Fund |
A |
C |
R |
Y |
Investor |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
American Franchise Fund
|
VAFAX |
VAFCX |
VAFRX |
VAFIX |
N/A |
VAFNX |
VAFFX |
December
15, 2023 |
Invesco
Capital Appreciation Fund |
OPTFX |
OTFCX |
OTCNX |
OTCYX |
N/A |
CPTUX |
OPTIX |
December
15, 2023 |
Invesco
Core Plus Bond Fund |
ACPSX |
CPCFX |
CPBRX |
CPBYX |
N/A |
CPIIX |
CPBFX |
December
15, 2023 |
Invesco
Discovery Fund |
OPOCX |
ODICX |
ODINX |
ODIYX |
N/A |
DIGGX |
ODIIX |
December
15, 2023 |
Invesco
Equally-Weighted S&P 500 Fund |
VADAX |
VADCX |
VADRX |
VADDX |
N/A |
N/A |
VADFX |
December
15, 2023 |
Invesco
Equity and Income Fund
|
ACEIX |
ACERX |
ACESX |
ACETX |
N/A |
ACEKX |
IEIFX |
December
15, 2023 |
Invesco
Floating Rate ESG Fund |
AFRAX |
AFRCX |
AFRRX |
AFRYX |
N/A |
AFRIX |
AFRFX |
December
15, 2023 |
Invesco
Global Real Estate Income Fund |
ASRAX |
ASRCX |
N/A |
ASRYX |
N/A |
ASRIX |
ASRFX |
December
15, 2023 |
Invesco
Growth and Income Fund
|
ACGIX |
ACGKX |
ACGLX |
ACGMX |
N/A |
ACGQX |
GIFFX |
December
15, 2023 |
Invesco
Income Advantage U.S. Fund |
SCAUX |
SCCUX |
SCRUX |
SCAYX |
SCNUX |
SCIUX |
SLESX |
December
15, 2023 |
Invesco
NASDAQ 100 Index Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
IVNQX |
December
15, 2023 |
Invesco
S&P 500 Index Fund |
SPIAX |
SPICX |
N/A |
SPIDX |
N/A |
N/A |
SPISX |
December
15, 2023 |
Invesco
Senior Floating Rate Fund |
OOSAX |
OOSCX |
OOSNX |
OOSYX |
N/A |
SFRRX |
OOSIX |
December
15, 2023 |
Invesco
Short Duration High Yield Municipal Fund |
ISHAX |
ISHCX |
N/A |
ISHYX |
N/A |
ISHFX |
ISHSX |
December
15, 2023 |
Invesco
Short Term Municipal Fund |
ORSTX |
N/A |
N/A |
ORSYX |
N/A |
N/A |
STMUX |
December
15, 2023 |
|
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| |
P-1 |
Fund
Name |
Fund
History |
Invesco
American Franchise Fund |
Prior
to September 24, 2012, Invesco American Franchise Fund was known as
Invesco Van
Kampen
American Franchise Fund.
On
June 1, 2010, Invesco Van Kampen American Franchise Fund assumed the
assets and
liabilities
of Van Kampen American Franchise Fund. |
Invesco
Capital Appreciation Fund |
Prior
to September 30, 2020, Invesco Capital Appreciation Fund was known as
Invesco
Oppenheimer
Capital Appreciation Fund.
On
May 24, 2019, Invesco Oppenheimer Capital Appreciation Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Capital Appreciation
Fund. |
Invesco
Discovery Fund |
Prior
to September 30, 2020, Invesco Discovery Fund was known as Invesco
Oppenheimer
Discovery
Fund.
On
May 24, 2019, Invesco Oppenheimer Discovery Fund assumed the assets and
liabilities of
its
predecessor fund Oppenheimer Discovery Fund. |
Invesco
Equally-Weighted S&P 500
Fund |
On
June 1, 2010, Invesco Equally-Weighted S&P 500 Fund assumed the assets
and liabilities
of
Morgan Stanley Equally-Weighted S&P 500 Fund.
|
Invesco
Equity and Income Fund |
Prior
to September 24, 2012, Invesco Equity and Income Fund was known as Invesco
Van
Kampen
Equity and Income Fund.
On
June 1, 2010, Invesco Equity and Income Fund assumed the assets and
liabilities of its
predecessor
fund Van Kampen Equity and Income Fund.
|
Invesco
Floating Rate ESG Fund |
Prior
to August 21, 2020, Invesco Floating Rate ESG Fund was known as Invesco
Floating Rate
Fund. |
Invesco
Global Real Estate Income
Fund |
Prior
to September 1, 2011, Invesco Global Real Estate Income Fund was known as
Invesco
Select
Real Estate Income Fund. |
Invesco
Growth and Income Fund |
Prior
to September 24, 2012, Invesco Growth and Income Fund was known as Invesco
Van
Kampen
Growth and Income Fund.
On
June 1, 2010, Invesco Growth and Income Fund assumed the assets and
liabilities of its
predecessor
fund Van Kampen Growth and Income Fund. |
Invesco
Income Advantage U.S.
Fund |
Prior
to July 15, 2021, Invesco Income Advantage U.S. Fund was known as Invesco
Low
Volatility
Equity Yield Fund.
Prior
to July 31, 2013, Invesco Low Volatility Equity Yield Fund was known as
Invesco U.S.
Quantitative
Core Fund.
Prior
to March 1, 2012, Invesco U.S. Quantitative Core Fund was known as Invesco
Structured
Core
Fund.
|
Invesco
S&P 500 Index Fund |
On
June 1, 2010, Invesco S&P 500 Index Fund assumed the assets and
liabilities of Morgan
Stanley
S&P 500 Index Fund. |
Invesco
Senior Floating Rate Fund |
Prior
to September 30, 2020, Invesco Senior Floating Rate Fund was known as
Invesco
Oppenheimer
Senior Floating Rate Fund.
On
May 24, 2019, Invesco Oppenheimer Senior Floating Rate Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Senior Floating Rate
Fund. |
Fund
Name |
Fund
History |
Invesco
Short Term Municipal Fund |
Prior
to September 30, 2020, Invesco Short Term Municipal Fund was known as
Invesco
Oppenheimer
Short Term Municipal Fund.
On
May 24, 2019, Invesco Oppenheimer Short Term Municipal Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Short Term Municipal
Fund. |
Fund
|
2023
|
2022
|
Invesco
Global Real Estate Income Fund1
|
78%
|
39%
|
Invesco
NASDAQ 100 Index Fund 2
|
46%
|
21%
|
Invesco
Senior Floating Rate Fund3
|
31%
|
68%
|
|
|
1
|
The
variance in portfolio turnover was due to a fluctuating volume of
shareholder purchase and redemption orders, market conditions and changes
in
Invesco's
investment outlook.
|
2
|
The
variance in portfolio turnover was primarily attributed to the Special QQQ
rebalance effective July 24, 2023.
|
3
|
The
variation in portfolio turnover was due to market
conditions. |
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
7
business days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
7
business days after month-end |
Until
replaced with the
following
month’s select
portfolio
holding
information |
|
||
Complete
portfolio holdings
information
as of calendar month-
end |
30
calendar days after month-end |
For 12
months from the
date of
posting |
|
||
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For 12
months from the
date of
posting |
Fund
Name |
Adviser/Sub-Adviser |
Invesco
American Franchise Fund |
Invesco
Advisers, Inc. |
Invesco
Capital Appreciation Fund |
Invesco
Advisers, Inc. |
Invesco
Core Plus Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Discovery Fund |
Invesco
Advisers, Inc. |
Invesco
Equally-Weighted S&P 500
Fund |
Invesco
Advisers, Inc./Invesco Capital Management LLC |
Invesco
Equity and Income Fund |
Invesco
Advisers, Inc. |
Invesco
Floating Rate ESG Fund |
Invesco
Advisers, Inc./Invesco Senior Secured Management,
Inc. |
Invesco
Global Real Estate Income
Fund |
Invesco
Advisers, Inc./Invesco Asset Management Limited |
Invesco
Growth and Income Fund |
Invesco
Advisers, Inc. |
Invesco
Income Advantage U.S.
Fund |
Invesco
Advisers, Inc. |
Invesco
NASDAQ 100 Index Fund |
Invesco
Advisers, Inc./Invesco Capital Management LLC |
Invesco
S&P 500 Index Fund |
Invesco
Advisers, Inc. |
Invesco
Senior Floating Rate Fund |
Invesco
Advisers, Inc./Invesco Senior Secured Management,
Inc. |
Invesco
Short Term Municipal Fund |
Invesco
Advisers, Inc. |
Invesco
Short Duration High Yield
Municipal
Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
American Franchise Fund |
|
|
First
$250 million 0.695% |
|
Next
$250 million 0.67% |
|
Next
$500 million 0.645%
|
|
Next
$550 million 0.62% |
|
Next
$3.45 billion 0.60% |
|
Next
$250 million 0.595% |
|
Next
$2.25 billion 0.57% |
|
Next
$2.5 billion 0.545% |
|
Over
$10 billion 0.52% |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Capital Appreciation Fund* |
|
|
First
$200 million 0.75% |
|
Next
$200 million 0.72% |
|
Next
$200 million 0.69%
|
|
Next
$200 million 0.66% |
|
Next
$700 million 0.60% |
|
Next
$1 billion 0.58% |
|
Next
$2 billion 0.56% |
|
Next
$2 billion 0.54% |
|
Next
$2 billion 0.52% |
|
Next
$2.5 billion 0.50% |
|
Over
$11 billion 0.48% |
Invesco
Core Plus Bond Fund |
|
|
First
$500 million 0.450% |
|
Next
$500 million 0.425% |
|
Next
$1.5 billion 0.400% |
|
Next
$2.5 billion 0.375% |
|
Over
$5 billion 0.350% |
Invesco
Discovery Fund* |
|
|
First
$200 million 0.75% |
|
Next
$200 million 0.72% |
|
Next
$200 million 0.69%
|
|
Next
$200 million 0.66% |
|
Next
$700 million 0.60% |
|
Next
$3.5 billion 0.58% |
|
Over
$5 billion 0.55% |
Invesco
Equally-Weighted S&P 500
Fund |
|
|
First
$2 billion 0.12% |
|
Over
$2 billion 0.10% |
Invesco
Equity and Income Fund |
|
|
First
$150 million 0.50% |
|
Next
$100 million 0.45% |
|
Next
$100 million 0.40% |
|
Over
$350 million 0.35% |
Invesco
Floating Rate ESG Fund |
|
|
First
$500 million 0.65% |
|
Next
$4.5 billion 0.60% |
|
Next
$5 billion 0.575% |
|
Over
$10 billion 0.55% |
Invesco
Global Real Estate Income
Fund |
|
|
First
$250 million 0.75% |
|
Next
$250 million 0.74% |
|
Next
$500 million 0.73% |
|
Next
$1.5 billion 0.72% |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
Next
$2.5 billion 0.71% |
|
Next
$2.5 billion 0.70% |
|
Next
$2.5 billion 0.69% |
|
Over
$10 billion 0.68% |
Invesco
Growth and Income Fund |
|
|
First
$150 million 0.50% |
|
Next
$100 million 0.45% |
|
Next
$100 million 0.40% |
|
Over
$350 million 0.35% |
Invesco
Income Advantage U.S.
