Portfolio |
Former
Name |
Date
of Change |
VY®
BrandywineGLOBAL – Bond Portfolio |
VY® Goldman
Sachs Bond Portfolio |
August
9, 2019 |
Asset
Class/Investment Technique |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
Equity
Securities |
|
Commodities |
|
Common
Stocks |
X |
Convertible
Securities |
X |
Initial
Public Offerings |
X |
Master
Limited Partnerships |
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
Preferred
Stocks |
X |
Private
Investments in Public Companies |
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
Small-
and Mid-Capitalization Issuers |
X |
Special
Purpose Acquisition Companies |
|
Special
Situation Issuers |
X |
Trust
Preferred Securities |
X |
Fixed-Income
Instruments |
|
Asset-Backed
Securities |
X |
Bank
Instruments |
X |
Commercial
Paper |
X |
Corporate
Fixed-Income Instruments |
X |
Credit-Linked
Notes |
X
|
Asset
Class/Investment Technique |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
Custodial
Receipts and Trust Certificates |
|
Delayed
Funding Loans and Revolving Credit Facilities |
|
Event-Linked
Bonds |
X |
Floating
or Variable Rate Instruments |
X |
Guaranteed
Investment Contracts |
X |
High-Yield
Securities |
X |
Inflation-Indexed
Bonds |
X |
Inverse
Floating Rate Securities |
X |
Mortgage-Related
Securities |
X |
Municipal
Securities |
X |
Senior and
Other Bank Loans |
|
U.S.
Government Securities and Obligations |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
Foreign
Investments |
|
Depositary
Receipts |
X |
Emerging
Market Investments |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
Foreign
Currencies |
X |
Sovereign
Debt |
X |
Supranational
Entities |
X |
Derivative
Instruments |
|
Forward
Commitments |
X |
Futures
Contracts |
X |
Hybrid
Instruments |
X |
Options |
X |
Participatory
Notes |
|
Rights and
Warrants |
X |
Swap
Transactions and Options on Swap Transactions |
X |
Other
Investment Techniques |
|
Borrowing |
X |
Illiquid
Securities |
X |
Participation
on Creditors' Committees |
|
Repurchase
Agreements |
X |
Restricted
Securities |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
Securities
Lending |
X |
Short
Sales |
X |
To Be
Announced Sale Commitments |
X |
When-Issued
Securities and Delayed Delivery Transactions |
X |
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Trust |
Term of
Office
and
Length
of Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Trustees2 |
Other
Board
Positions
Held
by
Trustees |
Independent
Trustees | |||||
Colleen
D. Baldwin
(1960) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Chairperson
Trustee |
January
2020 –
Present
November 2007 –
Present |
President,
Glantuam Partners,
LLC, a business consulting
firm
(January 2009 –
Present). |
139 |
RSR
Partners, Inc. (2016 –
Present). |
John
V. Boyer
(1953) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
January
2005 –
Present |
Retired.
Formerly, President and
Chief Executive Officer,
Bechtler
Arts Foundation, an arts and
education foundation
(January
2008 – December
2019). |
139 |
None. |
Patricia
W. Chadwick
(1948) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
January
2006 –
Present |
Consultant
and President,
Ravengate Partners LLC, a
consulting firm that
provides
advice regarding financial
markets and the global
economy
(January 2000 –
Present). |
139 |
The Royce
Funds (22 funds)
(December 2009 – Present);
and
AMICA Mutual Insurance
Company (1992 –
Present). |
Martin
J. Gavin
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
August
2015 –
Present |
Retired. |
139 |
None.
|
Name,
Address and
Year of
Birth |
Position(s)
Held
with the
Trust |
Term of
Office
and
Length
of Time
Served1 |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of Funds
in the
Fund
Complex
Overseen
by
Trustees2 |
Other
Board
Positions
Held
by
Trustees |
Joseph
E. Obermeyer
(1957) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
May 2013 –
Present |
President,
Obermeyer &
Associates, Inc., a provider
of
financial and economic
consulting services
(November
1999 –
Present). |
139 |
None. |
Sheryl
K. Pressler
(1950) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
January
2006 –
Present |
Consultant
(May 2001 –
Present). |
139 |
Centerra
Gold Inc. (May 2008 –
Present). |
Christopher
P.
