Fund
|
Ticker
|
Listing
Exchange
|
iShares
ESG Advanced MSCI EM ETF |
EMXF |
Nasdaq |
iShares
ESG MSCI EM Leaders ETF |
LDEM |
Nasdaq |
iShares
MSCI Brazil Small-Cap ETF
|
EWZS |
Nasdaq
|
iShares
MSCI China ETF
|
MCHI |
Nasdaq |
iShares
MSCI China Multisector Tech ETF |
TCHI |
Nasdaq |
iShares
MSCI China Small-Cap ETF
|
ECNS |
NYSE
Arca
|
iShares
MSCI Global Sustainable Development Goals ETF |
SDG |
Nasdaq |
iShares
MSCI India ETF |
INDA |
Cboe
BZX |
iShares
MSCI India Small-Cap ETF |
SMIN |
Cboe
BZX |
iShares
MSCI Kuwait ETF |
KWT |
Cboe
BZX |
iShares
MSCI Peru and Global Exposure ETF |
EPU |
NYSE
Arca
|
iShares
MSCI Qatar ETF |
QAT |
Nasdaq |
iShares
MSCI Saudi Arabia ETF |
KSA |
NYSE
Arca
|
iShares
MSCI UAE ETF |
UAE |
Nasdaq |
iShares
MSCI Water Management Multisector ETF |
IWTR |
Nasdaq |
|
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126
|
Diversified
Funds |
Non-Diversified
Funds |
iShares
ESG Advanced MSCI EM ETF |
iShares
MSCI China ETF |
Diversified
Funds |
Non-Diversified
Funds |
iShares
ESG MSCI EM Leaders ETF |
iShares
MSCI China Multisector Tech ETF |
iShares
MSCI Brazil Small-Cap ETF |
iShares
MSCI India ETF |
iShares
MSCI China Small-Cap ETF |
iShares
MSCI Kuwait ETF |
iShares
MSCI Global Sustainable Development Goals
ETF |
iShares
MSCI Peru and Global Exposure ETF |
iShares
MSCI India Small-Cap ETF |
iShares
MSCI Qatar ETF |
|
iShares
MSCI Saudi Arabia ETF |
|
iShares
MSCI UAE ETF |
|
iShares
MSCI Water Management Multisector
ETF |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President,
BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Salim
Ramji2
(1970) |
Trustee
(since
2019). |
Senior
Managing Director, BlackRock,
Inc.
(since 2014); Global Head of
BlackRock’s
ETF and Index
Investments
Business (since 2019);
Head
of BlackRock’s U.S. Wealth
Advisory
Business (2015-2019);
Global
Head of Corporate Strategy,
BlackRock,
Inc. (2014-2015); Senior
Partner,
McKinsey & Company (2010-
2014). |
Director
of iShares, Inc. (since 2019);
Trustee
of iShares U.S. ETF Trust
(since
2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Member of the Wyoming
State
Investment Funds Committee
(since
2022); Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director of
the
Jackson Hole Center for the Arts
(since
2021). |
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Robert K.
Jaedicke
Professor of Accounting,
Stanford
University Graduate School
of
Business (2001-2017); Professor of
Law
(by courtesy), Stanford Law
School
(2005-2017); Senior Associate
Dean
for Academic Affairs and Head
of
MBA Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Dominik
Rohé
(1973) |
President
(since
2023). |
Managing
Director, BlackRock, Inc.
(since
2005); Head of Americas ETF
and
Index Investments (since 2023);
Head
of Latin America (2019-2023). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
September 2019); Chief
Financial
Officer of iShares Delaware
Trust
Sponsor LLC, BlackRock Funds,
BlackRock
Funds II, BlackRock Funds
IV,
BlackRock Funds V and BlackRock
Funds
VI (since 2021); Executive Vice
President
of PIMCO (2016-2019);
Senior
Vice President of PIMCO
(2008-2015);
Treasurer (2013-2019)
and
Assistant Treasurer (2007-2017)
of
PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust,
PIMCO
Equity Series, PIMCO Equity
Series
VIT, PIMCO Managed
Accounts
Trust, 2 PIMCO-sponsored
interval
funds and 21 PIMCO-
sponsored
closed-end funds. |
Aaron
Wasserman
(1974) |
Chief
Compliance
Officer
(since 2023). |
Managing
Director of BlackRock, Inc.
