,687.66 |
$5,144.60 |
$4,687.66 |
VY® JPMorgan
Mid Cap
Value
Portfolio |
$1,383.37 |
$1,517.91 |
$1,383.37 |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
$4,214.75 |
$4,624.51 |
$4,214.75 |
VY® T.
Rowe Price Growth
Equity
Portfolio |
$5,829.56 |
$6,397.84 |
$5,829.56 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Directors |
$360,000.001 |
$395,000.001 |
$360,000.00 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
93.02% |
50.03% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
5.29% |
47.33% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
46.57% |
50.03% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
50.08% |
47.33% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
92.91% |
47.33% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
34.50% |
50.03% |
VY® American
Century
Small-Mid
Cap Value
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
65.50% |
47.33% |
VY® Baron
Growth Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
90.35% |
32.61% |
VY® Baron
Growth Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
8.54% |
61.36% |
VY® Baron
Growth Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
13.00% |
3.11% |
VY® Baron
Growth Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
35.16% |
32.61% |
VY® Baron
Growth Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
40.60% |
61.36% |
VY® Baron
Growth Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
10.80% |
2.54% |
VY® Baron
Growth Portfolio |
Class
R6 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
16.53% |
32.61% |
VY® Baron
Growth Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
83.47% |
61.36% |
VY® Baron
Growth Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
97.50% |
61.36% |
VY® Baron
Growth Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
22.67% |
32.61%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® Baron
Growth Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
77.33% |
61.36% |
VY® Columbia
Contrarian
Core
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
95.15% |
49.26% |
VY® Columbia
Contrarian
Core
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
27.66% |
3.37% |
VY® Columbia
Contrarian
Core
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
5.85% |
49.26% |
VY® Columbia
Contrarian
Core
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
66.49% |
44.89% |
VY® Columbia
Contrarian
Core
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
99.55% |
44.89% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
71.77% |
20.95% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
25.75% |
28.35% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
I |
Tomorrow's Scholar 529
Plan
FBO VOYA 529 AGE 5-8
Option
C/O VOYA Imvestment
Management LLC
Voya Operations
7337 E. Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
6.61% |
6.59% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
13.93% |
4.05% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
24.11% |
20.95% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
20.07% |
28.35% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
18.40% |
5.35% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
R6 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
8.91% |
20.95% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
91.09% |
28.35% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
73.03% |
33.30%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
23.79% |
28.35% |
VY® Columbia
Small Cap
Value
II Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
100.00% |
28.35% |
Voya Global Bond
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
94.89% |
13.69% |
Voya Global Bond
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
90.87% |
70.86% |
Voya Global Bond
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company II
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
6.27% |
70.86% |
Voya Global Bond
Portfolio |
Class
S |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
24.07% |
4.46% |
Voya Global Bond
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
9.61% |
2.08% |
Voya Global Bond
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
17.36% |
70.86% |
Voya Global Bond
Portfolio |
Class
S |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
47.57% |
8.82% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
87.06% |
7.14% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
9.90% |
26.31% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
9.82% |
3.23% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
74.46% |
26.31% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
9.90% |
3.18% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
96.15% |
58.25% |
Voya
International High
Dividend
Low Volatility
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
100.00% |
26.31%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® Invesco
Comstock
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
98.58% |
12.26% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Voya Solution 2035
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
10.95% |
5.97% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Voya Solution 2045
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
11.44% |
6.23% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Voya Solution Moderately
Aggressive Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
13.77% |
7.50% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
10.63% |
5.82% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
7.08% |
37.04% |
VY® Invesco
Comstock
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
8.91% |
4.85% |
VY® Invesco
Comstock
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
99.71% |
37.04% |
VY® Invesco
Equity and
Income
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
76.52% |
4.05% |
VY® Invesco
Equity and
Income
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
20.15% |
37.58% |
VY® Invesco
Equity and
Income
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
81.25% |
37.58% |
VY® Invesco
Equity and
Income
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company II
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
8.70% |
37.58% |
VY® Invesco
Equity and
Income
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
93.25% |
53.97% |
VY® Invesco
Equity and
Income
Portfolio |
Class
S2 |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
98.29% |
53.97% |
VY® Invesco Global
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
91.32% |
13.04% |
VY® Invesco Global
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
8.00% |
68.92%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® Invesco Global
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
9.07% |
7.19% |
VY® Invesco Global
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
78.99% |
68.92% |
VY® Invesco Global
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
74.48% |
8.51% |
VY® Invesco Global
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
19.39% |
68.92% |
VY® Invesco Global
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
100.00% |
68.92% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
87.29% |
29.85% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
10.78% |
40.30% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
12.10% |
3.76% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
23.25% |
29.85% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
47.91% |
40.30% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
12.84% |
3.95% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
44.33% |
20.47% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
50.46% |
40.30% |
VY® JPMorgan
Mid Cap
Value
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
100.00% |
40.30% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
95.06% |
8.83% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor TN
41
1 Orange Way
Windsor, CT
06095 |
14.75% |
11.86%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
73.35% |
67.42% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
6.54% |
5.27% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
R6 |
Voya Solution 2025
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
7.23% |
0.68% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
R6 |
Voya Solution 2035
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
11.56% |
1.08% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
R6 |
Voya Solution 2045
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
9.01% |
0.84% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
R6 |
Voya Solution Moderately
Aggressive Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
19.44% |
1.81% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
39.02% |
67.42% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
20.69% |
0.76% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
13.37% |
8.83% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
59.02% |
67.42% |
VY® T.