Sullivan
(1954) 7337 East Doubletree
Ranch
Road,
Suite 100
Scottsdale,
Arizona
85258-2034
|
Trustee |
October
2015 –
Present |
Retired. |
139 |
None. |
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Andy
Simonoff
(1973) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
President
and Chief
Executive
Officer |
January
2023 – Present |
Director,
President, and Chief Executive Officer, Voya Funds Services, LLC,
Voya Capital,
LLC, and Voya Investments,
LLC (January 2023 – Present); Managing Director, Chief
Strategy and Transformation
Officer, Voya Investment Management (January 2020 –
Present). Formerly, Managing
Director, Head of Business Management, Voya Investment
Management (March 2019 –
January 2020); Managing Director, Head of Business
Management, Fixed Income,
Voya Investment Management (November 2015 – March
2019). |
Jonathan
Nash
(1967) 230 Park Avenue New York,
New York 10169 |
Executive
Vice
President
Chief Investment
Risk
Officer |
March 2020
– Present |
Executive
Vice President and Chief Investment Risk Officer, Voya Investments, LLC
(March
2020 – Present); Senior Vice
President, Investment Risk Management, Voya Investment
Management (March 2017 –
Present). Formerly, Vice President, Voya Investments, LLC
(September 2018 – March
2020). |
James
M. Fink
(1958) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Executive
Vice
President |
March 2018
– Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Managing
Director, Voya Investments,
LLC, Voya Capital, LLC, and Voya Funds Services, LLC (March
2018 – Present); Chief
Administrative Officer, Voya Investment Management (September
2017 –
Present). |
Steven
Hartstein
(1963) 230 Park Avenue New York,
New York 10169 |
Chief
Compliance
Officer |
December
2022 – Present |
Senior
Vice President, Voya Investment Management (December 2022 – Present).
Formerly, Head of Funds
Compliance, Brighthouse Financial, Inc.; and Chief Compliance
Officer, Brighthouse Funds
and Brighthouse Investment Advisers, LLC (March 2017 –
December
2022). |
Todd
Modic
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President,
Chief/Principal
Financial Officer and
Assistant
Secretary |
March 2005
– Present |
Director
and Senior Vice President, Voya Capital, LLC and Voya Funds Services,
LLC
(September 2022 – Present);
Director, Voya Investments, LLC (September 2022 –
Present); Senior Vice
President, Voya Investments, LLC (April 2005 – Present). Formerly,
President, Voya Funds
Services, LLC (March 2018 – September 2022). |
Kimberly
A. Anderson
(1964) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
November
2003 – Present |
Senior
Vice President, Voya Investments, LLC (September 2003 –
Present). |
Sara
M. Donaldson
(1959) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Voya Investments, LLC (February 2022 – Present); Senior
Vice
President, Head of Active
Ownership, Voya Investment Management (September 2021 –
Present). Formerly,
Vice President, Voya Investments, LLC (October 2015 – February
2022); Vice President, Head
of Proxy Voting, Voya Investment Management (October 2015
– August
2021). |
Andrew
K. Schlueter
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President |
June 2022
– Present |
Senior
Vice President, Head of Mutual Fund Operations, Voya Investment Management
(March 2022 – Present); Vice
President, Voya Investments Distributor, LLC (April 2018 –
Present); Vice President,
Voya Investments, LLC and Voya Funds Services, LLC (March
2018 – Present). Formerly,
Vice President, Head of Mutual Fund Operations, Voya
Investment Management
(February 2018 – February 2022).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Joanne
F. Osberg
(1982) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Senior
Vice
President
Secretary |
March 2023
- Present
