FUND NAME |
FUND
SHARES |
INSTITUTIONAL
SHARES |
CLASS
A |
CLASS
C |
CLASS
R6 |
Victory
Growth and Tax Strategy Fund |
USBLX |
UGTIX |
UGTAX |
UGTCX |
— |
Victory
Precious Metals and Minerals Fund |
USAGX |
UIPMX |
UPMMX |
— |
— |
Victory
Emerging Markets Fund |
USEMX |
UIEMX |
— |
— |
— |
Victory
Treasury Money Market Trust |
UATXX |
— |
— |
— |
— |
Victory
International Fund |
USIFX |
UIIFX |
UAIFX |
— |
URITX |
Victory
Sustainable World Fund |
USAWX |
UIWGX |
USWGX |
— |
— |
Victory
Government Securities Fund |
USGNX |
UIGSX |
— |
— |
URGSX |
Victory
Cornerstone Conservative Fund |
USCCX |
— |
— |
— |
— |
Victory
Cornerstone Moderately Conservative Fund |
UCMCX |
— |
— |
— |
— |
Victory
Cornerstone Moderate Fund |
USBSX |
— |
— |
— |
— |
Victory
Cornerstone Moderately Aggressive Fund |
USCRX |
— |
— |
— |
— |
Victory
Cornerstone Aggressive Fund |
UCAGX |
— |
— |
— |
— |
Victory
Cornerstone Equity Fund |
UCEQX |
— |
— |
— |
— |
Victory
Global Equity Income Fund |
UGEIX |
— |
— |
— |
— |
Victory
Target Managed Allocation Fund |
UTMAX |
— |
— |
— |
— |
Amount
of Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $49,999 |
5.75% |
5.00% |
Amount
of Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
$50,000
to $99,999 |
4.50% |
4.00% |
$100,000
to $249,999 |
3.50% |
3.00% |
$250,000
to $499,999 |
2.50% |
2.00% |
$500,000
to $999,999 |
2.00% |
1.75% |
Over
$1,000,000 * |
0.00% |
1.00%** |
Amount
of Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $99,999 |
2.25% |
2.00% |
$100,000
to $249,999 |
1.75% |
1.50% |
Over
$250,000* |
0.00% |
0.00%** |
Equity
Funds
|
|
NAV
per share |
$10.00 |
Per
Share Sales Charge—5.75% of public offering price (6.10% of net asset
value per share) for each Fund |
$0.61 |
Per
Share Offering Price to the Public |
$10.61 |
Fixed
Income Funds and Victory Nasdaq-100 Index Fund |
|
NAV
per share |
$10.00 |
Per
Share Sales Charge—2.25% of public offering price (2.30% of net asset
value per share) for each Fund |
$0.23 |
Fixed
Income Funds and Victory Nasdaq-100 Index Fund |
|
Per
Share Offering Price to the Public |
$
10.23 |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$180,618 |
$103,611 |
$129,987 |
Victory
Cornerstone Conservative Fund |
$370 |
$2,018 |
$10,728(a)
|
Victory
Cornerstone Equity Fund |
$8,566 |
$2,718 |
$4,925(a)
|
Victory
Cornerstone Moderate Fund |
$356,211 |
$296,177 |
$295,553 |
Victory
Cornerstone Moderately Aggressive Fund |
$937,400 |
$672,114 |
$836,447 |
Victory
Cornerstone Moderately Conservative Fund |
$62,986 |
$73,612 |
$49,587 |
Victory
Emerging Markets Fund |
$692,315 |
$954,768 |
$1,465,031 |
Victory
Growth and Tax Strategy Fund |
$39,669 |
$15,615 |
$12,569 |
Victory
International Fund |
$1,268,935 |
$2,028,857 |
$3,510,052 |
Victory
Precious Metals and Minerals Fund |
$66,428 |
$151,154 |
$177,487 |
Victory
Sustainable World Fund |
$482,518 |
$863,556 |
$1,427,409(a)
|
Fund |
2023 |
2022 |
2021 |
Victory
Global Equity Fund |
$20,203 |
$28,880 |
$37,647 |
Victory
Target Managed Allocation Fund |
$941,121 |
$495,003 |
$574,838 |
Fund |
Transaction
Amounts |
Commissions/Underwriting
Concessions |
Victory
Cornerstone Conservative Fund |
$501,019 |
$308 |
Victory
Cornerstone Moderately
Conservative
Fund |
$164,206,477 |
$45,036 |
Victory
Cornerstone Moderately Aggressive
Fund |
$2,533,231,779 |
$675,820 |
Victory
Cornerstone Aggressive Fund |
$405,063,540 |
$1,132,793 |
Victory
Cornerstone Moderate Fund |
$989,192,697 |
$256,458 |
Victory
Cornerstone Equity Fund |
$7,431,083 |
$5,711 |
Victory
Precious Metals and Minerals Fund |
$66,783,324 |
$72,259 |
Victory
Global Equity Income Fund |
$33,865,062 |
$13,377 |
Victory
Target Managed Allocation Fund |
$1,978,160,201 |
$673,407 |
Fund |
Broker-Dealer |
Type
of
Security
(Debt
or
Equity) |
Aggregate
Value
($000s) |
Victory
Cornerstone Aggressive Fund |
Bank
of America Corp. |
Equity |
$721 |
Victory
Cornerstone Aggressive Fund |
Citigroup,
Inc. |
Equity |
$624 |
Victory
Cornerstone Aggressive Fund |
JPMorgan
Chase & Co. |
Equity |
$2,633 |
Victory
Cornerstone Aggressive Fund |
Morgan
Stanley |
Equity |
$1,219
|
Victory
Cornerstone Moderate Fund |
Bank
of America Corp |
Equity |
$1,265 |
Victory
Cornerstone Moderate Fund |
Citigroup,
Inc. |
Equity |
$1,182 |
Victory
Cornerstone Moderate Fund |
JPMorgan
Chase & Co. |
Equity |
$4,876 |
Victory
Cornerstone Moderate Fund |
Morgan
Stanley |
Equity |
$2,195 |
Victory
Cornerstone Moderately Aggressive Fund |
Bank
of America Corp |
Equity |
$3,679 |
Victory
Cornerstone Moderately Aggressive Fund |
Citigroup,
Inc. |
Equity |
$3,492 |
Victory
Cornerstone Moderately Aggressive Fund |
JPMorgan
Chase & Co. |
Equity |
