|
Inst. |
I-2 |
I-3 |
Admin. |
A |
C |
R |
PIMCO
Dividend and Income Fund |
PQIIX |
PQIPX |
– |
– |
PQIZX |
PQICX |
– |
PIMCO
RAE Emerging Markets Fund |
PEIFX |
PEPFX |
– |
– |
PEAFX |
– |
– |
PIMCO
RAE Global ex-US Fund |
PZRIX |
PZRPX |
– |
– |
PZRAX |
– |
– |
PIMCO
RAE International Fund |
PPYIX |
PPYPX |
– |
– |
PPYAX |
– |
– |
PIMCO
RAE US Fund |
PKAIX |
PKAPX |
– |
– |
PKAAX |
– |
– |
PIMCO
RAE US Small Fund |
PMJIX |
PMJPX |
– |
– |
PMJAX |
– |
– |
PIMCO
REALPATH® Blend Income Fund |
PBRNX |
– |
– |
PBRDX |
PBRAX |
– |
– |
PIMCO
REALPATH® Blend 2025 Fund |
PPZRX |
– |
– |
PPZDX |
PPZAX |
– |
– |
PIMCO
REALPATH® Blend 2030 Fund |
PBPNX |
– |
– |
PBPRX |
PBPAX |
– |
– |
PIMCO
REALPATH® Blend 2035 Fund |
PDGZX |
– |
– |
PDGDX |
PDGAX |
– |
– |
PIMCO
REALPATH® Blend 2040 Fund |
PVPNX |
– |
– |
PVPRX |
PVPAX |
– |
– |
PIMCO
REALPATH® Blend 2045 Fund |
PVQNX |
– |
– |
PVQDX |
PVQAX |
– |
– |
PIMCO
REALPATH® Blend 2050 Fund |
PPQZX |
– |
– |
PPQDX |
PPQAX |
– |
– |
PIMCO
REALPATH® Blend 2055 Fund |
PRQZX |
– |
– |
PRQDX |
PRQAX |
– |
– |
PIMCO
REALPATH® Blend 2060 Fund |
PRBMX |
– |
– |
PRBEX |
PRBAX |
– |
– |
PIMCO
REALPATH® Blend 2065 Fund |
PBLIX |
|
|
PBLMX |
PBLLX |
|
|
71
| |
71
| |
74
| |
75
| |
75
| |
76
| |
77
| |
77
| |
78
| |
81
| |
81
| |
82
| |
82
| |
83
| |
86
| |
88
| |
89
| |
90
| |
91
| |
92
| |
92
| |
111
| |
112
| |
112
| |
114
| |
115
| |
115
| |
116
| |
117
| |
117
| |
119
| |
120
| |
122
| |
122
| |
124
| |
129
| |
130
| |
131
| |
131
| |
132
| |
133
| |
133
| |
135
| |
135
| |
137
| |
138
| |
139
| |
139
| |
140
| |
140
|
144
| |
147
| |
167
| |
167
| |
167
| |
168
| |
170
| |
170
| |
171
| |
172
| |
174
| |
174
| |
174
| |
175
| |
176
| |
177
| |
177
| |
177
| |
178
| |
178
| |
179
| |
179
| |
180
| |
180
| |
181
| |
181
| |
182
| |
182
| |
182
| |
183
| |
183
| |
183
| |
184
| |
184
| |
184
| |
185
| |
185
| |
185
| |
185
| |
185 |
PIMCO
Dividend and Income Fund
PIMCO
RAE Emerging Markets Fund
PIMCO
RAE Global ex-US Fund
PIMCO
RAE International Fund
PIMCO
RAE US Fund
PIMCO
RAE US Small Fund |
PIMCO
REALPATH® Blend Income Fund
PIMCO
REALPATH® Blend 2025 Fund
PIMCO
REALPATH® Blend 2030 Fund
PIMCO
REALPATH® Blend 2035 Fund
PIMCO
REALPATH® Blend 2040 Fund
PIMCO
REALPATH® Blend 2045 Fund
PIMCO
REALPATH® Blend 2050 Fund
PIMCO
REALPATH® Blend 2055 Fund
PIMCO
REALPATH® Blend 2060 Fund
PIMCO
REALPATH® Blend 2065 Fund |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Interested
Trustees1
| ||||
Peter
G. Strelow
(1970)
Chairman
of the Board
and
Trustee |
02/2019
to present |
Managing
Director
and
Co-Chief
Operating
Officer,
PIMCO.
Senior Vice
President
of the Trust,
PIMCO
Equity Series
VIT,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
ETF Trust,
PIMCO
Managed
Accounts
Trust,
PIMCO-Sponsored
Interval
Funds and
PIMCO-Sponsored
Closed-End
Funds.
Formerly,
Chief
Administrative
Officer,
PIMCO. |
161 |
Chairman
and Trustee,
PIMCO
Equity Series
VIT,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
ETF Trust. |
Kimberley
G. Stafford
(1978)
Trustee |
02/2021
to present |
Managing
Director,
Global
Head of
Product
Strategy,
PIMCO;
and Member
of
Executive
Committee,
PIMCO.
Formerly, Head
of
Asia-Pacific,
Global
Head
of Consultant
Relations
and Head of
US
Institutional and
Alternatives
Sales,
PIMCO. |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO ETF
Trust. |
Independent
Trustees | ||||
George
E. Borst
(1948)
Trustee |
05/2019
to present |
Executive
Advisor,
McKinsey
&
Company
(since
10/14).
Formerly,
Executive
Advisor,
Toyota
Financial
Services
(10/13-12/14);
and
CEO,
Toyota
Financial
Services
(01/01-09/13). |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust;
Director,
MarineMax
Inc. |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Jennifer
Holden Dunbar
(1963)
Trustee |
02/2016
to present |
Formerly,
Managing
Director,
Dunbar
Partners,
LLC
(business
consulting
and
investments)
(05/05-05/21);
and
Partner,
Leonard
Green
& Partners, L.P. |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust;
Director,
PS Business
Parks;
Director, Big 5
Sporting
Goods
Corporation. |
Kym
M. Hubbard
(1957)
Trustee |
05/2019
to present |
Formerly,
Global
Head
of Investments,
Chief
Investment
Officer
and Treasurer,
Ernst
& Young. |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust;
Director,
State Auto
Financial
Corporation. |
Gary
F. Kennedy
(1955)
Trustee |
05/2019
to present |
Formerly,
Senior Vice
President,
General
Counsel
and Chief
Compliance
Officer,
American
Airlines and
AMR
Corporation
(now
American
Airlines
Group)
(01/03-01/14). |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust. |
Peter
B. McCarthy
(1950)
Trustee
|
09/2011
to present |
Formerly,
Assistant
Secretary
and Chief
Financial
Officer,
United
States
Department
of
Treasury;
Deputy
Managing
Director,
Institute
of
International
Finance. |
161 |
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust. |
Ronald
C. Parker
(1951)
Lead
Independent
Trustee |
02/2016
to present
Lead
Independent
Trustee
05/2019
to present |
Director
of Roseburg
Forest
Products
Company.
Formerly,
Chairman
of the
Board,
The Ford
Family
Foundation;
and
President, Chief
Executive
Officer,
Hampton
Affiliates
(forestry
products). |
161 |
Lead
Independent
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance,
PIMCO
ETF Trust. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Eric
D. Johnson
(1970)
President |
06/2019
to present |
Executive
Vice President and Head of Funds Business
Group
Americas, PIMCO. President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO ETF Trust,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO
Flexible
Real Estate Income Fund. |
Ryan
G. Leshaw
(1980)
Chief
Legal Officer and
Secretary |
08/2021
to present |
Executive
Vice President and Senior Counsel, PIMCO.
Chief
Legal Officer and Secretary, PIMCO Funds, PIMCO
Variable
Insurance Trust, PIMCO ETF Trust and PIMCO
Equity
Series VIT. Chief Legal Officer, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. Formerly, Associate, Willkie Farr & Gallagher
LLP. |
Keisha
Audain-Pressley
(1975)**
Chief
Compliance
Officer |
01/2020
to present |
Executive
Vice President and Deputy Chief Compliance
Officer,
PIMCO. Chief Compliance Officer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp.
|
Joshua
D. Ratner
(1976)**
Senior
Vice President |
05/2019
to present |
Executive
Vice President and Head of Americas
Operations,
PIMCO. Senior Vice President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO ETF Trust,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds.
|
Peter
G. Strelow
(1970)
Senior
Vice President |
06/2019
to present |
Managing
Director and Co-Chief Operating Officer,
PIMCO.