Rowe Price
Diversified
Mid Cap Growth
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
100.00% |
67.42% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
93.87% |
31.14% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
13.70% |
31.14% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
65.52% |
53.88% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
33.11% |
31.14% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
65.41% |
53.88% |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4733 |
74.11% |
31.14%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® T.
Rowe Price Growth
Equity
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
25.89% |
53.88% |
Portfolio |
Annual
Management Fee |
Voya Global Bond
Portfolio |
0.60%
on the first $4 billion of the Portfolio’s average daily net
assets;
0.575%
on the next $1 billion of the Portfolio’s average daily net assets;
0.55%
on the next $1 billion of the Portfolio’s average daily net assets;
and
0.53%
of the Portfolio’s average daily net assets in excess of $6
billion. |
Voya
International High Dividend
Low
Volatility Portfolio |
0.60%
of the Portfolio’s average daily net assets. |
VY®
American Century Small-Mid
Cap
Value Portfolio |
0.91%
of the Portfolio’s average daily net assets. |
VY® Baron
Growth Portfolio |
0.95%
on the first $1 billion of the Portfolio’s average daily net assets;
0.925%
on the next $1 billion of the Portfolio’s average daily net assets;
and
0.90%
of the Portfolio’s average daily net assets in excess of $2
billion. |
VY® Columbia
Contrarian Core
Portfolio |
0.90%
on the first $500 million of the Portfolio’s average daily net assets;
0.85%
on the next $500 million of the Portfolio’s average daily net assets;
and
0.80%
of the Portfolio’s average daily net assets in excess of $1
billion. |
VY® Columbia
Small Cap Value
II Portfolio |
0.85%
of the Portfolio’s average daily net assets. |
VY® Invesco
Comstock Portfolio |
0.70%
of the Portfolio’s average daily net assets. |
VY® Invesco
Equity and Income
Portfolio |
0.65%
on the first $750 million of the Portfolio’s average daily net
assets;
0.63%
on the next $250 million of the Portfolio’s average daily net assets;
and
0.61%
of the Portfolio’s average daily net assets in excess of $1
billion. |
VY® Invesco Global
Portfolio |
0.70%
on the first $3 billion of the Portfolio’s average daily net
assets;
0.68%
on the next $1 billion of the Portfolio’s average daily net assets;
0.67%
on the next $4 billion of the Portfolio’s average daily net assets;
and
0.66%
of the Portfolio’s average daily net assets in excess of $8
billion. |
VY® JPMorgan
Mid Cap Value
Portfolio |
0.85%
on the first $500 million of the Portfolio’s average daily net
assets;
0.75%
on the next $500 million of the Portfolio’s average daily net assets;
and
0.70%
of the Portfolio’s average daily net assets in excess of $1
billion. |
VY® T.
Rowe Price Diversified Mid
Cap
Growth Portfolio |
0.74%
of the Portfolio’s average daily net assets.
|
Portfolio |
Annual
Management Fee |
VY® T.
