Asset
Class/Investment Technique |
Voya MidCap
Opportunities
Portfolio |
Voya SmallCap
Opportunities
Portfolio |
Equity
Securities |
|
|
Commodities |
|
|
Common
Stocks |
X |
X |
Convertible
Securities |
X |
X |
Initial
Public Offerings |
X |
X |
Master
Limited Partnerships |
|
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
Preferred
Stocks |
X |
X |
Private
Investments in Public Companies |
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
Special
Purpose Acquisition Companies |
X |
X
|
Asset
Class/Investment Technique |
Voya MidCap
Opportunities
Portfolio |
Voya SmallCap
Opportunities
Portfolio |
Special
Situation Issuers |
X |
X |
Trust
Preferred Securities |
|
|
Debt
Instruments |
|
|
Asset-Backed
Securities |
X |
X |
Bank
Instruments |
X |
X |
Commercial
Paper |
X |
X |
Corporate
Debt Instruments |
X |
X |
Credit-Linked
Notes |
X |
X |
Custodial
Receipts and Trust Certificates |
|
|
Delayed
Funding Loans and Revolving Credit Facilities |
|
|
Event-Linked
Bonds |
|
|
Floating
or Variable Rate Instruments |
X |
X |
Guaranteed
Investment Contracts |
X |
X |
High-Yield
Securities |
|
|
Inflation-Indexed
Bonds |
|
|
Inverse
Floating Rate Securities |
|
|
Mortgage-Related
Securities |
X |
X |
Municipal
Securities |
X |
X |
Senior
and Other Bank Loans |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
Foreign
Investments |
|
|
Depositary
Receipts |
X |
X |
Emerging
Markets Investments |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
Foreign
Currencies |
X |
X |
Sovereign
Debt |
X |
X |
Supranational
Entities |
X |
X |
Derivative
Instruments |
|
|
Forward
Commitments |
X |
X |
Futures
Contracts |
X |
X |
Hybrid
Instruments |
X |
X |
Options |
X |
X |
Participatory
Notes |
|
|
Rights
and Warrants |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
Other
Investment Techniques |
|
|
Borrowing |
X |
X |
Illiquid
Securities |
X |
X |
Participation
on Creditors' Committees |
|
|
Repurchase
Agreements |
X |
X |
Restricted
Securities |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
Securities
Lending |
X |
X |
Short
Sales |
X |
X |
To
Be Announced Sale Commitments |
X |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
X |
Name,
Address and
Year
of Birth |
Position(s)
Held
with
the Trust |
Term
of Office
and
Length
of
Time
Served1
|
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Funds
in
the
Fund
Complex
Overseen
by
Trustees2
|
Other
Board
Positions
Held
by
Trustees |
Independent
Trustees | |||||
Colleen
D. Baldwin
(1960) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Chairperson
Trustee |
January
2020 –
Present
November
2007 –
Present |
President,
Glantuam Partners,
LLC, a
business consulting firm
(January
2009 – Present). |
138 |
Stanley
Global Engineering (2020
–
Present). |
John
V. Boyer
(1953) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
January
2005 –
Present |
Retired.
Formerly, President and
Chief
Executive Officer, Bechtler
Arts
Foundation, an arts and
education
foundation (January
2008 –
December 2019). |
138 |
None. |
Martin
J. Gavin
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
August
2015 –
Present |
Retired. |
138 |
None. |
Joseph
E. Obermeyer
(1957) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
May
2013 – Present |
President,
Obermeyer &
Associates,
Inc., a provider of
financial
and economic
consulting
services (November
1999 –
Present). |
138 |
None.
|
Name,
Address and
Year
of Birth |
Position(s)
Held
with
the Trust |
Term
of Office
and
Length
of
Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Funds
in
the
Fund
Complex
Overseen
by
Trustees2 |
Other
Board
Positions
Held
by
Trustees |
Sheryl
K. Pressler
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
January
2006 –
Present |
Consultant
(May 2001 –
Present). |
138 |
Centerra
Gold Inc. (May 2008 –
Present). |
Christopher
P.