Fund |
|
|
First
$250 million 0.60% |
|
Next
$250 million 0.575% |
|
Next
$500 million 0.55% |
|
Next
$1.5 billion 0.525% |
|
Next
$2.5 billion 0.50% |
|
Next
$2.5 billion 0.475% |
|
Next
$2.5 billion 0.45% |
|
Over
$10 billion 0.425% |
Invesco
NASDAQ 100 Index Fund |
|
|
First
$2 billion 0.15% |
|
Over
$2 billion 0.14% |
Invesco
S&P 500 Index Fund |
|
|
First
$2 billion 0.12% |
|
Over
$2 billion 0.10% |
Invesco
Senior Floating Rate Fund* |
First
$200 million 0.75%
|
|
Next
$200 million 0.72% |
|
Next
$200 million 0.69% |
|
Next
$200 million 0.66%
|
|
Next
$4.2 billion 0.60%
|
|
Next
$5 billion 0.58% |
|
Next
$10 billion 0.56%
|
|
Over
$20 billion 0.55%
|
Invesco
Short Duration High Yield
Municipal
Fund |
|
|
First
$100 million 0.4825% |
|
Next
$150 million 0.4325% |
|
Next
$250 million 0.4075% |
|
Next
$4.5 billion 0.3825% |
|
Next
$5 billion 0.3725% |
|
Over
$10 billion 0.3525% |
Invesco
Short Term Municipal Fund* |
First
$100 million 0.50%
|
|
Next
$150 million 0.45%
|
|
Next
$250 million 0.425%
|
|
Next
$500 million 0.40%
|
|
Next
$4 billion 0.37%
|
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
Over
$5 billion 0.35% |
Fund |
Annual
Rate/Net Assets Per
Expense
Limitation Agreement |
Expiration
Date |
Invesco
Core Plus Bond Fund |
|
|
Class
A Shares |
0.75% |
December 31,
2024 |
Class
C Shares |
1.50% |
December 31,
2024 |
Fund |
Annual
Rate/Net Assets Per
Expense
Limitation Agreement |
Expiration
Date |
Class
R Shares |
1.00% |
December 31,
2024 |
Class
Y Shares |
0.50% |
December 31,
2024 |
Class
R5 Shares |
0.50% |
December 31,
2024 |
Class
R6 Shares |
0.50% |
December 31,
2024 |
|
||
Invesco
Income Advantage U.S.
Fund |
|
|
Class
A Shares |
1.06% |
December 31,
2023 |
Class
C Shares |
1.81% |
December 31,
2023 |
Class
R Shares |
1.31% |
December 31,
2023 |
Class
Y Shares |
0.81% |
December 31,
2023 |
Investor
Class Shares |
1.06% |
December 31,
2023 |
Class
R5 Shares |
0.81% |
December 31,
2023 |
Class
R6 Shares |
0.81% |
December 31,
2023 |
|
||
Invesco
NASDAQ 100 Index Fund |
|
|
Class
R6 Shares |
0.29% |
December 31,
2024 |
|
||
Invesco
Senior Floating Rate Fund |
|
|
Class
A Shares |
1.02% |
December 31,
2024 |
Class
C Shares |
1.77% |
December 31,
2024 |
Class
R Shares |
1.27% |
December 31,
2024 |
Class
Y Shares |
0.77% |
December 31,
2024 |
Class
R5 Shares |
0.77% |
December 31,
2024 |
Class
R6 Shares |
0.77% |
December 31,
2024 |
Fund |
Limit
Applicable to each Fund/Class |
Invesco
American Franchise Fund |
Class
A: 2.00% |
Invesco
Capital Appreciation Fund |
Class
C: 2.75% |
Invesco
Discovery Fund |
Class
R: 2.25% |
Invesco
Equally-Weighted S&P 500 Fund |
Class
R5: 1.75% |
Invesco
Global Real Estate Income Fund |
Class
R6: 1.75% |
Invesco
Growth and Income Fund |
Class
Y: 1.75% |
Invesco
Income Advantage U.S. Fund |
|
Invesco
S&P 500 Index Fund |
|
|
|
Fund |
Limit
Applicable to each Fund/Class |
Invesco
Equity and Income Fund |
Class
A: 1.50% |
Invesco
Floating Rate ESG Fund1
|
Class
C: 2.25% |
Invesco
Short Duration High Yield Municipal Fund |
Class
R: 1.75% |
Invesco
Short Term Municipal Fund |
Class
R5: 1.25% |
|
Class
R6: 1.25% |
|
Class
Y: 1.25% |
|
|
|
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
American
Franchise
Fund |
$5,378,314.08 |
$20,120.87 |
$604,978.00
|
$0.00 |
$0.00 |
$4,572,089.34 |
$0.00 |
$5,197,188.21 |
$181,125.87 |
Invesco
Capital
Appreciation
Fund |
1,488,402.63 |
7,620.12 |
128,087.00
|
0.00 |
0.00 |
1,284,105.05 |
0.00 |
1,419,812.17 |
68,590.46 |
Invesco
Core Plus
Bond
Fund |
15,295,731.20 |
95,829.12 |
327,130.00
|
0.00 |
0.00 |
14,010,010.20 |
0.00 |
14,432,969.32 |
862,761.88 |
Invesco
Discovery
Fund |
6,842.99 |
73.90 |
1,154.00
|
0.00 |
0.00 |
4,949.34 |
0.00 |
6,177.24 |
665.75 |
Invesco
Equally-
Weighted
S&P 500
Fund |
7,450,337.58 |
28,149.50 |
317,515.00
|
0.00 |
0.00 |
6,851,233.04 |
0.00 |
7,196,897.54 |
253,440.04 |
Invesco
Equity and
Income
Fund |
5,635,495.46 |
39,856.51 |
154,691.00
|
0.00 |
0.00 |
5,082,169.15 |
0.00 |
5,276,716.66 |
358,778.80 |
Invesco
Global Real
Estate
Income Fund |
110,860.14 |
356.60 |
13,460.00
|
0.00 |
0.00 |
93,832.29 |
0.00 |
107,648.89 |
3,211.25 |
Invesco
Growth and
Income
Fund |
1,199,348.00 |
4,733.79 |
57,963.00
|
0.00 |
0.00 |
1,094,038.36 |
0.00 |
1,156,735.15 |
42,612.85 |
Invesco
Income
Advantage
U.S. Fund |
4,747.74 |
261.52 |
3,597.00
|
0.00 |
0.00 |
(1,464.83) |
0.00 |
2,393.69 |
2,354.05 |
Invesco
NASDAQ 100
Index
Fund |
621.55 |
99.34 |
248.00
|
0.00 |
0.00 |
(620.65) |
0.00 |
(273.31) |
894.86 |
Invesco
S&P 500 Index
Fund |
615,629.20 |
2,475.43 |
57,995.00
|
0.00 |
0.00 |
532,856.04 |
0.00 |
593,326.47 |
22,302.73 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
American
Franchise
Fund |
$22,916,674.60 |
$14,527.56 |
$0.00 |
$58,117.31 |
$0.00 |
$22,084,049.50 |
$0.00 |
$22,156,694.37 |
$759,980.23 |
Invesco
Capital
Appreciation
Fund |
4,542,209.38 |
9,144.80 |
0.00 |
36,586.22 |
0.00 |
4,077,759.95 |
0.00 |
4,123,490.97 |
418,718.41 |
Invesco
Core Plus
Bond
Fund |
14,601.93 |
331.78 |
0.00 |
1,328.09 |
0.00 |
(2,892.06) |
0.00 |
(1,232.19) |
15,834.12 |
Invesco
Discovery
Fund |
22,646.74 |
820.87 |
0.00 |
3,284.08 |
0.00 |
(32,907.64) |
0.00 |
(28,802.69) |
51,449.43 |
Invesco
Equally-
Weighted
S&P 500
Fund |
6,971,358.73 |
5,401.15 |
0.00 |
21,634.29 |
0.00 |
6,656,046.16 |
0.00 |
6,683,081.60 |
288,277.13 |
Invesco
Equity and
Income
Fund |
1,272,566.27 |
1,359.54 |
0.00 |
5,441.11 |
0.00 |
1,160,586.23 |
0.00 |
1,167,386.88 |
105,179.39 |
Invesco
Global Real
Estate
Income Fund |
467,132.73 |
300.91 |
0.00 |
1,206.69 |
0.00 |
447,247.51 |
0.00 |
448,755.11 |
18,377.62 |
Invesco
Growth and
Income
Fund |
1,284,097.81 |
1,972.84 |
0.00 |
7,893.49 |
0.00 |
1,086,085.58 |
0.00 |
1,095,951.91 |
188,145.90 |
Invesco
Income
Advantage
U.S. Fund |
163,643.33 |
118.10 |
0.00 |
481.60 |
0.00 |
156,477.81 |
0.00 |
157,077.51 |
6,565.82 |
Invesco
NASDAQ 100
Index
Fund |
9,754.59 |
17.34 |
0.00 |
70.16 |
0.00 |
8,729.81 |
0.00 |
8,817.31 |
937.28 |
Invesco
S&P 500 Index
Fund |
2,124,829.55 |
1,943.09 |
0.00 |
7,787.57 |
0.00 |
1,981,861.13 |
0.00 |
1,991,591.79 |
133,237.76 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Capital Appreciation Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Core Plus Bond Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Discovery Fund |
See
below
|
1.00% |
0.50% |
N/A |
Invesco
Floating Rate ESG Fund |
0.25% |
0.75% |
0.50% |
N/A |
Invesco
Global Real Estate Income Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
Income Advantage U.S. Fund |
0.25% |
1.00% |
0.50% |
0.25% |
Invesco
NASDAQ 100 Index Fund |
N/A |
N/A |
N/A |
N/A |
Invesco
Senior Floating Rate Fund |
See
below
|
1.00% |
0.50% |
N/A |
Invesco
Short Term Municipal Fund |
See
below
|
N/A |
N/A |
N/A |
Invesco
Short Duration High Yield Municipal Fund |
See
below |
1.00% |
N/A |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Invesco
American Franchise Fund |
0.25% |
1.00% |
0.50% |
Invesco
Equally-Weighted S&P 500 Fund |
0.25% |
1.00% |
0.50% |
Invesco
Equity and Income Fund |
0.25% |
1.00% |
0.50% |
Invesco
Growth and Income Fund |
0.25% |
1.00% |
0.50% |
Invesco
S&P 500 Index Fund |
0.25% |
1.00% |
N/A |
Invesco
Short Duration High Yield Municipal Fund |
0.25% |
See
above |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Invesco
Capital Appreciation Fund |
0.25% |
See
above |
See
above |
Invesco
Discovery Fund |
0.25% |
See
above |
See
above |
Invesco
Senior Floating Rate Fund |
0.25% |
See
above |
See
above |
Invesco
Short Term Municipal Fund |
0.25% |
N/A |
N/A |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll,
LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co.
|
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit
Suisse
Securities (Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany
|
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company
Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Lincoln
Investment Advisors
Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services,
Inc.
|
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured
Management,
Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc./Citigroup
Global
Markets Inc./JPMorgan
Chase
Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment
Management
Services, LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP
|
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel
|
MS
Securities Services, Inc. and
Morgan
Stanley & Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services,
LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider
|
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System
|
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities
Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co.,
L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and
Poor's
Securities Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust
Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco
Funds)
|
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company,
Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young,
LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds)
|
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated
|
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC/Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Chairman
Emeritus,
Invesco
Ltd.; Trustee and
Vice
Chair, The Invesco
Funds;
and Member of
Executive
Board, SMU
Cox
School of Business
Formerly:
Executive
Director,
Chief Executive
Officer
and President,
Invesco
Ltd. (ultimate
parent
of Invesco and a
global
investment
management
firm); Vice
Chair,
Investment
Company
Institute; Advisor
to
the Board, Invesco
Advisers,
Inc. (formerly
known
as Invesco
Institutional
(N.A.), Inc.);
Chairman
and Chief
Executive
Officer, Invesco
Advisers,
Inc. (registered
investment
adviser);
Director,
Chairman, Chief
Executive
Officer and
President,
Invesco Holding
Company
(US), Inc.