Rowe Price Growth Equity
Portfolio |
0.70%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya Global Bond
Portfolio |
$793,046.00 |
$1,005,938.00 |
$1,169,251.00 |
Voya
International High Dividend Low Volatility Portfolio |
$2,128,959.00 |
$2,529,157.00 |
$2,393,491.00 |
VY®
American Century Small-Mid Cap Value Portfolio |
$4,011,998.00 |
$4,227,190.00 |
$3,441,801.00 |
VY® Baron
Growth Portfolio |
$4,694,057.00 |
$5,890,368.00 |
$4,761,776.00 |
VY® Columbia
Contrarian Core Portfolio |
$1,541,165.00 |
$1,744,499.00 |
$1,260,118.00 |
VY® Columbia
Small Cap Value II Portfolio |
$1,451,929.00 |
$1,609,229.00 |
$1,063,654.00 |
VY® Invesco
Comstock Portfolio |
$1,903,074.00 |
$1,774,086.00 |
$1,595,707.00 |
VY® Invesco
Equity and Income Portfolio |
$7,442,957.00 |
$8,398,903.00 |
$7,476,292.00 |
VY® Invesco Global
Portfolio |
$8,596,795.00 |
$12,063,851.00 |
$9,994,756.00 |
VY® JPMorgan
Mid Cap Value Portfolio |
$3,139,782.00 |
$3,560,260.00 |
$2,987,829.00 |
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
$8,231,895.00 |
$10,884,337.00 |
$8,710,343.00 |
VY® T.
Rowe Price Growth Equity Portfolio |
$10,579,989.00 |
$14,954,326.00 |
$12,185,098.00 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya Global Bond
Portfolio |
($181,368.00) |
($216,179.00) |
($215,012.00) |
Voya
International High Dividend Low Volatility Portfolio |
$0.00 |
$0.00 |
$0.00 |
VY®
American Century Small-Mid Cap Value Portfolio |
($1,699,586.00) |
($1,712,489.00) |
($1,616,241.00) |
VY® Baron
Growth Portfolio |
($458,713.00) |
($556,930.00) |
($687,276.00) |
VY® Columbia
Contrarian Core Portfolio |
($405,655.00) |
($492,492.00) |
($440,449.00) |
VY® Columbia
Small Cap Value II Portfolio |
($111,748.00) |
($89,884.00) |
($106,315.00) |
VY® Invesco
Comstock Portfolio |
($214,363.00) |
($233,799.00) |
($126,874.00) |
VY® Invesco
Equity and Income Portfolio |
($933,698.00) |
($886,264.00) |
($909,621.00) |
VY® Invesco Global
Portfolio |
($536,939.00) |
($432,246.00) |
($694,966.00) |
VY® JPMorgan
Mid Cap Value Portfolio |
($421,353.00) |
($463,244.00) |
($448,778.00) |
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
($776,045.00) |
($537,587.00) |
($782,961.00) |
VY® T.
Rowe Price Growth Equity Portfolio |
($1,022,120.00) |
($1,382,047.00) |
($1,437,380.00) |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
Voya Global Bond
Portfolio |
Voya
IM |
0.225% on
the first $4 billion of the Portfolio’s
average
daily net assets;
0.21375%
on the next $1 billion of the
Portfolio’s
average daily net assets;
0.2025% on
the next $1 billion of the Portfolio’s
average
daily net assets; and
0.1935% of
the Portfolio’s average daily net
assets in
excess of $6 billion. |
Voya
International High Dividend Low
Volatility
Portfolio |
Voya
IM |
0.27% of
the Portfolio’s average daily net
assets. |
VY® American
Century Small-Mid
Cap Value
Portfolio |
American
Century Investment Management, Inc.
(“American
Century”) |
0.500% on
the first $100 million of the
Portfolio’s
average daily net assets;
0.400% on
the next $500 million of the
Portfolio’s
average daily net assets; and
0.375% of
the Portfolio’s average daily net
assets in
excess of $600 million. |
VY® Baron
Growth Portfolio |
BAMCO,
Inc. (“BAMCO”) |
0.60% of
the Portfolio’s average daily net
assets. |
VY® Columbia
Contrarian Core
Portfolio |
Columbia
Management Investment Advisers,
LLC
(“CMIA”) |
0.265% on
the first $100 million of the
Portfolio’s
average daily net assets;
0.240% on
the next $150 million of the
Portfolio’s
average daily net assets;
0.220% on
the next $250 million of the
Portfolio’s
average daily net assets; and
0.20% of
the Portfolio’s average daily net
assets in
excess of $500 million. |
VY® Columbia
Small Cap Value
II Portfolio |
CMIA |
0.550% on
the first $200 million of the
Portfolio’s
average daily net assets; and
0.500% of
the Portfolio’s average daily net
assets in
excess of $200 million. |
VY® Invesco
Comstock Portfolio |
Invesco
Advisers, Inc. (“Invesco”) |
0.32% on
the first $250 million of the
Portfolio’s
average daily net assets;
0.28% on
the next $250 million of the
Portfolio’s
average daily net assets; and
0.25% of
the Portfolio’s average daily net
assets in
excess of $500 million.