(since
2018); Chief Compliance
Officer
of the BlackRock Multi-Asset
Complex,
the BlackRock Fixed-
Income
Complex and the Exchange-
Traded
Fund Complex (since 2023);
Deputy
Chief Compliance Officer for
the
BlackRock Multi-Asset Complex,
the
BlackRock Fixed-Income
Complex
and the Exchange-Traded
Fund
Complex (2014-2023). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2023); Director, BlackRock, Inc.
(2018-2022);
Vice President,
BlackRock,
Inc. (2010-2017). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2018); Director, BlackRock, Inc.
(2009-2018);
Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering (since 2021);
Co-Head
of EII’s Americas Portfolio
Engineering
(2020-2021); Head of
Developed
Markets Portfolio
Engineering
(2016-2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
(since 2022). |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director, BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management (since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
Salim
Ramji |
iShares
Broad USD Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares
Core Aggressive Allocation ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Emerging Markets ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares
Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares
Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$50,001-$100,000 |
|
|
iShares
High Yield Corporate Bond Buywrite
Strategy
ETF |
$10,001-$50,000 |
|
|
iShares
Investment Grade Corporate Bond
Buywrite
Strategy ETF
|
$10,001-$50,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
Robotics and Artificial Intelligence
Multisector
ETF |
$1-$10,000 |
|
|
iShares
TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
ESG
Advanced
MSCI
EM
ETF |
iShares
ESG
MSCI
EM
Leaders
ETF |
iShares
MSCI
Brazil
Small-Cap ETF |
iShares
MSCI
China
ETF |
Independent
Trustees: |
|
|
|
|
|
|
|||
Jane
D. Carlin |
$11 |
$11 |
$42 |
$1,539 |
Richard
L. Fagnani |
11 |
11 |
42 |
1,539 |
Cecilia
H. Herbert
|
12 |
11 |
44 |
1,582 |
John
E. Kerrigan |
13 |
12 |
48 |
1,753 |
Drew
E. Lawton |
11 |
11 |
41 |
1,491 |
John
E. Martinez |
11 |
11 |
41 |
1,491 |
Madhav
V. Rajan |
11 |
11 |
41 |
1,491 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
China
Multisector
Tech
ETF |
iShares
MSCI
China
Small-Cap ETF |
iShares
MSCI
Global
Sustainable
Development
Goals ETF |
iShares
MSCI
India
ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$1 |
$13 |
$77 |
$1,216 |
Richard
L. Fagnani |
1 |
13 |
77 |
2,286 |
Cecilia
H. Herbert
|
2 |
13 |
79 |
1,250 |
John
E. Kerrigan |
2 |
14 |
87 |
1,386 |
Drew
E. Lawton |
1 |
12 |
74 |
1,069 |
John
E. Martinez |
1 |
12 |
74 |
2,248 |
Madhav
V. Rajan |
1 |
12 |
74 |
1,178 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
India
Small-Cap ETF |
iShares
MSCI
Kuwait
ETF |
iShares
MSCI
Peru
and
Global
Exposure
ETF |
iShares
MSCI
Qatar
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$85 |
$12 |
$21 |
$16 |
Richard
L. Fagnani |
1,155 |
12 |
21 |
16 |
Cecilia
H. Herbert
|
88 |
12 |
22 |
17 |
John
E. Kerrigan |
97 |
14 |
24 |
18 |
Drew
E. Lawton |
1,152 |
12 |
21 |
16 |
John
E. Martinez |
82 |
12 |
21 |
16 |
Madhav
V. Rajan |
82 |
12 |
21 |
16 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
Saudi
Arabia ETF |
iShares
MSCI
UAE
ETF |
iShares
MSCI
Water
Management
Multisector
ETF1
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
$197 |
$8 |
$1 |
Richard
L. Fagnani |
197 |
8 |
1 |
Cecilia
H. Herbert
|
203 |
8 |
1 |
John
E. Kerrigan |
225 |
9 |
1 |
Drew
E. Lawton |
191 |
7 |
1 |
John
E. Martinez |
191 |