(formerly
IVZ Inc.) (holding
company),
Invesco Group
Services,
Inc. (service
provider)
and Invesco
North
American Holdings,
Inc.
(holding company);
Director,
Chief Executive
Officer
and President,
Invesco
Holding Company
Limited
(parent of Invesco
and
a global investment
management
firm);
Director,
Invesco Ltd.;
Chairman,
Investment
Company
Institute and
President,
Co-Chief
Executive
Officer, |
169 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Co-President,
Chief
Operating
Officer and
Chief
Financial Officer,
Franklin
Resources, Inc.
(global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
|
|
|
Beth
Ann Brown – 1968 |
Trustee
(2019)
and
Chair
(August
2022) |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
169 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
and
formerly
President and
Director
of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment |
169 |
Resideo
Technologies
(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global
Impact Fund;
Textainer
Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
and
Independent
Directors
Council
(professional
organization) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.; and
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
|
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
and
Director, Arvest Bank |
169 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Board
Member
of the regional
board,
First Financial
Bank
Texas; and Board
Member,
First Financial
Bankshares,
Inc. Texas
(FFIN) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
169 |
Formerly:
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Trustee of the
University
of Florida
National
Board
Foundation;
and
Member
of the
University
of Florida
Law
Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded |
169 |
Blue
Hills Bank;
Member
and
Chairman,
Bentley
University,
Business |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
financial
institution) and
Managing
Partner, KPMG
LLP |
|
School
Advisory
Council;
and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
2003 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging; and
Board
member of Johns
Hopkins
Bioethics Institute |
169 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952
|
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of
Historic
Hudson Valley
(non-profit
cultural
organization);
Member of
Board
of Blue Ocean
Acquisition
Corp.; and
Member
of the Vestry and
Investment
Committee of
Trinity
Church Wall Street
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer |
169 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
and Board
Member
and
Investment
Committee
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Funds;
and Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor) |
|
|
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
and
Assistant Secretary
for
Management & Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury |
169 |
None |
|
|
|
|
|
|
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
169 |
None |
Daniel
S. Vandivort –1954
|
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
Formerly:
President and
Chief
Investment Officer,
previously
Head of Fixed
Income,
Weiss Peck and
Greer/Robeco
Investment
Management;
Trustee and
Chair,
Weiss Peck and
Greer
Funds Board; and
various
capacities at CS
First
Boston including
Head
of Fixed Income at
First
Boston Asset |
169 |
Formerly:
Trustee and
Governance
Chair,
Oppenheimer
Funds;
Treasurer,
Chairman of
the
Audit and Finance
Committee,
Huntington
Disease
Foundation of
America. |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Management |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Glenn
Brightman – 1972 |
President
and
Principal
Executive
Officer |
2023 |
Chief
Operating Officer, Americas, Invesco Ltd.; President and
Principal
Executive Officer, The Invesco Funds.
Formerly:
Global Head of Finance, Invesco Ltd; Executive Vice
President
and Chief Financial Officer, Nuveen |
Melanie
Ringold – 1975 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2023 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Senior Vice President, Chief Legal Officer and
Secretary,
The Invesco Funds; Secretary, Invesco Investment
Advisers
LLC and Invesco Capital Markets, Inc.; Chief Legal
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Secretary and
Vice
President, Harbourview Asset Management Corporation;
Secretary
and Senior Vice President, OppenheimerFunds, Inc.
and
Invesco Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI SteelPath, Inc.; Secretary and Senior Vice
President,
Oppenheimer Acquisition Corp.; Secretary, SteelPath
Funds
Remediation LLC; and Secretary and Senior Vice
President,
Trinity Investment Management Corporation
Formerly:
Assistant Secretary, Invesco Distributors, Inc., Invesco
Advisers,
Inc., Invesco Investment Services, Inc., Invesco Capital
Markets,
Inc., Invesco Capital Management LLC, and Invesco
Investment
Advisers LLC; and Assistant Secretary and Assistant
Vice
President, Invesco Funds |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Chief
Executive Officer, President and Executive Director, Invesco
Ltd.;
Senior Vice President, The Invesco Funds and Trustee,
Invesco
Foundation, Inc.
Formerly:
Senior Vice President, Invesco Group Services, Inc.;
Director
and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Head of the Americas
and
Senior Managing Director, Invesco Ltd.; Director, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
Director, President and Chairman, Invesco
Insurance
Agency, Inc.; Director, Invesco UK Limited; Director and
Chief
Executive, Invesco Asset Management Limited and Invesco
Fund
Managers Limited; Assistant Vice President, The Invesco
Funds;
Senior Vice President, Invesco Advisers, Inc. (formerly
known
as Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Director and Chief Executive, Invesco Administration
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Services
Limited and Invesco Global Investment Funds Limited;
Director,
Invesco Distributors, Inc.; Head of EMEA, Invesco Ltd.;
President,
Invesco Actively Managed Exchange-Traded
Commodity
Fund Trust, Invesco Actively Managed Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II and Invesco India
Exchange-Traded
Fund Trust; and Managing Director and
Principal
Executive Officer, Invesco Capital Management LLC |
John
M. Zerr – 1962
|
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Senior
Vice President, Invesco Capital Markets, Inc. (formerly
known
as Van Kampen Funds Inc.); Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
Director,
Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd/Services
Financiers Invesco Ltée; and Director and Chairman,
Invesco
Trust Company
Formerly:
Manager, Invesco Indexing LLC; Director, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
President, Trimark Investments Ltd/Services
Financiers
Invesco Ltee; Director and Senior Vice President,
Invesco
Insurance Agency, Inc.; Director and Senior Vice
President,
Invesco Management Group, Inc. (formerly known as
Invesco
AIM Management Group, Inc.); Secretary and General
Counsel,
Invesco Management Group, Inc. (formerly known as
Invesco
AIM Management Group, Inc.); Secretary, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Chief Legal Officer and Secretary, The
Invesco
Funds; Secretary and General Counsel, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; and Chief Operating Officer and
General
Counsel, Liberty Ridge Capital, Inc. (an investment
adviser) |
Tony
Wong – 1973 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman, Chief
Executive
Officer and President, Invesco Advisers, Inc.; Director
and
Chairman, Invesco Private Capital, Inc., INVESCO Private
Capital
Investments, Inc. and INVESCO Realty, Inc.; Director,
Invesco
Senior Secured Management, Inc.; President, Invesco
Managed
Accounts, LLC and SNW Asset Management
Corporation;
and Senior Vice President, The Invesco Funds
Formerly:
Assistant Vice President, The Invesco Funds; and Vice
President,
Invesco Advisers, Inc. |
Stephanie
C. Butcher -
1971 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Senior Vice President,
The
Invesco Funds; Director and Chief Executive Officer, Invesco
Asset
Management Limited |
Adrien
Deberghes – 1967
|
Principal
Financial
Officer,
Treasurer
and
Senior
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Senior Vice President, The Invesco Funds; and
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
Formerly:
Vice President, The Invesco Funds; Senior Vice
President
and Treasurer, Fidelity Investments |
Crissie
M. Wisdom – 1969
|
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
James
Bordewick, Jr. –
1959 |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds
Formerly,
Chief Legal Officer, KingsCrowd, Inc. (research and
analytical
platform for investment in private capital markets); Chief
Operating
Officer and Head of Legal and Regulatory, Netcapital
(private
capital investment platform); Managing Director, General
Counsel
of asset management and Chief Compliance Officer for
asset
management and private banking, Bank of America
Corporation;
Chief Legal Officer, Columbia Funds and BofA
Funds;
Senior Vice President and Associate General Counsel,
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
MFS
Investment Management; Chief Legal Officer, MFS Funds;
Associate,
Ropes & Gray; Associate, Gaston Snow & Ely
Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Invesco Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