|
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
VY® Invesco
Equity and Income
Portfolio |
Invesco |
0.20%
of the Portfolio’s average daily net
assets. |
VY® Invesco Global
Portfolio |
Invesco |
0.30%
if total assets at any month-end are less
than
or equal to $1 billion; and
0.23%
if total assets at any month-end are in
excess
of $1 billion. |
VY® JPMorgan
Mid Cap Value
Portfolio |
J.P.
Morgan Investment Management Inc.
(“JPMorgan”) |
0.50%
on the first $50 million of the Portfolio’s
average
daily net assets;
0.45%
on the next $50 million of the Portfolio’s
average
daily net assets; and
0.40%
of the Portfolio’s average daily net
assets
in excess of $100 million. |
VY® T.
Rowe Price Diversified Mid
Cap
Growth Portfolio |
T.
Rowe Price Associates, Inc. (“T. Rowe Price”) |
0.50%
on the first $250 million of the
Portfolio’s
average daily net assets;
0.45%
on the next $500 million of the
Portfolio’s
average daily net assets; and
0.40%
of the Portfolio’s average daily net
assets
in excess of $750 million, up to $1.2
billion.When
assets exceed $1.2 billion, the fee
schedule
resets as follows:
0.40%
of the Portfolio’s average daily net
assets.
When assets exceed $1.5 billion, the fee schedule
resets as follows: 0.375% of the
Portfolio’s
average daily net assets. |
VY® T.
Rowe Price Growth Equity
Portfolio |
T.
Rowe Price |
Assets
up to $100 million: 0.50% on the first
$50
million of the Portfolio’s average daily net
assets;
and
0.40%
on the next $50 million of the Portfolio’s
average
daily net assets up to $100 million;
When
assets exceed $100 million, the fee
schedule
resets as follows:
0.40%
on the first $250 million of the
Portfolio’s
average daily net assets; 0.375% on
the
next $250 million of the Portfolio’s average
daily
net assets; and
0.35%
on the next $500 million of the
Portfolio’s
average daily net assets up to $1
billion.
When assets exceed $1 billion, the fee schedule
resets as follows: 0.300% of the
Portfolio’s
average daily net assets. |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya Global Bond
Portfolio |
$297,391.29 |
$377,225.63 |
$438,470.44 |
Voya
International High Dividend Low Volatility Portfolio |
$958,029.01 |
$1,138,117.65 |
$1,077,073.73 |
VY®
American Century Small-Mid Cap Value Portfolio |
$1,580,759.87 |
$1,662,737.97 |
$1,363,654.56 |
VY® Baron
Growth Portfolio |
$2,964,667.29 |
$3,720,232.25 |
$3,007,435.71 |
VY® Columbia
Contrarian Core Portfolio |
$514,307.05 |
$582,733.02 |
$424,653.80 |
VY® Columbia
Small Cap Value II Portfolio |
$939,481.56 |
$1,040,828.21 |
$688,248.23 |
VY® Invesco
Comstock Portfolio |
$794,532.47 |
$871,376.05 |
$797,852.65 |
VY® Invesco
Equity and Income Portfolio |
$2,325,560.45 |
$2,638,986.01 |
$2,336,575.53 |
VY® Invesco Global
Portfolio |
$2,870,024.82 |
$3,963,833.22 |
$3,285,890.19 |
VY® JPMorgan
Mid Cap Value Portfolio |
$1,722,471.98 |
$1,959,839.07 |
$1,656,796.53 |
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
$4,429,259.23 |
$5,205,948.42 |
$4,492,665.83 |
VY® T.