Sullivan
(1954) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
October
2015 –
Present |
Retired. |
138 |
None. |
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Trust |
Term of
Office and
Length of
Time Served1
|
Principal
Occupation(s) During the Past 5 Years |
Andy
Simonoff
(1973) 5780 Powers Ferry Road
NW
Atlanta,
Georgia
30327
|
President
and
Chief Executive
Officer |
January
2023 – Present |
Director,
President, and Chief Executive Officer, Voya Funds Services, LLC,
Voya Capital,
LLC, and Voya Investments,
LLC (January 2023 – Present); Managing Director, Chief
Strategy and Transformation
Officer, Voya Investment Management (January 2020 –
Present). Formerly, Managing
Director, Head of Business Management, Voya Investment
Management (March 2019 –
January 2020); Managing Director, Head of Business
Management, Fixed Income,
Voya Investment Management (November 2015 – March
2019). |
Jonathan
Nash
(1967) 230 Park Avenue New York,
New York
10169
|
Executive
Vice
President
Chief Investment
Risk
Officer |
March 2020
– Present |
Head of
Investment Risk for Equity and Funds, Voya Investment Management (April
2024 –
Present); Executive Vice
President and Chief Investment Risk Officer, Voya Investments,
LLC (March 2020 – Present);
Formerly, Senior Vice President, Investment Risk
Management, Voya Investment
Management (March 2017 – March 2024); Vice President,
Voya Investments, LLC
(September 2018 – March 2020).
|
Name,
Address and
Year
of Birth |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time Served1 |
Principal
Occupation(s) During the Past 5 Years |
Steven
Hartstein
(1963) 230 Park Avenue New
York, New York
10169
|
Chief
Compliance
Officer |
December
2022 –
Present |
Senior
Vice President, Voya Investment Management (December 2022 – Present).
Formerly,
Head of Funds Compliance, Brighthouse Financial, Inc.; and Chief
Compliance
Officer,
Brighthouse Funds and Brighthouse Investment Advisers, LLC (March 2017 –
December
2022). |
Todd
Modic
(1967) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President,
Chief/Principal
Financial
Officer
and
Assistant
Secretary |
March
2005 – Present |
Director
and Senior Vice President, Voya Capital, LLC and Voya Funds Services,
LLC
(September
2022 – Present); Director, Voya Investments, LLC (September 2022 –
Present);
Senior Vice President, Voya Investments, LLC (April 2005 – Present).
Formerly,
President,
Voya Funds Services, LLC (March 2018 – September
2022). |
Kimberly
A. Anderson
(1964) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
November
2003 –
Present |
Senior
Vice President, Voya Investments, LLC (September 2003 –
Present). |
Sara
M. Donaldson
(1959) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June
2022 – Present |
Senior
Vice President, Voya Investments, LLC (February 2022 – Present); Senior
Vice
President,
Head of Active Ownership, Voya Investment Management (September 2021 –
Present). Formerly,
Vice President, Voya Investments, LLC (October 2015 – February
2022); Vice
President, Head of Proxy Voting, Voya Investment Management (October 2015
– August
2021). |
Jason
Kadavy
(1976) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
September
2023 –
Present |
Senior
Vice President, Voya Investments, LLC and Voya Funds Services, LLC
(September
2023 –
Present). Formerly, Vice President, Voya Investments, LLC (October 2015 –
September
2023); Vice President, Voya Funds Services, LLC (July 2007 –
September
2023). |
Andrew
K. Schlueter
(1976) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June
2022 – Present |
Senior
Vice President, Head of Investment Operations Support, Voya Investment
Management
(April 2023 - Present); Vice President, Voya Investments Distributor,
LLC
(April 2018
- Present); Vice President, Voya Investments, LLC and Voya Funds
Services,
LLC (March
2018 - Present). Formerly, Senior Vice President, Head of Mutual Fund
Operations,
Voya Investment Management (March 2022 - March 2023); Vice President,
Head of
Mutual Fund Operations, Voya Investment Management (February 2018 -
February
2022).