American Franchise Fund
|
Over
$100,000 |
|
(Over
$100,000) |
|
|
Invesco
Growth and Income Fund |
|
|
(Over
$100,000) |
|
Independent
Trustees |
|
|
Beth
A. Brown |
None |
Over
$100,000 |
Cynthia
Hostetler |
None |
Over
$100,0002
|
Eli
Jones |
Invesco
Core Plus Bond Fund
|
Over
$100,0002
|
|
(Over
$100,000) |
|
Elizabeth
Krentzman |
None |
Over
$100,000 |
Anthony
J. LaCava, Jr.
|
None |
Over
$100,0002
|
Prema
Mathai-Davis |
Invesco
Equally-Weighted S&P 500 Fund
|
Over
$100,0002
|
|
(Over
$100,000) |
|
|
Invesco
S&P 500 Index Fund
|
|
|
(Over
$100,000) |
|
Joel
W. Motley |
None |
Over
$100,0002
|
Teresa
M. Ressel |
Invesco
Short Term Municipal Fund |
Over
$100,000 |
|
($1
- $10,000) |
|
Robert
C. Troccoli |
Invesco
Equally Weighted S&P 500 Fund
|
Over
$100,0002
|
|
($50,001
- $100,000) |
|
|
Invesco
Global Real Estate Income Fund
|
|
|
($50,001
- $100,000) |
|
Daniel
S. Vandivort |
Invesco
Capital Appreciation Fund
|
Over
$100,0002
|
|
($50,001
- $100,000) |
|
|
Invesco
Equity and Income Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Short Term Municipal Fund |
|
|
(Over
$100,000) |
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$74,805
|
$- |
$- |
$509,167
|
Cynthia
Hostetler |
55,401
|
- |
- |
470,000
|
Eli
Jones |
50,495
|
- |
- |
430,000
|
Elizabeth
Krentzman |
55,399
|
- |
- |
467,500
|
Anthony
J. LaCava, Jr. |
56,848
|
- |
- |
487,500
|
Prema
Mathai-Davis |
52,509
|
- |
205,000 |
427,500
|
Joel
W. Motley |
50,195
|
- |
- |
427,500
|
Teresa
M. Ressel |
52,500
|
- |
- |
445,000
|
Robert
C. Troccoli |
52,517
|
- |
- |
432,500
|
Daniel
S. Vandivort |
54,863
|
- |
- |
455,435 |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
10.13% |
— |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
21.47% |
— |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
10.40% |
— |
6.19% |
DCGT
TRUSTEE & OR CUSTODIAN
FBO
PLIC VARIOUS RETIREMENT PLANS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
66.41% |
9.49% |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
5.82% |
— |
— |
— |
— |
34.97% |
INVESCO
GROUP SERVICES INC
1555
PEACHTREE ST NE
4TH
FLOOR GENERAL LEDGER ACCOUNTING
ATLANTA
GA 30309-2460 |
— |
— |
— |
— |
20.54% |
— |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
6.67% |
— |
— |
MAC
& CO ACCT
ATTN
MUTUAL FUNDS OPERATION
500
GRANT STREET ROOM 151-1010
PITTSBURGH
PA 15219-2502 |
— |
— |
— |
— |
— |
6.24% |
MATRIX
TRUST COMPANY CUST. FBO
FRESH
MEADOW MECHANICAL CORPORATION
717
17TH ST STE 1300
DENVER
CO 80202-3304 |
— |
— |
5.49% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
9.16% |
— |
10.03% |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
7.69% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
5.51% |
— |
— |
10.80% |
— |
20.03% |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
— |
— |
8.85% |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
8.40% |
— |
7.70% |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
6.90% |
— |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
— |
— |
5.10% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
5.56% |
— |
— |
ASCENSUS
TRUST CO FBO
SIFCO
MECHANICAL INC EE SA
630064
PO
BOX 10758
FARGO
ND 58106-0758 |
— |
— |
— |
— |
— |
6.05% |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
5.60% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
27.54% |
GREAT-WEST
TRUSTCO LLC FBO
EMPOWER
BENEFIT PLANS
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
— |
8.79% |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
16.78% |
— |
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
13.46% |
— |
— |
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
7.78% |
— |
5.31% |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
5.33% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
— |
— |
— |
12.51% |
— |
18.87% |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
— |
— |
— |
10.08% |
83.22% |
— |
PERSHING
LLC
PO
BOX 2052
JERSEY
CITY NJ 07303-2052 |
— |
— |
— |
— |
— |
6.24% |
VOYA
RET INS & ANNUITY CO
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
— |
5.81% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
7.56% |
— |
23.14% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
ASCENSUS
TRUST COMPANY FBO
LEECH
LAKE BAND OF OJIBWE GOVERNMENT
PO
BOX 10758
FARGO
ND 58106-0758 |
— |
— |
— |
— |
9.82% |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
10.64% |
— |
— |
— |
— |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
59.89% |
25.57% |
— |
— |
— |
56.08% |
EMPOWER
TRUST COMPANY LLC
F
RECORDKEEPING LARGE
BENEFIT
PL
8525
E ORCHARD RD
GREENWOOD
VLG CO 80111-5002 |
— |
— |
— |
— |
44.73% |
— |
EMPOWER
TRUST COMPANY LLC
FBO
EMPLOYEE BENEFITS CLIENTS 401K
OMNIORTR
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
5.52% |
— |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
6.63% |
— |
— |
MAC
& CO ACCT
MUTUAL
FUND OPERATIONS
525
WILLIAM PENN PLACE
PO
BOX 3198
PITTSBURGH
PA 15230-3198 |
— |
— |
— |
— |
— |
17.98% |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
11.12% |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
18.26% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
— |
8.45% |
22.49% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
5.53% |
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
5.25% |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
5.30% |
— |
— |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
7.30% |
— |
5.78% |
— |
— |
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
13.42% |
— |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
9.75% |
— |
— |
WELLS
FARGO BANK NA TTEE
BLOOMFIELD
TOWNSHIP
C/O
FASCORE LLC
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
7.94% |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
7.06% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
8.28% |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY FBO CUSTOMERS
(RPS)
ATTN
MUTUAL FUNDS
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
— |
— |
— |
— |
— |
12.74% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CITY
OF FERNDALE (1)
C/O
MISSIONSQUARE RETIREMENT
300
EAST NINE MILE ROAD
FERNDALE
MI 48220-1797 |
— |
— |
— |
— |
12.47% |
— |
CITY
OF FERNDALE (2)
C/O
MISSIONSQUARE RETIREMENT
300
EAST NINE MILE ROAD
FERNDALE
MI 48220-1797 |
— |
— |
— |
— |
7.04% |
— |
CITY
OF LAFAYETTE
777
NORTH CAPITOL STREET NE
WASHINGTON
DC 20002-4239 |
— |
— |
— |
— |
28.61% |
— |
CITY
OF LAFAYETTE
C/O
ICMA RETIREMENT CORPORATION
777
NORTH CAPITOL STREET NE
WASHINGTON
DC 20002-4239 |
— |
— |
— |
— |
6.54% |
— |
DCGT
AS TTEE ANDOR CUST
FBO
PLIC VARIOUS RET PLAN
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
— |
12.05% |
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
21.00% |
— |
— |
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
5.09% |
— |
5.21% |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
6.12% |
5.70% |
— |
27.77% |
— |
23.32% |
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
— |
— |
37.90% |
— |
UMB
BANK CUST
SECURITY
FINANCIAL RESOURCES
ONE
SW SECURITY BENEFIT PLACE
TOPEKA
KS 66636-0001 |
5.27% |
— |
— |
— |
— |
— |
VANTAGETRUST
- UNITIZED
CO
ICMA RET CORP
777
N CAPITOL ST NE
WASHINGTON
DC 20002-4239 |
— |
— |
— |
10.49% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
VOYA
INSTITUTIONAL TRUST CO
FBO
STATE OF ARKANSAS
DFRD
COMP PLAN
PO
BOX 3507
LITTLE
ROCK AR 72203-3507 |
— |
— |
— |
— |
— |
7.82% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
11.46% |
— |
6.49% |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
17.73% |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
7.54% |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
7.70% |
— |
— |
— |
17.30% |
MAC
& CO ACCT
MUTUAL
FUND OPERATIONS
525
WILLIAM PENN PLACE
PO
BOX 3198
PITTSBURGH
PA 15230-3198 |
— |
— |
— |
— |
19.87% |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
5.34% |
— |
— |
10.52% |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
26.33% |
9.98% |
— |
18.63% |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
— |
11.22% |
25.49% |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
6.02% |
— |
5.08% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
7.83% |
— |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
5.84% |
— |
8.18% |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
6.48% |
27.61% |
— |
12.52% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
8.72% |
— |
12.28% |
— |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
33.42% |
— |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
6.13% |
— |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
23.48% |
22.08% |
— |
— |
— |
40.13% |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
5.74% |
— |
8.78% |
— |
— |
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET MIP M200-INVST
SPRINGFIELD
MA 01111-0001 |
— |
— |
6.79% |
— |
— |
— |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
— |
16.18% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MINNESOTA
LIFE INSURANCE CO
400
ROBERT ST N STE A
SAINT
PAUL MN 55101-2099 |
— |
— |
— |
— |
25.02% |
— |
MLPF&S
FOR THE SOLE BENEFIT OF
ITS
CUSTOMERS
ATTN
FUND ADMINISTRATION 97419
4800
DEER LAKE DR E 2ND FL