Rowe Price Growth Equity Portfolio |
$4,075,796.10 |
$5,756,591.25 |
$4,696,586.85 |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Sean
Banai, CFA |
6 |
$12,484,295,504 |
99 |
$5,644,901,889 |
601 |
$17,992,405,625 |
Vincent
Costa,
CFA |
22 |
$9,073,206,875 |
31 |
$691,685,183 |
16 |
$823,809,217 |
Peg
DiOrio, CFA |
13 |
$3,632,591,149 |
0 |
$0 |
10 |
$508,210,796 |
Brian
Timberlake,
Ph.D.,
CFA |
4 |
$2,490,976,204 |
2 |
$35,468 |
41 |
$1,466,175,818 |
Steve
Wetter |
26 |
$22,713,239,487 |
2 |
$389,320,143 |
3 |
$385,062,165 |
Kai
Yee Wong |
21 |
$21,713,902,243 |
0 |
$0 |
5 |
$390,908,109 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Sean
Banai, CFA |
None |
Brian
Timberlake, Ph.D., CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Ryan
Cope, CFA |
7 |
$5,760,166,106 |
2 |
$733,214,364 |
7 |
$479,148,861 |
Jeff
John, CFA |
7 |
$5,760,166,106 |
2 |
$733,214,364 |
7 |
$479,148,861 |
Michael
Liss, CFA |
17 |
$29,962,301,239 |
6 |
$3,836,699,927 |
10 |
$1,954,390,405 |
Nathan
Rawlins,
CFA |
9 |
$12,049,646,306 |
1 |
$972,537,752 |
2 |
$274,639,705 |
Kevin
Toney, CFA |
17 |
$29,962,301,239 |
6 |
$3,836,699,927 |
10 |
$1,954,390,405 |
Brian
Woglom, CFA |
21 |
$31,136,344,503 |
4 |
$2,674,125,809 |
9 |
$1,952,505,034 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Jeff John,
CFA |
None |
Ryan Cope,
CFA |
None |
Michael
Liss, CFA |
None |
Nathan
Rawlins, CFA |
None |
Kevin
Toney, CFA |
None |
Brian
Woglom, CFA |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Ronald
Baron |
5 |
$13,603,948,288.00 |
3 |
$236,120,224.00 |
26 |
1,173,531,435 |
Neal
Rosenberg |
1 |
$6,855,304,768.00 |
0 |
$0.00 |
1 |
25,920,124 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Ronald
Baron |
None |
Neal
Rosenberg |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Jarl
Ginsberg, CFA,
CAIA |
2 |
$1,540,000,000 |
1 |
$134,690,000 |
120 |
$89,660,000 |
Guy W.
Pope, CFA |
8 |
$16,130,000,000 |
7 |
$959,690,000 |
86 |
$2,620,000,000 |
Christian
K.
Stadlinger,
Ph.D.,
CFA |
2 |
$1,540,000,000 |
1 |
$134,690,000 |
122 |
$99,080,000 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Guy W.
Pope, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Jarl
Ginsberg, CFA, CAIA |
None |
Christian
K. Stadlinger, Ph.D., CFA |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Devin
Armstrong,
CFA |
5 |
$14,095,900,000 |
0 |
$0 |
5,0701 |
$937,800,000 |
Chuck
Burge |
9 |
$23,060,200,000 |
7 |
$7,275,200,000 |
0 |
$0 |
John
Delano, CFA |
10 |
$13,665,700,000 |
7 |
$928,800,000 |
41 |
$4,900,000 |
Kevin
Holt, CFA |
6 |
$14,719,500,000 |
1 |
$214,100,000 |
5,0701 |
$937,800,000 |
Brian
Jurkash |
6 |
$18,770,300,000 |
1 |
$109,600,000 |
1,8201 |
$248,800,000 |
Sergio
Marcheli |
7 |
$19,825,500,000 |
1 |
$109,600,000 |
1,8201 |
$248,800,000 |
Matthew
Titus, CFA |
6 |
$18,770,300,000 |
0 |
$0 |
1,8201 |
$248,800,000 |
James
Warwick |
5 |
$14,095,900,000 |
0 |
$0 |
5,0701 |
$937,800,000 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Devin
Armstrong, CFA |
None |
Kevin
Holt, CFA |
None |
James
Warwick |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Chuck
Burge |
None |
Brian
Jurkash |
None |
Sergio
Marcheli |
None |
Matthew
Titus, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
John
Delano, CFA |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Lawrence
Playford,
CFA |
18 |
$22,279,500,000 |
1 |
$128,100,000 |
35 |
$1,765,300,000 |
Jonathan
K.L.