7 |
1 |
Madhav
V. Rajan |
191 |
7 |
1 |
|
|
| |
Interested
Trustees: |
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses2
|
Estimated
Annual
Benefits
Upon
Retirement2
|
Total
Compensation
From
the Funds
and
Fund Complex3
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Richard
L. Fagnani |
Not
Applicable |
Not
Applicable |
476,764 |
Cecilia
H. Herbert
|
Not
Applicable
|
Not
Applicable
|
475,000 |
John
E. Kerrigan |
Not
Applicable |
Not
Applicable |
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable |
Not
Applicable |
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
| |||
Interested
Trustees: |
|
|
|
| |||
Robert
S. Kapito
|
Not
Applicable |
Not
Applicable |
$0 |
Salim
Ramji |
Not
Applicable |
Not
Applicable |
0 |
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
ESG Advanced MSCI EM ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
35.87
% |
|
U.S.
Bank N.A.
1555
North Rivercenter Dr.
Suite
302
Milwaukee,
WI 53212 |
14.89
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
8.20
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
7.30
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
5.51
% |
|
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
ESG MSCI EM Leaders ETF |
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
19.00
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.01
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.34
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
11.05
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
9.16
% |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
7.56
% |
| ||
iShares
MSCI Brazil Small-Cap ETF
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
30.07
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
24.59
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.22
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.23
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
5.53
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.40
% |
| ||
iShares
MSCI China ETF
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
41.02
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
7.23
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.02
% |
| ||
iShares
MSCI China Multisector Tech ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
64.50
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.99
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.57
% |
|
Interactive
Brokers Retail Equity Clearing
8
Greenwich Office Park
Greenwich,
CT 06831 |
7.43
% |
| ||
iShares
MSCI China Small-Cap ETF |
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
35.01
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
17.80
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.23
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
6.95
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
6.26
% |
|
VANGUARD
Marketing Corporation
100
Vanguard Boulevard
Malvern,
PA 19355 |
5.65
% |
| ||
iShares
MSCI Global Sustainable Development Goals ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
24.73
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.00
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
12.58
% |
|
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
MSCI India ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
14.80
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
9.63
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
9.25
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
8.76
% |
|
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
6.73