$14,402 |
Victory
Cornerstone Moderately Aggressive Fund |
Morgan
Stanley |
Equity |
$6,477 |
Victory
Cornerstone Mod Conservative Fund |
JPMorgan
Chase & Co. |
Equity |
$632 |
Victory
Global Equity Income Fund |
JPMorgan
Chase & Co. |
Equity |
$844 |
Victory
Global Equity Income Fund |
Morgan
Stanley |
Equity |
$368 |
Victory
Growth and Tax Strategy Fund |
Bank
of America Corp. |
Equity |
$2,768
|
Victory
Growth and Tax Strategy Fund |
Citigroup,
Inc. |
Equity |
$751 |
Victory
Growth and Tax Strategy Fund |
JPMorgan
Chase & Co. |
Equity |
$4,593 |
Victory
Growth and Tax Strategy Fund |
Morgan
Stanley |
Equity |
$1,435 |
Victory
Growth and Tax Strategy Fund |
Northern
Trust Corp. |
Equity |
$157 |
Victory
Growth and Tax Strategy Fund |
State
Street Corp. |
Equity |
$332 |
Victory
Growth and Tax Strategy Fund |
Wells
Fargo & Co. |
Equity |
$1,862 |
Victory
International Fund |
Barclays
PLC |
Equity |
$17,370 |
Victory
International Fund |
UBS
Group AG |
Equity |
$31,225 |
Victory
Target Managed Allocation Fund |
Bank
of America Corp. |
Equity |
$1,853 |
Victory
Target Managed Allocation Fund |
JPMorgan
Chase & Co. |
Equity |
$2,587 |
Victory
Target Managed Allocation Fund |
UBS
Group AG |
Equity |
$1,476 |
Fund |
Broker-Dealer |
Type
of
Security
(Debt
or
Equity) |
Aggregate
Value
($000s) |
Victory
Target Managed Allocation Fund |
Wells
Fargo & Co. |
Equity |
$1,365 |
Victory
Sustainable World Fund |
Bank
of America Corp. |
Equity |
$10,958 |
Victory
Sustainable World Fund |
Barclays
PLC |
Equity |
$4,147 |
Victory
Sustainable World Fund |
JPMorgan
Chase & Co. |
Equity |
$15,086 |
Victory
Sustainable World Fund |
State
Street Corp. |
Equity |
$2,146 |
Victory
Sustainable World Fund |
UBS
Group AG |
Equity |
$545 |
Fund |
2023 |
2022 |
Victory
Cornerstone Aggressive Fund |
60% |
43% |
Victory
Cornerstone Conservative Fund |
2% |
11% |
Victory
Cornerstone Equity Fund |
6% |
12% |
Victory
Cornerstone Moderate Fund |
47% |
47% |
Victory
Cornerstone Moderately Aggressive Fund |
49% |
44% |
Victory
Cornerstone Moderately Conservative Fund |
43% |
61% |
Victory
Emerging Markets Fund |
45% |
54% |
Victory
Government Securities Fund |
27% |
34% |
Victory
Growth and Tax Strategy Fund |
15% |
14% |
Victory
International Fund |
29% |
34% |
Victory
Precious Metals and Minerals Fund |
4% |
8% |
Victory
Sustainable World Fund |
23% |
37% |
Fund |
2023 |
2022 |
Victory
Global Equity Income Fund |
28% |
31% |
Victory
Target Managed Allocation Fund |
314% |
152% |
Name
and
Date
of Birth |
Position(s)
Held
with
Funds |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past Five
Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past Five
Years |
Jefferson
C.
Boyce
(September
1957) |
Independent
Chair |
January
2021
September
2013 |
Retired.
|
45 |
Westhab,
Inc.,
New
York
Theological
Seminary,
American
Filtration
Corp.
|
Dawn
M.
Hawley
(February
1954) |
Trustee |
April
2014 |
Retired. |
45 |
None |
Daniel
S.
McNamara
(June
1966) |
Trustee |
January
2012 |
Trustee,
President, and
Vice
Chairman of
USAA
ETF Trust
(6/17-6/19);
President of
Financial
Advice &
Solutions
Group
(FASG),
USAA
(02/13-03/21);
Director
of
USAA Asset
Management
Company
(AMCO),
(08/11-06/19);
Chairman
of Board of
AMCO
(04/13/-06/19);
Director
of USAA
Investment
Services
Company
(ISCO)
(formerly
USAA
Investment
Management
Company)
(09/09-
03/21);
Chairman of
Board
of ISCO
(04/13-12/20);
President
and
Director of USAA
Shareholder
Account
Services
(SAS)
(10/09-06/19);
Chairman
of
Board of SAS
(04/13/-06/19);
Senior
Vice
President of USAA
Financial
Planning
Services
Insurance
Agency,
Inc. (FPS)
(04/11-03/21);
Director
and
Vice Chairman of
FPS
(12/13-03/21);
President
and Director
of
USAA Investment
Corporation
(ICORP)
(03/10-03/21);
Chairman
of
Board of ICORP
(12/13-03/21);
Director
of
USAA Financial
Advisors,
Inc. (FAI)
(12/13-03/21);
Chairman
of
Board of FAI
(3/15-03/21). |
45 |
None |
Name
and
Date
of Birth |
Position(s)
Held
with
Funds |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past Five
Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past Five
Years |
Paul
L.
McNamara
(July
1948) |
Trustee |
January
2012 |
Retired.
|
45 |
None |
Richard
Y.
Newton,
III
(January
1956) |
Trustee |
March
2017 |
Director,
Elta North
America
(01/18-08/19),
which
is a global leader
in
the design,
manufacture,
and
support
of innovative
electronic
systems in the
ground,
maritime,
airborne,
and security
domains
for the nation’s
warfighters,
security
personnel,
and first
responders;
Managing
Partner,
Pioneer
Partnership
Development
Group
(12/15-present).
|
45 |
Terran
Orbital
Corp.,
American
Made
Filtration
Corp. |
Barbara
B.