Senior Vice President, PIMCO Funds, PIMCO
Variable
Insurance Trust, PIMCO ETF Trust, PIMCO
Equity
Series VIT, PIMCO Managed Accounts Trust,
PIMCO-Sponsored
Interval Funds and PIMCO-Sponsored
Closed-End
Funds. Formerly, Chief Administrative Officer,
PIMCO. |
Wu-Kwan
Kit
(1981)
Assistant
Secretary |
08/2017
to present |
Senior
Vice President and Senior Counsel, PIMCO.
Assistant
Secretary, PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust and PIMCO Equity
Series
VIT. Vice President, Senior Counsel and Secretary,
PIMCO
Managed Accounts Trust, PIMCO-Sponsored
Interval
Funds, PIMCO-Sponsored Closed-End Funds,
PIMCO
Flexible Real Estate Income Fund and PIMCO
Capital
Solutions BDC Corp. Formerly, Assistant General
Counsel,
VanEck Associates Corp. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Douglas
B. Burrill
(1980)**
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Elizabeth
A. Duggan
(1964)
Vice
President |
02/2021
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Jason
R. Duran
(1977)
Vice
President |
02/2023
to present |
Vice
President, PIMCO. Vice President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO ETF Trust and
PIMCO
Equity Series VIT. |
Mark
A. Jelic
(1981)
Vice
President |
08/2021
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Kenneth
W. Lee
(1972)
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Greg
J. Mason
(1980)***
Vice
President |
03/2023
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO
Flexible
Real Estate Income Fund. |
Brian
J. Pittluck
(1977)
Vice
President |
01/2020
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Keith
A. Werber
(1973)
Vice
President |
05/2022
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Bijal
Y. Parikh
(1978)
Treasurer |
01/2021
to present |
Executive
Vice President, PIMCO. Treasurer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO
Flexible
Real Estate Income Fund. |
Erik
C. Brown
(1967)***
Assistant
Treasurer |
03/2010
to present |
Executive
Vice President, PIMCO. Assistant Treasurer,
PIMCO
Funds, PIMCO Variable Insurance Trust, PIMCO
ETF
Trust, PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds, PIMCO Flexible
Real
Estate Income Fund and PIMCO Capital Solutions
BDC
Corp.
|
Brandon
T. Evans
(1982)
Assistant
Treasurer |
05/2019
to present |
Senior
Vice President, PIMCO. Assistant Treasurer,
PIMCO
Funds, PIMCO Variable Insurance Trust, PIMCO
ETF
Trust and PIMCO Equity Series VIT. Deputy
Treasurer,
PIMCO Managed Accounts Trust,
PIMCO-Sponsored
Interval Funds, PIMCO-Sponsored
Closed-End
Funds and PIMCO Flexible Real Estate
Income
Fund. |
Maria
M. Golota
(1983)***
Assistant
Treasurer |
02/2023
to present |
Vice
President, PIMCO. Assistant Treasurer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO
Flexible
Real Estate Income Fund. |
Name
of Trustee |
Name
of Fund |
Dollar
Range of Equity
Securities
in the Funds |
Aggregate
Dollar Range
of
Equity Securities in All
Funds
Overseen by Trustee
in
Family of Investment
Companies
|
Kimberley
G. Stafford* |
None |
None |
Over
$100,000 |
Peter
G. Strelow |
None |
None |
Over
$100,000 |
Independent
Trustees |
|
|
|
George
E. Borst |
None |
None |
Over
$100,000 |
Jennifer
Holden Dunbar |
None |
None |
Over
$100,000 |
Kym
M. Hubbard |
None |
None |
Over
$100,000 |
Gary
F. Kennedy |
None |
None |
Over
$100,000 |
Peter
B. McCarthy |
PIMCO
REALPATH®
Blend
2030 Fund |
Over
$100,000 |
Over
$100,000 |
Ronald
C. Parker |
None |
None |
Over
$100,000 |
Name
of Independent Trustee |
Name
of Owners
and
Relationships
to
Trustee |
Company |
Title
of Class |
Value
of
Securities |
Percent
of
Class |
George
E. Borst |
None |
None |
None |
None |
None |
Jennifer
Holden Dunbar |
None |
None |
None |
None |
None |
Kym
M. Hubbard |
None |
None |
None |
None |
None |
Gary
F. Kennedy |
None |
None |
None |
None |
None |
Peter
B. McCarthy |
None |
None |
None |
None |
None |
Ronald
C. Parker |
None |
None |
None |
None |
None |
Name
and Position |
Aggregate
Compensation
from
Trust1
|
Pension
or Retirement
Benefits
Accrued As
Part
of Funds Expenses |
Total
Compensation
from
Trust and Fund
Complex
Paid to Trustees |
George
E. Borst, Trustee |
$60,300 |
N/A |
$423,000 |
Jennifer
Holden Dunbar, Trustee |
$63,000 |
N/A |
$443,000 |
Kym
M. Hubbard, Trustee |
$63,000 |
N/A |
$443,000 |
Gary
F. Kennedy, Trustee |
$63,000 |
N/A |
$443,000 |
Peter
B. McCarthy, Trustee |
$65,800 |
N/A |
$468,000 |
Ronald
C. Parker, Trustee |
$65,800 |
N/A |
$463,000 |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD SAINT
LOUIS
MO 63131-3710 |
137,761.98 |
|
10.31% |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
432,602.73 |
* |
32.38% |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
110,781.90 |
|
8.29% |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
78,597.89 |
|
5.88% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
211,444.14 |
|
15.83% |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
WELLS
FARGO CLEARING
SERVICES
LLC SPECIAL
CUSTODY
ACCT FOR THE
EXCLUSIVE
BENEFIT OF
CUSTOMER
2801 MARKET
ST,
SAINT LOUIS MO
63103-2523 |
155,409.70 |
|
11.63% |
PIMCO
DIVIDEND
AND
INCOME |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY A/C
FBO
CUSTOMERS ATTN
MUTUAL
FUNDS 211 MAIN
STREET,
SAN FRANCISCO
CA
94105-1901 |
70,038.73 |
|
5.24% |
PIMCO
DIVIDEND
AND
INCOME |
I-2 |
** |
UBS
WM USA XOX XXXXX
XXXX
OMNI A/C M/F SPEC
CDY
A/C EXCL BEN CUST
UBSFSI
1000 HARBOR
BLVD,
WEEHAWKEN NJ
07086-6761 |
495,497.99 |
* |
35.60% |
PIMCO
DIVIDEND
AND
INCOME |
I-2 |
** |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL
FUNDS
HOUSE ACCT FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER, 880
CARILLON
PKWY, ST
PETERSBURG
FL 33716-1100 |
116,048.93 |
|
8.34% |
PIMCO
DIVIDEND
AND
INCOME |
I-2 |
** |
MERRILL
LYNCH PIERCE
FENNER
& SMITH INC FOR
THE
SOLE BENEFIT OF ITS
CUSTOMERS
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
337,206.78 |
|
24.22% |
PIMCO
DIVIDEND
AND
INCOME |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
221,971.67 |
|
15.95% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
INCOME |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
2,907,234.72 |
|
10.27% |
PIMCO
REALPATH
BLEND
INCOME |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
14,465,320.98 |
* |
51.08% |
PIMCO
REALPATH
BLEND
INCOME |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
1,628,864.41 |
|
5.75% |
PIMCO
REALPATH
BLEND
INCOME |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
2,417,522.06 |
|
8.54% |
PIMCO
REALPATH
BLEND
2025 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
2,928,329.88 |
|
7.81% |
PIMCO
REALPATH
BLEND
2025 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
18,509,195.77 |
* |
49.34% |
PIMCO
REALPATH
BLEND
2025 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,404,492.89 |
|
6.41% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2025 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
4,787,702.09 |
|
12.76% |
PIMCO
REALPATH
BLEND
2030 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
4,060,000.85 |
|
9.26% |
PIMCO
REALPATH
BLEND
2030 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
20,213,631.55 |
* |
46.08% |
PIMCO
REALPATH
BLEND
2030 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
3,109,049.58 |
|
7.09% |
PIMCO
REALPATH
BLEND
2030 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
4,937,855.08 |
|
11.26% |
PIMCO
REALPATH
BLEND
2035 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
3,930,872.94 |
|
9.47% |
PIMCO
REALPATH
BLEND
2035 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
19,788,391.56 |
* |
47.66% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2035 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,734,172.79 |
|
6.59% |
PIMCO
REALPATH
BLEND
2035 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
4,482,848.15 |
|
10.80% |
PIMCO
REALPATH
BLEND
2040 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
5,083,949.73 |
|
14.31% |
PIMCO
REALPATH
BLEND
2040 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
15,797,516.83 |
* |
44.45% |
PIMCO
REALPATH
BLEND
2040 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,245,764.22 |
|
6.32% |
PIMCO
REALPATH
BLEND
2040 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
4,378,983.61 |
|
12.32% |
PIMCO
REALPATH
BLEND
2045 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
3,985,541.63 |
|
11.93% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2045 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
15,333,765.05 |
* |
45.91% |
PIMCO
REALPATH
BLEND
2045 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,600,013.47 |
|
7.78% |
PIMCO
REALPATH
BLEND
2045 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
4,078,273.43 |
|
12.21% |
PIMCO
REALPATH
BLEND