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
9.54% |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
7.59% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
— |
5.72% |
— |
7.35% |
28.39% |
10.78% |
NATIONWIDE
TRUST CO FSB
C/O
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 43218-2029 |
— |
— |
— |
— |
17.79% |
— |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
6.02% |
— |
5.39% |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
6.42% |
— |
12.18% |
— |
— |
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
12.73% |
— |
— |
— |
TALCOTT
RESOLUTION LIFE INS CO
SEPARATE
ACCOUNT 401K
PO
BOX 5051
HARTFORD
CT 06102-5051 |
— |
— |
9.28% |
— |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
7.62% |
— |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
6.36% |
— |
7.46% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
11.44% |
— |
16.10% |
— |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
21.30% |
— |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY A/C FBO CUSTOMERS
ATTN
MUTUAL FUNDS
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
— |
— |
— |
— |
— |
7.08% |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
6.75% |
24.21% |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
19.57% |
10.46% |
— |
— |
— |
19.97% |
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS
401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
12.17% |
— |
EMPOWER
TRUST COMPANY LLC
FBO
EMPLOYEE BENEFITS CLIENTS 401K
OMNIORTR
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
10.46% |
— |
JP
MORGAN SECURITIES LLC
FOR
THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS
4
CHASE METROTECH CTR
BROOKLYN
NY 11245-0001 |
— |
— |
— |
— |
— |
8.41% |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
7.73% |
— |
7.65% |
— |
— |
MAC
& CO ACCT
MUTUAL
FUND OPERATIONS
525
WILLIAM PENN PLACE
PO
BOX 3198
PITTSBURGH
PA 15230-3198 |
— |
— |
— |
— |
— |
25.47% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MARIL
& CO FBO NG
C/O
RELIANCE TRUST COMPANY WI
MAILCODE
BD1N ATTN MF
4900
W BROWN DEER RD
MILWAUKEE
WI 53223-2422 |
— |
— |
— |
— |
— |
5.45% |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
17.93% |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
7.22% |
11.37% |
— |
17.45% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
5.61% |
9.60% |
— |
8.88% |
— |
— |
NATIONWIDE
TRUST COMPANY FSB
C/O
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 43218-2029 |
— |
— |
— |
— |
7.89% |
— |
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
10.38% |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
6.91% |
— |
6.50% |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
5.07% |
— |
— |
— |
— |
SHAWN
D MCNUTT
SHAWN
D MCNUTT
NORWAY
ME |
— |
— |
5.52% |
— |
— |
— |
STUART
R CHANDLER PC
STUART
R CHANDLER
FRESNO
CA |
— |
— |
6.67% |
— |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
6.72% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
VOYA
INSTITUTIONAL TRUST CO
1
ORANGE WAY # B3N
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
26.47% |
— |
VOYA
RET INS & ANNUITY CO
ONE
ORANGE WAY B3N
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
10.62% |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.97% |
13.29% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
6.16% |
— |
— |
— |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
7.21% |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
56.61% |
17.09% |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
23.78% |
— |
— |
— |
— |
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
18.53% |
— |
FIIOC
401K
FBO
CRUCIBLE INDUSTRIES LLC 401(K)
SAVINGS
PLAN
100
MAGELLAN WAY (KW1C)
COVINGTON
KY 41015-1987 |
— |
— |
— |
5.57% |
— |
FIIOC
FBO
BREAKAWAY
TECHNOLOGIES, INC. 401(K)
PLAN
100
MAGELLAN WAY (KW1C)
COVINGTON
KY 41015-1987 |
— |
— |
— |
5.27% |
— |
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
11.58% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
INVESCO
INCOME ALLOCATION FUND
OMNIBUS
ACCOUNT
KGHS
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
7.60% |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
5.77% |
— |
— |
— |
MAC
& CO ACCT
MUTUAL
FUND OPERATIONS
525
WILLIAM PENN PLACE
PO
BOX 3198
PITTSBURGH
PA 15230-3198 |
— |
— |
— |
— |
12.63% |
MATRIX
TRUST COMPANY TRUSTEE FBO
EPLAN
SVCS GROUP TRUST
PO
BOX 52129
PHOENIX
AZ 85072-2129 |
— |
— |
— |
16.35% |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
6.78% |
9.84% |
— |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
7.03% |
— |
5.38% |
24.09% |
— |
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
23.58% |
OPPENHEIMER
PORTFOLIO SERIES
GROWTH
INVESTOR FUND
ATTN
FUND TREASURY
6803
S TUCSON WAY
CENTENNIAL
CO 80112-3924 |
— |
— |
— |
— |
9.58% |
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
22.71% |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
5.91% |
11.32% |
18.97% |
6.27% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
7.96% |
— |
— |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.38% |
17.90% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
6.20% |
— |
5.09% |
— |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
15.38% |
— |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
— |
45.02% |
— |
DCGT
TRUSTEE & OR CUSTODIAN
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH ST
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
26.09% |
— |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
33.55% |
20.65% |
— |
— |
— |
51.62% |
EMPOWER
TRUST COMPANY LLC
EMPOWER
BENEFIT GRAND FATHERED PL
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
14.02% |
— |
— |
— |
JOHN
HANCOCK TRUST COMPANY LLC
200
BERKELEY ST STE 7
BOSTON
MA 02116-5038 |
— |
— |
— |
— |
— |
5.42% |
LINCOLN
NATIONAL LIFE INS COMPANY
ATTN
SHIRLEY SMITH
ATTN
SHIRLEY SMITH
1300
S CLINTON ST
FORT
WAYNE IN 46802-3506 |
— |
— |
— |
12.35% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
— |
8.72% |
8.21% |
MLPF&S
FOR THE SOLE BENEFIT OF
ITS
CUSTOMERS
ATTN
FUND ADMINISTRATION 97419
4800
DEER LAKE DR E 2ND FL
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
9.48% |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
5.03% |
5.04% |
— |
20.62% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
— |
11.32% |
— |
22.15% |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
6.10% |
— |
— |
— |
— |
TALCOTT
RESOLUTION LIFE INS CO
SEPARATE
ACCOUNT 401K
PO
BOX 5051
HARTFORD
CT 06102-5051 |
— |
— |
17.40% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
ASCENSUS
TRUST COMPANY FBO
KAPLAN
TELEPHONE COMPANY 401(K) SAF
PO
BOX 10758
FARGO
ND 58106-0758 |
— |
— |
14.28% |
— |
— |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
13.01% |
— |
— |
20.18% |
DORIS
DURST TOD ACCOUNT
CHIPPEWA
FLS WI |
— |
— |
— |
— |
8.63% |
— |
— |
EJM
CONSULTING SERVICES LLC
EDWIN
MACKIEWICZ III
INDIALANTIC
FL |
— |
— |
5.91% |
— |
— |
— |
— |
FINANCIAL
FOUNDATION SERVICES LLC
ROBERT
RAFANO
EAST
BRUNSWICK NJ |
— |
— |
18.33% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
— |
— |
23.30% |
INVESCO
GROUP SERVICES INC
1555
PEACHTREE ST NE
4TH
FLOOR GENERAL LEDGER ACCOUNTING
ATLANTA
GA 30309-2460 |
— |
— |
— |
— |
— |
98.05% |
— |
JP
MORGAN SECURITIES LLC
FOR
THE EXCLUSIVE BENEFIT OF
OUR
CUSTOMERS
4
CHASE METROTECH CTR
BROOKLYN
NY 11245-0001 |
— |
— |
— |
— |
— |
— |
55.23% |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
10.23% |
— |
5.08% |
— |
— |
— |
MARK
D HARDING MD PC
MARK
D HARDING
KALISPELL
MT |
— |
— |
6.51% |
— |
— |
— |
— |
MATRIX
TRUST COMPANY CUST. FBO
COLLINS
CARDIOLOGY
717
17TH ST STE 1300
DENVER
CO 80202-3304 |
— |
6.99% |
— |
— |
— |
— |
— |
MISSION
MOUNTAIN MRO LLC
HEATHER
JONES GOCHIS
RANCHO
MIRAGE CA |
— |
— |
5.71% |
— |
— |
— |
— |
MISSION
MOUNTAIN MRO LLC
PAUL
D GOCHIS
RANCHO
MIRAGE CA |
— |
— |
11.34% |
— |
— |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.53% |
— |
— |
6.17% |
5.25% |
— |
— |
NATIXIS
C/O
FUND SOLUTIONS DEPT
47
QUAI D'AUSTERLITZ
PARIS
FRANCE 75013 |
— |
— |
— |
27.01% |
— |
— |
— |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
8.94% |
— |
8.26% |
— |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
9.15% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.26% |
5.32% |
— |
5.99% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
|
Class
R6 |
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS
401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
7.80% |
MAC
& CO ACCT
ATTN
MUTUAL FUND OPERATIONS
500
GRANT STREET RM 151-1010
PITTSBURGH
PA 15219-2502 |
27.68% |
PIMS/PRUDENTIAL
RETPLAN
NOMINEE
TRUSTEE CUSTODIAN
764
WAYNE COUNTY 457 PLAN
28
W ADAMS AVE STE 1900
DETROIT
MI 48226-1610 |
6.63% |
SON
T TRAN MD INC DEFINED BENEFIT
PLAN
& TRUST
SON
T TRAN OR JEANETTE THAI TTEES
LAGUNA
BEACH CA |
5.82% |
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
13.34% |
VANGUARD
FIDUCIARY TRUST COMPANY
AIM
FUNDS DTD 03/16/2000
ATTN
OUTSIDE FUNDS
PO
BOX 2900 K14
VALLEY
FORGE PA 19482-2900 |
9.33% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A |
Class
C |
Class
Y |
Class
R6 |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
7.57% |
— |
— |