Ostdiek,
Ph.D.
(March
1964) |
Trustee |
January
2008
|
Senior
Associate Dean
of
Degree programs at
Jesse
H. Jones Graduate
School
of Business at
Rice
University
(07/13-present);
Associate
Professor of
Finance
at Jesse H.
Jones
Graduate School
of
Business at Rice
University
(07/01-
07/21);
Professor of
Finance
at Jesse H.
Jones
Graduate School
of
Business at Rice
University
(07/21-present).
|
45 |
None |
Name
and
Date
of Birth |
Position(s)
Held
with
Funds |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past Five
Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past Five
Years |
John
C. Walters
(February
1962) |
Trustee |
July
2019 |
Retired.
|
45 |
Guardian
Variable
Products
Trust
(16
series) |
Name
and
Date
of Birth |
Position(s)
Held
with Fund |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
Held
During
the Past Five
Years
|
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past Five
Years |
David
C. Brown
(May
1972) |
Trustee |
July
2019 |
Chairman
and Chief
Executive
Officer
(2013-present),
Victory
Capital
Management
Inc.;
Chief Executive
Officer
and Chairman
(2013-
present), Victory
Capital
Holdings, Inc.;
Director,
Victory Capital
Services,
Inc. (2013-
present);
Director,
Victory
Capital Transfer
Agency,
Inc.
(2019-present).
|
45
portfolios within the
Trust;
37 portfolios
within
the Victory
Portfolios,
26 series
within
the Victory
Portfolios
II, and 6
series
within the Victory
Variable
Insurance
Funds |
None |
Name
and
Date
of
Birth |
Position(s)
Held
with
Fund |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s) Held
During
the Past Five Years
|
James
K. De Vries
(April
1969) |
President |
March
2018* |
Head
of Fund Administration (5/1/23-present); Vice
President,
Victory Capital Transfer Agency, Inc.
(4/20/23-present);
Executive Director, the Adviser
(7/1/19-4/30/23);
Executive Director, Investment and
Financial
Administration, USAA (2012-6/30/19);
Treasurer,
USAA Mutual Funds Trust (2018-4/30/23).
Mr.
De Vries also serves as the Principal Executive
Officer
for the Funds, Victory Portfolio, Victory
Portfolios
II, and Victory Variable Insurance Funds
(5/1/23-present). |
Scott
Stahorsky
(July
1969) |
Vice
President |
July
2019 |
Director,
Third-Party Dealer Services & Reg Administration,
Fund
Administration, the Adviser
(5/1/2023-present);
Vice President, Victory Capital
Transfer
Agency, Inc. (4/20/23-present); Manager, Fund
Administration,
the Adviser (2015-4/30/23). Mr.
Stahorsky
also serves as Vice President of Victory
Portfolios,
Victory Portfolios II, and Victory Variable
Insurance
Funds (12/14-present). |
Name
and
Date
of
Birth |
Position(s)
Held
with
Fund |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s) Held
During
the Past Five Years |
Thomas
Dusenberry
(July
1977) |
Secretary |
June
2022 |
Director,
Fund Administration, the Adviser; Victory
Capital
Management Inc. (May 2023-present); Manager,
Fund
Administration, the Adviser; Victory Capital
Management
Inc. (2022-April 2023); Treasurer and
Principal
Financial Officer (2020-2022), Assistant
Treasurer
(2019), Salient MF Trust, Salient Midstream,
MLP
Fund, and Forward Funds; Principal Financial
Officer
(2018-2021) and Treasurer (2020-2021), Salient
Private
Access Funds and Endowment PMF Funds;
Senior
Vice President of Fund Accounting and
Operations,
Salient Partners (2020-2022); Director of
Fund
Operations, Salient Partners (2016-2019). Mr.
Dusenberry
also serves as Secretary of Victory
Portfolios,
Victory Portfolios II, and Victory Variable
Insurance
Funds (6/22-present). |
Allan
Shaer,
(March
1965) |
Treasurer |
July
2019* |
Senior
Vice President, Financial Administration, Citi
Fund
Services Ohio, Inc. (since 2016). Mr. Shaer also
serves
as the Funds’ Principal Financial and Accounting
Officer.
Mr. Shaer also serves as Treasurer of Victory
Portfolios,
Victory Portfolios II, and Victory Variable
Insurance
Funds (5/17-present). |
Christopher
Ponte,
(March
1984) |
Assistant
Treasurer |
May
2023 |
Director,
Fund and Broker Dealer Finance, Fund
Administration,
(5/1/23-present); Victory Capital
Transfer
Agency, Inc. (May 2023-present); Manager,
Fund
Administration, the Adviser (2017-2023); Chief
Financial
Officer, Victory Capital Services, Inc. (since
2018).
Mr. Ponte also serves as Assistant Treasurer of
Victory
Portfolios, Victory Portfolios II, and Victory
Variable
Insurance Funds (12/17-present). |
Carol
D. Trevino
(October
1965) |
Assistant
Treasurer |
September
2018 |
Director,
Financial Reporting, Fund Administration
(5/1/23-present);
Director, Accounting and Finance, the
Adviser
(7/1/19-4/30/23); Accounting/ Financial
Director,
USAA (12/13-6/30/19). Ms. Trevino also
serves
as Assistant Treasurer of Victory Portfolios,
Victory
Portfolios II, and Victory Variable Insurance
Funds
(2/28/23-present). |
Michael
Bryan
(December
1962) |
Anti-Money
Laundering
Compliance
Officer
and
Identity
Theft
Officer |
May
2023 |
Vice
President, CCO Compliance Support Services, Citi
Fund
Services Ohio, Inc. (2008-present). Mr. Bryan
also
serves as the Anti-Money Laundering Compliance
Officer
and Identity Theft Officer for Victory
Portfolios,
Victory Portfolios II, and Victory Variable
Insurance
Funds (5/23-present). |
Sean
Fox
(September
1976) |
Chief
Compliance
Officer |
June
2022 |
Deputy
Chief Compliance Officer (July 2021-June
2022),
Senior Compliance Officer, the Adviser
(2019-present);
Compliance Officer, the Adviser
(2015-2019).