2050 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
4,908,738.78 |
|
15.82% |
PIMCO
REALPATH
BLEND
2050 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
14,360,438.99 |
* |
46.27% |
PIMCO
REALPATH
BLEND
2050 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,871,276.20 |
|
9.25% |
PIMCO
REALPATH
BLEND
2050 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
3,487,740.77 |
|
11.24% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2055 |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
4,706,126.88 |
|
20.29% |
PIMCO
REALPATH
BLEND
2055 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
8,962,754.40 |
* |
38.64% |
PIMCO
REALPATH
BLEND
2055 |
INST |
|
DCGT
AS TTEE AND OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN NPIO
TRADE
DESK, 711 HIGH ST,
DES
MOINES IA 50392-0001 |
2,336,941.98 |
|
10.07% |
PIMCO
REALPATH
BLEND
2055 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
3,244,589.86 |
|
13.99% |
PIMCO
REALPATH
BLEND
INCOME |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
582,551.40 |
* |
87.24% |
PIMCO
REALPATH
BLEND
INCOME |
ADM |
** |
CHARLES
SCHWAB & CO
INC
ATTN MUTUAL FUNDS,
211
MAIN ST, SAN
FRANCISCO
CA 94105-1901 |
64,782.83 |
|
9.70% |
PIMCO
REALPATH
BLEND
2025 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
554,589.87 |
* |
93.31% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2030 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
746,413.56 |
* |
94.09% |
PIMCO
REALPATH
BLEND
2035 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
502,870.08 |
* |
96.96% |
PIMCO
REALPATH
BLEND
2040 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
552,210.81 |
* |
95.97% |
PIMCO
REALPATH
BLEND
2045 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
397,549.56 |
* |
89.21% |
PIMCO
REALPATH
BLEND
2045 |
ADM |
** |
AMERICAN
UNITED LIFE
INSURANCE
CO GROUP
RETIREMENT
ANNUITY SEP
ACCT
II ATTN SEPARATE
ACCOUNTS,
PO BOX 368,
INDIANAPOLIS
IN
46206-0368 |
40,546.01 |
|
9.10% |
PIMCO
REALPATH
BLEND
2050 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
233,449.50 |
* |
96.22% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2055 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
420,831.09 |
* |
98.26% |
PIMCO
RAE
EMERGING
MARKETS |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
35,745,410.04 |
* |
27.85% |
PIMCO
RAE
EMERGING
MARKETS |
INST |
** |
STATE
STREET BANK &
TRUST
CO FBO PIMCO ALL
ASSET
FUND 1633
BROADWAY
NEW YORK, NY
10019 |
31,819,324.87 |
|
24.79% |
PIMCO
RAE
EMERGING
MARKETS |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
16,482,380.18 |
|
12.84% |
PIMCO
RAE
EMERGING
MARKETS |
I-2 |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
6,114,510.26 |
* |
56.97% |
PIMCO
RAE
EMERGING
MARKETS |
I-2 |
** |
MERRILL
LYNCH PIERCE
FENNER
& SMITH INC FOR
THE
SOLE BENEFIT OF ITS
CUSTOMERS
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
2,491,666.43 |
|
23.21% |
PIMCO
RAE
EMERGING
MARKETS |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
1,399,946.33 |
|
13.04% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE GLOBAL
EX-US |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
778,537.47 |
|
9.96% |
PIMCO
RAE GLOBAL
EX-US |
INST |
** |
MITRA
& CO FBO XX C/O
RELIANCE
TRUST
COMPANY
WI MAILCODE:
BDXN
- ATTN: MF 4900 W
BROWN
DEER RD,
MILWAUKEE
WI 53223-2422 |
4,768,682.37 |
* |
61.03% |
PIMCO
RAE GLOBAL
EX-US |
INST |
** |
CAPINCO
C/O US BANK NA
PO
BOX 1787, MILWAUKEE
WI
53201-1787 |
2,038,046.56 |
* |
26.08% |
PIMCO
RAE GLOBAL
EX-US |
I-2 |
** |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL
FUNDS
HOUSE ACCT FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER, 880
CARILLON
PKWY, ST
PETERSBURG
FL 33716-1100 |
1,022.28 |
|
8.20% |
PIMCO
RAE GLOBAL
EX-US |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
11,441.33 |
* |
91.80% |
PIMCO
RAE
INTERNATIONAL |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
11,437,811.11 |
|
19.66% |
PIMCO
RAE
INTERNATIONAL |
INST |
** |
STATE
STREET BANK &
TRUST
CO FBO PIMCO ALL
ASSET
FUND 1633
BROADWAY
NEW YORK, NY
10019 |
19,104,472.61 |
* |
32.83% |
PIMCO
RAE
INTERNATIONAL |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
8,059,343.06 |
|
13.85% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
INTERNATIONAL |
INST |
|
STATE
STREET KANSAS
CITY
FBO PIMCO RAE
GLOBAL
EX US FUND ATTN
CHUCK
NIXON, 801
PENNSYLVANIA
AVE,
KANSAS
CITY MO
64105-1307 |
8,300,820.89 |
|
14.26% |
PIMCO
RAE
INTERNATIONAL |
I-2 |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
461,987.19 |
* |
35.98% |
PIMCO
RAE
INTERNATIONAL |
I-2 |
** |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL
FUNDS
HOUSE ACCT FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER, 880
CARILLON
PKWY, ST
PETERSBURG
FL 33716-1100 |
123,973.91 |
|
9.65% |
PIMCO
RAE
INTERNATIONAL |
I-2 |
** |
MERRILL
LYNCH PIERCE
FENNER
& SMITH INC FOR
THE
SOLE BENEFIT OF ITS
CUSTOMERS
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
355,601.53 |
* |
27.69% |
PIMCO
RAE
INTERNATIONAL |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
289,381.95 |
|
22.54% |
PIMCO
RAE US |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
18,912,824.72 |
|
23.58% |
PIMCO
RAE US |
INST |
** |
STATE
STREET BANK &
TRUST
CO FBO PIMCO ALL
ASSET
FUND 1633
BROADWAY
NEW YORK, NY
10019 |
6,001,420.81 |
|
7.48% |
PIMCO
RAE US |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
23,178,952.53 |
* |
28.90% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US |
INST |
|
SAN
LUIS OBISPO COUNTY
PENSION
TRUST 1000 MILL
ST,
SN LUIS OBISP CA
93408-2703 |
6,767,940.35 |
|
8.44% |
PIMCO
RAE US |
I-2 |
** |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL
FUNDS
HOUSE ACCT FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER, 880
CARILLON
PKWY, ST
PETERSBURG
FL 33716-1100 |
709,113.19 |
|
15.89% |
PIMCO
RAE US |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
3,550,545.54 |
* |
79.54% |
PIMCO
RAE US
SMALL |
INST |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCOUNT
FOR THE
EXCLUSIVE
BENEFIT OF
OUR
CUSTOMERS ATTN:
MUTUAL
FUNDS DEPT, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
14,116,762.28 |
* |
26.10% |
PIMCO
RAE US
SMALL |
INST |
** |
STATE
STREET BANK &
TRUST
CO FBO PIMCO ALL
ASSET
FUND 1633
BROADWAY
NEW YORK, NY
10019 |
7,437,101.74 |
|
13.75% |
PIMCO
RAE US
SMALL |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
7,832,131.02 |
|
14.48% |
PIMCO
RAE US
SMALL |
I-2 |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
2,041,242.21 |
|
20.08% |
PIMCO
RAE US
SMALL |
I-2 |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
791,502.73 |
|
7.79% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US
SMALL |
I-2 |
** |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL
FUNDS
HOUSE ACCT FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER, 880
CARILLON
PKWY, ST
PETERSBURG
FL 33716-1100 |
3,073,574.20 |
* |
30.23% |
PIMCO
RAE US
SMALL |
I-2 |
** |
MERRILL
LYNCH PIERCE
FENNER
& SMITH INC FOR
THE
SOLE BENEFIT OF ITS
CUSTOMERS
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
1,518,780.23 |
|
14.94% |
PIMCO
RAE US
SMALL |
I-2 |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
2,386,720.11 |
|
23.48% |
PIMCO
REALPATH
BLEND
2060 |
INST |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
3,929,711.38 |
* |
41.97% |
PIMCO
REALPATH
BLEND
2060 |
INST |
** |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK 8515 E
ORCHARD
RD 2T2,
GREENWOOD
VILLAGE CO
80111-5002 |
1,548,493.46 |
|
16.54% |
PIMCO
REALPATH
BLEND
2060 |
INST |
|
ATTN
NPIO TRADE DESK
DCGT
AS TTEE AND/OR
CUST
FBO PLIC VARIOUS
RETIREMENT
PLANS
OMNIBUS,
711 HIGH
STREET,
DES MOINES IA
50392-0001 |
1,530,837.24 |
|
16.35% |
PIMCO
REALPATH
BLEND
2060 |
ADM |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD, ATTN:
MUTUAL
FUNDS DEPT 4TH
FLOOR,
JERSEY CITY NJ
07310-1995 |
129,403.48 |
* |
94.48% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD SAINT
LOUIS
MO 63131-3710 |
1,010,180.70 |
|
9.45% |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
1,297,926.33 |
|
12.15% |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
1,426,305.11 |
|
13.35% |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
WELLS
FARGO CLEARING
SERVICES
LLC SPECIAL
CUSTODY
ACCT FOR THE
EXCLUSIVE
BENEFIT OF
CUSTOMER
2801 MARKET
ST,
SAINT LOUIS MO
63103-2523 |
874,066.09 |
|
8.18% |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
1,178,025.00 |
|
11.02% |
PIMCO
DIVIDEND
AND
INCOME |
A |
** |
MLPF&S
FOR THE SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN FUND
ADMN/#XXM
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
1,503,351.82 |
|
14.07% |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
104,820.03 |
|
9.80% |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
J.