74.97% |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
7.14% |
15.53% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A |
Class
C |
Class
Y |
Class
R6 |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
24.45% |
10.28% |
8.64% |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
5.76% |
8.17% |
10.26% |
— |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
8.62% |
9.27% |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
7.83% |
13.56% |
— |
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
8.72% |
— |
— |
8.12% |
STIFEL
NICOLAUS & CO INC
EXCLUSIVE
BENEFIT OF CUSTOMERS
501
N BROADWAY
SAINT
LOUIS MO 63102-2137 |
— |
7.08% |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
5.77% |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
ST
LOUIS MO 63103-2523 |
— |
16.33% |
9.18% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
10.59% |
— |
— |
BARCLAYS
CAPITAL INC.
745
7TH AVE
NEW
YORK NY 10019-6801 |
— |
— |
— |
— |
— |
13.21% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
10.46% |
— |
23.84% |
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
11.39% |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
57.62% |
— |
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
7.41% |
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
6.93% |
10.17% |
— |
7.87% |
— |
— |
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
9.65% |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
6.52% |
— |
— |
10.73% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
10.92% |
10.60% |
— |
10.10% |
— |
— |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
ATTN
MUTUAL FUNDS 4TH FLOOR
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995 |
— |
— |
— |
— |
— |
7.81% |
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
15.09% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES
GROWTH
INVESTOR FUND
ATTN
FUND TREASURY
6803
S TUCSON WAY
CENTENNIAL
CO 80112-3924 |
— |
— |
— |
— |
— |
5.09% |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
8.28% |
11.84% |
— |
13.39% |
42.38% |
— |
SAMMONS
FINANCIAL NETWORK
4546
CORPORATE DR STE 100
WEST
DES MOINES IA 50266-5911 |
— |
— |
20.61% |
— |
— |
— |
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
6.66% |
9.84% |
— |
10.48% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
8.54% |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
8.39% |
— |
17.49% |
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
29.06% |
26.65% |
— |
— |
80.47% |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
99.66% |
— |
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
7.77% |
— |
— |
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN/ 974E0
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
8.15% |
— |
— |
— |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
6.50% |
15.37% |
6.40% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
8.33% |
6.63% |
20.29% |
— |
— |
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
5.33% |
— |
— |
— |
— |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
— |
5.18% |
— |
— |
— |
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
9.01% |
— |
— |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
8.55% |
15.72% |
19.23% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||
|
Class
A |
Class
Y |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
13.93% |
15.08% |
— |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
8.27% |
— |
— |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
7.13% |
12.36% |
FIRST
STATE TRUST COMPANY
1
RIGHTER PKWY STE 120
WILMINGTON
DE 19803-1533 |
— |
— |
31.15% |
JP
MORGAN SECURITIES LLC
FOR
THE EXCLUSIVE BENE OF CUST
3
CHASE METROTECH CENTER
3RD
FLOOR MUTUAL FUND DEPT
BROOKLYN
NY 11245-0001 |
5.62% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||
|
Class
A |
Class
Y |
Class
R6 |
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
9.49% |
— |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
8.03% |
20.92% |
— |
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
22.69% |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
19.07% |
15.51% |
— |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
9.68% |
8.73% |
— |
RELIANCE
TRUSTCO FBO
HUNTINGTON
NATIONAL BANK
PO
BOX 78446
ATLANTA
GA 30357 |
— |
— |
28.62% |
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
5.45% |
— |
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
6.16% |
8.63% |
— |
|
2023
|
2022
|
2021
| ||||||
|
Management
Fee
Payable
|
Management
Fee
Waivers
|
Net
Management
Fee
Paid
|
Management
Fee
Payable
|
Management
Fee
Waivers
|
Net
Management
Fee
Paid
|
Management
Fee
Payable
|
Management
Fee
Waivers
|
Net
Management
Fee
Paid
|
Invesco
American
Franchise
Fund
|
$65,215,027
|
$(122,344)
|
$65,092,683
|
$80,529,260
|
$(126,368)
|
$80,402,892
|
$87,534,615
|
$(16,065)
|
$87,518,550
|
Invesco
Capital
Appreciation
Fund
|
23,502,277
|
(48,250)
|
23,454,027
|
29,156,012
|
(49,580)
|
29,106,432
|
30,134,714
|
(21,725)
|
30,112,989
|
Invesco
Core Plus
Bond
Fund
|
18,137,172
|
(2,041,668)
|
16,095,504
|
21,322,463
|
(1,879,962)
|
19,442,501
|
22,269,505
|
(1,494,656)
|
20,774,849
|
Invesco
Discovery
Fund
|
21,487,572
|
(100,493)
|
21,387,079
|
23,977,820
|
(84,119)
|
23,893,701
|
24,520,166
|
(32,620)
|
24,487,546
|
Invesco
Equally-
Weighted
S&P 500
Fund
|
6,704,748
|
(34,802)
|
6,669,946
|
7,424,380
|
(69,385)
|
7,354,995
|
7,216,143
|
(70,097)
|
7,146,046
|
Invesco
Equity and
Income
Fund
|
41,477,487
|
(608,848)
|
40,868,639
|
44,874,081
|
(369,076)
|
44,505,005
|
44,383,277
|
(280,074)
|
44,103,203
|
Invesco
Floating Rate
ESG
Fund
|
19,149,260
|
(71,197)
|
19,078,063
|
21,309,401
|
(337,210)
|
20,972,191
|
10,866,831
|
(79,636)
|
10,787,195
|
Invesco
Global Real
Estate
Income Fund
|
4,449,200
|
(18,502)
|
4,430,698
|
5,211,238
|
(21,716)
|
5,189,522
|
5,146,668
|
(7,367)
|
5,139,301
|
Invesco
Growth and
Income
Fund
|
14,932,883
|
(89,546)
|
14,843,337
|
17,206,794
|
(51,286)
|
17,155,508
|
18,073,005
|
(49,105)
|
18,023,900
|
Invesco
Income
Advantage
U.S. Fund
|
1,065,853
|
(181,371)
|
884,482
|
1,180,996
|
(169,225)
|
1,011,771
|
1,178,401
|
(18,116)
|
1,160,285
|
Invesco
NASDAQ 100
Index
Fund
|
22,378
|
(22,378)
|
0
|
9,684
|
(9,684)
|
0
|
3,812
|
(3,812)
|
0
|
Invesco
S&P 500 Index
Fund
|
2,558,275
|
(53,648)
|
2,504,627
|
2,588,976
|
(24,973)
|
2,564,003
|
2,298,651
|
(19,363)
|
2,279,288
|
Invesco
Senior Floating
Rate
Fund
|
20,226,031
|
(958,531)
|
19,267,500
|
22,892,032
|
(58,510)
|
22,833,522
|
22,361,450
|
(1,326,589)
|
21,034,861
|
Invesco
Short Duration
High
Yield Municipal
Fund
|
5,633,485
|
0
|
5,633,485
|
5,967,131
|
0
|
5,967,131
|
5,297,541
|
N/A
|
5,297,541
|
Invesco
Short Term
Municipal
Fund
|
8,232,287
|
0
|
8,232,287
|
11,269,340
|
0
|
11,269,340
|
10,729,734
|
N/A
|
10,729,734
|
|
|
|
|
|
|
|
|
|
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
American Franchise Fund | ||
|
Ido
Cohen |
$500,001–$1,000,000 |
|
Ronald
J. Zibelli, Jr. |
None |
|
||
Invesco
Capital Appreciation Fund | ||
|
Ash
Shah |
$100,001–$500,000 |
|
Ronald
J. Zibelli, Jr. |
$500,001–$1,000,000 |
|
||
Invesco
Core Plus Bond | ||
|
Matthew
Brill |
$100,001–$500,000 |
|
Chuck
Burge |
$50,001–$1,00,000 |
|
Michael
Hyman |
$100,001–$500,000 |
|
Todd
Schomberg |
$10,001–$50,000 |
|
||
Invesco
Discovery Fund | ||
|
Ash
Shah |
$100,001–$500,000 |
|
Ronald
J. Zibelli, Jr. |
Over
$1,000,000 |
|
||
Invesco
Equally-Weighted S&P 500 Fund | ||
|
Pratik
Doshi |
None |
|
Peter
Hubbard |
None |
|
Michael
Jeanette |
None |
|
Tony
Seisser |
None |
|
||
Invesco
Equity and Income Fund | ||
|
Chuck
Burge |
$10,001–$50,000 |
|
Brian
Jurkash |
Over
$1,000,000 |
|
Sergio
Marcheli |
$100,001–$500,000 |
|
Matthew
Titus |
Over
$1,000,000 |
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Floating Rate ESG Fund | ||
|
Scott
Baskind |
$500,001–$1,000,000 |
|
Thomas
Ewald |
$10,001–$50,000 |
|
Philip
Yarrow |
$500,001–$1,000,000 |
|
||
Invesco
Global Real Estate Income Fund | ||
|
James
Cowen1
|
None |
|
Grant
Jackson |
$50,001–$100,000 |
|
Darin
Turner |
$100,001–$500,000 |
|
Ping-Ying
Wang |
$10,001–$50,000 |
Invesco
Growth and Income Fund | ||
|
Brian
Jurkash2
|
Over
$1,000,000 |
|
Sergio
Marcheli |
$100,001–$500,000 |
|
Matthew
Titus |
Over
$1,000,000 |
|
||
Invesco
Income Advantage U.S. Fund | ||
|
Mark
Ahnrud |
$100,001–$500,000 |
|
John
Burrello |
$100,001–$500,000 |
|
Chris
Devine |
$10,001–$50,000 |
|
Scott
Hixon |
$100,001–$500,000 |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
||
Invesco
NASDAQ 100 Index Fund | ||
|
Pratik
Doshi |
None |
|
Peter
Hubbard |
None |
|
Michael
Jeanette |
None |
|
Tony
Seisser |
None |
|
||
Invesco
S&P 500 Index Fund | ||
|
Pratik
Doshi |
None |
|
Peter
Hubbard |
None |
|
Michael
Jeanette |
None |
|
Tony
Seisser |
None |
|
||
Invesco
Senior Floating Rate Fund | ||
|
Thomas
Ewald |
None |
|
David
Lukkes |
Over
$1,000,000 |
|
Philip
Yarrow |
$100,001–$500,000 |
|
||
Invesco
Short Duration High Yield Municipal Fund | ||
|
John
Connelly |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
John
Schorle |
None |
|
Julius
Williams |
None |
|
||
Invesco