Simon |
19 |
$30,476,200,000 |
6 |
$9,075,800,000 |
43 |
$2,478,200,000 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Lawrence
Playford, CFA |
None |
Jonathan
K.L. Simon |
None |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Joseph
B. Fath |
11 |
$55,966,364,863 |
9 |
$25,035,196,097 |
4 |
$1,548,587,853 |
Donald
J. Peters |
5 |
$3,833,247,921 |
7 |
$1,991,557,081 |
4 |
$230,659,599 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Donald J.
Peters |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Joseph B.
Fath |
None |
Portfolio |
Type
of Plan |
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
All
Portfolios |
|
|
| |
Class
ADV |
Distribution
Plan |
0.25% |
N/A |
N/A |
|
Shareholder
Service
Plan |
N/A |
0.25% |
N/A |
Class
S |
Shareholder
Service
Plan |
N/A |
0.25% |
N/A |
Class
S2 |
Distribution
Plan |
0.15% |
N/A |
N/A |
|
Shareholder
Service
Plan |
N/A |
0.25% |
N/A |
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
Voya Global Bond
Portfolio |
ADV |
$7.41 |
$140.83 |
$839.50 |
$79,059.64 |
$0.19 |
$80,047.57 |
|
I |
$39.33 |
$747.23 |
$4,170.64 |
-$7.52 |
$1.40 |
$4,951.08 |
|
S |
$20.26 |
$384.94 |
$2,203.89 |
$61,285.80 |
$0.50 |
$63,895.39 |
Voya
International High Dividend
Low
Volatility Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$121,631.82 |
$0.00 |
$121,631.82 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$548,091.17 |
$0.00 |
$548,091.17 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$1,544.95 |
$0.00 |
$1,544.95 |
VY®
American Century Small-Mid
Cap
Value Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$512,961.06 |
$0.00 |
$512,961.06 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$232,735.32 |
$0.00 |
$232,735.32 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$7,631.76 |
$0.00 |
$7,631.76 |
VY® Baron
Growth Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$532,029.74 |
$0.00 |
$532,029.74 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
R6 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00
|
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
|
S |
$0.00 |
$0.00 |
$0.00 |
$539,614.70 |
$0.00 |
$539,614.70 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$8,533.77 |
$0.00 |
$8,533.77 |
VY® Columbia
Contrarian Core
Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$131,570.62 |
$0.00 |
$131,570.62 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$50,825.59 |
$0.00 |
$50,825.59 |
VY® Columbia
Small Cap Value
II Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$165,195.82 |
$0.00 |
$165,195.82 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
R6 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$201,447.31 |
$0.00 |
$201,447.31 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$6,598.82 |
$0.00 |
$6,598.82 |
VY® Invesco
Comstock Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$170,537.56 |
$0.00 |
$170,537.56 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$210,239.51 |
$0.00 |
$210,239.51 |
VY® Invesco
Equity and Income
Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$228,687.40 |
$0.00 |
$228,687.40 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$952,549.90 |
$0.00 |
$952,549.90 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$1,082,150.91 |
$0.00 |
$1,082,150.91 |
VY® Invesco Global
Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$540,474.14 |
$0.00 |
$540,474.14 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$320,719.24 |
$0.00 |
$320,719.24 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$11,588.29 |
$0.00 |
$11,588.29 |
VY® JPMorgan
Mid Cap Value
Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$425,131.12 |
$0.00 |
$425,131.12 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$413,452.45 |
$0.00 |
$413,452.45 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$5,283.41 |
$0.00 |
$5,283.41 |
VY® T.
Rowe Price Diversified
Mid
Cap Growth Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$289,603.70 |
$0.00 |
$289,603.70 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
R6 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$79,096.75 |
$0.00 |
$79,096.75 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$15,187.61 |
$0.00 |
$15,187.61 |
VY® T.