P. MORGAN SECURITIES
LLC
FOR THE EXCL. BENE.
OF
OUR CUST. 4 CHASE
METROTECH
CTR,
BROOKLYN
NY 11245-0003 |
83,218.31 |
|
7.78% |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
120,029.42 |
|
11.23% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
WELLS
FARGO CLEARING
SERVICES
LLC SPECIAL
CUSTODY
ACCT FOR THE
EXCLUSIVE
BENEFIT OF
CUSTOMER
2801 MARKET
ST,
SAINT LOUIS MO
63103-2523 |
204,341.39 |
|
19.11% |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
161,587.56 |
|
15.11% |
PIMCO
DIVIDEND
AND
INCOME |
C |
** |
MLPF&S
FOR THE SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN FUND
ADMN/#XXM
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
77,690.30 |
|
7.27% |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
335,828.03 |
|
18.89% |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
141,637.02 |
|
7.97% |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
WELLS
FARGO CLEARING
SERVICES
LLC SPECIAL
CUSTODY
ACCT FOR THE
EXCLUSIVE
BENEFIT OF
CUSTOMER
2801 MARKET
ST,
SAINT LOUIS MO
63103-2523 |
565,048.50 |
* |
31.78% |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
235,123.02 |
|
13.22% |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
STATE
STREET BANK AND
TRUST
AS TRUSTEE
AND/OR
CUSTODIAN FBO
ADP
ACCESS PRODUCT 1
LINCOLN
ST, BOSTON MA
02111-2901 |
164,701.33 |
|
9.26% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
INCOME |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
210,790.81 |
|
11.86% |
PIMCO
REALPATH
BLEND
2025 |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
65,579.10 |
|
13.34% |
PIMCO
REALPATH
BLEND
2025 |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
31,872.28 |
|
6.48% |
PIMCO
REALPATH
BLEND
2025 |
A |
** |
STATE
STREET BANK AND
TRUST
AS TRUSTEE
AND/OR
CUSTODIAN FBO
ADP
ACCESS PRODUCT 1
LINCOLN
ST, BOSTON MA
02111-2901 |
48,619.83 |
|
9.89% |
PIMCO
REALPATH
BLEND
2025 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
267,426.54 |
* |
54.41% |
PIMCO
REALPATH
BLEND
2030 |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
113,360.58 |
|
16.49% |
PIMCO
REALPATH
BLEND
2030 |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
54,433.47 |
|
7.92% |
PIMCO
REALPATH
BLEND
2030 |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
49,944.18 |
|
7.26% |
PIMCO
REALPATH
BLEND
2030 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
407,976.21 |
* |
59.34% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2035 |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
87,077.95 |
|
14.24% |
PIMCO
REALPATH
BLEND
2035 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
382,015.27 |
* |
62.48% |
PIMCO
REALPATH
BLEND
2040 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
485,518.70 |
* |
78.33% |
PIMCO
REALPATH
BLEND
2045 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
338,841.28 |
* |
86.95% |
PIMCO
REALPATH
BLEND
2050 |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
40,307.69 |
|
9.94% |
PIMCO
REALPATH
BLEND
2050 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
303,754.43 |
* |
74.91% |
PIMCO
REALPATH
BLEND
2055 |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
13,585.12 |
|
5.20% |
PIMCO
REALPATH
BLEND
2055 |
A |
** |
FIIOC
FBO A G EQUIPMENT
COMPANY
XXXXX 100
MAGELLAN
WAY,
COVINGTON
KY 41015-1987 |
186,777.38 |
* |
71.45% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
EMERGING
MARKETS |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
1,155,806.56 |
* |
63.42% |
PIMCO
RAE
EMERGING
MARKETS |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
115,200.00 |
|
6.32% |
PIMCO
RAE
EMERGING
MARKETS |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
112,335.04 |
|
6.16% |
PIMCO
RAE
EMERGING
MARKETS |
A |
** |
MLPF&S
FOR THE SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN FUND
ADMN/#XXM
4800 DEER
LAKE
DR E FL 3,
JACKSONVILLE
FL
32246-6484 |
122,463.85 |
|
6.72% |
PIMCO
RAE US
SMALL |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
7,325,338.07 |
* |
70.21% |
PIMCO
RAE US
SMALL |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
742,226.20 |
|
7.11% |
PIMCO
RAE US
SMALL |
A |
** |
CHARLES
SCHWAB & CO
SPECIAL
CUSTODY
ACCOUNT
OF THE
EXCLUSIVE
BENEFIT OF
CUSTOMERS
ATTN
MUTUAL
FUNDS, 211 MAIN
ST,
SAN FRANCISCO CA
94105-1901 |
610,652.19 |
|
5.85% |
PIMCO
RAE US |
A |
** |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD SAINT
LOUIS
MO 63131-3710 |
386,738.50 |
|
24.22% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
284,037.92 |
|
17.79% |
PIMCO
RAE US |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
223,175.71 |
|
13.98% |
PIMCO
RAE US |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
413,443.76 |
* |
25.89% |
PIMCO
RAE
INTERNATIONAL |
A |
** |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD SAINT
LOUIS
MO 63131-3710 |
91,368.36 |
|
13.79% |
PIMCO
RAE
INTERNATIONAL |
A |
** |
NATIONAL
FINANCIAL
SERVICES
LLC FOR THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS DEPT XTH
FLOOR
499 WASHINGTON
BLVD,
JERSEY CITY NJ
07310-1995 |
398,718.52 |
* |
60.17% |
PIMCO
RAE
INTERNATIONAL |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
40,766.75 |
|
6.15% |
PIMCO
RAE
INTERNATIONAL |
A |
** |
LPL
FINANCIAL OMNIBUS
CUSTOMER
ACCOUNT ATTN
MUTUAL
FUND TRADING
4707
EXECUTIVE DR, SAN
DIEGO
CA 92121-3091 |
37,600.63 |
|
5.67% |
PIMCO
RAE GLOBAL
EX-US |
A |
** |
SECURITY
BENEFIT
DIRECTED
FIDUCIARY FBO
UMB
BANK FOR VARIOUS
RETIREMENT
ACCOUNTS 1
SW
SECURITY BENEFIT PL,
TOPEKA
KS 66636-1000 |
1,491,476.02 |
* |
93.30% |
PIMCO
REALPATH
BLEND
2060 |
A |
** |
PERSHING
LLC 1 PERSHING
PLZ,
JERSEY CITY NJ
07399-0002 |
15,517.90 |
|
20.77% |
FUND
NAME |
CLASS |
|
REGISTRATION |
SHARES
BENEFICIALLY
OWNED |
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2060 |
A |
** |
WELLS
FARGO CLEARING
SERVICES
LLC SPECIAL
CUSTODY
ACCT FOR THE
EXCLUSIVE
BENEFIT OF
CUSTOMER
2801 MARKET
ST,
SAINT LOUIS MO
63103-2523 |
16,430.06 |
|
22% |
PIMCO
REALPATH
BLEND
2060 |
A |
** |
CHARLES
SCHWAB & CO
INC
SPECIAL CUSTODY
ACCT
FBO CUSTOMERS
ATTN
MUTUAL FUNDS, 211