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
6.60
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.08
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.99
% |
| ||
iShares
MSCI India Small-Cap ETF |
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
20.53
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.24
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.54
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
10.82
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.09
% |
| ||
iShares
MSCI Kuwait ETF |
Northern
Trust Company/
United
Nations Joint Staff Pension Fund
50
South LaSalle Street
Chicago,
IL 60675 |
36.00
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
16.78
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
14.64
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
12.59
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
10.73
% |
| ||
iShares
MSCI Peru and Global Exposure ETF
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
41.78
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
12.04
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
9.62
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
6.05
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
5.08
% |
| ||
iShares
MSCI Qatar ETF |
Northern
Trust Company/
United
Nations Joint Staff Pension Fund
50
South LaSalle Street
Chicago,
IL 60675 |
48.61
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
8.58
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.53
% |
|
TD
Waterhouse Canada Inc./CDS
77
Bloor Street West
7th
Floor
Toronto,
Ontario Canada, M4Y 2T1 |
5.36
% |
|
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
MSCI Saudi Arabia ETF |
Northern
Trust Company/
United
Nations Joint Staff Pension Fund
50
South LaSalle Street
Chicago,
IL 60675 |
26.44
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
15.32
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
9.60
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
6.84
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
6.08
% |
|
Euroclear
Bank SA/NV
28
Liberty Street, 33rd Floor
New
York, NY 10005 |
5.11
% |
| ||
iShares
MSCI UAE ETF |
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
14.61
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
13.14
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
8.79
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
8.19
% |
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
7.69
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
6.82
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
6.61
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
5.02
% |
|
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
MSCI Water Management Multisector ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
75.00
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
9.31
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
6.57
% |
Fund |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2021 |
iShares
ESG Advanced MSCI EM ETF |
$72,928 |
$49,345 |
$18,675 |
iShares
ESG MSCI EM Leaders ETF |
84,092 |
508,747 |
1,312,745 |
iShares
MSCI Brazil Small-Cap ETF |
591,248 |
575,686 |
626,737 |
iShares
MSCI China ETF |
45,790,850
|
38,307,240 |
37,758,456 |
iShares
MSCI China Multisector Tech ETF |
43,291
|
29,192 |
N/A |
Fund |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2021 |
iShares
MSCI China Small-Cap ETF |
386,272
|
398,809 |
432,073 |
iShares
MSCI Global Sustainable Development
Goals
ETF |
2,025,742 |
2,396,296 |
1,845,973 |
iShares
MSCI India ETF |
30,728,324
|