Mr. Fox also serves as Chief Compliance
Officer
for Victory Portfolios, Victory Portfolios II, and
Victory
Variable Insurance Funds
(6/22-present). |
Trustee |
Dollar
Range of Beneficial
Ownership
of Fund Shares |
Aggregate
Dollar Range of Beneficial Ownership
of
Shares of All Series
of
the Victory Portfolios III Complex | |
Jefferson
C. Boyce |
None |
$50,001-$100,000 |
|
Dawn
M. Hawley |
Victory
Sustainable World Fund:
$50,001-$100,000
Victory
Growth and Tax Strategy
Fund:
$50,001-$100,000 |
Over
$100,000 |
|
Daniel
S. McNamara |
None |
Over
$100,000 |
|
Paul
L. McNamara |
Victory
International Fund:
$10,001-$50,000 |
Over
$100,000 |
|
Richard
Y. Newton, III |
None |
None |
|
Trustee |
Dollar
Range of Beneficial
Ownership
of Fund Shares |
Aggregate
Dollar Range of Beneficial
Ownership
of
Shares of All Series
of
the Victory Portfolios III Complex | |
Barbara
B. Ostdiek, Ph.D.
|
Victory
Cornerstone Aggressive
Fund:
$10,001-$50,000
Victory
Emerging Markets Fund:
$10,001-$50,000
Victory
International Fund:
$10,001-$50,000
Victory
Precious Metals and
Minerals
Fund: $10,001-$50,000
Victory
Sustainable World Fund:
$10,001-$50,000 |
$50,001-$100,000 |
|
John
C. Walters |
None |
Over
$100,000 |
|
Trustee |
Dollar
Range of Beneficial Ownership
of
Fund Shares |
Aggregate
Dollar Range of Beneficial Ownership
of
Shares of All Series
of
the Victory Portfolios III Complex |
David
C. Brown
|
None |
None |
Trustee |
Aggregate
Compensation
from
Funds
Listed in this SAI |
Total
Compensation
from
the Trust |
Jefferson
C. Boyce |
$91,389 |
$262,500 |
Dawn
M. Hawley |
$78,594 |
$225,750 |
Daniel
S. McNamara |
$74,950 |
$213,750 |
Paul
L. McNamara |
$77,550 |
$222,750 |
Richard
Y. Newton III |
$74,417 |
$213,750 |
Barbara
B. Ostdiek, Ph.D.
|
$77,550 |
$222,750 |
John
C. Walters |
$77,550 |
$222,750 |
Trustee |
Aggregate
Compensation
from
Funds
Listed in this SAI |
Total
Compensation
from
the Trust |
David
C. Brown*
|
None |
None |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
CORNERSTONE AGGRESSIVE
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
37.64% |
VICTORY
CORNERSTONE CONSERVATIVE
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
27.91% |
VICTORY
CORNERSTONE EQUITY FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
41.20% |
VICTORY
CORNERSTONE MODERATE
AGGRESSIVE
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14.27% |
VICTORY
CORNERSTONE MODERATE
CONSERVATIVE
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
31.14% |
VICTORY
CORNERSTONE MODERATE FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
17.15% |
VICTORY
EMERGING MARKETS FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
28.64% |
VICTORY
EMERGING MARKETS FUND INST
SHARES |
MAC
AND CO A C 684249
PO
BOX 3198 525 WILLIAM PENN PLACE
ATTN
MUTUAL FUND OPERATIONS
PITTSBURGH
PA 15230-3198 |
56.54% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
39.84% |
VICTORY
GLOBAL EQUITY INCOME FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
42.88% |
VICTORY
GOVERNMENT SECURITIES FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
18.64% |
VICTORY
GOVERNMENT SECURITIES FUND
INST
SHARES |
GERLACH
AND CO LLC CITIBANK OPEN
WE1
3800
CITIGROUP CTR
BUILDING
B3 14
TAMPA
FL 33610 |
69.08% |
|
MAC
AND CO A C 684249
PO
BOX 3198 525 WILLIAM PENN PLACE
ATTN
MUTUAL FUND OPERATIONS
PITTSBURGH
PA 15230-3198 |
26.44% |
VICTORY
GROWTH AND TAX STRATEGY
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
29.33% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
11.60% |
VICTORY
GROWTH AND TAX STRATEGY
FUND
CL A |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
31.05% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
19.32% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.99% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
10.70% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7.50% |
|
VOYA
INSTITUTIONAL TRUST COMPANY
ONE
ORANGE WAY
WINDSOR
CT 06095 |
7.32% |
VICTORY
GROWTH AND TAX STRATEGY
FUND
CL C |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
32.69% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
12.30% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
6.53% |
VICTORY
GROWTH AND TAX STRATEGY
FUND
INST SHARES |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
66.93% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
9.60% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
56.44% |
VICTORY
INTERNATIONAL FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
28.89% |
VICTORY
INTERNATIONAL FUND CL A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
58.37% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
22.98% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
11.83% |
VICTORY
INTERNATIONAL FUND INST
SHARES |
MAC
AND CO A C 684249
PO
BOX 3198 525 WILLIAM PENN PLACE
ATTN
MUTUAL FUND OPERATIONS
PITTSBURGH
PA 15230-3198 |
57.08% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
39.06% |
VICTORY
PRECIOUS METAL AND MINERALS
FUND
INST SHARES |
GERLACH
AND CO LLC CITIBANK OPEN
WE1
3800
CITIGROUP CTR
BUILDING
B3 14
TAMPA
FL 33610 |
78.53% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.94% |
VICTORY
PRECIOUS METALS AND
MINERALS
FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
24.96% |
VICTORY
PRECIOUS METALS AND
MINERALS
FUND CL A |
VOYA