MAIN
ST, SAN FRANCISCO
CA
94105-1901 |
36,027.51 |
* |
48.23% |
Fund |
Indicative
Portfolio(s) |
PIMCO
RAE Emerging Markets Fund |
RAE
Emerging Markets Portfolio |
PIMCO
RAE International Fund |
RAE
International Portfolio |
PIMCO
RAE US Fund |
RAE
US Portfolio |
PIMCO
RAE US Small Fund |
RAE
US Small Portfolio |
Fund(†)
|
Advisory
Fee
Rate |
PIMCO
Dividend and Income Fund(1)
|
0.44
% |
PIMCO
RAE Emerging Markets Fund |
0.50
% |
PIMCO
RAE Global ex-US Fund |
0.40
% |
PIMCO
RAE International Fund |
0.30
% |
PIMCO
RAE US Fund |
0.25
% |
PIMCO
RAE US Small Fund |
0.35
% |
PIMCO
REALPATH® Blend Income Fund |
0.01
% |
PIMCO
REALPATH® Blend 2025 Fund |
0.01
% |
PIMCO
REALPATH® Blend 2030 Fund(2)
|
0.01
%* |
PIMCO
REALPATH® Blend 2035 Fund(3)
|
0.02
%* |
PIMCO
REALPATH® Blend 2040 Fund |
0.03
%* |
PIMCO
REALPATH® Blend 2045 Fund |
0.03
%* |
PIMCO
REALPATH® Blend 2050 Fund |
0.03
%* |
PIMCO
REALPATH® Blend 2055 Fund |
0.03
%* |
PIMCO
REALPATH® Blend 2060 Fund |
0.03
%* |
PIMCO
REALPATH® Blend 2065 Fund |
0.03
%* |
Fund |
July
1,
2020 |
July
1,
2025 |
July
1,
2030 |
July
1,
2035 |
July
1,
2040 |
July
1,
2045 |
July
1,
2050 |
PIMCO
REALPATH® Blend Income Fund |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2025 Fund |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2030 Fund |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2035 Fund |
0.02
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
Fund |
July
1,
2020 |
July
1,
2025 |
July
1,
2030 |
July
1,
2035 |
July
1,
2040 |
July
1,
2045 |
July
1,
2050 |
PIMCO
REALPATH® Blend 2040 Fund |
0.03
% |
0.02
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2045 Fund |
0.03
% |
0.03
% |
0.02
% |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2050 Fund |
0.03
% |
0.03
% |
0.03
% |
0.02
% |
0.01
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2055 Fund |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.02
% |
0.01
% |
0.01
% |
PIMCO
REALPATH® Blend 2060 Fund |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.02
% |
0.01
% |
PIMCO
REALPATH® Blend 2065 Fund |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.03
% |
0.02
% |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund |
$727,525 |
$856,875 |
$856,984 |
PIMCO
RAE Emerging Markets Fund |
6,247,403 |
6,344,483 |
7,717,202 |
PIMCO
RAE Global ex-US Fund |
351,682 |
365,666 |
317,579 |
PIMCO
RAE International Fund |
1,941,780 |
2,431,582 |
3,208,745 |
PIMCO
RAE US Fund |
2,709,156 |
2,802,801 |
2,033,392 |
PIMCO
RAE US Small Fund |
2,187,700 |
1,259,576 |
1,621,647 |
PIMCO
REALPATH® Blend Income Fund |
27,830 |
25,398 |
20,875 |
PIMCO
REALPATH® Blend 2025 Fund |
33,231 |
26,138 |
19,648 |
PIMCO
REALPATH® Blend 2030 Fund |
39,566 |
29,245 |
22,102 |
PIMCO
REALPATH® Blend 2035 Fund |
75,236 |
49,758 |
35,024 |
PIMCO
REALPATH® Blend 2040 Fund |
106,050 |
77,926 |
55,996 |
PIMCO
REALPATH® Blend 2045 Fund |
99,183 |
71,467 |
50,980 |
PIMCO
REALPATH® Blend 2050 Fund |
94,997 |
71,952 |
54,093 |
PIMCO
REALPATH® Blend 2055 Fund |
66,694 |
45,388 |
28,905 |
PIMCO
REALPATH® Blend 2060 Fund |
15,301 |
5,098 |
2,179 |
PIMCO
REALPATH® Blend 2065 Fund* |
544 |
N/A |
N/A |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund(1)
|
$0 |
$70,915 |
$193,302 |
PIMCO
RAE Emerging Markets Fund |
3,081,293 |
1,872,544 |
1,162,876
(1) |
PIMCO
RAE Global ex-US Fund |
245,145 |
186,622 |
145,904
(1) |
PIMCO
RAE International Fund |
640,118 |
566,842 |
558,111
(1) |
PIMCO
RAE US Fund |
1,917,623 |
1,099,002 |
850,922
(1) |
PIMCO
RAE US Small Fund |
1,123,402 |
362,031 |
84,438
(1) |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund |
$0 |
$32,908 |
$92,388 |
PIMCO
RAE Emerging Markets Fund |
0 |
718,346 |
1,427,819 |
PIMCO
RAE Global ex-US Fund |
0 |
18,000 |
29,959 |
PIMCO
RAE International Fund |
0 |
297,053 |
551,970 |
PIMCO
RAE US Fund |
0 |
85,023 |
311,687 |
PIMCO
RAE US Small Fund |
0 |
58,393 |
294,979 |
Fund |
Institutional
and
Administrative
Classes |
I-2 |
I-3 |
Class
A
|
Class
C |
Class
R |
PIMCO
Dividend and
Income
Fund(1)
|
0.25
% |
0.35
% |
0.45
% |
0.35
% |
0.35
% |
N/A |
Fund |
Institutional
and
Administrative
Classes |
I-2 |
I-3 |
Class
A |
Class
C |
Class
R |
PIMCO
RAE Emerging
Markets
Fund(2)
|
0.25
% |
0.35
% |
N/A |
0.35
% |
N/A |
N/A |
PIMCO
RAE Global ex-US
Fund(3)
|
0.15
% |
0.25
% |
N/A |
0.25
% |
N/A |
N/A |
PIMCO
RAE International
Fund(4)
|
0.20
% |
0.30
% |
N/A |
0.30
% |
N/A |
N/A |
PIMCO
RAE US Fund(5)
|
0.15
% |
0.25
% |
0.35
% |
0.30
% |
N/A |
N/A |
PIMCO
RAE US Small
Fund(6)
|
0.15
% |
0.25
% |
N/A |
0.30
% |
N/A |
N/A |
PIMCO
REALPATH®
Blend
Income Fund |
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2025 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2030 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2035 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2040 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2045 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2050 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2055 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
0.27
% |
PIMCO
REALPATH®
Blend
2060 Fund(7)
|
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
N/A |
PIMCO
REALPATH®
Blend
2065 Fund |
0.02
% |
N/A |
N/A |
0.22
% |
N/A |
N/A |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund |
$564,602 |
$683,790 |
$724,736 |
PIMCO
RAE Emerging Markets Fund |
3,215,055 |
3,258,807 |
4,676,359 |
PIMCO
RAE Global ex-US Fund |
147,218 |
149,223 |
177,343 |
PIMCO
RAE International Fund |
1,312,360 |
1,667,226 |
2,470,116 |
PIMCO
RAE US Fund |
1,705,578 |
1,743,108 |
1,489,859 |
PIMCO
RAE US Small Fund |
1,126,008 |
662,889 |
844,124 |
PIMCO
REALPATH® Blend Income Fund |
104,815 |
119,747 |
100,984 |
PIMCO
REALPATH® Blend 2025 Fund |
78,761 |
72,692 |
59,645 |
PIMCO
REALPATH® Blend 2030 Fund |
95,577 |
78,908 |
63,488 |
PIMCO
REALPATH® Blend 2035 Fund |
90,568 |
67,033 |
52,550 |
PIMCO
REALPATH® Blend 2040 Fund |
86,891 |
71,695 |
58,384 |
PIMCO
REALPATH® Blend 2045 Fund |
74,919 |