Short Term Municipal Fund | ||
|
Michael
Magee |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$50,001–$100,000 |
|
Rebecca
Setcavage |
None |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
Julius
Williams |
None |
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
American Franchise Fund | ||||||
Ido
Cohen |
2 |
$3,556.1 |
4 |
$3,581.3 |
1 |
$34.1 |
Ronald
J. Zibelli, Jr. |
10 |
$19,426.5 |
4 |
$931.4 |
23
|
$0.23
|
Invesco
Capital Appreciation Fund | ||||||
Ash
Shah |
7 |
$6,485.7 |
1 |
$86.4 |
None |
None |
Ronald
J. Zibelli, Jr. |
10 |
$27,739.8 |
4 |
$931.4 |
23
|
$0.23
|
Invesco
Core Plus Bond | ||||||
Matthew
Brill |
8 |
$8,240.1 |
19 |
$5,350.9 |
None |
None |
Chuck
Burge |
10 |
$20,162.8 |
8 |
$7,268.2 |
1 |
$85.4 |
Michael
Hyman |
9 |
$8,417.6 |
22 |
$5,277.8 |
13
|
$0.23
|
Todd
Schomberg |
7 |
$7,224.2 |
21 |
$5,433.3 |
None |
None |
Invesco
Discovery Fund | ||||||
Ash
Shah |
7 |
$7,148.1 |
1 |
$86.4 |
None |
None |
Ronald
J. Zibelli, Jr. |
10 |
$28,402.2 |
4 |
$931.4 |
23
|
$0.23
|
Invesco
Equally-Weighted S&P 500 Fund | ||||||
Pratik
Doshi |
152 |
$159,556.7 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Peter
Hubbard |
205 |
$203,712.2 |
123 |
$264,886.2 |
43 |
$59,230.3 |
Michael
Jeanette |
153 |
$
159,650.2 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Tony
Seisser |
153 |
$
159,650.2 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Invesco
Equity and Income Fund | ||||||
Chuck
Burge |
10 |
$13,177.3 |
8 |
$7,268.2 |
1 |
$85.4 |
Brian
Jurkash |
6 |
$7,981.8 |
1 |
$58.4 |
1,7813
|
$249.53
|
Sergio
Marcheli |
7 |
$8,997.0 |
1 |
$58.4 |
1,7813
|
$249.53
|
Matthew
Titus |
6 |
$7,981.8 |
1 |
$58.4 |
1,7813
|
$249.53
|
Invesco
Floating Rate ESG Fund | ||||||
Scott
Baskind |
5 |
$5,935.0 |
9 |
$7304.0 |
16 |
$6,716.7 |
Thomas
Ewald |
5 |
$5,071.5 |
3 |
$4,309.7 |
15 |
$6,713.2 |
Philip
Yarrow |
5 |
$5,071.5 |
3 |
$4,309.7 |
16 |
$6,716.7 |
Invesco
Global Real Estate Income Fund | ||||||
James
Cowen |
7 |
$1,911.6 |
5 |
$241.0 |
25 |
$5,829.2 |
Grant
Jackson |
8 |
$2,011.9 |
5 |
$241.0 |
25 |
$5,829.2 |
Darin
Turner |
8 |
$2,011.9 |
5 |
$241.0 |
25 |
$5,829.2 |
Ping-Ying
Wang |
8 |
$2,011.9 |
5 |
$241.0 |
25 |
$5,829.2 |
Invesco
Growth and Income Fund | ||||||
Brian
Jurkash |
6 |
$15,653.9 |
1 |
$58.4 |
1,7813
|
$249.53
|
Sergio
Marcheli |
7 |
$16,669.1 |
1 |
$58.4 |
1,7813
|
$249.53
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Matthew
Titus |
6 |
$15,653.9 |
1 |
$58.4 |
1,7813
|
$249.53
|
Invesco
Income Advantage U.S. Fund | ||||||
Mark
Ahnrud |
8 |
$5,330.1 |
21 |
$7,742.3 |
None |
None |
John
Burrello |
14 |
$3,448.6 |
8 |
$5,039.5 |
None |
None |
Chris
Devine |
9 |
$5,668.5 |
22 |
$7,837.4 |
None |
None |
Scott
Hixon |
15 |
$11,663.8 |
22 |
$7,778.1 |
None |
None |
Christian
Ulrich |
8 |
$5,330.1 |
21 |
$7,742.3 |
None |
None |
Scott
Wolle |
9 |
$5,668.5 |
27 |
$9,501.7 |
None |
None |
Invesco
NASDAQ 100 Index Fund | ||||||
Pratik
Doshi |
152 |
$165,885.4 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Peter
Hubbard |
205 |
$210,041.0 |
123 |
$264,886.2 |
43 |
$59,230.3 |
Michael
Jeanette |
153 |
$165,978.9 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Tony
Seisser |
153 |
$165,978.9 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Invesco
S&P 500 Index Fund | ||||||
Pratik
Doshi |
152 |
$163,421.0 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Peter
Hubbard |
205 |
$207,576.6 |
123 |
$264,886.2 |
43 |
$59,230.3 |
Michael
Jeanette |
153 |
$163,514.5 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Tony
Seisser |
153 |
$163,514.5 |
109 |
$229,338.9 |
43 |
$59,230.3 |
Invesco
Senior Floating Rate Fund | ||||||
Thomas
Ewald |
5 |
$4,693.9 |
3 |
$4,309.7 |
15 |
$6,713.2 |
David
Lukkes |
1 |
$40.0 |
None |
None |
None |
None |
Philip
Yarrow |
5 |
$4,693.9 |
3 |
$4,309.7 |
16 |
$6,716.7 |
Invesco
Short Duration High Yield Municipal Fund | ||||||
John
Connelly |
15 |
$22,614.3 |
None |
None |
23
|
$224.13
|
Tim
O’Reilly |
26 |
$45,523.0 |
None |
None |
23
|
$224.13
|
Mark
Paris |
26 |
$45,503.5 |
None |
None |
23
|
$224.13
|
John
Schorle |
16 |
$22,643.7 |
None |
None |
23
|
$224.13
|
Julius
Williams |
26 |
$45,523.0 |
None |
None |
23
|
$224.13
|
Invesco
Short Term Municipal Fund | ||||||
Michael
Magee |
1 |
$3,139.7 |
None |
None |
None |
None |
Tim
O’Reilly |
26 |
$44,998.4 |
None |
None |
23
|
$224.13
|
Mark
Paris |
26 |
$44,978.9 |
None |
None |
23
|
$224.13
|
Rebecca
Setcavage |
8 |
$10,052.6 |
None |
None |
None |
None |
Julius
Williams |
26 |
$44,998.4 |
None |
None |
23
|
$224.13
|
Sub-Adviser |
Performance
time period4
|
Invesco5
|
One-,
Three- and Five-year performance against Fund peer group
|
Invesco
Canada5
| |
Invesco
Deutschland5
| |
Invesco
Hong Kong5
| |
Invesco
Asset Management5
| |
Invesco
India5
| |
Invesco
Listed Real Assets Division5
| |
Invesco
Senior Secured5,
6
|
Not
applicable |
Invesco
Capital5,
7
| |
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
4
Rolling time periods based on calendar year-end. | |
5
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
6
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
7
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund
Name
|
2023
|
2022
|
2021
|
Invesco
American Franchise Fund
|
$1,496,751
|
$2,070,717
|
$2,328,621
|
Invesco
Capital Appreciation Fund
|
573,967
|
711,373
|
746,210
|
Invesco
Core Plus Bond Fund
|
642,507
|
789,869
|
830,722
|
Invesco
Discovery Fund
|
515,579
|
566,844
|
587,962
|
Invesco
Equally-Weighted S&P 500 Fund
|
883,191
|
1,024,524
|
967,311
|
Invesco
Equity and Income Fund
|
1,660,860
|
1,829,405
|
1,791,310
|
Invesco
Floating Rate ESG Fund
|
456,766
|
518,379
|
215,420
|
Invesco
Global Real Estate Income Fund
|
83,619
|
103,427
|
98,238
|
Invesco
Growth and Income Fund
|
581,664
|
686,182
|
722,340
|
Invesco
Income Advantage U.S. Fund
|
24,758
|
28,495
|
28,239
|
Invesco
NASDAQ 100 Index Fund
|
1,895
|
923
|
309
|
Invesco
S&P 500 Index Fund
|
293,917
|
322,517
|
276,997
|
Invesco
Senior Floating Rate Fund
|
474,475
|
536,119
|
522,095
|
Invesco
Short Duration High Yield Municipal Fund
|
208,220
|
212,095
|
187,514
|
Invesco
Short Term Municipal Fund
|
310,058
|
427,109
|
406,748
|
|
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
2023 |
2023 |
Invesco
American Franchise Fund |
$3,590,855 |
$6,606,997 |
$4,921,280 |
$246,419 |
$499,851 |
$202,029 |
5.13% |
6.42% |
Invesco
Capital Appreciation Fund |
1,267,425 |
1,054,514 |
1,618,837 |
64,980 |
66,882 |
71,322 |
0.00 |
0.00 |
Invesco
Core Plus Bond Fund |
317,791 |
437,040 |
714,563 |
0 |
0 |
0 |
3.32 |
3.30 |
Invesco
Discovery Fund |
2,978,153 |
2,935,041 |
2,255,062 |
98,862 |
0 |
0 |
56.53 |
51.21 |
Invesco
Equally-Weighted S&P 500 Fund |
371,176 |
454,493 |
555,245 |
209,816 |
154,231 |
146,354 |
10.08 |
4.40 |
Invesco
Equity and Income Fund |
1,671,114 |
1,608,064 |
2,884,957 |
168,393 |
111,289 |
56,915 |
0.00 |
0.00 |
Invesco
Floating Rate ESG Fund |
16,396 |
22,910 |
1,174 |
0 |
0 |
0 |
0.00 |
0.00 |
Invesco
Global Real Estate Income Fund |
596,048 |
281,946 |
281,390 |
0 |
0 |
0 |
10.09 |
4.22 |
Invesco
Growth and Income Fund |
839,612 |
815,294 |
1,790,970 |
84,702 |
40,453 |
25,665 |
76.86 |
77.35 |
Invesco
Income Advantage U.S. Fund |
6,509 |
39,770 |
44,813 |
5,003 |
5,344 |
0 |
8.08 |
10.24 |
Invesco
NASDAQ 100 Index Fund |
1,850 |
498 |
191 |
150 |
0 |
7 |
55.73 |
16.07 |
Invesco
S&P 500 Index Fund |
17,798 |
13,000 |
12,304 |
9,919 |
7,782 |
6,867 |
0.00 |
0.00 |
Invesco
Senior Floating Rate Fund |
21,368 |
74,082 |
132,064 |
0 |
0 |
0 |
0.00 |
0.00 |
Invesco
Short Duration High Yield Municipal Fund |
12,985 |
15,655 |
3,593 |
0 |
0 |
0 |
0.00 |
0.00 |
Invesco
Short Term Municipal Fund |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
Fund |
Amount
of Brokerage Transactions Involved1
|
Amount
of Commissions Paid to Brokers for Providing 28(e) Eligible Research
Services1
|
Invesco
American Franchise Fund |
$12,009,190,764 |
$3,189,542 |
Invesco
Capital Appreciation Fund |
6,855,686,029 |
1,258,258 |
Invesco
Core Plus Bond Fund |
0 |
0 |
Invesco
Discovery Fund |
5,734,078,593 |
2,908,411 |
Invesco
Equally-Weighted S&P 500
Fund |
0 |
0 |
Invesco
Equity and Income Fund |
4,109,714,729 |
1,657,375 |
Invesco
Floating Rate ESG Fund |
0 |
0 |
Invesco
Global Real Estate Income
Fund |
622,175,302 |
543,281 |
Invesco
Growth and Income Fund |
2,127,785,473 |
818,881 |
Invesco
Income Advantage U.S. Fund |
0 |
0 |
Invesco
NASDAQ 100 Index Fund |
0 |
0 |
Invesco
S&P 500 Index Fund |
0 |
0 |
Invesco
Senior Floating Rate Fund |
0 |
0 |
Invesco
Short Duration High Yield
Municipal
Fund |
0 |
0 |
Invesco
Short Term Municipal Fund |
0 |
0 |
1
Amount is inclusive of commissions paid to, and brokerage transactions
placed with, certain brokers that provide execution, research and other
services. |
Fund |
Security |
Market
Value
(as
of August 31, 2023) |
Invesco
Core Plus Bond Fund |
Barclays
PLC (United Kingdom) (Bonds and Notes) |
$8,606,511
|
|
Bank
of America Corp. (Bonds and Notes) |
$25,078,867
|
|
Bank
of America Corp. (Preferred Stock) |
$1,274,779
|
|
BNP
Paribas S.A. (France) (Bonds and Notes) |