RETIREMENT INSURANCE
ANNUITY
COMPANY
ONE
ORANGE WAY
WINDSOR
CT 06095 |
85.49% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
11.45% |
VICTORY
SUSTAINABLE WORLD FUND |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
24.48% |
VICTORY
SUSTAINABLE WORLD FUND CL A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
34.38% |
|
VOYA
INSTITUTIONAL TRUST COMPANY
ONE
ORANGE WAY
WINDSOR
CT 06095 |
32.91% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 32246-6484 |
26.88% |
VICTORY
SUSTAINABLE WORLD FUND INST
SHARES |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
21.09% |
VICTORY
TARGET MANAGED ALLOCATION
FUND |
GERLACH
AND CO LLC CITIBANK OPEN
WE1
3800
CITIGROUP CTR
BUILDING
B3 14
TAMPA
FL 33610 |
100.00% |
VICTORY
TREASURY MONEY MARKET
TRUST |
MAC
CO 150702
FBO
STATE OF SOUTH CAROLINA
500
GRANT STREET
ROOM
151-1010
PITTSBURGH
PA 15258 |
62.15% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
VICTORY
CAPITAL MANAGEMENT INC
4900
TIEDEMAN RD 4TH FLOOR
C
O CATHY SAVVAS CONTROLLER
BROOKLYN
OH 441442338 |
7.35% |
Fund
|
Lipper
Index |
Victory
Precious Metals and Minerals Fund |
Precious
Metals Equity Funds Index |
Victory
Emerging Markets Fund |
Emerging
Markets Funds Index |
Victory
Government Securities Fund |
Intermediate
U.S. Government Funds Index |
Victory
Growth and Tax Strategy Fund |
Composite
Index |
Victory
International Fund |
International
Funds Index |
Victory
Sustainable World Fund |
Global
Funds Index |
Victory
Global Equity Income Find |
Global
Equity Income Funds Index |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$1,530,086 |
$2,314,214 |
$2,218,009 |
Victory
Cornerstone Moderate Fund |
$4,752,363 |
$7,286,387 |
$7,093,087 |
Victory
Cornerstone Moderately Aggressive Fund |
$11,281,822 |
$17,407,527 |
$16,844,918 |
Victory
Cornerstone Moderately Conservative Fund |
$698,971 |
$1,088,149 |
$1,128,577 |
Victory
Emerging Markets Fund |
$4,634,541 |
$6,951,642 |
$7,085,861 |
Victory
Government Securities Fund |
$1,316,973 |
$1,208,895 |
$839,480 |
Victory
Growth and Tax Strategy Fund |
$1,440,432 |
$2,654,956 |
$2,160,762 |
Victory
International Fund |
$12,624,486 |
$21,077,773 |
$21,393,916 |
Victory
Precious Metals and Minerals Fund |
$2,658,924 |
$4,545,315 |
$5,462,820 |
Victory
Sustainable World Fund |
$6,592,026 |
$11,033,222 |
$10,191,106 |
Victory
Treasury Money Market Trust |
$571,116 |
$614,053 |
$649,351 |
Fund |
2023 |
2022 |
2021 |
Victory
Global Equity Income Fund |
$287,862 |
$356,879 |
$387,504 |
Victory
Target Managed Allocation Fund |
$2,044,242 |
$2,721,220 |
$2,542,169 |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$138,814 |
$90,978 |
$262,276 |
Victory
Cornerstone Conservative Fund |
$23,344 |
$– |
$– |
Victory
Cornerstone Equity Fund |
$29,977 |
$– |
$– |
Victory
Cornerstone Moderate Fund |
$870,940 |
$940,197 |
$183,014 |
Victory
Cornerstone Moderately Aggressive Fund |
$1,586,971 |
$1,689,216 |
$344,979 |
Victory
Cornerstone Moderately Conservative Fund |
$208,737 |
$221,607 |
$281,572 |
Victory
Emerging Markets Fund |
$361,035 |
$110,955 |
$215,006 |
Victory
Growth and Tax Strategy Fund |
$36,543 |
$13,875 |
$$38,604 |
Victory
Government Securities Fund
|
$29,639 |
$24,530 |
$24,839 |
Victory
International Fund |
$455,008 |
$84,525 |
$446,343 |
Victory
Precious Metals and Minerals Fund |
$34,450 |
$22,452 |
$23,449 |
Victory
Sustainable World Fund
|
$40,365 |
$20,896 |
$37,308 |
Victory
Treasury Money Market Trust |
$105,598 |
$1,297,739 |
$1,348,190 |
Fund |
2023 |
2022 |
2021 |
Victory
Global Equity Income Fund |
$129,028 |
$80,616 |
$117,066 |
Fund |
2023
|
2022
|
2021
|
Victory
Cornerstone Aggressive Fund |
$2,018
|
$78,208
|
$-
|
Victory
Cornerstone Conservative Fund |
$1,490
|
$-
|
$-
|
Victory
Cornerstone Equity Fund
|
$-
|
$17,757
|
$-
|
Victory
Cornerstone Moderately Aggressive Fund |
$-
|
$-
|
$119,552
|
Victory
Cornerstone Moderately Conservative Fund
|
$202
|
$31,981
|
$-
|
Victory
Emerging Markets Fund |
$- |
$28,537
|
$-
|
Victory
Government Securities Fund |
$-
|
$458
|
$-
|
Victory
Growth and Tax Strategy Fund
|
$- |
$5,129
|
$-
|
Victory
International Fund |
$-
|
$148,260
|
$-
|
Victory
Sustainable World Fund
|
$8,477
|
$-
|
$-
|
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$91,330 |
$90,904 |
$25,956 |
Victory
Cornerstone Moderate Fund |
$870,940 |
$940,228 |
$183,014 |
Victory
Cornerstone Moderately Aggressive Fund |
$1,586,971 |
$1,688,598 |
$344,979 |
Victory
Cornerstone Moderately Conservative Fund |
$173,561 |
$174,817 |
$36,317 |
Fixed
Income Funds: |
Victory
Government Securities Fund |
Victory
Growth and Tax Strategy Fund |
Over/Under
Performance
Relative
to Index
(in
basis points) 1
|
Annual
Adjustment Rate
(in
basis points as a percentage
of
a Fund’s average daily net assets) |
+/-
20 to 50 |
+/–
4 |
+/–
51 to 100 |
+/–
5 |
+/–
101 and greater |
+/–
6 |
Equity
Funds: |
Victory
Precious Metals and Minerals Fund |
Victory
Emerging Markets Fund |
Victory
International Fund |
Victory
Sustainable World Fund |
Victory
Global Equity Income Fund |
Over/Under
Performance
Relative
to Index
(in
basis points) 1
|
Annual
Adjustment Rate
(in
basis points as a percentage
of
a Fund’s average daily net assets)
|
+/–
100 to 400 |
+/–
4 |
+/–
401 to 700 |
+/–
5 |
+/–
701 and greater |