|
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Trust |
Term of
Office and
Length of
Time Served1 |
Principal
Occupation(s) During the Past 5 Years |
Joanne
F. Osberg
(1982) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President
Secretary |
March 2023
– Present
September 2020 –
Present |
Senior
Vice President and Chief Counsel, Voya Investment Management – Mutual Fund
Legal Department, and Senior
Vice President and Secretary, Voya Investments, LLC, Voya
Capital, LLC, and
Voya Funds Services, LLC (March 2023-Present). Formerly, Secretary,
Voya Capital, LLC (August
2022 – March 2023); Vice President and Secretary, Voya
Investments, LLC and
Voya Funds Services, LLC and Vice President and Senior Counsel,
Voya Investment Management –
Mutual Fund Legal Department (September 2020 – March
2023); Vice President and
Counsel, Voya Investment Management – Mutual Fund Legal
Department (January 2013 –
September 2020). |
Robert
Terris
(1970) 5780 Powers Ferry Road
NW
Atlanta,
Georgia
30327
|
Senior
Vice
President |
May 2006 –
Present |
Senior
Vice President, Head of Future State Operating Model Design, Voya
Investment
Management (April 2023 –
Present); Senior Vice President, Voya Investments, LLC and
Voya Investments
Distributor, LLC (April 2018 – Present); Senior Vice President,
Voya Funds Services,
LLC (March 2006 – Present). |
Fred
Bedoya
(1973) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President,
Principal
Accounting Officer
and
Treasurer |
September
2012 –
Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2012 – Present). |
Robyn
L. Ichilov
(1967) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
November
1999 –
Present |
Vice
President Voya Investments, LLC (August 1997 – Present); Vice President,
Voya Funds
Services, LLC (November 1995
– Present). |
Erica
McKenna
(1972) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034 |
Vice
President |
June 2022
– Present |
Vice
President, Head of Mutual Fund Compliance and Chief Compliance Officer,
Voya
Investments, LLC (May 2022 –
Present). Formerly, Vice President, Fund Compliance
Manager, Voya Investments,
LLC (March 2021 – May 2022); Assistant Vice President,
Fund Compliance Manager,
Voya Investments, LLC (December 2016 – March
2021). |
Craig
Wheeler
(1969) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
May 2013 –
Present |
Vice
President – Director of Tax, Voya Investments, LLC (October 2015 –
Present).
|
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Trust |
Term of
Office and
Length of
Time Served1 |
Principal
Occupation(s) During the Past 5 Years |
Nicholas
C.D. Ward
(1993) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Assistant
Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (March 2024 –
Present); Formerly, Counsel, Voya Investment Management –
Mutual Fund Legal Department
(November 2021 – February 2024); Associate, Dechert LLP
(October 2018 – November
2021). |
Gizachew
Wubishet
(1976) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President
and Assistant
Secretary |
June 2022
– Present |
Vice
President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (March 2024 –
Present). Formerly, Assistant Vice President and Counsel, Voya
Investment Management –
Mutual Fund Legal Department (May 2019 – March 2024);
Attorney, Ropes & Gray
LLP (October 2011 – April 2019). |
Monia
Piacenti
(1976) One Orange Way Windsor,
Connecticut
06095
|
Anti-Money
Laundering
Officer |
June 2018
– Present |
Compliance
Manager, Voya Financial, Inc. (March 2023 – Present); Anti-Money
Laundering
Officer,
Voya Investments Distributor, LLC, Voya Investment Management, and
Voya
Investment Management Trust
Co. (June 2018 – Present); Formerly, Compliance
Consultant Voya Financial,
Inc. (January 2019 – February
2023). |
Portfolio |
IRC
E |
IRC
F |
Voya MidCap
Opportunities Portfolio |
X |
|
Voya SmallCap
Opportunities Portfolio |
X |
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2023 | ||
Colleen
D. Baldwin |
John
V. Boyer |
Martin
J. Gavin | |
Voya MidCap
Opportunities
Portfolio |
None |
None |
None |
Voya SmallCap
Opportunities
Portfolio |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,0001
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2023 | ||
Joseph
E. Obermeyer |
Sheryl
K. Pressler |
Christopher
P. Sullivan | |
Voya MidCap
Opportunities
Portfolio |
None |
None |
None |
Voya SmallCap
Opportunities
Portfolio |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in the Voya family of
funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,000 |
Name
of Trustee |
Name
of Owners
and
Relationship
to
Trustee |
Company |
Title
of
Class |
Value
of
Securities |
Percent
of
Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
E. Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick1
|
Martin J.