$6,403,726
|
|
Goldman
Sachs Group, Inc. (The) (Bonds and Notes) |
$28,884,209
|
|
Goldman
Sachs Group, Inc. (The) (Preferred Stock) |
$6,139,117
|
|
Morgan
Stanley (Bonds and Notes) |
$34,030,085
|
|
Morgan
Stanley (Preferred Stock) |
$6,313,351
|
|
Royal
Bank of Canada (Canada) (Bonds and Notes) |
$2,089,886
|
|
Wells
Fargo & Co. (Bonds and Notes) |
$35,868,158
|
|
Wells
Fargo & Co. (Preferred Stock) |
$28,628,863
|
|
||
Invesco
Equally-Weighted S&P 500
Fund |
Raymond
James Financial, Inc. (Common Stock) |
$
13,325,394 |
|
||
|
||
Invesco
Growth and Income Fund |
Goldman
Sachs Group, Inc. (The) (Common Stock) |
$63,814,313
|
|
Wells
Fargo & Co. (Common Stock) |
$141,778,711
|
|
Bank
of America Corp. (Common Stock) |
$100,163,863
|
Fund |
Security |
Market
Value
(as
of August 31, 2023) |
|
||
Invesco
S&P 500 Index Fund |
Goldman
Sachs Group, Inc. (The) (Common Stock) |
$
6,955,645 |
|
Bank
of America Corp. (Common Stock) |
$12,691,346 |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50%
|
5.82%
|
5.00%
|
$50,000
but less than $100,000 |
4.50%
|
4.71%
|
4.00%
|
$100,000
but less than $250,000 |
3.50%
|
3.63%
|
3.00%
|
$250,000
but less than $500,000 |
2.75%
|
2.83%
|
2.25%
|
$500,000
but less than $1,000,000 |
2.00%
|
2.04%
|
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund
|
Class
A
|
Class
C Shares
|
Class
R Shares
|
Investor
Class Shares
|
Invesco
American Franchise Fund
|
$26,551,224
|
$938,408
|
$281,434
|
N/A
|
Invesco
Capital Appreciation Fund
|
8,164,742
|
1,364,601
|
634,422
|
N/A
|
Invesco
Core Plus Bond Fund
|
2,984,695
|
504,094
|
130,537
|
N/A
|
Invesco
Discovery Fund
|
3,226,484
|
296,881
|
199,428
|
N/A
|
Invesco
Equally-Weighted S&P 500 Fund
|
6,834,573
|
6,125,915
|
806,143
|
N/A
|
Invesco
Equity and Income Fund
|
23,955,494
|
2,503,397
|
510,262
|
N/A
|
Invesco
Floating Rate ESG Fund
|
1,682,367
|
676,546
|
40,926
|
N/A
|
Invesco
Global Real Estate Income Fund
|
252,239
|
43,795
|
N/A
|
N/A
|
Invesco
Growth and Income Fund
|
6,159,065
|
304,865
|
260,174
|
N/A
|
Invesco
Income Advantage U.S. Fund
|
310,994
|
26,994
|
2,684
|
$77,096
|
Invesco
NASDAQ 100 Index Fund
|
N/A
|
N/A
|
N/A
|
N/A
|
Invesco
S&P 500 Index Fund
|
3,676,396
|
3,171,631
|
N/A
|
N/A
|
Invesco
Senior Floating Rate Fund
|
3,849,366
|
2,280,639
|
269,146
|
N/A
|
Invesco
Short Duration High Yield Municipal Fund
|
2,118,352
|
663,023
|
N/A
|
N/A
|
Invesco
Short Term Municipal Fund
|
1,908,514
|
N/A
|
N/A
|
N/A
|
Fund |
Class
A Shares |
Class
C Shares |
Invesco
American Franchise Fund |
N/A |
$2,252,393 |
Invesco
Equally-Weighted S&P 500
Fund |
N/A |
$2,310 |
Invesco
Growth and Income Fund |
N/A |
$1,770 |
Invesco
S&P 500 Index Fund |
N/A |
$12,588 |
Invesco
Senior Floating Rate Fund |
$302,797 |
N/A |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
American Franchise Fund |
$0 |
$0 |
$0 |
$0 |
$26,551,224 |
$0 |
$0 |
Invesco
Capital Appreciation Fund |
0 |
0 |
0 |
0 |
8,164,742 |
0 |
0 |
Invesco
Core Plus Bond Fund |
0 |
0 |
0 |
0 |
2,984,695 |
0 |
0 |
Invesco
Discovery Fund |
0 |
0 |
0 |
0 |
3,226,484 |
0 |
0 |
Invesco
Equally-Weighted S&P 500 Fund |
0 |
0 |
0 |
0 |
6,834,573 |
0 |
0 |
Invesco
Equity and Income Fund |
0 |
0 |
0 |
0 |
23,955,494 |
0 |
0 |
Invesco
Floating Rate ESG Fund |
0 |
0 |
0 |
0 |
1,682,367 |
0 |
0 |
Invesco
Global Real Estate Income Fund |
0 |
0 |
0 |
0 |
252,239 |
0 |
0 |
Invesco
Growth and Income Fund |
0 |
0 |
0 |
0 |
6,159,065 |
0 |
0 |
Invesco
Income Advantage U.S. Fund |
0 |
0 |
0 |
0 |
310,994 |
0 |
0 |
Invesco
S&P 500 Index Fund |
0 |
0 |
0 |
0 |
3,676,396 |
0 |
0 |
Invesco
Senior Floating Rate Fund |
0 |
0 |
0 |
0 |
3,849,366 |
0 |
0 |
Invesco
Short Duration High Yield Municipal Fund |
0 |
0 |
0 |
0 |
2,118,352 |
0 |
0 |
Invesco
Short Term Municipal Fund |
0 |
0 |
0 |
0 |
1,908,514 |
0 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
American Franchise Fund |
$1,313 |
$859 |
$836 |
$76,451 |
$850,822 |
$7,801 |
$326 |
Invesco
Capital Appreciation Fund |
1,686 |
1,147 |
1,093 |
99,009 |
1,251,113 |
10,137 |
416 |
Invesco
Core Plus Bond Fund |
428 |
289 |
270 |
24,612 |
475,878 |
2,512 |
105 |
Invesco
Discovery Fund |
315 |
217 |
205 |
18,491 |
275,689 |
1,887 |
77 |
Invesco
Equally-Weighted S&P 500 Fund |
4,478 |
3,050 |
2,912 |
263,758 |
5,823,486 |
27,124 |
1,107 |
Invesco
Equity and Income Fund |
2,151 |
1,471 |
1,391 |
126,035 |
2,358,911 |
12,909 |
529 |
Invesco
Floating Rate ESG Fund |
2,385 |
1,658 |
1,567 |
94,103 |
561,852 |
14,397 |
584 |
Invesco
Global Real Estate Income Fund |
34 |
24 |
22 |
2,002 |
41,500 |
205 |
8 |
Invesco
Growth and Income Fund |
258 |
177 |
168 |
15,006 |
287,632 |
1,560 |
64 |
Invesco
Income Advantage U.S. Fund |
48 |
33 |
32 |
2,851 |
23,727 |
291 |
12 |
Invesco
S&P 500 Index Fund |
1,739 |
1,190 |
1,123 |
209,476 |
2,910,441 |
427 |
47,235 |
Invesco
Senior Floating Rate Fund |
2,216 |
1,537 |
1,440 |
130,014 |
2,131,566 |
13,323 |
543 |
Invesco
Short Duration High Yield Municipal Fund |
592 |
419 |
392 |
35,146 |
622,738 |
3,592 |
144 |
Invesco
Short Term Municipal Fund1
|
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
American Franchise Fund |
$79 |
$51 |
$49 |
$1,514 |
$279,260 |
$461 |
$20 |
Invesco
Capital Appreciation Fund |
1,227 |
828 |
788 |
23,876 |
600,073 |
7,327 |
303 |
Invesco
Core Plus Bond Fund |
38 |
25 |
24 |
738 |
129,475 |
227 |
10 |
Invesco
Discovery Fund |
427 |
287 |
269 |
8,190 |
187,644 |
2,506 |
105 |
Invesco
Equally-Weighted S&P 500 Fund |
269 |
177 |
174 |
5,278 |
798,552 |
1,626 |
67 |
Invesco
Equity and Income Fund |
182 |
119 |
114 |
3,487 |
505,246 |
1,069 |
45 |
Invesco
Floating Rate ESG Fund |
18 |
12 |
11 |
345 |
40,430 |
106 |
4 |
Invesco
Growth and Income Fund |
88 |
58 |
56 |
1,701 |
257,725 |
524 |
22 |
Invesco
Income Advantage U.S. Fund |
3 |
2 |
2 |
0 |
2,658 |
18 |
1 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Senior Floating Rate Fund |
211 |
137 |
133 |
4,061 |
263,308 |
1,244 |
52 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Income Advantage U.S. Fund |
$3,038
|
$2,066
|
$1,960
|
$0
|
$51,074
|
$18,210
|
$748 |
|
2023
|
2022
|
2021
| |||
|
Sales
Charges
|
Amount
Retained
|
Sales
Charges
|
Amount
Retained
|
Sales
Charges
|
Amount
Retained
|
Invesco
American Franchise Fund
|
$7,120,411
|
$855,569
|
$9,494,317
|
$1,178,443
|
$11,054,860
|
$1,408,190
|
Invesco
Capital Appreciation Fund
|
1,923,385
|
334,592
|
2,457,397
|
432,473
|
2,473,423
|
455,728
|
Invesco
Core Plus Bond Fund
|
1,507,882
|
116,393
|
1,812,556
|
134,793
|
2,774,723
|
204,266
|
Invesco
Discovery Fund
|
277,230
|
56,688
|
345,323
|
69,774
|
438,840
|
80,498
|
Invesco
Equally-Weighted S&P 500 Fund
|
4,287,654
|
497,507
|
4,510,460
|
517,817
|
3,963,901
|
453,711
|
Invesco
Equity and Income Fund
|
17,459,627
|
1,985,954
|
19,808,654
|
2,244,731
|
17,277,283
|
1,943,544
|
Invesco
Floating Rate ESG Fund
|
247,718
|
24,444
|
523,242
|
106,593
|
362,033
|
59,808
|
Invesco
Global Real Estate Income Fund
|
32,360
|
4,740
|
45,265
|
7,178
|
83,636
|
11,663
|
Invesco
Growth and Income Fund
|
1,963,791
|
235,443
|
2,327,445
|
284,473
|
2,107,428
|
248,004
|
Invesco
Income Advantage U.S. Fund
|
23,764
|
4,196
|
31,384
|
4,882
|
46,646
|
7,921
|
Invesco
NASDAQ 100 Index Fund
|
—
|
—
|
—
|
—
|
—
|
—
|
Invesco
S&P 500 Index Fund
|
1,896,722
|
292,937
|
2,035,113
|
304,525
|
1,699,553
|
274,673
|
Invesco
Senior Floating Rate Fund
|
577,073
|
66,730
|
707,479
|
80,216
|
429,998
|
50,852
|
Invesco
Short Duration High Yield Municipal Fund
|
139,628
|
769
|
327,021
|
40,773
|
356,718
|
60,998
|
Invesco
Short Term Municipal Fund
|
—
|
6,125
|
—
|
26,228
|
—
|
6,627
|
|
2023
|
2023
|
2022
|
2022
|
2021
|
2021
|
Fund
|
Class
A
|
Class
C
|
Class
A
|
Class
C
|
Class
A
|
Class
C
|
Invesco
American Franchise Fund
|
$17,070
|
$3,814
|
$17,810
|
$11,273
|
$15,052
|
$9,242
|
Invesco
Capital Appreciation Fund
|
2,123
|
2,933
|
10,802
|
4,232
|
5,674
|
11,634
|
Invesco
Core Plus Bond Fund
|
15,326
|
1,905
|
17,714
|
10,266
|
25,425
|
3,044
|
Invesco
Discovery Fund
|
618
|
442
|
3,583
|
1,603
|
50
|
679
|
Invesco
Equally-Weighted S&P 500 Fund
|
8,007
|
25,181
|
10,073
|
30,233
|
45,036
|
44,026
|
Invesco
Equity and Income Fund
|
70,552
|
8,801
|
21,573
|
17,391
|
31,129
|
14,230
|
Invesco
Floating Rate ESG Fund
|
192,463
|
20,619
|
109,556
|
22,248
|
13,477
|
3,811
|
Invesco
Global Real Estate Income Fund
|
—
|
46
|
253
|
157
|
11
|
685
|
Invesco
Growth and Income Fund
|
7,954
|
440
|
4,947
|
2,999
|
6,869
|
1,443
|
Invesco
Income Advantage U.S. Fund
|
—
|
99
|
—
|
37
|
13
|
88
|
Invesco
NASDAQ 100 Index Fund
|
—
|
—
|
—
|
—
|
—
|
—
|
Invesco
S&P 500 Index Fund
|
14,246
|
26,003
|
3,745
|
17,962
|
1,210
|
32,655
|
Invesco
Senior Floating Rate Fund
|
73,252
|
25,123
|
14,393
|
28,580
|
10,150
|
14,755
|
Invesco
Short Duration High Yield Municipal Fund
|
84,739
|
3,251
|
176,988
|
11,317
|
45,973
|
2,971
|
Invesco
Short Term Municipal Fund1
|
7,357
|
—
|
24,465
|
1,722
|
10,512
|
10,405 |
1
|
All
existing Class C shares of Invesco Short Term Municipal Fund were
automatically converted to Class A shares of the Fund on June 24,
2022. |