34,710,970 |
30,916,788 |
iShares
MSCI India Small-Cap ETF |
2,169,724
|
2,625,875 |
1,968,181 |
iShares
MSCI Kuwait ETF |
326,704 |
157,959 |
100,440 |
iShares
MSCI Peru and Global Exposure ETF |
710,063 |
905,332 |
809,164 |
iShares
MSCI Qatar ETF |
444,021 |
560,286 |
506,759 |
iShares
MSCI Saudi Arabia ETF |
7,011,739 |
8,596,197 |
5,055,582 |
iShares
MSCI UAE ETF |
220,380 |
204,211 |
118,873 |
iShares
MSCI Water Management Multisector
ETF |
24,237 |
N/A |
N/A |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
334 |
$1,985,160,000,000 |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
268 |
$1,840,383,000,000 |
Other
Pooled Investment Vehicles |
86 |
8,562,000,000 |
Other
Accounts |
4 |
790,000,000 |
Paul
Whitehead |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
340 |
$1,987,073,000,000 |
Other
Pooled Investment Vehicles |
342 |
984,421,000,000 |
Other
Accounts |
137 |
610,376,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Paul
Whitehead |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
2,529,000,000 |
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
ESG Advanced MSCI EM ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI EM Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Brazil Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China Multisector Tech ETF |
X |
|
|
|
|
|
|
iShares
MSCI China Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Global Sustainable Development
Goals
ETF |
X |
|
|
|
|
|
|
iShares
MSCI India ETF |
X |
|
|
|
|
|
|
iShares
MSCI India Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
MSCI Kuwait ETF |
X |
|
|
|
|
|
|
iShares
MSCI Peru and Global Exposure ETF |
X |
|
|
|
|
|
|
iShares
MSCI Qatar ETF |
X |
|
|
|
|
|
|
iShares
MSCI Saudi Arabia ETF |
X |
|
|
|
|
|
|
iShares
MSCI UAE ETF |
X |
|
|
|
|
|
|
iShares
MSCI Water Management Multisector ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
ESG Advanced MSCI EM ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI EM Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Brazil Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China Multisector Tech ETF |
X |
|
|
|
|
|
|
iShares
MSCI China Small-Cap ETF
|
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
MSCI Global Sustainable Development
Goals
ETF |
X |
|
|
|
|
|
|
iShares
MSCI India ETF |
X |
|
|
|
|
|
|
iShares
MSCI India Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
MSCI Kuwait ETF |
X |
|
|
|
|
|
|
iShares
MSCI Peru and Global Exposure ETF |
X |
|
|
|
|
|
|
iShares
MSCI Qatar ETF |
X |
|
|
|
|
|
|
iShares
MSCI Saudi Arabia ETF |
X |
|
|
|
|
|
|
iShares
MSCI UAE ETF |
X |
|
|
|
|
|
|
iShares
MSCI Water Management Multisector ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
ESG Advanced MSCI EM ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI EM Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Brazil Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China ETF
|
X |
|
|
|
|
|
|
iShares
MSCI China Multisector Tech ETF |
X |
|
|
|
|
|
|
iShares
MSCI China Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Global Sustainable Development
Goals
ETF |
X |
|
|
|
|
|
|
iShares
MSCI India ETF |
X |
|
|
|
|
|
|
iShares
MSCI India Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
MSCI Kuwait ETF |
X |
|
|
|
|
|
|
iShares
MSCI Peru and Global Exposure ETF |
X |
|
|
|
|
|
|
iShares
MSCI Qatar ETF |
X |
|
|
|
|
|
|
iShares
MSCI Saudi Arabia ETF |
X |
|
|
|
|
|
|
iShares
MSCI UAE ETF |
X |
|
|
|
|
|
|
iShares
MSCI Water Management Multisector ETF |
X |
|
|
|
|
|
|
Fund
|