57,613 |
44,105 |
PIMCO
REALPATH® Blend 2050 Fund |
71,741 |
58,362 |
46,763 |
PIMCO
REALPATH® Blend 2055 Fund |
50,669 |
37,113 |
26,242 |
PIMCO
REALPATH® Blend 2060 Fund |
11,572 |
5,134 |
2,596 |
PIMCO
REALPATH® Blend 2065 Fund* |
468 |
N/A |
N/A |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund |
N/A |
N/A |
N/A |
PIMCO
RAE Emerging Markets Fund |
N/A |
N/A |
$774,527 |
PIMCO
RAE Global ex-US Fund |
$351,681 |
$365,666 |
317,580 |
PIMCO
RAE International Fund |
N/A |
N/A |
313,687 |
PIMCO
RAE US Fund |
N/A |
N/A |
231,123 |
PIMCO
RAE US Small Fund |
N/A |
N/A |
125,174 |
PIMCO
REALPATH® Blend Income Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2025 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2030 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2035 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2040 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2045 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2050 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2055 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2060 Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend 2065 Fund* |
N/A |
N/A |
N/A |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
RAE Emerging Markets Fund |
$61,224 |
$62,176 |
$75,629 |
PIMCO
RAE Global ex-US Fund |
4,308 |
4,479 |
3,890 |
PIMCO
RAE International Fund |
31,716 |
39,716 |
52,409 |
PIMCO
RAE US Fund |
53,099 |
54,935 |
39,855 |
PIMCO
RAE US Small Fund |
30,628 |
17,634 |
22,703 |
Fund |
Year
Ended
6/30/23 |
Year
Ended
6/30/22 |
Year
Ended
6/30/21 |
PIMCO
Dividend and Income Fund |
$10,098 |
$13,525 |
$14,230 |
PIMCO
RAE Emerging Markets Fund |
98,093 |
91,157 |
114,707 |
PIMCO
RAE Global ex-US Fund |
140,446 |
144,562 |
171,506 |
PIMCO
RAE International Fund |
48,692 |
62,565 |
75,463 |
PIMCO
RAE US Fund |
78,934 |
73,247 |
57,114 |
PIMCO
RAE US Small Fund |
40,742 |
24,507 |
32,329 |
PIMCO
REALPATH® Blend Income Fund |
18,655 |
17,165 |
13,948 |
PIMCO
REALPATH® Blend 2025 Fund |
21,126 |
17,397 |
12,224 |
PIMCO
REALPATH® Blend 2030 Fund |
24,698 |
19,218 |
14,065 |
PIMCO
REALPATH® Blend 2035 Fund |
22,850 |
15,987 |
10,916 |
PIMCO
REALPATH® Blend 2040 Fund |
22,358 |
16,841 |
11,690 |
PIMCO
REALPATH® Blend 2045 Fund |
20,691 |
15,530 |
10,759 |
PIMCO
REALPATH® Blend 2050 Fund |
20,280 |
15,776 |
11,854 |
PIMCO
REALPATH® Blend 2055 Fund |
13,961 |
9,631 |
5,889 |
PIMCO
REALPATH® Blend 2060 Fund |
2,595 |
1,114 |
481 |
PIMCO
REALPATH® Blend 2065 Fund* |
122,794 |
N/A |
N/A |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
Dividend and Income Fund |
$8,102 |
$9,466 |
$9,138 |
PIMCO
RAE Emerging Markets Fund |
N/A |
N/A |
N/A |
PIMCO
RAE Global ex-US Fund |
N/A |
N/A |
N/A |
PIMCO
RAE International Fund |
N/A |
N/A |
N/A |
PIMCO
RAE US Fund |
N/A |
N/A |
N/A |
PIMCO
RAE US Small Fund |
N/A |
N/A |
N/A |
PIMCO
REALPATH® Blend Income Fund |
13,637 |
12,445 |
10,229 |
PIMCO
REALPATH® Blend 2025 Fund |
16,283 |
12,808 |
9,628 |
PIMCO
REALPATH® Blend 2030 Fund |
19,388 |
14,330 |
10,830 |
PIMCO
REALPATH® Blend 2035 Fund |
18,433 |
12,191 |
8,581 |
PIMCO
REALPATH® Blend 2040 Fund |
17,322 |
12,728 |
9,146 |
PIMCO
REALPATH® Blend 2045 Fund |
16,200 |
11,673 |
8,327 |
PIMCO
REALPATH® Blend 2050 Fund |
15,516 |
11,752 |
8,835 |
PIMCO
REALPATH® Blend 2055 Fund |
10,893 |
7,413 |
4,721 |
PIMCO
REALPATH® Blend 2060 Fund |
2,499 |
833 |
356 |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
REALPATH® Blend 2065 Fund* |
2 |
N/A |
N/A |
|
Total
Number
of
Accounts |
Total
Assets
of
All
Accounts
(in
$millions) |
Number
of
Accounts
Paying
a
Performance
Fee |
Total
Assets
of
Accounts
Paying
a
Performance
Fee
(in
$millions) |
Robert
D. Arnott(1)
|
|
|
|
|
Registered
Investment Companies |
13 |
$24,646.01
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
12 |
$2,691.57
|
2 |
$333.80
|
Other
Accounts |
7 |
$5,324.68
|
1 |
$250.90
|
Chris
Brightman(2)
|
|
|
|
|
Registered
Investment Companies |
13 |
$24,646.01
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
10 |
$2,685.57
|
2 |
$333.80
|
Other
Accounts |
7 |
$5,324.68
|
1 |
$250.90
|
Erin
Browne(3)
|
|
|
|
|
Registered
Investment Companies |
4 |
$1,228.80
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
24 |
$11,048.58
|
0 |
$0.00
|
Other
Accounts |
14 |
$1,843.19
|
0 |
$0.00
|
Daniel
J. Ivascyn(4)
|
|
|
|
|
Registered
Investment Companies |
20 |
$165,699.43
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
23 |
$92,053.82
|
10 |
$18,133.06
|
Other
Accounts |
29 |
$37,573.50
|
1 |
$314.95
|
Alfred
Murata(5)
|
|
|
|
|
Registered
Investment Companies |
21 |
$169,528.30
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
22 |
$45,379.20
|
5 |
$9,569.39
|
Other
Accounts |
5 |
$1,014.08
|
0 |
$0.00
|
Graham
Rennison(6)
|
|
|
|
|
Registered
Investment Companies |
9 |
$10,356.28
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
8 |
$1,655.56
|
3 |
$678.96
|
Other
Accounts |
1 |
$380.87
|
0 |
$0.00
|
Emmanuel
S. Sharef(7)
|
|
|
|
|
Registered
Investment Companies |
5 |
$5,378.41
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
9 |
$2,137.32
|
0 |
$0.00
|
Other
Accounts |
0 |
$0.00
|
0 |
$0.00
|
Brendon
Shvetz(8)
|
|
|
|
|
Registered
Investment Companies |
1 |
$168.94
|
0 |
$0.00
|
Other
Pooled Investment Vehicles |
1 |
$364.80
|
0 |
$0.00
|
Other
Accounts |
0 |
$0.00
|
0 |
$0.00 |
Portfolio
Manager |
Funds
Managed by Portfolio Manager |
Dollar
Range of Shares Owned |
Arnott |
PIMCO
RAE Emerging Markets Fund |
$100,001
- $500,000 |
PIMCO
RAE Global ex-US Fund |
None | |
PIMCO
RAE International Fund |
$100,001
- $500,000 | |
PIMCO
RAE US Fund |
$50,001
- $100,000 | |
PIMCO
RAE US Small Fund |
None | |
Brightman |
PIMCO
RAE Emerging Markets Fund |
None |
PIMCO
RAE Global ex-US Fund |
None | |
PIMCO
RAE International Fund |
None | |
PIMCO
RAE US Fund |
None | |
PIMCO
RAE US Small Fund |
None | |
Browne |
PIMCO
Dividend and Income Fund |
None |
|
PIMCO
REALPATH® Blend Income
Fund |
None |
PIMCO
REALPATH® Blend 2025 Fund |
None | |