+/–
6 |
Fund |
2023 |
2022 |
2021 |
Victory
Emerging Markets Fund
|
$620,211 |
$1,100,089 |
$1,158,150 |
Victory
Growth and Tax Strategy Fund |
$54,698 |
$367,282 |
$336,551 |
Victory
International Fund |
$1,034,482 |
$1,377,855 |
$2,452,288 |
Victory
Sustainable World Fund |
$- |
$- |
$953,871 |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$382,522 |
$578,554 |
$554,506 |
Victory
Cornerstone Moderate Fund |
$1,208,228 |
$1,852,472 |
$1,803,339 |
Victory
Cornerstone Moderately Aggressive Fund |
$2,868,261 |
$4,425,644 |
$4,282,635 |
Victory
Cornerstone Moderately Conservative Fund |
$209,691 |
$326,445 |
$338,576 |
Victory
Emerging Markets Fund Shares |
$268,694 |
$484,596 |
$507,106 |
Victory
Emerging Markets Fund Institutional Shares |
$282,990 |
$379,137 |
$387,744 |
Victory
Growth and Tax Strategy Fund Shares |
$715,208 |
$1,113,197 |
$955,804 |
Victory
Growth and Tax Strategy Fund Institutional Shares |
$40,739 |
$63,684 |
$29,257 |
Victory
Growth and Tax Strategy Fund Class A |
$10,985 |
$11,217 |
$210 |
Victory
Growth and Tax Strategy Fund Class C |
$6,201 |
$5,418 |
$549 |
Victory
Government Securities Fund Shares |
$290,277 |
$451,183 |
$523,808 |
Victory
Government Securities Fund Institutional Shares |
$526,623 |
$697,128 |
$575,133 |
Victory
Government Securities Fund Class R6
|
$514 |
$207 |
$2,752 |
Victory
International Fund Shares |
$1,310,957 |
$2,258,221 |
$2,238,659 |
Victory
International Fund Institutional Shares |
$914,657 |
$1,483,806 |
$1,555,154 |
Victory
International Fund Class A
|
$940 |
$1,553 |
$9,979 |
Victory
International Fund Class R6 |
$80 |
$115 |
$1,782 |
Victory
Precious Metals and Minerals Fund Shares |
$502,302 |
$870,511 |
$1,034,552 |
Victory
Precious Metals and Minerals Fund Institutional
Shares |
$14,140 |
$21,683 |
$24,551 |
Victory
Precious Metals and Minerals Fund Class A |
$25,755 |
$37,679 |
$43,828 |
Victory
Sustainable World Fund Shares |
$1,308,628 |
$2,197,131 |
$2,054,520 |
Victory
Sustainable World Fund Institutional Shares |
$3,492 |
$3,450 |
$6,351 |
Victory
Sustainable World Fund Class A |
$4,539 |
$4,613 |
$9,881 |
Fund |
2023 |
2022 |
2021 |
Victory
Treasury Money Market Trust |
$456,893 |
$491,243 |
$519,472 |
Fund |
2023 |
2022 |
2021 |
Victory
Global Equity Income Fund Shares |
$78,988 |
$97,346 |
$101,873 |
Victory
Target Managed Allocation Fund |
$204,424 |
$272,103 |
$254,216 |
Fund |
Gross
Income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from a
revenue
split |
Rebate
(paid
to
borrower) |
Aggregate
fees/compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Victory
Cornerstone
Aggressive
Fund |
$415,577 |
$19,483 |
$220,866 |
$240,349 |
$175,228 |
Victory
Cornerstone
Conservative
Fund |
$1,541 |
$154
|
- |
$154 |
$1,387 |
Victory
Cornerstone
Equity
Fund |
$24,102 |
$2,405 |
(61) |
$2,344 |
$21,758 |
Victory
Cornerstone
Moderate
Fund |
$1,227,494 |
$50,414 |
$723,402 |
$773,816 |
$453,678 |
Victory
Cornerstone
Moderately
Aggressive
Fund |
$3,066,840 |
$133,487 |
$1,731,206 |
$1,864,693 |
$1,202,147 |
Victory
Cornerstone
Moderately
Conservative
Fund |
$219,653 |
$7,565 |
$144,005
|
$151,570 |
$68,083 |
Victory
Emerging
Markets
Fund
|
$112,675 |
$5,903 |
$53,566 |
$59,469 |
$53,206 |
Victory
Government
Securities
Fund
|
$12,282 |
$159 |
$6,397 |
$6,556 |
$5,726 |
Victory
Growth and
Tax
Strategy Fund |
$9,394 |
$71 |
$8,684 |
8,755 |
639
|
Victory
International
Fund
|
$1,165,452 |
$48,623 |
$680,830 |
$729,453 |
$435,999 |
Victory
Precious
Metals
and Minerals
Fund
|
$424,941 |
$21,924 |
$205,736 |
$227,660 |
$197,281 |
Victory
Sustainable
World
Fund
|
$170,460 |
$5,631 |
$114,114 |
$119,745 |
$50,715 |
Victory
Global Equity
Income
Fund |
$23,300 |
$2,221 |
$1,138 |
$3,359 |
$19,941 |
Victory
Target
Managed
Allocation
Fund |
$840,216 |
$35,343 |
$486,402 |
$521,745 |
$318,471 |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Aggressive Fund |
$2,453
|
$2,693 |
$2,341 |
Victory
Cornerstone Conservative Fund |
$1,529
|
$1,678 |
$1,442 |
Fund |
2023 |
2022 |
2021 |
Victory
Cornerstone Equity Fund |
$1,398
|
$1,578 |
$1,316 |
Victory
Cornerstone Moderate Fund |
$7,750
|
$8,565 |
$7,712 |
Victory
Cornerstone Moderately Aggressive Fund |
$18,418 |
$20,459 |
$18,273 |
Victory
Cornerstone Moderately Conservative Fund |
$1,350 |
$1,519 |
$1,444 |
Victory
Emerging Markets Fund |
$4,447 |
$4,898 |
$4,626 |
Victory
Government Securities Fund |
$6,928 |
$6,835 |
$6,218 |
Victory
Growth and Tax Strategy Fund |
$5,127 |
$5,598 |
$4,245 |
Victory
International Fund |
$17,246 |
$20,872 |
$19,486 |
Victory
Precious Metals and Minerals Fund |
$3,623 |
$4,406 |
$4,678 |
Victory
Sustainable World Fund |
$8,518 |
$10,208 |
$7,996 |
Victory
Treasury Money Market Trust |
$4,226 |
$3,409 |
$5,893 |
Fund |
2023 |
2022 |
2021 |
Victory
Global Equity Income Fund |
$485 |
$446 |
$470 |
Victory
Target Managed Allocation Fund |
$3,785 |
$3,669 |
$3,290 |
Fund |
2023 |
Victory
Growth and Tax Strategy Fund Class A |
$18,309 |
Victory
Growth and Tax Strategy Fund Class C |
$41,342 |
Victory
International Fund Class A |
$1,566 |
Victory
Precious Metals and Minerals Fund Class A |
$42,925 |
Victory
Sustainable World Fund Class A |
$7,565 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Income Investors | ||||||
R.