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2023 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2021 |
iShares
ESG Advanced MSCI EM ETF |
10/06/20 |
$122,592 |
$102,489 |
$134,582 |
iShares
ESG MSCI EM Leaders ETF |
02/05/20 |
124,785 |
228,527 |
446,763 |
iShares
MSCI Brazil Small-Cap ETF
|
09/28/10 |
126,783 |
101,832 |
82,132 |
iShares
MSCI China ETF
|
03/29/11 |
1,265,134
|
930,340 |
894,708 |
iShares
MSCI China Multisector Tech ETF |
01/25/22 |
26,591
|
25,568 |
N/A |
iShares
MSCI China Small-Cap ETF
|
09/28/10 |
89,965
|
100,713 |
84,825 |
iShares
MSCI Global Sustainable Development
Goals
ETF |
04/20/16 |
104,457 |
113,658 |
111,216 |
iShares
MSCI India ETF |
02/02/12 |
1,354,694
|
28,750 |
50,689 |
iShares
MSCI India Small-Cap ETF |
02/08/12 |
193,534
|
19,479 |
20,417 |
iShares
MSCI Kuwait ETF |
09/01/20 |
340,630 |
175,993 |
161,720 |
iShares
MSCI Peru and Global Exposure ETF |
06/19/09 |
102,595 |
135,057 |
135,434 |
iShares
MSCI Qatar ETF |
04/29/14 |
373,692 |
450,751 |
431,165 |
iShares
MSCI Saudi Arabia ETF |
09/16/15 |
3,689,390 |
4,689,596 |
3,021,298 |
iShares
MSCI UAE ETF |
04/29/14 |
234,292 |
207,326 |
177,468 |
iShares
MSCI Water Management Multisector
ETF |
09/20/22 |
25,702 |
N/A |
N/A |
Fund |
iShares
ESG
Advanced
MSCI
EM
ETF |
iShares
ESG
MSCI
EM
Leaders
ETF |
iShares
MSCI
Brazil
Small-Cap ETF |
iShares
MSCI
China
ETF |
Gross
income from securities
lending
activities |
$16,510 |
$15,866 |
N/A |
$9,105,581 |
Fees
and/or compensation for
securities
lending activities and
related
services |
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent |
608 |
539 |
N/A |
543,447 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC |
131 |
139 |
N/A |
70,302 |
Administrative
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
12,940 |
12,659 |
N/A |
5,956,682 |
Other
fees not included in
securities
lending income paid to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
ESG
Advanced
MSCI
EM
ETF |
iShares
ESG
MSCI
EM
Leaders
ETF |
iShares
MSCI
Brazil
Small-Cap ETF |
iShares
MSCI
China
ETF |
Aggregate
fees/compensation for
securities
lending activities |
$13,679 |
$13,337 |
N/A |
$6,570,431 |
Net
income from securities lending
activities |
$2,831 |
$2,529 |
N/A |
$2,535,150 |
Fund |
iShares
MSCI
China
Multisector
Tech
ETF |
iShares
MSCI
China
Small-Cap ETF |
iShares
MSCI
Global
Sustainable
Development
Goals ETF |
iShares
MSCI
India
ETF |
Gross
income from securities
lending
activities |
$3,635 |
$1,161,737 |
$373,640 |
N/A |
Fees
and/or compensation for
securities
lending activities and
related
services |
|
|
|
|
Securities
lending income paid
to
BTC
for services as securities
lending
agent |
149 |
161,661 |
11,021 |
N/A |
Cash
collateral management
expenses
not included in
securities
lending income paid
to
BTC |
31 |
5,447 |
2,928 |
N/A |
Administrative
fees not
included
in
securities lending income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
2,762 |
241,704 |
307,618 |
N/A |
Other
fees not included in
securities
lending income paid
to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities |
$2,942 |
$408,812 |
$321,567 |
N/A |
Fund |
iShares
MSCI
China
Multisector
Tech
ETF |
iShares
MSCI
China
Small-Cap ETF |
iShares
MSCI
Global
Sustainable
Development
Goals ETF |
iShares
MSCI
India
ETF |
Net
income from securities
lending
activities |
$693 |
$752,925 |
$52,073 |
N/A |
Fund |
iShares
MSCI
India
Small-Cap ETF |
iShares
MSCI
Kuwait
ETF |
iShares
MSCI
Peru
and Global
Exposure
ETF |
iShares
MSCI
Qatar
ETF |
Gross
income from securities
lending
activities |
N/A |
N/A |
N/A |