Rowe Price Growth Equity
Portfolio |
ADV |
$0.00 |
$0.00 |
$0.00 |
$1,333,406.58 |
$0.00 |
$1,333,406.58 |
|
I |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
S |
$0.00 |
$0.00 |
$0.00 |
$122,840.59 |
$0.00 |
$122,840.59 |
|
S2 |
$0.00 |
$0.00 |
$0.00 |
$17,408.25 |
$0.00 |
$17,408.25 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya Global Bond
Portfolio |
$140,353.00 |
$175,398.00 |
$184,458.00 |
Voya
International High Dividend Low Volatility Portfolio |
$671,268.00 |
$806,335.00 |
$767,596.00 |
VY®
American Century Small-Mid Cap Value Portfolio |
$753,328.00 |
$798,497.00 |
$651,736.00 |
VY® Baron
Growth Portfolio |
$1,080,178.00 |
$1,339,201.00 |
$1,067,477.00
|
Portfolio |
December
31, | ||
VY® Columbia
Contrarian Core Portfolio |
$182,396.00 |
$203,830.00 |
$160,085.00 |
VY® Columbia
Small Cap Value II Portfolio |
$373,242.00 |
$426,915.00 |
$283,803.00 |
VY® Invesco
Comstock Portfolio |
$380,777.00 |
$353,782.00 |
$274,160.00 |
VY® Invesco
Equity and Income Portfolio |
$2,320,338.00 |
$2,653,981.00 |
$2,372,124.00 |
VY® Invesco Global
Portfolio |
$872,782.00 |
$1,208,094.00 |
$993,297.00 |
VY® JPMorgan
Mid Cap Value Portfolio |
$843,867.00 |
$934,089.00 |
$771,763.00 |
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
$383,888.00 |
$505,993.00 |
$431,353.00 |
VY® T.
Rowe Price Growth Equity Portfolio |
$1,473,655.00 |
$2,141,913.00 |
$1,779,691.00 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya Global Bond
Portfolio |
$25,409.30 |
$707.90 |
$18,748.12 |
($1,233.69) |
$17,514.43 |
None |
$19,456.02 |
$7,186.97 |
Voya
International High Dividend
Low
Volatility Portfolio |
$148,294.73 |
$14,724.73 |
$98,236.01 |
($113,561.72) |
($15,325.71) |
None |
$112,960.74 |
$148,895.71 |
VY®
American Century Small-Mid
Cap
Value Portfolio |
$51,821.87 |
$3,115.81 |
$35,133.22 |
($17,963.21) |
$17,170.01 |
None |
$38,249.03 |
$31,536.05 |
VY® Baron
Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
VY® Columbia
Contrarian Core
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
VY® Columbia
Small Cap Value
II Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
VY® Invesco
Comstock Portfolio |
$8,067.29 |
$339.74 |
$5,862.47 |
($1,570.96) |
$4,291.51 |
None |
$6,202.21 |
$3,436.04 |
VY® Invesco
Equity and Income
Portfolio |
$558,246.36 |
$28,211.64 |
$329,653.18 |
($84,913.96) |
$244,739.22 |
None |
$357,864.82 |
$285,295.50 |
VY® Invesco Global
Portfolio |
$98,782.24 |
$5,265.81 |
$51,383.68 |
($11,117.97) |
$40,265.71 |
None |
$56,649.49 |
$53,250.72 |
VY® JPMorgan
Mid Cap Value
Portfolio |
$2,492.17 |
$50.44 |
$2,228.75 |
($297.47) |
$1,931.28 |
None |
$2,279.19 |
$510.45 |
VY® T.
Rowe Price Diversified Mid
Cap
Growth Portfolio |
$861,663.64 |
$11,138.93 |
$754,459.60 |
($16,733.62) |
$737,725.98 |
None |
$765,598.53 |
$112,798.73 |
VY® T.
Rowe Price Growth Equity
Portfolio |
$267,184.81 |
$10,619.77 |
$218,650.63 |
($69,489.50) |
$149,161.13 |
None |
$229,270.40 |
$107,403.91 |
Portfolio |
December
31, | ||
|
2022 |
2021 |
2020 |
Voya Global Bond
Portfolio |
$10,511.08 |
$11,460.00 |
$12,196.98 |
Voya
International High Dividend Low Volatility Portfolio |
$464,372.11 |
$477,740.20 |
$479,442.69 |
VY®
American Century Small-Mid Cap Value Portfolio |
$106,575.20 |
$107,626.12 |
$135,071.98 |
VY® Baron
Growth Portfolio |
$32,538.45 |
$28,812.95 |
$30,732.10 |
VY® Columbia
Contrarian Core Portfolio |
$63,339.34 |
$47,152.62 |
$70,314.57 |
VY® Columbia
Small Cap Value II Portfolio |
$171,334.45 |
$150,553.36 |
$157,164.84 |
VY® Invesco
Comstock Portfolio |
$55,949.87 |
$61,956.26 |
$203,591.03 |
VY® Invesco
Equity and Income Portfolio |
$120,819.13 |
$270,483.82 |
$365,951.42 |
VY® Invesco Global
Portfolio |
$256,527.13 |
$195,090.39 |
$225,433.48 |
VY® JPMorgan
Mid Cap Value Portfolio |
$42,299.21 |
$87,212.65 |
$78,826.95 |
VY® T.