Neal Graves |
14 |
$18,811 |
0 |
$— |
0 |
$— |
James
F. Jackson Jr. |
14 |
$18,811 |
0 |
$— |
1 |
$118 |
Cody
Perkins |
3 |
$3,146 |
0 |
$— |
0 |
$— |
Andrew
Hattman |
12 |
$11,585 |
0 |
$— |
0 |
$— |
Lauren
Spalten |
10 |
$8,911 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Income Investors | ||||||
R.
Neal Graves |
6 |
$12,487 |
0 |
$— |
0 |
$— |
James
F. Jackson Jr. |
6 |
$12,487 |
0 |
$— |
0 |
$— |
Cody
Perkins |
0 |
$
— |
0 |
$— |
0 |
$— |
Andrew
Hattman |
7 |
$8,360 |
0 |
$— |
0 |
$— |
Lauren
Spalten |
7 |
$8,360 |
0 |
$— |
0 |
$— |
Portfolio
Manager |
Fund
|
Dollar
Range of Shares
Beneficially
Owned |
R.
Neal Graves |
Victory
Government Securities Fund
|
$50,001-$100,000 |
James
F. Jackson Jr. |
Victory
Government Securities Fund |
$10,001-$50,000 |
Lauren
Spalten |
Victory
Growth and Tax Strategy Fund |
None |
Cody
Perkins |
Victory
Treasury Money Market Trust |
None |
Andrew
Hattman |
Victory
Growth and Tax Strategy Fund |
None |
Portfolio
Manager |
Fund
|
Dollar
Range of Shares
Beneficially
Owned |
|
Victory
Treasury Money Market Trust |
None |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
International Fund and Victory Sustainable World
Fund | ||||||
U-Wen
Kok |
6 |
$3,046 |
0 |
$— |
3
|
$726 |
Adam
Mezan |
6 |
$3,046 |
0 |
$— |
3 |
$726 |
Victory
Sustainable World Fund | ||||||
Joseph
Mainelli |
8 |
$2,732 |
2 |
$246 |
12 |
$78 |
Robert
J. Harris
|
8 |
$2,732 |
2 |
$246 |
12 |
$78 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
International Fund and Victory Sustainable World
Fund | ||||||
U-Wen
Kok |
3 |
$2,138 |
0 |
$— |
0 |
$— |
Adam
Mezan |
3 |
$2,138 |
0 |
$— |
0 |
$— |
Victory
Sustainable World Fund | ||||||
Joseph
Mainelli |
3 |
$732 |
0 |
$— |
0 |
$— |
Robert
J. Harris
|
3 |
$732 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Emerging Markets Fund and Victory Sustainable World
Fund | ||||||
Michael
Reynal |
5 |
$870 |
6 |
$1,882 |
2 |
$848 |
Maria
Freund |
5 |
$870 |
6 |
$1,882 |
2 |
$848 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Emerging Markets Fund and Victory Sustainable World
Fund | ||||||
Michael
Reynal |
3 |
$432 |
0 |
$— |
0 |
$— |
Maria
Freund |
3 |
$432 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Emerging Markets Fund
| ||||||
Robert
D. Cerow |
1 |
$68 |
0 |
$— |
0 |
$— |
John
W. Evers |
5 |
$3,257 |
2 |
$641 |
3 |
$540 |
Victory
International Fund and Victory Sustainable World
Fund | ||||||
Peter
S. Carpenter |
4 |
$848 |
1 |
$34 |
1 |
$199 |
Jeffrey
R. Sullivan |
4 |
$848 |
1 |
$34 |
1 |
$199 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Emerging Markets Fund
| ||||||
Robert
D. Cerow |
1 |
$68 |
0 |
$— |
0 |
$— |
John
W. Evers |
1 |
$68 |
0 |
$— |
0 |
$— |
Victory
International Fund and Victory Sustainable World
Fund | ||||||
Peter
S. Carpenter |
3 |
$655 |
0 |
$— |
0 |
$— |
Jeffrey
R. Sullivan |
3 |
$655 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Sustainable World Fund
| ||||||
Eric
F. Maronak |
3 |
$753 |
0 |
$— |
13 |
$681 |
Jason
E. Dahl |
3 |
$753 |
0 |
$— |
13 |
$681 |
Michael
B. Koskuba |
3 |
$753 |
0 |
$— |
13 |
$681 |
Kristin
Fong |
3 |
$753 |
0 |
$— |
13 |
$681 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
Sustainable World Fund
| ||||||
Eric
F. Maronak |
3 |
$753 |
0 |
$— |
0 |
$— |
Jason
E. Dahl |
3 |
$753 |
0 |
$— |
0 |
$— |
Michael
B. Koskuba |
3 |
$753 |
0 |
$— |
0 |
$— |
Kristin
Fong |
3 |
$753 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
International Fund and Victory Sustainable World Fund
| ||||||
Christopher
N. Cuesta |
5 |
$656 |
3 |
$182 |
22 |
$91 |
Manish
Maheshwari |
5 |
$656 |
3 |
$182 |
22 |
$91 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Victory
International Fund and Victory Sustainable World Fund
| ||||||
Christopher
N. Cuesta |
3 |
$574 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Manish
Maheshwari |
3 |
$574 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Mannik
Dhillon |
57 |
$50,247 |
4 |
$60 |
20 |
$5,328 |
Lance
Humphrey |
18 |
$10,572 |
0 |
$— |
4 |
$2,572 |
Elie
Masri |
3 |
$2,957 |
0 |
$— |
0 |
$— |
Lela
Dunlap |
12 |
$9,141 |
0 |
$— |
4 |
$2,572 |
Scott