N/A |
Fees
and/or compensation for
securities
lending activities and
related
services |
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent |
N/A |
N/A |
N/A |
N/A |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC |
N/A |
N/A |
N/A |
N/A |
Administrative
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
N/A |
N/A |
N/A |
N/A |
Other
fees not included in
securities
lending income paid to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities |
N/A |
N/A |
N/A |
N/A |
Net
income from securities lending
activities |
N/A |
N/A |
N/A |
N/A |
Fund |
iShares
MSCI
Saudi
Arabia ETF |
iShares
MSCI
UAE
ETF |
iShares
MSCI
Water
Management
Multisector
ETF |
Gross
income from securities
lending
activities |
N/A |
N/A |
$246 |
Fund |
iShares
MSCI
Saudi
Arabia ETF |
iShares
MSCI
UAE
ETF |
iShares
MSCI
Water
Management
Multisector
ETF |
Fees
and/or compensation for
securities
lending activities and
related
services |
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent |
N/A |
N/A |
3 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC |
N/A |
N/A |
2 |
Administrative
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
N/A |
N/A |
229 |
Other
fees not included in
securities
lending income paid to
BTC |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities |
N/A |
N/A |
$234 |
Net
income from securities lending
activities |
N/A |
N/A |
$12 |
Fund
|
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2021 |
iShares
ESG Advanced MSCI EM ETF |
10/06/20 |
$18,040 |
$19,223 |
$11,684 |
iShares
ESG MSCI EM Leaders ETF |
02/05/20 |
19,360 |
416,309 |
223,811 |
iShares
MSCI Brazil Small-Cap ETF
|
09/28/10 |
100,166 |
58,536 |
64,045 |
iShares
MSCI China ETF
|
03/29/11 |
1,142,311 |
1,803,327 |
955,967 |
iShares
MSCI China Multisector Tech ETF |
01/25/22 |
994 |
5,391 |
N/A |
iShares
MSCI China Small-Cap ETF
|
09/28/10 |
20,003 |
36,989 |
39,111 |
iShares
MSCI Global Sustainable Development
Goals
ETF |
04/20/16 |
66,128 |
110,927 |
132,679 |
iShares
MSCI India ETF
|
02/02/12 |
1,744,450 |
1,811,016 |
1,903,155 |
Fund
|
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2021 |
iShares
MSCI India Small-Cap ETF
|
02/08/12 |
198,213 |
203,819 |
161,722 |
iShares
MSCI Kuwait ETF |
09/01/20 |
89,516 |
29,753 |
42,636 |
iShares
MSCI Peru and Global Exposure ETF |
06/19/09 |
33,401 |
57,124 |
65,951 |
iShares
MSCI Qatar ETF |
04/29/14 |
77,046 |
134,813 |
107,209 |
iShares
MSCI Saudi Arabia ETF |
09/16/15 |
423,697 |
1,465,866 |
438,068 |
iShares
MSCI UAE ETF |
04/29/14 |
40,162 |
96,247 |
128,051 |
iShares
MSCI Water Management Multisector
ETF |
09/20/22 |
1,201 |
N/A |
N/A |
Fund |
Issuer |
Market
Value of
Investment |
iShares
ESG Advanced MSCI EM ETF |
CITIC
Securities Co. Ltd. |
$101,599
|
|
|
|
iShares
MSCI China ETF |
CITIC
Securities Co. Ltd. |
$21,048,114
|
|
Haitong
Securities Co. Ltd. |
9,086,942 |
Fund |
Fiscal
Year
Ended
August
31, 2023 |
Fiscal
Year
Ended
August
31, 2022 |
iShares
ESG Advanced MSCI EM ETF |
24% |
31% |
iShares
ESG MSCI EM Leaders ETF |
37% |
17% |
iShares
MSCI Brazil Small-Cap ETF
|
50% |
52% |
iShares
MSCI China ETF |
13% |
8% |
iShares
MSCI China Multisector Tech ETF |
23% |
17%1,2
|
iShares
MSCI China Small-Cap ETF |
37% |
64% |
Fund |
Fiscal
Year
Ended
August
31, 2023 |
Fiscal
Year
Ended
August
31, 2022 |
iShares
MSCI Global Sustainable Development Goals ETF |
44% |
54% |
iShares
MSCI India ETF |
18% |
95% |
iShares
MSCI India Small-Cap ETF
|
150% |
56% |
iShares
MSCI Kuwait ETF |
25% |
26% |
iShares
MSCI Peru and Global Exposure ETF |
20% |
24% |
iShares