Rowe Price Diversified Mid Cap Growth Portfolio |
$72,945.06 |
$79,096.92 |
$130,631.14 |
VY® T.
Rowe Price Growth Equity Portfolio |
$116,589.48 |
$164,351.05 |
$224,501.86 |
Portfolio |
Total
Amount of
Commissions
Paid |
Total
Amount of
Commissions
Paid
to
Affiliate |
% of
Total Amount
of
Commissions
Paid to
Affiliates |
% of
Portfolio's
Principal
Amount of
Transactions |
Affiliated
Broker |
2022 |
|
|
|
|
|
VY® Invesco
Comstock
Portfolio |
$55,949.87 |
$429.78 |
0.77% |
0.81% |
Invesco Capital
Markets,
Inc. |
VY® Invesco
Equity and
Income
Portfolio |
$120,819.13 |
$13,084.46 |
10.83% |
12.92% |
Invesco Capital
Markets,
Inc. |
2021 |
|
|
|
|
|
VY® Invesco
Comstock
Portfolio |
$22,277.04 |
$377.14 |
1.69% |
0.00% |
Invesco Capital
Markets,
Inc. |
VY® Invesco
Equity and
Income
Portfolio |
$36,351.03 |
$2,442.13 |
6.72% |
0.00% |
Invesco Capital
Markets,
Inc. |
2020 |
|
|
|
|
|
VY® Invesco
Comstock
Portfolio |
$203,591.03 |
$732.91 |
0.36% |
0.00% |
Invesco Capital
Markets,
Inc. |
VY® Invesco
Equity and
Income
Portfolio |
$365,951.42 |
$1,167.72 |
0.32% |
0.00% |
Invesco Capital
Markets,
Inc. |
Portfolio |
Security
Description |
Market
Value |
Voya Global Bond
Portfolio |
Bank of
America |
$1,265,657.12 |
|
Bank of
New York |
$54,070.93 |
|
BNP
Paribas |
$570,630.94 |
|
Credit
Suisse |
$388,282.40 |
|
JP Morgan
Chase |
$1,657,524.71 |
|
Morgan
Stanley |
$2,281,827.53 |
|
US
Bancorp |
$69,771.96 |
|
Wells
Fargo |
$509,668.99 |
VY® American
Century Small-Mid Cap Value
Portfolio |
Bank of
New York |
$6,346,899.12 |
VY® Columbia
Contrarian Core Portfolio |
JP Morgan
Chase |
$425,231.10 |
|
Wells
Fargo |
$914,614.79 |
VY® Columbia
Small Cap Value II Portfolio |
Stifel
Nicolaus |
$1,377,532.00
|
Portfolio |
Security
Description |
Market
Value |
VY® Invesco
Comstock Portfolio |
Bank of
America |
$6,790,825.44 |
|
Citigroup |
$3,779,780.64 |
|
Goldman
Sachs |
$3,460,583.64 |
|
JP Morgan
Chase |
$3,268,285.20 |
|
Morgan
Stanley |
$2,272,499.58 |
|
Wells
Fargo |
$6,004,804.70 |
VY® Invesco
Equity and Income Portfolio |
Bank of
America |
$20,710,635.03 |
|
Citigroup |
$3,747,562.46 |
|
Credit
Suisse |
$458,173.23 |
|
Goldman
Sachs |
$13,219,584.96 |
|
HSBC |
$1,682,281.72 |
|
JP Morgan
Chase |
$3,208,826.69 |
|
Mizuho
Financial Group |
$2,318,734.57 |
|
Morgan
Stanley |
$12,161,072.19 |
|
UBS |
$561,850.83 |
|
Wells
Fargo |
$27,677,625.75 |