September 2020 –
Present |
Senior
Vice President and Secretary, Voya Investments, LLC, Voya Capital, LLC,
and
Voya Funds Services,
LLC and Senior Vice President and Chief Counsel, Voya Investment
Management – Mutual Fund
Legal Department (March 2023 – Present). Formerly,
Secretary, Voya Capital, LLC
(August 2022 – March 2023); Vice President and Secretary,
Voya Investments, LLC and
Voya Funds Services, LLC and Vice President and Senior
Counsel, Voya Investment
Management – Mutual Fund Legal Department (September 2020
– March 2023); Vice
President and Counsel, Voya Investment Management – Mutual Fund
Legal Department (January
2013 – September 2020). |
Robert
Terris
(1970) 5780 Powers Ferry Road NW
Atlanta,
Georgia 30327 |
Senior
Vice
President |
May 2006 –
Present |
Senior
Vice President, Voya Investments Distributor, LLC (April 2018 –
Present); Senior
Vice President, Head of
Investment Services, Voya Investments, LLC (April 2018 –
Present); Senior Vice
President, Head of Investment Services, Voya Funds Services, LLC
(March 2006 –
Present). |
Fred
Bedoya
(1973) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President,
Principal Accounting
Officer and
Treasurer |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2012 – Present). |
Robyn
L. Ichilov
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
October
2000 – Present |
Vice
President Voya Investments, LLC (August 1997 – Present); and Vice
President,
Voya Funds Services,
LLC (November 1995 – Present). |
Jason
Kadavy
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
September
2012 – Present |
Vice
President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services,
LLC (July 2007 – Present). |
Erica
McKenna
(1972) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034 |
Vice
President |
June 2022
– Present |
Vice
President, Head of Mutual Fund Compliance and Chief Compliance Officer,
Voya
Investments, LLC (May 2022 –
Present). Formerly, Vice President, Fund Compliance
Manager, Voya Investments,
LLC (March 2021 – May 2022); Assistant Vice President,
Fund Compliance Manager,
Voya Investments, LLC (December 2016 – March
2021). |
Craig
Wheeler
(1969) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Vice
President |
May 2013 –
Present |
Vice
President – Director of Tax, Voya Investments, LLC (October 2015 –
Present).
|
Name,
Address and Year of
Birth |
Position(s)
Held with
the
Trust |
Term of
Office and Length
of Time
Served1 |
Principal
Occupation(s) During the Past 5 Years |
Nicholas
C.D. Ward
(1993) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Counsel,
Voya Investment Management – Mutual Fund Legal Department (November 2021
– Present). Formerly,
Associate, Dechert LLP (October 2018 – November
2021). |
Gizachew
Wubishet
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale,
Arizona
85258-2034
|
Assistant
Vice
President and
Assistant
Secretary |
June 2022
– Present |
Assistant
Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (May 2019 –
Present). Formerly, Attorney, Ropes & Gray LLP (October 2011 –
April
2019). |
Monia
Piacenti
(1976) One Orange Way Windsor,
Connecticut
06095
|
Anti-Money
Laundering
Officer |
June 2018
– Present |
Compliance
Consultant, Voya Financial, Inc. (January 2019 – Present); Anti-Money
Laundering Officer,
Voya Investments Distributor, LLC, Voya Investment Management, and
Voya Investment Management
Trust Co. (June 2018 –
Present). |
Portfolio |
IRC
E |
IRC
F |
VY® BrandywineGLOBAL
- Bond Portfolio |
|
X |
Portfolio |
Dollar
Range of Equity Securities in the Portfolio as of December 31,
2022 | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee in
the Voya family of
funds |
Over $100,0001
|
Over $100,0001
|
Over
$100,000 |
Over $100,0001
|
Portfolio |
Dollar