MSCI Qatar ETF |
25% |
38% |
iShares
MSCI Saudi Arabia ETF |
11% |
36% |
iShares
MSCI UAE ETF |
38% |
52% |
iShares
MSCI Water Management Multisector ETF |
51%3,4
|
N/A |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
ESG Advanced MSCI EM ETF |
100,000 |
$3,383,945.00 |
iShares
ESG MSCI EM Leaders ETF |
50,000 |
2,138,842.85 |
iShares
MSCI Brazil Small-Cap ETF |
50,000 |
665,176.15 |
iShares
MSCI China ETF |
200,000 |
8,703,925.40 |
iShares
MSCI China Multisector Tech ETF |
100,000 |
1,709,598.90 |
iShares
MSCI China Small-Cap ETF |
50,000 |
1,359,652.75 |
iShares
MSCI Global Sustainable Development Goals ETF |
50,000 |
3,736,848.00 |
iShares
MSCI India ETF
|
50,000 |
2,218,008.95 |
iShares
MSCI India Small-Cap ETF
|
50,000 |
3,161,778.10 |
iShares
MSCI Kuwait ETF |
50,000 |
1,536,372.00 |
iShares
MSCI Peru and Global Exposure ETF
|
50,000 |
1,512,888.25 |
iShares
MSCI Qatar ETF |
50,000 |
882,409.60 |
iShares
MSCI Saudi Arabia ETF |
50,000 |
1,957,487.50 |
iShares
MSCI UAE ETF |
50,000 |
772,280.40 |
iShares
MSCI Water Management Multisector ETF |
50,000 |
1,313,118.00 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
ESG Advanced MSCI EM ETF |
$14,800 |
7.0
% |
iShares
ESG MSCI EM Leaders ETF |
17,000 |
7.0
% |
iShares
MSCI Brazil Small-Cap ETF
|
3,200 |
3.0
% |
iShares
MSCI China ETF
|
3,200 |
7.0
% |
iShares
MSCI China Multisector Tech ETF |
3,675 |
5.0
% |
iShares
MSCI China Small-Cap ETF |
7,500 |
7.0
% |
iShares
MSCI Global Sustainable Development Goals ETF |
3,500 |
7.0
% |
iShares
MSCI India ETF |
3,500 |
3.0
% |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
MSCI India Small-Cap ETF
|
6,900 |
3.0
% |
iShares
MSCI Kuwait ETF |
5,250 |
7.0
% |
iShares
MSCI Peru and Global Exposure ETF
|
1,500 |
3.0
% |
iShares
MSCI Qatar ETF |
5,650 |
3.0
% |
iShares
MSCI Saudi Arabia ETF |
12,000 |
12.0
% |
iShares
MSCI UAE ETF |
5,650 |
3.0
% |
iShares
MSCI Water Management Multisector ETF |
1,200 |
7.0
% |
Fund
|
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
ESG Advanced MSCI EM ETF |
$14,800 |
2.0
% |
iShares
ESG MSCI EM Leaders ETF |
17,000 |
2.0
% |
iShares
MSCI Brazil Small-Cap ETF |
3,200 |
2.0
% |
iShares
MSCI China ETF |
3,200 |
2.0
% |
iShares
MSCI China Multisector Tech ETF |
3,675 |
2.0
% |
iShares
MSCI China Small-Cap ETF |
7,500 |
2.0
% |
iShares
MSCI Global Sustainable Development Goals ETF |
3,500 |
2.0
% |
iShares
MSCI India ETF |
3,500 |
2.0
% |
iShares
MSCI India Small-Cap ETF
|
6,900 |
2.0
% |
iShares
MSCI Kuwait ETF |
5,250 |
2.0
% |
iShares
MSCI Peru and Global Exposure ETF
|
1,500 |
2.0
% |
iShares
MSCI Qatar ETF |
5,650 |
2.0
% |
iShares
MSCI Saudi Arabia ETF |
12,000 |
2.0
% |
iShares
MSCI UAE ETF |
5,650 |
2.0
% |
iShares
MSCI Water Management Multisector ETF |
1,200 |
2.0
% |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
ESG Advanced MSCI EM ETF |
$3,339,116 |
iShares
ESG MSCI EM Leaders ETF |
2,182,392 |
iShares
MSCI Brazil Small-Cap ETF |
65,487,510 |
iShares
MSCI China ETF |
1,481,582,455 |
iShares
MSCI China Multisector Tech
ETF |
672,995 |
iShares
MSCI China Small-Cap ETF |
31,135,100 |
iShares
MSCI Global Sustainable
Development
Goals ETF |
57,913,571 |
iShares
MSCI India ETF |
408,251,134 |
iShares
MSCI Kuwait ETF |
490,446 |
iShares
MSCI Peru and Global Exposure
ETF
|
173,861,385 |
iShares
MSCI Qatar ETF |
19,413,333 |
iShares
MSCI Saudi Arabia ETF |
86,113,701 |
iShares
MSCI UAE ETF |
37,384,402 |
Contents |
|
A-4
| |
A-4
| |
A-4
| |
A-5
| |
A-7
| |
A-8
| |
A-9
| |
A-9
| |
A-11
| |
A-11
| |
A-12
| |
A-12
| |
A-13
| |
A-14
| |
A-15
| |
A-15 |