Gavin | |
Voya MidCap
Opportunities
Portfolio |
$5,269 |
$4,459 |
$4,459 |
$4,459 |
Voya SmallCap
Opportunities
Portfolio |
$993 |
$840 |
$840 |
$840 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2 |
N/A |
$0 |
$113,333 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000 |
$113,333 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$455,000 |
$385,000 |
$385,000 |
$385,000 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya MidCap
Opportunities
Portfolio |
$4,459 |
$4,864 |
$4,459 |
Voya SmallCap
Opportunities
Portfolio |
$840 |
$917 |
$840 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$385,0004 |
$420,0004 |
$385,000 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percent
of
Portfolio |
Voya MidCap
Opportunities
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
74.00% |
30.80% |
Voya MidCap
Opportunities
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
25.96% |
50.21% |
Voya MidCap
Opportunities
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
14.71% |
30.80% |
Voya MidCap
Opportunities
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Aces Separate Acct
B
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
53.17% |
50.21% |
Voya MidCap
Opportunities
Portfolio |
Class
I |
Voya Institutional Trust
Co
As Cust for City of Los
Angeles Defr Comp
Plan of City Hall EMP
Benefits OFC
200 N Spring St Room
867
Los Angeles, CA
90012-0000 |
17.18% |
9.94% |
Voya MidCap
Opportunities
Portfolio |
Class
R6 |
Voya Strategic Allocation
Growth Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch
Rd
Scottsdale, AZ
85258-2034 |
6.25% |
0.60% |
Voya MidCap
Opportunities
Portfolio |
Class
R6 |
Voya Global Perspectives
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch
Rd
Scottsdale, AZ
85258-2034 |
5.02% |
0.48% |
Voya MidCap
Opportunities
Portfolio |
Class
R6 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
9.22% |
30.80% |
Voya MidCap
Opportunities
Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
73.33% |
50.21% |
Voya MidCap
Opportunities
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
27.59% |
30.80% |
Voya MidCap
Opportunities
Portfolio |
Class
S |
Reliastar Life Insurance
Company of New York II
1 Orange Way
Windsor, CT
06095-4773 |
10.41% |
1.59% |
Voya MidCap
Opportunities
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Aces Separate Acct
B
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
57.57% |
50.21% |
Voya MidCap
Opportunities
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
86.71% |
30.80% |
Voya MidCap
Opportunities
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
12.54% |
50.21% |
Voya SmallCap
Opportunities
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
94.91% |
30.87% |
Voya SmallCap
Opportunities
Portfolio |
Class
I |
Reliastar Life Insurance
Company
RESL
FBO Select Life
I
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
16.57% |
15.44%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percent
of
Portfolio |
Voya SmallCap
Opportunities
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO Select Life
I
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
10.03% |
15.44% |
Voya SmallCap
Opportunities
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Aces Separate Acct
B
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
63.52% |
39.95% |
Voya SmallCap
Opportunities
Portfolio |
Class
I |
Security Life Insurance of
Denver a Vul
Rt. 5106 PO Box
20
Minneapolis MN
55440-0020 |
5.46% |
3.17% |
Voya SmallCap
Opportunities
Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
87.69% |
39.95% |
Voya SmallCap
Opportunities
Portfolio |
Class
R6 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
12.31% |
30.87% |
Voya SmallCap