PIMCO
REALPATH® Blend 2030 Fund |
None | |
PIMCO
REALPATH® Blend 2035 Fund |
None | |
PIMCO
REALPATH® Blend 2040 Fund |
None | |
PIMCO
REALPATH® Blend 2045 Fund |
None | |
PIMCO
REALPATH® Blend 2050 Fund |
$100,001
- $500,000 | |
PIMCO
REALPATH® Blend 2055 Fund |
None | |
PIMCO
REALPATH® Blend 2060 Fund |
None | |
|
PIMCO
REALPATH® Blend 2065 Fund |
None |
Ivascyn |
PIMCO
Dividend and Income Fund |
None |
Murata |
PIMCO
Dividend and Income Fund |
None |
Portfolio
Manager |
Funds
Managed by Portfolio Manager |
Dollar
Range of Shares Owned |
Rennison |
PIMCO
REALPATH® Blend Income
Fund |
None |
PIMCO
REALPATH® Blend 2025 Fund |
None | |
PIMCO
REALPATH® Blend 2030 Fund |
None | |
PIMCO
REALPATH® Blend 2035 Fund |
None | |
PIMCO
REALPATH® Blend 2040 Fund |
None | |
PIMCO
REALPATH® Blend 2045 Fund |
$100,001–$500,000 | |
PIMCO
REALPATH® Blend 2050 Fund |
None | |
PIMCO
REALPATH® Blend 2055 Fund |
None | |
PIMCO
REALPATH® Blend 2060 Fund |
None | |
|
PIMCO
REALPATH® Blend 2065 Fund |
None |
Shvetz |
PIMCO
REALPATH® Blend Income
Fund |
None |
PIMCO
REALPATH® Blend 2025 Fund |
None | |
PIMCO
REALPATH® Blend 2030 Fund |
None | |
PIMCO
REALPATH® Blend 2035 Fund |
None | |
PIMCO
REALPATH® Blend 2040 Fund |
None | |
PIMCO
REALPATH® Blend 2045 Fund |
None | |
PIMCO
REALPATH® Blend 2050 Fund |
None | |
PIMCO
REALPATH® Blend 2055 Fund |
None | |
PIMCO
REALPATH® Blend 2060 Fund |
None | |
|
PIMCO
REALPATH® Blend 2065 Fund |
None |
Sharef |
PIMCO
Dividend and Income Fund |
$50,001
- $100,000 |
|
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Class
A |
$3,231 |
$2,846 |
$(934
) |
Class
C |
831 |
1,550 |
674 |
|
Servicing
Fee |
Distribution
Fee |
Class
A |
0.25% |
None |
Class
C |
0.25% |
0.75% |
Class
R |
0.25% |
0.25% |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
Dividend and Income Fund |
$301,124 |
$329,450 |
$290,909 |
PIMCO
RAE Emerging Markets Fund |
31,671 |
38,720 |
31,665 |
PIMCO
RAE Global ex-US Fund |
37,611 |
29,484 |
30,895 |
PIMCO
RAE International Fund |
16,711 |
60,855 |
22,825 |
PIMCO
RAE US Fund |
45,666 |
34,345 |
22,252 |
PIMCO
RAE US Small Fund |
201,266 |
164,120 |
34,171 |
PIMCO
REALPATH® Blend Income Fund |
61,444 |
79,485 |
59,233 |
PIMCO
REALPATH® Blend 2025 Fund |
15,375 |
23,371 |
20,349 |
PIMCO
REALPATH® Blend 2030 Fund |
20,555 |
23,499 |
19,284 |
PIMCO
REALPATH® Blend 2035 Fund |
19,165 |
19,877 |
17,526 |
PIMCO
REALPATH® Blend 2040 Fund |
20,239 |
22,715 |
21,054 |
PIMCO
REALPATH® Blend 2045 Fund |
10,996 |
11,447 |
10,118 |
PIMCO
REALPATH® Blend 2050 Fund |
10,512 |
11,899 |
10,701 |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
REALPATH® Blend 2055 Fund |
7,759 |
7,875 |
6,972 |
PIMCO
REALPATH® Blend 2060 Fund |
1,714 |
1,984 |
1,143 |
PIMCO
REALPATH® Blend 2065 Fund* |
132 |
N/A |
N/A |
Fund |
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses |
Total |
PIMCO
Dividend and Income Fund |
$224,488 |
$76,636 |
$301,124 |
PIMCO
RAE Emerging Markets Fund |
23,611 |
8,060 |
31,671 |
PIMCO
RAE Global ex-US Fund |
28,039 |
9,572 |
37,611 |
PIMCO
RAE International Fund |
12,458 |
4,253 |
16,711 |
PIMCO
RAE US Fund |
34,044 |
11,622 |
45,666 |
PIMCO
RAE US Small Fund |
150,044 |
51,222 |
201,266 |
PIMCO
REALPATH® Blend Income Fund |
45,807 |
15,638 |
61,444 |
PIMCO
REALPATH® Blend 2025 Fund |
11,462 |
3,913 |
15,375 |
PIMCO
REALPATH® Blend 2030 Fund |
15,324 |
5,231 |
20,555 |
PIMCO
REALPATH® Blend 2035 Fund |
14,288 |
4,877 |
19,165 |
PIMCO
REALPATH® Blend 2040 Fund |
15,088 |
5,151 |
20,239 |
PIMCO
REALPATH® Blend 2045 Fund |
8,198 |
2,798 |
10,996 |
PIMCO
REALPATH® Blend 2050 Fund |
7,837 |
2,675 |
10,512 |
PIMCO
REALPATH® Blend 2055 Fund |
5,784 |
1,975 |
7,759 |
PIMCO
REALPATH® Blend 2060 Fund |
1,278 |
436 |
1,714 |
PIMCO
REALPATH® Blend 2065 Fund* |
98 |
34 |
132 |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
Dividend and Income Fund |
$146,914 |
$167,573 |
$299,319 |
PIMCO
RAE Emerging Markets Fund |
0 |
0 |
0 |
PIMCO
RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO
RAE International Fund |
0 |
0 |
0 |
PIMCO
RAE US Fund |
0 |
0 |
0 |
PIMCO
RAE US Small Fund |
0 |
0 |
0 |
Fund |
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses |
Total |
PIMCO
Dividend and Income Fund |
$109,524 |
$37,390 |
$146,914 |
PIMCO
RAE Emerging Markets Fund |
0 |
0 |
0 |
PIMCO
RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO
RAE International Fund |
0 |
0 |
0 |
PIMCO
RAE US Fund |
0 |
0 |
0 |
PIMCO
RAE US Small Fund |
0 |
0 |
0 |
Fund |
Year
Ended 6/30/23 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
Dividend and Income Fund |
$0 |
$0 |
$0 |
|
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses |
Total |
PIMCO
Dividend and Income Fund |
$0 |
$0 |
$0 |
Fund |
Year
Ended 6/30/22 |
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
PIMCO
REALPATH® Blend Income Fund |
$61,815 |
$75,419 |
$76,368 |
PIMCO
REALPATH® Blend 2025 Fund |
66,386 |
73,164 |
72,098 |
PIMCO
REALPATH® Blend 2030 Fund |
74,178 |
85,454 |
78,155 |
PIMCO
REALPATH® Blend 2035 Fund |
69,582 |
72,366 |
63,988 |
PIMCO
REALPATH® Blend 2040 Fund |
48,930 |
53,743 |
48,800 |
PIMCO
REALPATH® Blend 2045 Fund |
50,616 |
52,004 |
43,989 |
PIMCO
REALPATH® Blend 2050 Fund |
50,535 |
56,150 |
50,464 |
PIMCO
REALPATH® Blend 2055 Fund |
26,756 |
21,924 |
15,668 |
PIMCO
REALPATH® Blend 2060 Fund |
1,935 |
470 |
50 |
PIMCO
REALPATH® Blend 2065 Fund* |
132 |
N/A |
N/A |
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219294
Kansas
City, MO 64121-9294 |
PIMCO
Equity Series
c/o
SS&C Global Investor and Distribution
Solutions,
Inc
430
W. 7th Street STE 219294
Kansas
City, MO 64105-1407 |
Facsimile: |
Email: |
816.421.2861 |
|
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
SS&C Global Investor and Distribution
Solutions,
Inc.
430
W. 7th
Street STE 219024
Kansas
City, MO 64105-1407 |
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219224
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
SS&C Global Investor and Distribution
Solutions,
Inc.