Range of Equity Securities in the Portfolio as of December 31,
2022 | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee in
the Voya family of
funds |
Over $100,0001
|
Over $100,0001
|
Over
$100,000 |
Name
of Trustee |
Name
of Owners
and
Relationship to
Trustee |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Patricia
W. Chadwick |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
E. Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
$1,346.48 |
$1,127.12 |
$1,127.12 |
$1,127.12 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
$0 |
N/A
|
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000.00 |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$430,000.00 |
$360,000.00 |
$360,000.00 |
$360,000.00 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
$1,127.12 |
$1,236.80 |
$1,127.12 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to Trustees |
$360,000.001 |
$395,000.001 |
$360,000.00 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY®
BrandywineGLOBAL
-
Bond
Portfolio |
NA |
Voya Solution Income
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
9.35% |
9.35% |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
NA |
Voya Solution 2025
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
12.52% |
12.52%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
NA |
Voya Solution 2035
Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
8.55% |
8.55% |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
NA |
Voya Solution Moderately
Aggressive Portfolio
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
7.13% |
7.13% |
VY® BrandywineGLOBAL
-
Bond
Portfolio |
NA |
Tomorrow's Scholar 529 Plan
FBO
Voya 529 Age 18+
Option
C/O Voya Investment
Management LLC
Attn: Voya
Operations
7337 E Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258-2034 |
12.76% |
43.05% |
Portfolio |
Annual
Management Fee |
VY® BrandywineGLOBAL
- Bond
Portfolio |
0.50%
on the first $750 million of the Portfolio’s average daily net assets;
and
0.48%
of the Portfolio’s average daily net assets in excess of $750
million. |
Portfolio |
December
31 | ||
|
2022 |
2021 |
2020 |
VY® BrandywineGLOBAL
- Bond Portfolio |
$1,487,948.00 |
$1,690,421.00 |
$1,412,589.00 |
Portfolio |
December
31 | ||
|
2022 |
2021 |
2020 |
VY® BrandywineGLOBAL
- Bond Portfolio |
$46,992.00 |
$138,785.00 |
$60,421.00 |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
VY® BrandywineGLOBAL
- Bond
Portfolio |
Brandywine
Global Investment Management,
LLC
(“Brandywine Global”) |
0.20%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31 | ||
|
2022 |
2021 |
2020 |
VY® BrandywineGLOBAL
- Bond Portfolio |
$595,495.16 |
$676,584.20 |
$565,461.66 |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
David
F. Hoffman,
CFA |
61 |
$2,787,111,869 |
21 |
$626,661,690 |
771 |
$22,459,055,816 |
John
P. McIntyre,
CFA |
141 |
$4,948,776,872 |
61 |
$1,454,092,690 |
1101 |
$30,131,952,291 |
Anujeet
Sareen,
CFA |
141 |
$4,948,776,872 |
61 |
$1,454,092,690 |
1101 |
$30,131,952,291 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
David F.
Hoffman, CFA |
None |
John P.
McIntyre, CFA |
None |
Anujeet
Sareen, CFA |
None |
Portfolio |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
VY® BrandywineGLOBAL
- Bond Portfolio |
$0.00 |
$0.00 |
$11,154.19 |
$2,247.24 |
$912.89 |
$14,314.32 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
VY® BrandywineGLOBAL
- Bond Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Portfolio |
December
31 | ||
|
2022 |
2021 |
2020 |
VY® BrandywineGLOBAL
- Bond Portfolio |
$6,713.35 |
$2,820.88 |
$2,705.29 |
Portfolio |
Security
Description |
Market
Value |
VY® BrandywineGLOBAL
- Bond Portfolio |
Bank of
America |
$5,078,817.27 |
|
Citigroup |
$1,896,128.64 |
|
Goldman
Sachs |
$4,546,700.12 |
|
JP Morgan
Chase |
$3,077,108.77 |