Opportunities
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr
West Chester, PA
19380-1478 |
78.95% |
10.20% |
Voya SmallCap
Opportunities
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
9.53% |
30.87% |
Voya SmallCap
Opportunities
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company II
Aces Separate Acct
B
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
7.48% |
39.95% |
Voya SmallCap
Opportunities
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095-4773 |
22.96% |
30.87% |
Voya SmallCap
Opportunities
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
One Orange Way
B3N
Windsor, CT
06095 |
77.04% |
39.95% |
Portfolio |
Annual
Management Fee |
Voya MidCap
Opportunities Portfolio |
0.85%
on the first $250 million of the Portfolio’s average daily net
assets;
0.80%
on the next $400 million of the Portfolio’s average daily net
assets;
0.75%
on the next $450 million of the Portfolio’s average daily net assets;
and
0.70%
of the Portfolio’s average daily net assets in excess of $1.1
billion. |
Voya SmallCap
Opportunities
Portfolio |
0.85%
on the first $250 million of the Portfolio’s average daily net
assets;
0.80%
on the next $250 million of the Portfolio’s average daily net
assets;
0.75%
on the next $250 million of the Portfolio’s average daily net
assets;
0.70%
on the next $250 million of the Portfolio’s average daily net assets;
and
0.65%
of the Portfolio’s average daily net assets in excess of $1
billion. |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap
Opportunities Portfolio |
$8,096,153 |
$8,388,296 |
$16,092,925 |
Voya SmallCap
Opportunities Portfolio |
$1,631,559 |
$1,795,584 |
$2,593,417 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap
Opportunities Portfolio |
($3,058,643) |
($3,134,462) |
($3,864,169) |
Voya SmallCap
Opportunities Portfolio |
($408,681) |
($437,158) |
($510,372) |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
Voya MidCap
Opportunities Portfolio |
Voya
IM |
0.3375%
on the first $250 million of the Portfolio’s average daily
net
assets;
0.3150%
on the next $400 million of the Portfolio’s average daily
net
assets;
0.2925%
on the next $450 million of the Portfolio’s average daily
net
assets; and
0.2700%
of the Portfolio’s average daily net assets in excess of
$1.1
billion. |
Voya SmallCap
Opportunities Portfolio |
Voya
IM |
0.3375%
on the first $250 million of the Portfolio’s average daily
net
assets;
0.3150%
on the next $250 million of the Portfolio’s average daily
net
assets;
0.2925%
on the next $250 million of the Portfolio’s average daily
net
assets;
0.2700%
on the next $250 million of the Portfolio’s average daily
net
assets; and
0.2475%
of the Portfolio’s average daily net assets in excess of
$1
billion. |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap
Opportunities Portfolio |
$3,186,353 |
$3,297,501 |
$6,271,550 |
Voya SmallCap
Opportunities Portfolio |
$648,343 |
$712,916 |
$1,028,186 |
Portfolio
Manager |
Fund(s) |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number of
Accounts |
Total
Assets |
Number of
Accounts |
Total
Assets |
Number of
Accounts |
Total
Assets | ||
Mitchell
S.
Brivic,
CFA |
Voya SmallCap
Opportunities
Portfolio |
3 |
$948,911,751 |
20 |
$325,983,906 |
8 |
$369,404,332 |
Michael C.
Coyne,
CFA |
Voya SmallCap
Opportunities
Portfolio |
3 |
$948,911,751 |
20 |
$325,983,906 |
9 |
$374,674,042 |
Kristy
Finnegan,
CFA |
Voya MidCap
Opportunities
Portfolio |
4 |
$6,497,213,625 |
44 |
$558,831,328 |
271 |
$5,005,741,461
|
Portfolio
Manager |
Fund(s) |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number of
Accounts |
Total
Assets |
Number of
Accounts |
Total
Assets |
Number of
Accounts |
Total
Assets | ||
Scott W.