430
W. 7th
Street STE 219024
Kansas
City, MO 64105-1407 |
Email: |
|
|
Facsimile: |
Email: |
816.421.2861 |
|
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
SS&C Global Investor and Distribution
Solutions,
Inc.
430
W. 7th
Street STE 219024
Kansas
City, MO 64105-1407 |
Type
of Account |
Initial
Minimum
Investment |
Subsequent
Minimum
Investment |
Regular/General
Retail Accounts |
$1,000
per Fund |
$50
per Fund |
IRA |
$1,000
per Fund |
$50
per Fund |
Roth
IRA |
$1,000
per Fund |
$50
per Fund |
UTMA |
$1,000
per Fund |
$50
per Fund |
UGMA |
$1,000
per Fund |
$50
per Fund |
Automatic
Investment Plan |
$250
per Fund |
$50
per Fund |
Automatic
Exchange Plan |
$1,000
per Fund |
$50
per Fund |
SEP
IRA
|
$1,000
per Fund/per participant |
$0 |
SIMPLE
IRA* |
$50
per Fund/per participant |
$0 |
SAR-SEP
IRA* |
$50
per Fund/per participant |
$0 |
403(b)(7)
custodial account plan
|
$1,000
per Fund/per participant |
$0 |
Plan
Investors held through omnibus accounts– |
|
|
Plan
Level |
$0 |
$0 |
Participant
Level |
$0 |
$0 |
Plan
Investors held through non-omnibus accounts (individual
participant
accounts) |
$1,000
per Fund |
$0 |
Amount
of Purchase |
Sales
Charge
as
% of Public
Offering
Price** |
Sales
Charge
as
% of Net
Amount
Invested |
Discount
or Commission
to
dealers as %
of
Public Offering Price* |
Under
$50,000 |
5.50% |
5.82% |
4.75% |
$50,000
but under $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but under $250,000 |
3.50% |
3.63% |
3.00% |
$250,000
but under $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
but under $1,000,000 |
2.00% |
2.04% |
1.75% |
$1,000,000
+ |
0.00% |
0.00%1
|
0.00%2
|
Amount
of Purchase |
Initial
Sales Charge
as
% of Public
Offering
Price** |
Initial
Sales Charge
as
% of Net
Amount
Invested |
Discount
or Commission
to
dealers as %
of
Public Offering Price* |
Under
$100,000 |
3.75% |
3.90% |
3.25% |
$100,000
but under $250,000 |
3.25% |
3.36% |
2.75% |
$250,000
but under $500,000 |
2.25% |
2.30% |
2.00% |
$500,000
but under $1,000,000 |
1.75% |
1.78% |
1.50% |
$1,000,000
+ |
0.00%1
|
0.00%1
|
0.00%2
|
Fund* |
Annual
Service
Fee** |
Annual
Distribution
Fee** |
Total |
All
Funds |
0.25% |
0.75% |
1.00% |
Facsimile: |
Email: |
816.421.2861 |
|
Regular
Mail: |
Overnight
Delivery: |
Facsimile: |
Email: |
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
SS&C Global Investor and Distribution
Solutions,
Inc.
430
W. 7th
Street STE 219024
Kansas
City, MO 64105-1407 |
Fund |
Net
Underwriting
Discounts
and
Commissions |
Compensation
on
Redemptions
and
Repurchases |
Brokerage
Commissions |
PIMCO
Dividend and Income Fund |
$9,005 |
$675 |
N/A |
PIMCO
RAE Emerging Markets Fund |
1,294.57 |
189 |
N/A |
PIMCO
RAE Global ex-US Fund |
24 |
- |
N/A |
PIMCO
RAE International Fund |
119 |
- |
N/A |
PIMCO
RAE US Fund |
3,965 |
134 |
N/A |
PIMCO
RAE US Small Fund |
1,875 |
307 |
N/A |
PIMCO
REALPATH® Blend Income Fund |
86 |
2,758 |
N/A |
PIMCO
REALPATH® Blend 2025 Fund |
100 |
- |
N/A |
PIMCO
REALPATH® Blend 2030 Fund |
103 |
- |
N/A |
PIMCO
REALPATH® Blend 2035 Fund |
418 |
- |
N/A |
PIMCO
REALPATH® Blend 2040 Fund |
348 |
- |
N/A |
PIMCO
REALPATH® Blend 2045 Fund |
522 |
- |
N/A |
PIMCO
REALPATH® Blend 2050 Fund |
433 |
- |
N/A |
PIMCO
REALPATH® Blend 2055 Fund |
480 |
- |
N/A |
PIMCO
REALPATH® Blend 2060 Fund |
547 |
- |
N/A |
PIMCO
REALPATH® Blend 2060 Fund |
- |
- |
N/A |
PIMCO
REALPATH® Blend 2065 Fund |
N/A |
N/A |
N/A |
Fund |
Year
Ended
06/30/23 |
Year
Ended
06/30/22 |
Year
Ended
06/30/21 |
PIMCO
Dividend and Income Fund |
$33,406 |
$67,232 |
$78,845 |
PIMCO
RAE Emerging Markets Fund |
476,115 |
2,162,152 |
2,233,378 |
PIMCO
RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO
RAE International Fund |
292,439 |
608,438 |
913,341 |
PIMCO
RAE US Fund |
142,262 |
166,885 |
122,431 |
PIMCO
RAE US Small Fund |
94,713 |
144,625 |
379,598 |
PIMCO
REALPATH® Blend Income Fund |
294 |
461 |
702 |
PIMCO
REALPATH® Blend 2025 Fund |
361 |
475 |
675 |
PIMCO
REALPATH® Blend 2030 Fund |
440 |
536 |
765 |
PIMCO
REALPATH® Blend 2035 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2040 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2045 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2050 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2055 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2060 Fund |
0 |
0 |
0 |
PIMCO
REALPATH® Blend 2065 Fund* |
0 |
0 |
0 |
PIMCO
Dividend and Income Fund |
JP
Morgan Chase & Co.
|
$3,402
|
|
Credit
Suisse (USA), Inc. |
2,018
|
|
Morgan
Stanley & Co., Inc. |
1,614
|
|
State
Street Bank & Trust Co. |
1,507
|
|
UBS
Securities LLC |
1,179
|
|
Wells
Fargo & Co. |
816
|
|
Barclays,
Inc. |
758
|
|
Banc
of America Securities |
127
|
PIMCO
RAE Emerging Markets Fund |
State
Street Bank & Trust Co.
|
$10,117 |
PIMCO
RAE Global ex-US Fund |
State
Street Bank & Trust Co.
|
$135 |
PIMCO
RAE International Fund |
State
Street Bank & Trust Co. |
$1,973 |
PIMCO
RAE US Fund |
Wells
Fargo & Co.
|
$17,071 |
|
State
Street Bank & Trust Co.
|
2,205 |
PIMCO
RAE US Small Fund |
State
Street Bank & Trust Co.
|
$2,564 |
PIMCO
REALPATH® Blend 2025 Fund |
State
Street Bank & Trust Co. |
$1,006 |
PIMCO
REALPATH® Blend 2030 Fund |
State
Street Bank & Trust Co. |
$604 |
PIMCO
REALPATH® Blend 2035 Fund |
State
Street Bank & Trust Co. |
$806 |
PIMCO
REALPATH® Blend 2040 Fund |
State
Street Bank & Trust Co. |
$525 |
PIMCO
REALPATH® Blend 2045 Fund |
State
Street Bank & Trust Co. |
$1,132 |
PIMCO
REALPATH® Blend 2050 Fund |
State
Street Bank & Trust Co. |
$1,058 |
PIMCO
REALPATH® Blend 2055 Fund |
State
Street Bank & Trust Co. |
$1,260 |
Fund |
Gross
Income
from
Securities
Lending
Activities |
Fees
Paid to
Securities
Lending
Agent
from
a Revenue
Split |
Rebates
Paid to
Borrowers |
Aggregate
Fees/
Compensation
for
Securities
Lending
Activities |
Net
Income from
Securities
Lending
Activities |
PIMCO
RAE Emerging Markets
Fund |
$672,452.02 |
$40,552.27 |
$266,929.33 |
$307,481.60 |
$364,970.42 |
PIMCO
RAE International Fund |
$938,885.37 |
$33,002.14 |
$608,863.99 |
$641,866.13 |
$297,019.24 |
PIMCO
RAE US Fund |
$303,972.20 |
$28,685.63 |
$17,115.90 |
$45,801.53 |
$258,170.67 |
PIMCO
RAE US Small Fund |
$356,954.09 |
$24,235.90 |
$114,595.09 |
$138,830.99 |
$218,123.10 |