Kefer |
2 |
$3,108 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Mannik
Dhillon |
15 |
$17,264 |
0 |
$— |
0 |
$— |
Lance
Humphrey |
2 |
$534 |
0 |
$— |
0 |
$— |
Elie
Masri |
3 |
$2,957 |
0 |
$— |
0 |
$— |
Lela
Dunlap |
0 |
$— |
0 |
$— |
0 |
$— |
Scott
Kefer |
1 |
$75 |
0 |
$— |
0 |
$— |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned |
Mannik
Dhillon |
Victory
Cornerstone Conservative Fund |
None |
|
Victory
Cornerstone Moderately Conservative Fund |
None |
|
Victory
Cornerstone Moderate Fund |
None |
|
Victory
Cornerstone Moderately Aggressive Fund |
None |
|
Victory
Cornerstone Aggressive Fund |
None |
|
Victory
Cornerstone Equity Fund |
None |
|
Victory
Emerging Markets Fund |
$1 -
$10,000 |
|
Victory
Growth and Tax Strategy Fund |
None |
|
Victory
International Fund |
$1 -
$10,000 |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned |
|
Victory
Precious Metals and Minerals Fund |
None |
|
Victory
Sustainable World Fund |
None |
|
Victory
Global Equity Income Fund |
None |
|
Victory
Target Managed Allocation Fund |
None |
Lance
Humphrey |
Victory
Cornerstone Conservative Fund |
$10,001
- $50,000 |
|
Victory
Cornerstone Moderately Conservative Fund |
None |
|
Victory
Cornerstone Moderate Fund |
None |
|
Victory
Cornerstone Moderately Aggressive Fund |
None |
|
Victory
Cornerstone Aggressive Fund |
None |
|
Victory
Cornerstone Equity Fund |
$10,001
- $50,000 |
|
Victory
Precious Metals and Minerals Fund |
None |
|
Victory
Global Equity Income Fund |
None |
|
Victory
Target Managed Allocation Fund |
None |
Elie
Masri |
Victory
Precious Metals and Minerals Fund |
None |
|
Victory
Global Equity Income Fund |
None |
Lela
Dunlap |
Victory
Cornerstone Conservative Fund |
None |
|
Victory
Cornerstone Moderately Conservative Fund |
None |
|
Victory
Cornerstone Moderate Fund |
None |
|
Victory
Cornerstone Moderately Aggressive Fund |
$1 -
$10,000 |
|
Victory
Cornerstone Aggressive Fund |
None |
|
Victory
Cornerstone Equity Fund |
$10,001
- $50,000 |
|
Victory
Target Managed Allocation Fund |
None |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Jai
Jacob |
4 |
$514.7 |
5 |
$639.6 |
8 |
$879.3 |
Stephen
Marra |
4 |
$514.7 |
5 |
$639.6 |
8 |
$879.3 |
James
Donald |
12 |
$10,010.5 |
13 |
$2,989.1 |
83 |
$10,797.5 |
Kevin
O'Hare |
1 |
$337.2 |
3 |
$59.9 |
10 |
1,163.5 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Jai
Jacob |
0 |
$— |
0 |
$— |
0 |
$— |
Stephen
Marra |
0 |
$— |
0 |
$— |
0 |
$— |
James
Donald |
1 |
$5,512.7 |
0 |
$— |
4 |
$831.1 |
Kevin
O'Hare |
0 |
$— |
0 |
$— |
1 |
$609.5 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
James
H. Shakin |
8 |
$4,301.6 |
12 |
$2,246.4 |
10 |
$2,464.7 |
Andrew
M. Corry |
8 |
$4,301.6 |
12 |
$2,246.4 |
10 |
$2,464.7 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
James
H. Shakin |
0 |
$— |
1 |
$31.7 |
0 |
$— |
Andrew
M. Corry |
0 |
$— |
1 |
$31.7 |
0 |
$— |
Fund |
Benchmark
Index and/or Peer Group for
Incentive
Period |
Victory
International Fund |
MSCI
EAFE Index |
Type
of Service Provider |
Name
of Service Provider |
Timing
of Release of
Portfolio
Holdings Information |
Adviser
and Fund Accountant |
Victory
Capital Management Inc. |
Daily. |
Underwriter
and Distributor |
Victory
Capital Services, Inc. |
Daily. |
Custodian |
Citibank,
N.A. |
Daily. |
Sub-Fund
Accountant |
Citi
Fund Services Ohio, Inc. |
Daily. |
Financial
Date Service |
FactSet
Research Systems, Inc. |
Daily. |
Liquidity
Risk Management Service
Provider |
MSCI,
Inc. |
Daily. |
Independent
Registered Public
Accounting
Firm |
Ernst
& Young LLP |
Annual
Reporting Period: within 15
business
days of end of reporting period. |
Legal
Counsel, for EDGAR filings on
Forms
N-CSR and Form N-Port |
K&L
Gates LLP |
Up
to 30 days before filing with the
SEC. |
Ratings
Agency |
Lipper
|
Quarterly,
no later than 15 calendar days
after
the end of the previous quarter. |
Ratings
Agency |
Morningstar |
Quarterly,
no later than 15 calendar days
after
the end of the previous quarter. |
Financial
Date Service |
Bloomberg
L.P. |
Quarterly,
no later than 15 calendar days
after
the end of the previous
quarter. |