Haugan,
CFA |
Voya SmallCap
Opportunities
Portfolio |
6 |
$1,897,823,503 |
20 |
$325,983,906 |
8 |
$369,404,332 |
Leigh
Todd,
CFA |
Voya MidCap
Opportunities
Portfolio |
5 |
$6,725,122,561 |
44 |
$558,831,328 |
271 |
$5,005,741,461 |
Portfolio |
Portfolio
Manager |
Benchmark |
Voya MidCap
Opportunities Portfolio |
Kristy
Finnegan, CFA and Leigh Todd, CFA |
Russell
Midcap®
Growth Index |
Voya SmallCap
Opportunities
Portfolio |
Mitchell
S. Brivic, CFA; Michael C. Coyne, CFA;
and
Scott W. Haugan, CFA |
Russell
2000®
Growth Index |
Portfolio
Manager |
Investment
Adviser or
Sub-Adviser |
Fund(s)
Managed by the
Portfolio
Manager |
Dollar
Range of Fund
Shares
Owned |
Mitchell
S. Brivic, CFA |
Voya
IM |
Voya SmallCap
Opportunities Portfolio |
None |
Michael C.
Coyne, CFA |
Voya
IM |
Voya SmallCap
Opportunities Portfolio |
None |
Kristy
Finnegan, CFA |
Voya
IM |
Voya MidCap
Opportunities Portfolio |
None |
Scott W.
Haugan, CFA |
Voya
IM |
Voya SmallCap
Opportunities Portfolio |
None |
Leigh
Todd, CFA |
Voya
IM |
Voya MidCap
Opportunities Portfolio |
None |
Portfolio |
Type
of Plan |
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
All
Portfolios |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Shareholder
Service
Plan |
N/A |
0.25% |
N/A |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
Voya MidCap
Opportunities
Portfolio |
ADV |
$628 |
$11,937 |
$3,181 |
$639,434 |
$163 |
$655,343 |
|
I |
$0 |
$0 |
$20,824 |
$3,755 |
$1,031 |
$25,610 |
|
R6 |
$0 |
$0 |
$7,175 |
$1,063 |
$308 |
$8,546 |
|
S |
$453 |
$8,604 |
$2,993 |
$213,131 |
$150 |
$225,330 |
|
S2 |
$180 |
$3,413 |
$751 |
$156,242 |
$47 |
$160,632 |
Voya SmallCap
Opportunities
Portfolio |
ADV |
$235 |
$4,457 |
$4,650 |
$250,264 |
$372 |
$259,977 |
|
I |
$0 |
$0 |
$13,335 |
$3,953 |
$1,092 |
$18,381 |
|
R6 |
$0 |
$0 |
$512 |
$147 |
$36 |
$695 |
|
S |
$114 |
$2,175 |
$2,172 |
$62,957 |
$190 |
$67,608 |
|
S2 |
$3 |
$59 |
$102 |
$2,093 |
$8 |
$2,266 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap
Opportunities Portfolio |
$943,924 |
$1,060,755 |
$3,308,294 |
Voya SmallCap
Opportunities Portfolio |
$293,376 |
$324,881 |
$459,428 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya MidCap
Opportunities Portfolio |
$269,301 |
$1,272 |
$257,314 |
$(2,154) |
$255,160 |
None |
$258,586 |
$12,869 |
Voya SmallCap
Opportunities Portfolio |
$201,936 |
$5,062 |
$173,341 |
$(27,666) |
$145,675 |
None |
$178,404 |
$51,198 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap
Opportunities Portfolio |
$522,100 |
$375,757 |
$773,171 |
Voya SmallCap
Opportunities Portfolio |
$303,429 |
$388,612 |
$582,266 |